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-- - —..- a A1LF+v .Y111G11L 1 U5U1CUonS <br />Indiana Office of Inspector General <br />Post- EmPioyment Restrictions <br />Summary of the Rule <br />Do not go to work for a company that did work for you as a state employee. <br />Noteworthy Changes - Effective July 1, 2015 <br />Page I of 3 <br />Clients and customers of sole proprietorships and professional practices are now considered <br />employers. If you participated -in a contract with an employer that ended more than two years ago <br />you may be exempt from the required one -year waiting period. AUs are subject to the one -year <br />waiting period. Post- employment waivers have additional new criteria, are reviewed by the State <br />Ethics Commission, and are posted on the OIG website. <br />Examples of the Rule <br />• You are an employee of the Family & Social Services Administration (FSSA) and would like to <br />leave your state employment to work for a vendor that has a contract with FSSA. While you <br />performing research related to the contract. If you leave your state employment t did not negotiate the contract, you were personally responsible for arranging meetings and <br />the vendor, you cannot work on the contract the vendor has with FSSA. o work for <br />• You work for the Utility Regulatory Commission making regulatory decisions concerning a <br />public utility company. You may not work for this utility company for a year. <br />• You work for FSSA and have decided to start a family automotive parts business with your <br />son. You may commence such employment immediately upon leaving your employment with <br />the state. <br />• You work as a local office director for DCS. You resign to start your own consulting firm. A <br />service provider whose contract with DCS you helped administer three months ago wants to <br />hire you for a project. You cannot consult for this service provider for a year. <br />• You are a Deputy Commissioner at the Indiana Department of Transportation (INDOT). You <br />participate in deciding which engineering firms should be awarded contracts. You resign from <br />INDOT. You may not work at any of these firms for a year unless the contracts you awarded <br />were completed at least two years ago. <br />• You are a caseworker for FSSA. You help clients receive job training and welfare benefits from <br />the state. You resign from FSSA and become an attorney. One of your former clients comes <br />to you for advice because their new caseworker lowered their welfare benefits. You may not <br />assist the person In that matter. <br />Past Advisory Opinions on the Rule <br />• All Opinions on the Post - m io e t R le <br />The Rule: 42 XAC 1 -5 -14 Post - Employment Restrictions <br />a. As used in this section, "particular matter" means any of the following: <br />1. an application; <br />2. a business transaction; <br />3' a claim; <br />4. a contract; <br />5' a determination; <br />6. an enforcement proceeding; <br />7, an investigation; <br />8. a judicial proceeding; <br />httP://Wwvv.in-gov/ig/2340.htm <br />11/13/2015 <br />