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PSA - H.J. Umbaugh & Assoc - Circuit Breaker Property Tax Revenue Analysis
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PSA - H.J. Umbaugh & Assoc - Circuit Breaker Property Tax Revenue Analysis
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3/31/2025 9:38:55 AM
Creation date
6/28/2017 2:34:28 PM
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Board of Public Works
Document Type
Contracts
Document Date
6/27/2017
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Exhibit C <br />Disclosure Statement of Municipal Advisor cont'd <br />I. Material Legal or Disciplinary Event. There are no legal or disciplinary events that are material to <br />Client's evaluation of the Him or the integrity of the Firm's management or advisory personnel <br />disclosed, or that should be disclosed, on any Form MA or Form MA -I filed with the SEC. <br />11. Form MA -I Filings. The Firm's most recent Form MA and each <br />How to cress Form MA and, <br />most recent Form MA -I filed with the SEC are available on the SEC's EDGAR system at <br />htt ://www.sec. ov/c i-bin/browse-ed ar?action--etcom an &CIK 0001610268. <br />III Most Recent Change _in- Legal or Disciplinarry, Event Disclosure. The Firm has not made any <br />material legal or disciplinary event disclosures on Form MA or any Form MA -I filed with the SEC. <br />PART C —Future Supplemental Disclosures <br />As required by MSRB Rule G-42, this Disclosure Statement may be supplemented or amended, from time <br />to time as needed, to reflect changed circumstances resulting in new conflicts of interest or changes in the <br />conflicts of interest described above, or to provide updated information with regard to any legal or <br />disciplinary events of the Firm. The Firm will provide Client with any such supplement or amendment as <br />it becomes available throughout the term of the Agreement. <br />
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