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REGULAR MEETING FEBRUARY 9, 1976 <br />NEW BUSINESS (CONTINUED) <br />Regarding powers to investigate Indiana Code Sections 2 -4 -1 -1 through 2 -4 -1 -4 authorize the <br />General assembly to have broad investigatory power, and is similar to the power at the federal <br />level. It should also be noted that Indiana Code Sections 2- 2.1 -3 -1 through 2- 2.1 -3 -12 entitled <br />"Legislative Ethics" set forth procedures to be used for investigations of its own members. <br />These sections are silent on types of punishment, however the analogy to the alternatives at the <br />federal level are probably applicable. V. THE CITY OF SOUTH BEND The City of South Bend being <br />classified as a second class city (I.C. Section 18 -2 -1 -1 is governed by all pertinent Indiana law <br />and its own Municipal Code. The legislative procedures and organization are vested in the commo <br />council pursuant to I.C. Sections 18 -1 -3 -2 through 18- 1 -3 -6. It should be noted that section <br />18 -1.3 -5 of the Code entitled "Expulsion of Members" allows such power only for a violation of a <br />"official duty" and requires a two - thirds vote by council. The similarity of this section to <br />the provisions found in the U.S. Constitution and Indiana Constitution is inescapable. It shoul <br />also be noted that I.C. Section 18 -1 -4 -2 gives the Council express investigatory powers into all <br />departments, officers, and employees. The procedure outlined in this section however, does not <br />apply to members of the council. This power is similar to Municipal Code Sections 2 -49 and 2 -50 <br />which give further guidelines as to procedure. Municipal Code Sections 2 -8 and 2 -9 set forth <br />rules of decorum and basic parliamentary procedure for the common council. Neither section is <br />totally inclusive in that the Roberts' Parliamentary Rules are the prevailing authority in areas <br />not specifically covered by the Municipal Code (2 -9 (a)). As to the specific question of whethe <br />a Common Council may inquire into, and possibly discipline one of its own members, the answer <br />is a qualified yes. (See conclusion section) More specifically Article XIII, Section 66 of the <br />Roberts' Rules of Order, pg. 119 states: 66, The Right of Deliberative Assemblies to Punish <br />their members. A deliberative assembly has the inherent right to make and enforce its own laws <br />and punish an offender - -the extreme penalty, however, being expulsion from its own body ... But <br />it has no right to go beyond what is necessary for self - protection and publish the charges <br />against the member ...Section 69 of this same article states: Every deliberative assembly, havi <br />the right to purify its own body, must therefore have the right to investigate the character of <br />its members. It can require any of them to testify in the case, under pain of expulsion if the <br />refuse. It should be noted that footnote references are made specifically to the U.S. Constitu- <br />tion, Article 1, Section 5 permitting punishment of members for disorderly behavior. However, <br />if Robert's Rules of Order were to be sole authority governing disciplinary matters involving <br />public officials it would fail for lack of constitutional due process requirements. Roberts' <br />Rules are based primarily on parliamentaryprocedures originally used by the British Parliament. <br />It however, has been effectively superseded by the Cushing Manual when involving public official <br />Roberts' has become more a guide to be followed by clubs and groups rather than governmental <br />bodies. The Indiana legislature in passing the 1971 Powers of Cities Act, Public Law 250 deleg <br />the cities all power "over municipal or internal affairs" which is not specifically denied or <br />vested in another governmental unit. Essentially, Indiana Code Sections 18- 1 -1.5 -1 through <br />18- 1- 1.5 -30 enable cities to act without specific approval from the legislature. It is a <br />dramatic reversal of the Dillon Rule which allowed local governments only to exercise those <br />powers specifically granted, necessarily implied or indispensable to the municipal corporation. <br />I.C. Section 18- 1 -1.5 -1 sets forth this broad and encompassing power. I.C. Section 18- 1 -1.5 -2 <br />delineates the corporate procedural powers which includes the power to: (k) Punish contempt and <br />disorders in rooms of the common council or of any board, department or agency of the city; <br />This section thus would apply to all persons regardless of their classification. I.C. Section <br />18- 1- 1.5 -16 entitled "Residual Powers" gives additional powers to those specifically enumerated <br />to "exercise any power or perform any functions necessary in the public interest in the conduct <br />of its municipal or internal affairs, which is not prohibited by the constitution of this state <br />or the constitution of the United States" or other express provisions. The section following, <br />I.C. 18- 1- 1.5 -17 provides that any power conferred under this chapter shall be exercised in <br />accordance with methods and procedures established, or if none are provided, the common council <br />may, by ordinance adopt such methods and procedures. I.C. Section 18- 1- 1.5 -23 mandates that <br />the powers conferred under this chapter be "construed liberally.in favor of such cities" It <br />again emphasizes that: It is the intention of this chapter and the policy of the State to <br />grant to cities full power and rights to exercise all governmental authority necessary for the <br />effective operation and conduct of government with respect to their municipal and internal <br />affiairs ... Additionally, the common council is vested with legislative power and authority <br />and "all powers and duties of a city which are legislative in nature ..." I.C. 18- 1- 1.5 -26. <br />I.C. Section 18- 1- 1.5 -29 again re- emphasizes that all the powers of the 1971 Powers of Cities <br />Act are" in addition to those given and set forth by any other law." If "uncertainty or dis- <br />putes arise" I.C. Section 18- 1- 1.5 -28 authorizes the Superior Court sitting en bane to give, . <br />final review. It appears therefore that common councils of second class cities do have the <br />inherent right to discipline their own members. If a council sought expulsion as their remedy, <br />I.C. Section 18 -1 -3 -5 would expressly apply. If a council sought anything less than expulsion <br />it must then rely on its Municipal Code procedures. In the case of South. Bend, the City is <br />governed by Robert's Rules of Order in disciplinary matters. Roberts fails to meet the require <br />ments of the 14th Amendment which states: no state shall... deprive any person of life, liberty <br />or property, without due process of law. Due process of law has two basic aspects: procedural) <br />and substantive. Procedural due process assures a witness of a fair hearing, whereas sub- <br />stantive due process protects the freedom of speech, press, and other substantive rights con- <br />stitutionally guaranteed him. Roberts fails in both respects. The only alternative then would <br />be pursuant to the 1971 Powers of Cities Act. Since adequate "methods and procedures" regarding <br />disciplinary procedures do not presently exist an ordinance via I.C. Section 18- 1- 1.5 -17 would <br />have to be pursued. VI. CONCLUSION AND RECOMMENDATIONS. First: Second Class Cities in the <br />State of Indiana do have the inherent right to discipline their own members. Second: Express <br />authority from the State law allows the ultimate penalty for violation of official duties while <br />a councilman to be expelled by a two - thirds vote. Third. The present procedures set forth in <br />the municipal code and Robert's Rules do not meet the constitutional due process requirements. <br />Fourth: To implement the broad powers of the 1971 Powers of Cities Act a new ordinance regard- <br />ing the procedure to be followed in disciplinary matters would have to be adopted. Fifth: <br />Any new ordinances passed by the Council would not cover the alleged incident of January 19, 191 <br />because of the ex post facto problems which would be raised. <br />Council President Parent said he would like to ask for a recess for the purpose of studying <br />their reports. Councilman Taylor made a motion for recess, seconded by Councilman Adams. <br />Recessed at 8:40 p.m. <br />11- The meeting reconvened at 9:00 p.m. <br />ed <br />1 <br />1 <br />C <br />1 <br />