HomeMy WebLinkAbout5B5 MOU Transfer of FERC Exemption for Hudroelectric Power FacilityO 50. TT$8
Department of
Community Investment
1865
Memorandum
June 30, 2016
TO: Redevelopment Commission
FROM: Michael Schmidt / David Relos
SUBJECT: Memorandum of Understanding
Transfer of FERC Exemption for Hydroelectric Power Facility
Background:
The City of South Bend ( "City ") currently holds a FERC exemption which enables the City
to operate a hydroelectric power facility. Due to the cost of construction and operation,
the City has not utilized this exemption. Through a Memorandum of Understanding
( "MOU ") with the University of Notre Dame ( "Notre Dame "), the City will avoid losing this
exemption while also providing much needed capital improvement to Seitz Park and the
surrounding area. While details are limited at this time, the MOU does commit the City to
transfer its exemption to Notre Dame. In return for the exemption, Notre Dame and the
City agree to negotiate in good faith a ground lease which will set forth Notre Dame's
short term and long term financial obligations to the City.
Action Plan:
Because the Redevelopment Commission ( "Commission ") has a property interest in land
that will likely be used for temporary construction access, in addition to granting a utility
easement, it is appropriate for the Commission to take formal action on the MOU. The
City requests Commission approval of the MOU.
227 W. JEFFERSON BLVD. SOUTH BEND, IN 46601 1 P: 574 - 235 -9371 1 FAX: 574 - 235 -9021 1 SOUTHBENDIN.GOV
MEMORANDUM OF UNDERSTANDING
University of Notre Dame du Lac
and
the City of South Bend
1) PURPOSE
This Memorandum of Understanding ( "MOU ") sets forth the general understandings between
the University of Notre Dame du Lac ( "the University ") and the City of South Bend, Indiana,
acting through its Board of Public Works ( "City ") to pursue their mutual interest in obtaining
regulatory approval for, and the design, construction, and long -term operation of, a hydroelectric
power generation facility to be situated within a dam on the St.. Joseph River owned by the City
for the purpose of providing renewable electric power for the University of Notre Dame ( "the
Project "). The primary purpose of this MOU is to provide for the communication and
coordination necessary to effect the transfer of the City's FERC exemption from the City to the
University, to apply for an amendment to the FERC exemption to enable the Project, and also to
establish protocols to coordinate the design, construction, and operation of the Project.
2) THE PROJECT
Background
Since the 1980s, the City has maintained an approved exemption under the regulations of the
Federal Energy Regulatory Commission ( "FERC ") associated with a dam across the St. Joseph
River for the purpose of building and maintaining a hydroelectric power facility. After an
exhaustive review of potential parties best suited to make use of a hydroelectric power facility,
the City determined, based on conversations with the University, that the University's desire to
create a sustainable energy source for a significant portion of the University's electric power
demand was a mutually beneficial goal for both the South Bend community and the University.
Consistent with this determination, the City and the University hereby mutually agree to pursue
the transfer of the FERC exemption to the University to enable the University to apply for an
amendment to the exemption in order to design, construct, and maintain a suitable hydroelectric
power generation facility within the City's dam, consistent with the general terms herein.
Project Description and Activities
Activities of the City
• Preconstruction
o Upon execution of this MOU, or as soon as reasonably practical thereafter, initiate
the process to transfer FERC Exemption to the University pursuant to applicable
federal regulations and instructions, including providing satisfactory notice to
FERC as required by regulation. The parties hereto understand that should this
MOU or any subsequent agreement related to this Project be nullified or
terminated that the University would transfer the FERC Exemption back to the
City.
• Cooperate with the University's application process for amendment of the FERC
exemption related to the Project.
• Verify, and obtain as necessary, at the University's sole expense for those
properties not associated with existing City of South Bend, easements or rights -
of -way (including but not limited to bike trails or other public access routes),
sufficient rights of way /easements for the establishment of a path for power
transmission infrastructure from the Project site at the St. Joseph River dam to the
current University Hillcrest Hall site (formerly St. Joseph High School),
terminating at or about the northwest corner of Indiana State Route 933 and
Angela Boulevard.
o Utilize its best efforts to coordinate Project construction site access and planning
with current City facilities and City's third party lessees.
o Coordinate as necessary closures of the park adjacent to the Project to
accommodate construction needs of the University.
o Enter into pre -lease right of entry agreement with University to allow for
construction access to the Project areas.
• During Construction
o Cooperate with the University for continuous Project construction site access,
including but not limited to coordination with City's third party lessees.
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• Post - Construction
o Comply with all federal and state laws, regulations, orders, mandates, and
agreements entered into by or on behalf of the City related to the operation,
maintenance, and control of the dam on the St. Joseph River associated with the
Project, including but not limited to commitments between the City and the US
Army Corps of Engineers related to dam upkeep as well as between the City and
the Indiana Department of Natural Resources related to fisheries protections.
o Communicate and cooperate with the University on any matters that may affect
the operation and maintenance of, or access to, the Project, including the
coordination of event schedules, IDNR activities, dam maintenance, or activities
affecting flows.
Activities of the University
• Preconstruction
o Cooperate with the City in the transfer of its FERC exemption to the University.
o Submit an application to FERC to amend the exemption and complete amendment
process to allow for commencement of the Project.
o Identify water' flow allocations between the Project and all other users of the river
associated with the dam on the St. Joseph River.
o Enter into pre -lease access agreement with the City to allow for construction
access to the Project areas.
o Obtain all rights of way /easements required for power transmission infrastructure
from the Hillcrest Hall site (termination point of the City's responsibility) to the
University's power plant.
o Retire and remove the existing 45 KW turbine from the dam.
o Coordinate with relevant state or federal regulatory agencies as necessary to
finalize planning for the Project.
• During Construction
o Provide for and conduct all required construction at the dam site as required for
the Project.
• Provide for and construct all required power transmission infrastructure from the
Project site to the University's power plant.
• Provide access during construction to the physical plant of the dam for the Indiana
Department of Natural Resources and the City for upkeep, maintenance, and
routine operations.
o In areas where there is physical disruption resulting from the Project, restore the
East Bank Bike trail to its pre- existing condition, unless otherwise mutually
agreed upon by the Parties.
o Restore or provide a mutually agreed upon payment for the restoration of the park
adjacent to the Project (Seitz Park) to its pre- existing configuration, including
like- for -like replacement of surfaces, and removal, storage and resetting of the
structures. This includes providing structurally safe access, driving, and parking
for all necessary City, IDNR, and lessee vehicles. The City acknowledges that,
pursuant to Project construction, some trees may be removed; the University will
reasonably replace same with mature trees.
In the event that the City wishes to make modifications to the park
adjacent to the Project, the City will:
• coordinate schedules to accommodate the construction schedule of
the Project,
• provide any additional costs required for such modifications, and
• either permit the University to perform modification work (subject
• Post - Construction
to reimbursement) as part of the Project or direct the University to
leave the work site in a rough -grade condition for work by others.
If modification work is to be performed by the City or a third party
contractor, the City will coordinate with the University to allow
continuous access by IDNR and the University to conduct Project
work.
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o Operate the Project in accordance with the terms of the ground lease agreement
and in compliance with the terms of the approved amended FERC Exemption and
all applicable federal, state and local laws and regulations.
o Communicate and coordinate with the City on all matters that arise concerning the
operation of the dam on the St. Joseph River associated with the Project,
including any activities impacting the use of Seitz Park, associated parking, and
City lessees.
o Contribute mutually agreed upon amounts on a timetable to be determined by the
parties to provide material assistance to the City in the upkeep and maintenance of
the dam associated with the Project, taking into account that the Project (funded
by the University) will likely result in physical improvements to the dam
rendering some previously planned dam maintenance unnecessary.
o Provide for all maintenance and upkeep of the University's equipment associated
with the Project, including but not limited to turbines and power transmission
infrastructure.
o Explore with the City appropriate community educational opportunities involving
the Project. The parties acknowledge that such opportunities, while potentially
beneficial and desired, are not the primary purpose for the Project.
o The planned ground lease agreement which the parties intend to execute at a
future date shall outline the responsibilities of the Parties in further detail.
However, it is the understanding as of the date of this MOU that the University
shall, in addition to any terms contained herein this MOU, provide the City with
the following:
■ Reimbursement of expenses associated with the restoration of Seitz Park
as agreed upon by the Parties.
■ Reimbursement of undetermined mutually agreed upon amount in the
event the City realizes revenue loss from the East Race directly
attributable to construction of the Project.
■ Reimbursement for expenses associated with the temporary resettlement
of parking spaces stemming from construction in and around Stevenson
Mills Apartments.
■ Cover expenses, if applicable, should there be a displacement of the fish
ladder immediately adjacent to the planned Project site.
■ Provide ongoing support and collaboration with the City in any potential
environmental matters related to the dam or the Project.
3) DOCUMENTATION
Pursuant to the Project, the City intends to transfer its FERC exemption to the University, and
will be responsible for pursuing all administrative requirements for such transfer. The University
subsequently intends to submit an application to amend such exemption, with the cooperation of
the City, in order to effect the Project. Following satisfactory transfer of exemption and
regulatory approval of the exemption amendment, the parties intend to enter into a long -term
lease and operating agreement for the Project, and a pre -lease right of entry agreement related to
the University's construction of the Project. The ground lease shall be for a minimum term of
fifty (50) years and renewable upon mutual agreement of the parties, as allowed by law. The
pre -lease right of entry agreement shall provide access to the University prior to execution of the
lease in order to allow necessary preliminary activity related to Project construction.
4) INSURANCE AND INDEMNIFICATION
A. Insurance
The University shall provide appropriate broad form casualty and liability insurance with
respect to the Project as shall be reflected in the insurance provisions within the
documentation referenced in Section 3 above. The City shall provide appropriate
insurance coverage as shall also be reflected in the documentation referenced in Section 3
above, and to the extent allowed by law.
B. Indemnification
The University agrees to appropriately indemnify, defend, and hold harmless the City
from any claims caused by or resulting from the University's negligence, or intentional
acts or omissions as shall be reflected in the indemnification provisions within the
documentation referenced in Section 3 above. The City shall provide reciprocal
indemnification as appropriate, which shall be reflected within the documentation
referenced in Section 3 above consistent with the termination provisions set forth in
Section 7 below, and to the extent allowed by law. The University further acknowledges
that it shall indemnify the City, including appropriate legal costs, should the operation or
construction of the Project result in a third -party environmental based lawsuit regardless
of any negligence or intentional omissions from the University, its employees, or agents.
5) PERMITS AND COMPLIANCE
As part of the Project, the City will be responsible for transferring its existing exemption with
FERC to the University in order to enable it to best perform its obligations under the Project. The
City shall be responsible for maintaining all environmental, regulatory, and governmental
requirements related to the maintenance and operation of the dam, consistent with all existing or
future agreements with any federal or state authorities unless otherwise required by the FERC
exemption.
The University will be responsible for applying for and obtaining the amendment to the FERC
exemption to enable the Project and any costs related thereto. The University, at its sole
expense, will also obtain any required environmental, building or other permits required for
construction and operation of the Project.
In all events, the City and the University will comply with all applicable federal, state, and local
laws, regulations, ordinances, and governmental orders in the performance of the Project.
6) PROJECT FUNDING
This MOU does not constitute a commitment of funds to either party or on behalf of the other
party. Notwithstanding the foregoing, in the event that the Project moves forward following
FERC approval, the parties shall be responsible for their respective costs related to the Project,
including but not limited to transaction costs such as legal or consultant fees, and the financial
responsibilities as set forth generally herein.
7) TERMINATION
A. In the event that the City is unable to transfer the exemption to the University or
the University's application to amend the exemption is not approved by FERC, this
MOU shall become null and void upon either party's written notification to the
other. In such an event, neither party shall have any other or further obligation to
the other arising out of this MOU.
B. In the event that activities conducted by the University during the preconstruction
or construction periods reveal conditions that would reasonably prevent the
University, in its discretion, from proceeding with the Project as planned, the
University may terminate this MOU. In such an event, neither party shall have
any other or further obligation to the other arising out of this MOU.
C. The lease and operating agreements shall provide that in the event of default by
one party, the other shall have cause to terminate said agreements. In the event of
termination for cause, the parties shall work together to establish`mutually
agreeable terms regarding the breaching party's obligations.
D. The parties shall also work together to establish mutually agreeable terms
regarding termination for a reason other than default. The City recognizes the
significant resources to be committed to the Project by the University and
acknowledges that the University would suffer damages in the event of
termination by the City for reasons other than default by the University.
Therefore, the City agrees that, where possible, time restrictions on its ability to
terminate without cause would be appropriate along with corresponding
designated damages or other remedies in the event of early termination by the
City.
E. The parties shall also work together to establish mutually agreeable terms
regarding the University's obligation to return the premises to an agreed upon
state upon termination of the Project. The City acknowledges the significant
resources to be committed to the Project by the University, including potential
construction of permanent structures. Therefore, the City agrees that the
University's obligation to return the premises to an agreed upon state shall not be
absolute.
F. Any permanent structures existing at. the termination of the lease and operating
agreement which the University is not obligated to demolish shall be transferred
to the City. Such requirement to transfer will not, however, apply to equipment or
personal property associated with the Project provided by the University that are
not fixtures to the permanent structures.
8) NOTICE
All written notifications required hereunder must be sent via certified mail or overnight carrier
to the addresses designated below:
The University:
Senior Director Utilities & Maintenance
Planning, Design, and Construction
University of Notre Dame
104 Facilities Building
Notre Dame, IN 46556
With a copy to:
The City:
Office of General Counsel
University of Notre Dame
203 Main Building
Notre Dame, IN 46556
The Mayor of South Bend
1400 County -City Building
227 West Jefferson Boulevard
South Bend, Indiana 46601
With a copy to:
Corporation Counsel
1200 County -City Building
227 West Jefferson Boulevard
South Bend, Indiana 46601
9) MISCELLANEOUS
The City and the University will coordinate public communication, to the extent allowed by law,
concerning the Project. To the extent possible, each party shall provide notice and advance copy
of press releases or public statements to the public relations office of the appropriate party in
advance of public release.
Q,
The designated representatives, on behalf of the University and the City indicate by their
signatures below that the provisions set forth in this Memorandum of Understanding (MOU)
correctly state their understanding regarding the establishment and operation of the Project.
This MOU shall become effective upon signature by the authorized representatives of the City
and the University, and it may be modified by mutual consent of authorized officials from the
University or the City.
[SIGNATURE PAGE FOLLOWS]
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UNIVERSITY OF NOTRE DAME DU LAC
Date Signed:
CITY OF SOUTH BEND
:••'� • • UTUVII&MI •
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CITY OF SOUTH BEND INDIANA
Date Signed:
Gary Gilot, resident
David P. Relos, Mfe be-r
JaCes A. Mueller, Member
Therese J. Doran, Member
Elizabeth A. Maradik, Member
AT' ST-
Linda Martin. Clerk f the Board of Public Works
SOUTH BEND REDEVELOPMENT
COMMISSION