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HomeMy WebLinkAbout2014 Comprehensive Annual Financial Report - Executive SummaryCAFR Executive Summary FISCAL YEAR ENDING ON DECEMBER 31, 2014 CITY OF SOUTH BEND PETE BUTTIGIEG, MAYOR JOHN MURPHY, CITY CONTROLLER REPORT PREPARED BY CITY OF SOUTH BEND DEPARTMENT OF ADMINISTRATION AND FINANCE City of South Bend, Indiana Comprehensive Annual Financial Report — Executive Summary For The Year Ending December 31, 2014 Table of Contents Purpose & Summaries Purpose of the Executive Summary ........... ............................... Quick Facts about South Bend ................... ............................... Chartsand Graphs ..................................... ............................... Controller's Letter of Transmittal .... ............................... Independent Auditor's Report on Financial Statements Management's Discussion and Analysis ...................... Government -Wide Financial Statements: Statement of Net Position ........... ............................... Statement of Activities ................ ............................... Fund Financial Statements: Balance Sheet — Governmental Funds ............. ............................... Statement of Revenues, Expenditures and Other Changes in Fund Balances — Governmental Funds ............... ............................... Statement of Net Position — Proprietary Funds ............................... Statement of Revenues, Expenses and Other Changes in Net Position — Proprietary Funds ............... ............................... Statement of Fiduciary Net Position — Fiduciary Funds ................... Statement of Changes in Fiduciary Net Position — Fiduciary Funds Financial Trends Net Position by Component — Last Ten Years .... ............................... Changes in Net Position — Last Ten Years ......... ............................... Fund Balances, Governmental Funds — Last Ten Years ................... Changes in Fund Balances, Governmental Funds — Last Ten Years 1 2 .3 .... .............................11 .......... .............................23 .......... .............................26 .......... .............................52 .......... .............................54 ...... .............................56 Revenue Capacity Property Tax Levies and Collections — Last Ten Years ............................ Direct and Overlapping Property Tax Rates — Last Ten Years ................. Assessed Value and Actual Value of Taxable Property — Last Ten Years Property Tax Collections — Cash Basis — 2005 to 2014 ............................ Debt Capacity Computation of Legal Debt Margin — December 31, 2014 ................ Ratios of Outstanding Debt by Type — Last Ten Years .................... Computation of Direct and Overlapping Debt — December 31, 2014 Demographic and Economic Information Demographic Statistics — Last Ten Years Operating and Other Information Full -Time City Government Employees by Department — Last Ten Years Grant Compliance Schedule of Expenditures of Federal Awards 58 60 62 63 64 .................. 70 .................. 71 .................. 72 ................. 73 .................. 74 .................. 75 .................. 76 77 .................. 78 79 City of South Bend, Indiana 2014 CAFR Executive Summary Purpose of the Executive Summary The City of South Bend has prepared a Comprehensive Annual Financial Report (CAFR) for the year ending December 31, 2014. The 2014 CAFR totals 274 pages and meets all of the requirements set forth by the Government Finance Officers Association for its Certificate of Achievement for Excellence in Financial Reporting program. If the award is received for 2014, this will be the twenty -fifth consecutive year that the City of South Bend has received this prestigious award. The purpose of this Executive Summary is to present the most essential schedules and summaries from the 2014 CAFR, as determined by the City, to allow more ready access to them by the reader. The schedules and summaries are presented in their original format and the order of presentation is the same as in the full 2014 CAFR. In addition, the CAFR Executive Summary includes summary charts and graphs not featured in the 2014 CAFR. The Executive Summary totals 79 pages. The full CAFR is available at the following link: http: // docs .southbendin.gov /weblink8 /0 /doc /62055 /Electronic.aspx The CAFR Executive Summary is available here: www.southbendin.gov /2014CAFREx or by contacting: John H. Murphy, City Controller City of South Bend Department of Administration & Finance 227 W. Jefferson Boulevard South Bend, Indiana 46601 Telephone — (574) 235 -7678 Fax — (574) 235 -9928 On the cover: View overlooking the Century Center and the East Race during the SB150 River Lights Lighting. /gptire• p �! Quick Facts about South Bend ills xn5 Year of Incorporation .................................................. ............................... ...........................1865 Mayor...................................................................................... ............................... Pete Buttigieg Numberof Council Members ....................................................................... ............................... 9 Population (2010 census) .......................................... ............................... ........................101,168 Full -time Employees (12/31/14) .................................. ............................... ..........................1,098 2014 Governmental Activities Expenses ................................ ............................... $ 139,909,059 2014 Business -type Activities Expenses .................................. ............................... $ 55,879,605 2014 Government -Wide Expenses .......................................... ............................... $ 195,788,664 Net Position (12/31/14) ............................................................ ............................... $ 470,512,374 Unrestricted Net Position ( 12/ 31/ 14) ...................................... ............................... $ 130,240,152 Largest Employer ................................................ ............................... University of Notre Dame (5,590 employees) Gross Assessed Property Tax Value .................................... ............................... $ 4,842,882,200 Local Colleges: • The University of Notre Dame • Indiana University - South Bend • Bethel College • Saint Mary's College • Holy Cross College • Trine University - South Bend • Brown Mackie College - South Bend • Ivy Tech Community College - South Bend Attractions: • Morris Performing Arts Center • Century Center • South Bend Cubs • East Race Waterway • Potawatomi Zoo • Palais Royale • Blackthorn Golf Course 2 M — r � C N (j C L Q d E 0 U M d V t LL 7 012 a n c a° R > r J U Z O O O O O Efi O O O O O O O O O O O O O O O CD O O O O O L M N Efi K3 ER ER ER t1 O N M T O N N T O N T T O N O T O N C1 O O N co 0 O N ti O O N T to O O N LO O O N n M N 11Y O n v M N N M N O to V 40 co rn M N N V M OD N co N O O a w N O M OD �D fii n N co v 0 a es� v r n co Lq co OD M V� O O M n" v ai m M V� co O O O O M W n O V O O rn VT d l0 C E a` o d :r �0a. 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JEFFERSON BLVD. SOUTH BEND, INDIANA 46601 -1830 CITY OF SOUTH BEND PETE BUTTIGIEG, MAYOR PHONE 574/ 235 -7678 FAX 574/ 235 -9928 DEPARTMENT OF ADMINISTRATION AND FINANCE June 30, 2015 The Honorable Pete Buttigieg, Mayor of the City of South Bend Members of the City of South Bend Common Council Residents of the City of South Bend: The comprehensive annual financial report of the City of South Bend, Indiana (the "City ") for the year ended December 31, 2014 is hereby submitted. Responsibility for both the accuracy of the data and the completeness and fairness of the presentation, including all disclosures, rests with management. To the best of our knowledge and belief, the enclosed data is accurate in all material respects and is reported in a manner designed to present fairly the financial position and results of operations of the various funds of the City. All disclosures necessary to enable the reader to gain an understanding of the government's financial activities are included. Generally Accepted Accounting Principles (GAAP) requires that management provide a narrative introduction, overview and analysis to accompany the basic financial statements in the form of the Management's Discussion and Analysis (MD &A). This letter of transmittal is designed to complement the MD &A and should be read in conjunction with it. The City of South Bend's MD &A can be found immediately following the independent auditors' report. The Comprehensive Annual Financial Report is presented in four sections: introductory information, financial information, statistical information and federal compliance information. The introductory section includes this transmittal letter, the City's organizational chart, a list of principal City officials and the Certificate of Achievement for Excellence in Financial Reporting awarded to the City of South Bend for the year ending December 31, 2013. The financial section begins with the independent auditors' report on the City's financial statements and schedules, the City managements' discussion and analysis report, followed by the City's basic financial statements and accompanying notes. The remaining portion of this section includes the combining and individual fund and other financial statements and schedules. The statistical section includes selected financial and demographic information generally presented on a multi -year basis, which has been provided to give the reader a broader understanding of the City. The federal awards compliance section, which includes the results of the supplemental audit of the City's federal awards and the internal controls necessary for compliance, is included in a separate report. The City is required to undergo an annual single audit in conformity with the provisions of the U.S. Office of Management and Budget Circular A -133, Audits of States, Local Governments and Non - Profit Organizations, the provisions of Indiana Code section 5- 11 -1 -9 and the requirements 11 of the Indiana State Board of Accounts. Information related to the single audit, including the schedule of federal financial assistance, findings and recommendations, and the auditors' reports on the internal control structure and compliance with applicable laws and regulations, is included in a separate report. The following pages of this transmittal letter begin with a general overview of South Bend and the surrounding area. Also summarized are the key financial, budgetary and property tax controls with which the City is required to comply. The remainder includes a discussion of the prior year's financial challenges and accomplishments, the City's goals and objectives for this year and beyond and other key issues the City is facing along with the impact they may have on current and future budgets. GENERAL INFORMATION The City of South Bend is the county seat of St. Joseph County, Indiana, and is the fourth largest city in the state. The City of South Bend's 2010 U.S. Bureau of the Census population was 101,168. Accordingly, South Bend is classified as a "City of the Second Class" under Indiana statutes (cities with a population of 35,000 to 250,000). The City of South Bend operates with a mayor as chief executive and a nine - member City Common Council composed of six members elected from districts and three members elected at- large. The City provides a full range of traditional general governmental services to its citizens. These services include police and fire protection; sanitation services; the construction and maintenance of highways, streets and infrastructure; recreational activities and cultural events. In addition to general governmental activities, the City exercises oversight over the South Bend Water Works, the South Bend Wastewater Treatment Facility, the Century Center Convention Center, the Morris Performing Arts Center, the Studebaker National Museum, the City of South Bend Redevelopment Commission and Authority, and several downtown parking facilities. Location St. Joseph County lies within the heartland of the manufacturing belt and metropolitan regions of the Upper Midwest and Canada. The City of South Bend is located in the north central part of Indiana, ten miles south of the Michigan state line, and is commonly known to be within the " Michiana" area. The Michiana area is a vibrant and diverse area with a strong economy based on a mix of health care, agricultural, service, manufacturing, education and other commercial and tourism industries. This diverse economic mix creates varied employment opportunities for the area's residents while providing insulation via diversification from future economic downturns. The city is approximately 90 miles east of Chicago and 140 miles north of Indianapolis. Accessibility to transportation, including Interstate 80/90, an international airport (which is the second busiest in the State of Indiana) and the South Shore Line has supported economic growth within the community. Proximity to Chicago, the largest rail and intermodal (rail /truck/ocean/inland waterway) transfer point in the country, is a significant advantage to the City of South Bend as is proximity to the University of Notre Dame with its scenic campus located adjacent to the city limits. 12 St. Joseph County / South Bend - Economic Conditions and Outlook St. Joseph County, with its 2010 U.S. Bureau of the Census population of 266,931, boasts a strong history of manufacturing which continues today. The service industry and retail trade have also flourished, creating a balance that serves the community well. The County experienced a net growth in population of 28,317 (11.8% increase) between 1960 and 2010. After experiencing a reduction of 2.6% during 1969 to 1983, at which time the entire Midwest was at the depth of its economic restructuring and recess, the County's population increased 4.0% between 1983 and 1990 and another 7.5% between 1990 and 2000. The population of St. Joseph County is expected to have experienced a modest increase to an estimated 267,618 in 2014. The estimated labor force in St. Joseph County is 135,350 workers (US Census Bureau 2009 -2013 American Community Survey 5 -Year Estimates). The workers are typical of the Midwest: well - trained with a strong work ethic. Approximately 87.8% of the area's adult population (25 and older) are high school graduates or higher (as compared to the national average of 75 %) with an estimated 26.5% with a Bachelor's Degree or higher. There are ten colleges, universities and technical schools within South Bend and the surrounding area including the University of Notre Dame, Indiana University South Bend, Bethel College, Saint Mary's College, Purdue University College of Technology at South Bend, Holy Cross College, Trine University South Bend, Brown Mackie College, ITT Technical Institute and Ivy Tech Community College. At the high school level, there are school -to -work transition programs. For 2014, St. Joseph County experienced an average unemployment rate of 6.7 %, near average when compared to its surrounding counties Elkhart (5.2 %), LaPorte (7.7 %), and Marshall (5.6 %) in Indiana and Cass (6.6 %) and Berrien (6.7 %) in Michigan. Indiana's unemployment rate averaged 5.5% in 2014. The employment profile for St. Joseph County provides a good overview of the economic make- up of this community. Employment estimates for the County's major economic sectors are as follows (US Census Bureau 2009 -2013 American Community Survey 5 -Year Estimates Civilian Employed Population): Economic Sector Educational Services, Healthcare, Social Assistance Manufacturing Retail Trade Number Employed 33,989 19,691 Arts, Entertainment, Recreation, Accommodation, Food Services Professional, Scientific, Management, Administrative, Waste Management Services Finance and Insurance, Real Estate, Rentals, Leasing Other Services, except Public Administration Construction Transportation and Warehousing, and Utilities Wholesale Trade Public Administration Information Agriculture, Forestry, Fishing, Hunting, Mining Total 13 13,739 11,463 9,293 6,692 5,611 5,468 5,059 3,585 3,457 1,807 532 120,386 % of Total 28.2% 16.4% 11.4% 9.5% 7.7% 5.6% 4.7% 4.5% 4.2% 3.0% 2.9% 1.5% 0.4% 100.0% St. Joseph County presently has an estimated 101,947 households with an average per capita personal income of $23,509, which compares to the State of Indiana average per capita income of $24,635 and the United States per capita income of $28,155. The per capita income in St. Joseph County compares favorably with most of its surrounding counties—Elkhart ($21,109), La Porte ($22,852), and Marshall ($21,933) in Indiana and Cass ($22,743) and Berrien ($24,013) in Michigan. Health and education lead the employment statistics for St. Joseph County. The largest employers in St. Joseph County as of December 2014 were as follows: University of Notre Dame (5,590), Beacon Health Systems (3,400), Trinity Health/St. Joseph Regional Medical Center (3,000), South Bend Community School Corporation (2,880), AM General (2,738), Martin's Supermarkets (1,555), Meijer, Inc. (1,450), St. Joseph County (1,300), Indiana University – South Bend (1,266), 1St Source Corporation (1,160), and The City of South Bend (1,098). The following provides a profile of the residents of St. Joseph County (Census Estimates for July 2013): Gender %, male /female: Age: Race: Home Ownership: 48.5% male; 51.5% female 24.2% under 18 11.3% 18 -24 years of age 24.7% 25 -44 years of age 26.0% 45 -64 years of age 13.8% 65 years of age and older 73.6% White 13.1% Black/African American 7.9% Hispanic /Latino 2.2% Asian 3.2% Other 69.5% own; 30.5% rent /other The cost of living continues to be one of the greatest advantages of living in this community. The housing costs in South Bend are well below the national and regional averages. Per a report compiled by the National Association of Realtors in the first quarter of 2015, the median sales price for a single family home in the South Bend Statistical Area was $85,100 as compared to a median sales price of $192,500 in Chicago, $137,000 in Grand Rapids, $106,300 in Ft. Wayne and $139,200 in Indianapolis. The Midwest median sales price is $156,600. The City of South Bend continues to place high emphasis on a growing and diversified local economy. It has been active in developing ten industrial parks, offering itself as a low -cost alternative to the Chicago metropolitan area to companies engaged in light manufacturing, distribution and services. More than 240 businesses operate in South Bend's industrial parks, including companies engaged in metalworking, plastics, warehousing and distribution, and professional services. In recent years, the City has developed Innovation and Ignition parks, the 14 first dual -site, state - certified technology parks in the State of Indiana. The South Bend Community School Corporation serves the entire City and some of the surrounding area and has a current enrollment of approximately 19,308 students in grades pre- kindergarten through 12. An estimated 5,392 students attend private or parochial schools within the City. The ten institutions of higher education and technical training located within the South Bend area have a total enrollment of approximately 31,000. Over the years, the University of Notre Dame has provided a stabilizing influence on the economy with a very significant positive economic impact upon the community. South Bend History and Amenities In 1820, Pierre Navarre of the American Fur Trading Company was the first settler in the area to become later known as South Bend. South Bend has continued to progress in its growth since 1842 when Father Edward Sorin named his rustic log chapel "Notre Dame du Lac" and began to teach the local Indians. Today the chapel has grown into the University of Notre Dame. In 1852, H.C. Studebaker started the industry of making wagons and horse -drawn buggies that evolved into the manufacturing of the Studebaker automobile. The name Studebaker became synonymous with the area of South Bend and the company was its major employer until its closure in 1963. Another industrial firm that would later become the area's largest began in 1923 when Vincent Bendix began manufacturing automotive brakes. In 1929, the company became the Bendix Aviation Corporation, and now, as Honeywell (formerly AlliedSignal Inc.), is a leading manufacturer of automotive, aerospace and household products. The Singer Sewing Company, Birdsell Manufacturing and the Oliver Chilled Plow Works were other important companies during the early history of South Bend. Special attractions within the South Bend area include the Olympic -class East Race Waterway and the East Bank area, the renovated Morris Performing Arts Center, which provides for the Broadway Theater League, the South Bend Symphony Orchestra and the Southold Dance Theater and Patchwork Dance Company, the award - winning South Bend Civic Theater, the Studebaker National Museum, the South Bend Museum of Art, the Snite Museum of Art at Notre Dame, the Northern Indiana Center for History and the Oliver family Mansion, Copshaholm, Century Center, Potawatomi Zoo, the Morris Conservatory /Muessel- Ellison Tropical Gardens, Healthworks! Kids Museum, the Farmers' Market, and the Belleville Softball Complex. The Four Winds Field Baseball Stadium is a 5,600 -seat facility which opened in 1987 and is rated among the best in minor league baseball. Until recently, the stadium was home to the South Bend Silver Hawks, a Single -A minor league team in the Midwest League affiliated with the Arizona Diamondbacks. In January 2011, the Silver Hawks were sold to Chicago businessman Andrew Berlin, who has forged a strong partnership with the City and plans to keep the team in South Bend for many years to come. In September 2014, a four -year player contract was reached with the Chicago Cubs and the team became the South Bend Cubs. Total attendance in 2014 of 259,000 was up approximately 9% over 2013, but upon the announcement of the new Cubs franchise, 2015 sales have repeatedly broken records. 15 Additional miscellaneous information about the City of South Bend can be found in the statistical section of this report. Financial, Budgetary and Property Tax Controls The City's management team is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the government are protected from loss, theft or misuse and to ensure that adequate accounting data is compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgments by management. Single Audit. As a recipient of federal and state financial assistance, the City is also responsible for ensuring that an adequate internal control structure is in place to ensure compliance with applicable laws and regulations related to those programs. This internal control structure is subject to periodic evaluation by management of the City. As part of the City's single audit described earlier, tests are performed to determine the adequacy of the internal control structure, including that portion related to federal financial assistance programs, as well as to determine that the City has complied with applicable laws and regulations. The results of the City's single audit for the year ended December 31, 2014 are included in a separate report. Budgetary Controls. In accordance with Indiana statutes, the City maintains budgetary controls integrated within the accounting system. The objective of these budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget (prepared on a cash basis) which is adopted by the Common Council or Redevelopment Commission (depending on the fund) and then reviewed and approved by the State of Indiana Department of Local Government and Finance (DLGF). Activities of the general fund, special revenue funds, capital project funds, enterprise funds, internal service funds, pension trust funds and debt service funds are included in the annual budget. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established by major budget classification within funds. The Mayor and Common Council may transfer appropriations from one major budget classification to another within a department by ordinance as long as the total appropriations for that fund are not exceeded. Additional appropriations in excess of the original budget must be approved by the Mayor and Common Council and are also submitted to the DLGF for either approval or acknowledgement (depending on the fund). Additional appropriations for funds approved by the Redevelopment Commission do not require DLGF approval. Beginning in budget year 2009, the City must also submit its annual budget to the St. Joseph County Common Council for a non - binding review and recommendation. The deadline for adoption of the annual budget is November 1. The city's fiscal year begins on January 1. The City maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Encumbered amounts do not lapse at year end and are carried over to the following year as a part of the subsequent year's budget. 16 Property Tax Controls. In addition to budgetary and other controls established by Indiana statute, the City must operate within specific and rigid controls governing the amount of property tax it may levy. The property tax control program, which began in 1973, limits the amount of property tax that may be levied by each unit of government in its legally budgeted funds. The total amount of property tax levied by the unit may increase by the six year average annual growth in Indiana personal non -farm income, as calculated by the U.S. Bureau of Economic Analysis, with a 6% maximum. During March 2008, the State of Indiana General Assembly enacted property tax reform legislation which made significant changes in the property tax system by capping the amount of property taxes at 1% of grossed assessed value for residential homesteads, 2% for agricultural /rental properties and 3% for all other real and personal property. This legislation was phased in over a two year period beginning in 2009. The loss of revenue to the City due to this legislation was significant (estimated to be over $28 million dollars in the General Fund) but this revenue loss has been offset by cost savings and the adoption of local option income taxes in order to continue providing essential City services, including police and fire protection. A historical view of the City's tax rate and its net assessed valuation has been included in the statistical section of this document. City Mission Statement and Department Purpose Statements The City provides services to its customers through fourteen (14) administrative departments. These departments have unique purposes that are intended to support the citywide mission statement which is "to be recognized as a model city." Each department has developed a purpose statement which identifies their specific role. Mayor's Office: Leading the community to become a model city through formulating policy, directing operations and responding to customer concerns. Common Council: Making certain that our City government is always responsive to the needs of our residents and that the betterment of South Bend is always our highest priority. City Clerk's Office: Preserving all City Ordinances and Council meeting minutes for generations yet to be, and providing fair and consistent treatment of our Ordinance Violations Bureau customers. Administration and Finance: Providing financial and organizational stability for the City through sound financial and human resources management while ensuring the existence of a safe work environment, quality employee benefits and equal treatment for 17 all City employees. Legal Department: Providing superior, professional and ethical legal services for our client, the City of South Bend. Police Department: Protecting the life, property and personal liberties of all individuals; improving the overall quality of life by deterring criminal activity and respecting cultural diversity; delivering fair and impartial law enforcement services to all residents. Fire Department: Providing the highest level of fire protection and emergency medical services possible to all of our customers, saving lives and property, and striving to become a model Fire Department for other cities in an efficient and cost - effective manner. Code Enforcement: Maintaining and improving the physical quality of life in our neighborhoods. Parks and Recreation: Offering all residents and guests of South Bend the highest quality of recreational and leisure activities, while providing well- managed parks and recreational facilities with updated programming and friendly productive service. Community Investment (Eton Dev): Creating and expanding opportunities through partnerships in neighborhood revitalization, commercial and industrial development and community enhancement. Public Works: Providing leadership in the development and delivery of engineering, fleet, transportation, sanitation, wastewater, water and other services as called upon by our customers. Building Department: Serving our customers by inspecting, informing and ensuring a safe place to work, play and live. Century Center: Providing a state -of -the -art convention facility with excellent services to customers while generating maximum economic benefit to our community. Morris Performing Arts Center & Palais Royale: Providing the premiere venue for live entertainment and banquet facility. 18 Building South Bend in 2015 and beyond The City Administration's theme for the past several years has been "We're Building South Bend." That theme has had a major influence on the development of the 2015 budget. There are five areas of concentration that became or remained budget priorities for 2015: • We're Building Neighborhoods - The City continues with its strong commitment to neighborhoods. The City will make a significant investment to fund or leverage state and federal funding for housing assistance, development and home ownership programs, neighborhood public works and parks, neighborhood development for social services and organizations, and public safety initiatives. Committing these resources will help us maintain, improve and support strong neighborhood development. • We're Building a Safe City - Public safety is the foundation of all the City's efforts to build South Bend. Through the targeted and creative use of available resources, the City is working to provide quality police, fire and ambulance services for the community. The crime rate has decreased in several significant categories over the past year. The City's Fire Departments is rated one of the best in the State. A key initiative will focus on community policing, group violence, and placing more emphasis on training and diverse recruitment for the Police and Fire Departments. • We're Building an Attractive City - We are working to enhance the natural and man -made beauty of our city through effective City programs. The City has taken steps through its Department of Code Enforcement and a Mayoral Task force to address the issue of vacant and abandoned properties. The City is funding major programs to renovate the former Studebaker Corridor area and other parts of the City. The City has been recognized as a Bicycle Friendly Community by the League of American Bicyclists and has established over 60 miles of bicycle routes to date. The City has initiated a "smart streets" program to convert four downtown streets from one -way to two -way traffic that will make the streets safer and more user - friendly for pedestrians and non - motorists. • We're Building Opportunity - A key issue for any city is education and opportunity for young people. The City is committed to keeping schools open in our neighborhoods and to maximizing their use by the community. We are building partnerships with the South Bend School Corporation and other key stakeholders that will create new strategies for enhancing our formal educational systems. Working together with families, student groups, school officials, neighborhoods, the faith community and civic organizations, we can support our local schools and improve the level of individual student performance. We're Building a Strong Economy - Local government plays a key role in economic development. By providing adequate infrastructure and offering targeted assistance, the City can stimulate private investment, creating business opportunities and jobs. The City's policies encourage new start-up businesses, strengthen existing business, attract new jobs, increase assessed value and emphasize direct investment in hard -to- develop areas. Efforts have been and will continue to focus on implementing the comprehensive plans for the areas around the East Bank and the downtown areas. The City has had many significant economic development projects resulting in $300 million 19 in new private investment and the creation of over 2,000 jobs in the last 24 months. A few of these projects include the renovation and modernization of our Ethanol Plant, the construction of 1 million square feet of Industrial space (underway), the renovation of 3 large historic buildings in the downtown to market rate apartments, the rebranding of our minor league baseball team and new affiliation with Chicago Cubs resulting in record high attendance, the announcement of $700 million in construction to occur at the Notre Dame Campus and the attraction of General Electric to our Tech Park to partner with Notre Dame on the nations most advanced jet propulsion testing facility. Mayoral Leadership Mayor Pete Buttigieg, a Harvard University graduate and Rhodes scholar, assumed office on January 1, 2012, bringing with him a group of leaders with new ideas and energy to implement transformational reform to city government. Elected at age 29, Mayor Buttigieg is the youngest chief executive of a municipality exceeding 100,000 residents in the United States. During his first term, Mayor Buttigieg has launched seven initiatives to improve city government: New Economic Partnerships – to lay out a new economic vision for our community as well as to agree on a smarter division of labor among various groups involved in economic development. 2. High Ethical Standards – on his first day in office the Mayor issued an executive order introducing a new ethics code for City employees. 3. Customer Service Mentality – design ways that City employees can track and resolve citizens' issues efficiently by using more advanced technology. This effort led to the creation of a "311 Call Center" for non - emergency municipal telephone calls during 2012. The Call Center has taken more than 200,000 calls through June 2015 and continues to add departments to be a central call center for most areas of City government. 4. Strong Partnerships with Schools – the Mayor has improved dialogue with the South Bend School Corporation and other stakeholders to ensure a strong educational system in the City. The Mayor has begun programs to double the number of public school mentors and curb youth and gun violence. 5. Transparency and Accessibility – choosing not to serve from behind his desk, Mayor Buttigieg has conducted a series of monthly "Mayor's Night Out" and "Mayor's Night In" events around town to allow citizens to speak to him and his department heads directly about concerns and ideas. The City website has been re- designed and additional financial and operational reports are being made available online. 6. Vacant and Abandoned Buildings – as with many large cities, the City of South Bend has an issue with vacant and abandoned buildings. The city has taken on this issue with the appointment of a blue - ribbon task force that developed new strategies and initiated an aggressive three -year program -1,000 buildings in 1,000 days —to reduce the number of vacant and abandoned buildings. As of June 2015, 955 of the 1,000 buildings have been addressed. The remaining 45 buildings should be address as planned by November 2015. 20 7. Smart Streets – an effort to improve the role of streets within South Bend. Projects within this initiative utilize the "Complete Streets" philosophy which advocates for the design of streets to enable safe access for all users, including pedestrians, bicyclists, motorists and transit riders of all ages and abilities. During 2015, the City issued a bond for $25 million to move the project of two -way street conversions and other Smart Street initiatives forward. 8. South Bend Group Violence Intervention ( SBGVI) – unites community leaders around a common goal: to stop gun violence and keep South Bend's highest risk citizens alive and out of prison. SBGVI is a partnership among 30 community leaders from law enforcement, government, education, civil service, health -care and faith -based agencies. Administration Vision The administration of Mayor Buttigieg has a single, overarching vision —a safe, inclusive and well- connected South Bend. In support of this vision, the Mayor has established three main pillars of administration policy: 1. Basics are easy – it is essential to provide City residents basic services so seamlessly that they take them for granted and are able to focus on their own families and daily challenges. 2. Good government – make government more accessible and accountable to those it serves by adopting a people- focused approach, trading partisanship for partnership and using technology to better serve all residents. 3. Economic Development – focus on economic growth and make much needed investments in the future. Awards The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of South Bend for its comprehensive annual financial report for the fiscal year ended December 31, 2013. This was the 24th consecutive year that the City has achieved this prestigious award. In order to be awarded a Certificate of Achievement for Excellence in Financial Reporting, a government unit must publish an easily readable and efficiently organized Comprehensive Annual Financial Report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements, and we are submitting it to the GFOA to determine its eligibility for another certificate. 21 Acknowledgments The preparation of the Comprehensive Annual Financial Report (CAFR) was made possible by the dedicated service of the City's departmental fiscal officers and the staff of the Department of Administration and Finance. Each fiscal officer and member of the Administration and Finance Department has our sincere appreciation for the contributions made in the preparation of this report. We would especially like to acknowledge the efforts of the core CAFR preparation team of Rahman Johnson, Cecil Eastman and Plante Moran, PLLC. In addition, we would like to thank the Field Examiners of the Indiana State Board of Accounts (led by Martha Harper, Alex Flores and Bruce Snyder) for their hard work and dedication in this effort. In closing, without the leadership and support of Mayor Pete Buttigieg, City Department Heads, City Fiscal Officers and members of the City of South Bend Common Council, preparation of this report would not have been possible. Sincerely, John H. Murphy, MPA City Controller 22 Y*,� 6. llbc4 & Jennifer Hockenhull, CPA Deputy City Controller 1 STATE OF INDIANA AN EQUAL OPPORTUNITY EMPLOYER INDEPENDENT AUDITOR'S REPORT STATE BOARD OF ACCOUNTS 302 WEST WASHINGTON STREET ROOM E418 INDIANAPOLIS, INDIANA 46204 -2769 Telephone: (317) 232-2513 Fax: (317) 232 -4711 Web Site: www.in.gov /sboa TO: THE OFFICIALS OF THE CITY OF SOUTH BEND, ST. JOSEPH COUNTY, INDIANA Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business - type activities, each major fund, and the aggregate remaining fund information of the City of South Bend (City), as of and for the year ended December 31, 2014, and the related notes to the financial statements, which collectively comprise the City's basic financial statements as listed in the Table of Contents. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We con- ducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assess- ment of the risks of material misstatement of the financial statements, whether due to fraud or error. In mak- ing those risk assessments, the auditor considers internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circum- stances, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we express no such opinion. An audit includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. 23 INDEPENDENT AUDITOR'S REPORT (Continued) Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of the City, as of December 31, 2014, and the respective changes in financial position and, where applicable, cash flows thereof and for the year then ended, in accordance with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Manage- ment's Discussion and Analysis, Schedules of Funding Progress, Schedules of Changes in Net Pension Liability and Related Ratios, Schedules of Contributions, Schedules of Investment Returns, Budgetary Comparison Schedules - General Fund and Major Special Revenue Funds, and Budget/GAAP /Reconciliation, as listed in the Table of Contents, be presented to supplement the basic financial statements. Such informa- tion, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collec- tively comprise the City basic financial statements. The accompanying combining and individual fund finan- cial statements, other budgetary comparison schedules and the Introductory and Statistical Sections are pre- sented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and other budgetary comparison schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual fund financial statements, and other budgetary com- parison schedules are fairly stated, in all material respects, in relation to the basic financial statements as a whole. The Introductory and Statistical Sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on them. 24 INDEPENDENT AUDITOR'S REPORT (Continued) Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated June 30, 2015, on our consideration of the City's internal control over financial reporting and on our tests of its compli- ance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering City's internal control overfinancial reporting and compliance. June 30, 2015 25 P.,,& a �,� Paul D. Joyce, CPA State Examiner City of South Bend, Indiana Management's Discussion and Analysis The management of the City of South Bend, Indiana (the "City ") provides herewith this Management's Discussion and Analysis (MD&A) of the financial activities and condition of the City of South Bend, Indiana for the fiscal year ended December 31, 2014. Readers of the information contained within this Management's Discussion and Analysis, and any opinion derived therein, should be considered as a part of the greater whole of the financial statements, notes to the financial statements, supplemental information and letter of transmittal, as contained within this Comprehensive Annual Financial Report (CAFR). The City of South Bend is the county seat of St. Joseph County, Indiana, and is the fourth largest city in the state of Indiana. St. Joseph County is located within the heartland of the manufacturing and metropolitan regions of the Upper Midwest. The City of South Bend is located in the north central region of the state of Indiana, five (5) miles south of the Indiana / Michigan state boundary line. The City is approximately ninety (90) miles east of the city of Chicago and one hundred forty (140) miles north of the city of Indianapolis. The 2010 U.S. Bureau of the Census population for the City of South Bend was reported as 101,168 and the 2010 Census population for St. Joseph County was reported as 266,931. Accordingly, South Bend is classified as a "Second Class City" under State of Indiana statutes, defined as cities with a population between 35,000 and 600,000 residents. South Bend and St. Joseph County is a vibrant and diverse area with a strong local economy based on a mix of agricultural, manufacturing and service, higher education and other commercial and tourism based industries. The diverse economic mix creates varied employment opportunities for residents while providing insulation from economic downturns through diversification. The City of South Bend provides a full range of general governmental services to citizens. Services include general government, public safety, street construction and maintenance, infrastructure construction and maintenance, parks and recreation services, arts and culture, and sanitation services. In addition, the City provides Water Utility and Wastewater Utility services to commercial and residential properties within the city. City operations also include the Century Center convention venue, Morris Performing Arts Center, Palais Royale Ballroom, Studebaker National Museum, South Bend Redevelopment Authority and Public Parking Garages within the city footprint. The City of South Bend governmental structure includes elected officials as follows with defined management and legislative authority in compliance with Indiana statute. Mayor Chief Executive Officer 4 -year term Common Council 9 member legislative body 4 -year term 6 from defined districts within the City 3 at -large members City Clerk Secretary of the Common Council 4 -year term 26 City of South Bend, Indiana Management's Discussion and Analysis (Continued) All elected official current terms of office expire on December 31, 2015. The City of South Bend was incorporated in 1865, compliant to Indiana statute, and remains as such through the period covered by this Management's Discussion and Analysis report. In 2015, the City will celebrate its 150th birthday and a year -long series of community activities have been planned for "SB 150 ". Financial Highlights Change vs. prior year Expenses Revenues 3,890,735 3,771 ,016 6,387,416 1,268,807 10,278,1 5 1 5,039,823 139,909,059 152,746,550 55,879,605 54,949,283 195,788,664 207,695,833 144,482,843 152,263,646 61 ,583,972 60,743,277 206,066,815 21 3,006,923 • Government -wide net position was $470,512,374 as of December 31, 2014 • Government -wide net position increased by $10,278,151 or 2.2% during fiscal 2014. Governmental activity net position increased by $3,890,735 or 1.3% and business -type activity net position increased by $6,387,416 or 3.7% during fiscal 2014. On an overall basis, the City is better off financially at December 31, 2014 than it was at December 31, 2013. • Total assets and deferred outflows of resources as of December 31, 2014 of $801,065,517 decreased by $6,116,536 or -0.8% as compared to total assets and deferred outflows of resources as of December 31, 2013. • Total liabilities and deferred inflows of resources as of December 31, 2014 of $330,553,143 decreased by $19,354,891 or -5.5% as compared to total liabilities and deferred inflows of resources as of December 31, 2013. • As of December 31, 2014, the government -wide net position of $470,512,374 has $304,961,332 invested in capital assets (net of debt) which is not available for spending, $35,310,890 classified as restricted for debt service; capital outlay; and other; and $130,240,152 classified as unrestricted and may be used to meet ongoing obligations to creditors. 27 Governmental Business -type Government -wide Activities Activities Activities 2014 2013 (Restated) 2014 2013 2014 2013 (Restated) Assets /deferred outflows $ 498,965,722 $ 502,405,650 $ 302,099,795 $ 304,776,403 $ 801 ,065,5 17 $ 807,182,053 Liabilities /deferred inflows 205,520,938 215,811,805 125,032,205 134,096,229 330,553,143 349,908,034 Net Position Net investment in capital assets 168,275,521 192,190,446 136,685,8 1 1 1 14,506,252 304,96 1,332 306,696,698 Restricted 8,723,878 7,990,172 26,587,012 48,267,664 35,310,890 56,257,836 Unrestricted 116,445,385 89,373,431 13,794,767 7,906,258 130,240,152 97,279,689 Total net position 293,444,784 289,554,049 177,067,590 170,680,174 470,512,374 460,234,223 Change vs. prior year Expenses Revenues 3,890,735 3,771 ,016 6,387,416 1,268,807 10,278,1 5 1 5,039,823 139,909,059 152,746,550 55,879,605 54,949,283 195,788,664 207,695,833 144,482,843 152,263,646 61 ,583,972 60,743,277 206,066,815 21 3,006,923 • Government -wide net position was $470,512,374 as of December 31, 2014 • Government -wide net position increased by $10,278,151 or 2.2% during fiscal 2014. Governmental activity net position increased by $3,890,735 or 1.3% and business -type activity net position increased by $6,387,416 or 3.7% during fiscal 2014. On an overall basis, the City is better off financially at December 31, 2014 than it was at December 31, 2013. • Total assets and deferred outflows of resources as of December 31, 2014 of $801,065,517 decreased by $6,116,536 or -0.8% as compared to total assets and deferred outflows of resources as of December 31, 2013. • Total liabilities and deferred inflows of resources as of December 31, 2014 of $330,553,143 decreased by $19,354,891 or -5.5% as compared to total liabilities and deferred inflows of resources as of December 31, 2013. • As of December 31, 2014, the government -wide net position of $470,512,374 has $304,961,332 invested in capital assets (net of debt) which is not available for spending, $35,310,890 classified as restricted for debt service; capital outlay; and other; and $130,240,152 classified as unrestricted and may be used to meet ongoing obligations to creditors. 27 City of South Bend, Indiana Management's Discussion and Analysis (Continued) • Government -wide revenue received in fiscal 2014 totaled $206,066,815, a decrease of $6,940,108 or -3.3% versus government -wide revenues received in fiscal 2013. Governmental activity revenue decreased by $7,780,803 or -5.1 %, whereas business - type activity revenue increased by $840,695 or 1.4 %. • Government -wide expenses in 2014 totaled $195,788,664, a decrease of $11,907,169 or -5.7% compared to expenses of $207,695,833 in 2013. Government activity expenses decreased by $12,837,491 or -8.4% and business -type activity expenses increased by $930,322 or 1.7% compared to fiscal 2013. • Explanatory commentary concerning the changes in assets, liabilities, revenue and expenditures can be found in later sections of this MD&A. Overview of the Financial Statements The City of South Bend's financial statements are comprised of three components: (1) government -wide financial statements, (2) fund financial statements, and (3) notes to the financial statements. This report also includes other supplementary information in addition to the basic financial statements themselves. Government -wide Financial Statements The government -wide financial statements are designed to provide readers with a broad overview of the City of South Bend's finances using "accrual -based accounting," a method of accounting used by private sector businesses. • Statement of Net Position This statement reports all assets, deferred outflows of resources, liabilities, and deferred inflows of resources of the City of South Bend as of December 31, 2014. The difference between total assets and deferred outflows of resources less total liabilities and deferred inflows of resources is reported as "net position," and can generally be thought of as the net worth of the City. Increases in net position generally indicate an improvement in financial position while decreases in net position may indicate a deterioration of financial position. 28 City of South Bend, Indiana Management's Discussion and Analysis (Continued) • Statement of Activities This statement serves the purpose of the traditional income statement. It provides consolidated reporting of the results of all activities of the City of South Bend for the year ended December 31, 2014. Changes in net position are recorded in the period in which the underlying event takes place, which may differ from the period in which cash is received or disbursed. The statement of activities displays the expense of the City's various programs net of the related revenues, as well as a separate presentation of revenue available for general purposes including property and county option income taxes, fees for services and other revenue sources. The government -wide financial statements distinguish between functions of the City that are principally supported by taxes and intergovernmental revenue (governmental activities) and other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The major governmental activities of the City of South Bend include general government, public safety, street construction and maintenance, infrastructure construction and maintenance, parks and recreation services, and arts and culture. The major business -type activities of the City include the water utility, wastewater utility, solid waste sanitation services, Century Center convention center, and Blackthorn golf course operations. Fund Financial Statements A fund is a group of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance - related legal requirements. All of the funds of the City of South Bend can be divided into three categories: governmental funds, proprietary funds and fiduciary funds. Each fund has its own cash balance which must be maintained according to the City's cash reserve policy. Governmental Funds Governmental funds are used to account for the same functions reported as governmental activities in the government -wide financial statements. However, unlike government -wide financial statements, governmental fund financial statements focus on short -term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's short -term financing requirements. Governmental funds use the modified accrual accounting method. The City maintains six (6) major governmental funds (General, Parks and Recreation, Public Safety Local Option Income Tax (LOIT), County Option Income Tax, Economic Development Income Tax, and Airport TIF) and sixty -three (63) non major governmental funds. 29 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Proprietary Funds The City of South Bend maintains two types of proprietary funds: enterprise and internal service. • Enterprise funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City maintains seven (7) enterprise funds. Information is presented separately in the proprietary statement of net position and the proprietary statement of revenues, expenses and changes in fund net position for the Water utility, Wastewater utility and Century Center, which are considered major enterprise funds. Data from the other four (4) nonmajor enterprise funds (Consolidated Building Department, Parking Garage, Solid Waste and Blackthorn Golf Course) are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor enterprise funds is provided in the form of combining statements elsewhere in this report. • Internal service funds are used to accumulate and allocate costs internally among the City's various functions and funds. The City maintains five (5) internal service funds. The City of South Bend uses internal service funds to account for its self- funded liability insurance program, self- funded employee health benefits program, unemployment compensation claims, police take -home vehicle program and central services unit (a department that accounts for expenses related to fuel, vehicle repairs, printing and other services provided to City departments on a cost - reimbursement basis). Because these services predominantly benefit governmental rather than business -type functions, they have been included within governmental activities in the government -wide financial statements but are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in the report. Fiduciary Funds Fiduciary funds are used to account for resources held for the benefit of parties outside the City government. Fiduciary funds are not reflected in the government -wide financial statements because the resources of those funds are not available to support City programs. The City maintains six (6) fiduciary funds, which consist of two (2) pension trust funds (1925 Police Pension and 1937 Firefighters' Pension), three (3) agency funds (Payroll, Police Distributions Payable and Morris /Palais Royale Box Office), and one (1) private - purpose trust fund (City Cemetery). 30 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Pension Trust Fund Operations City employees are covered by the Public Employees Retirement Fund (PERF) and the 1977 Police Officers' and Firefighters' Pension Fund, both of which are administered by the State of Indiana. However, certain police officers and firefighters hired before May I, 1977 (who did not opt into the 1977 fund) continue to be members of the 1925 Police Officers' Pension Fund or the 1937 Firefighters' Pension Fund. These two funds are administered by the City. The number of police officers and firefighters in the City- managed pension trust funds will continue to decline in the future as current participants pass away. The State makes certain contributions toward the funding of the 1925 Police Officers' and 1937 Firefighters' pension plans. Notes to the Financial Statements The notes to the financial statements provide additional information that is essential in order to have a full understanding of the data provided in the government -wide and fund financial statements. Other Information In addition to the basic financial statements and accompanying notes and disclosures, this CAFR presents supplementary information ( "Required Supplementary Information" or "RSI ") immediately following the basic financial statements. Other supplementary information is found in the Statistical Section. The combining statements referred to earlier in connection with non - major governmental, enterprise, internal service and fiduciary funds are presented immediately after the Required Supplementary Information within the financial statement section of the CAF R. 31 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Government -wide Financial Statements The following financial analysis will focus on the statement of net position and statement of changes in net position of the City's governmental and business -type activities. Statement of Net Position Governmental Business -type Government -wide Activities Activities Activities 2014 2013 (Restated) 2014 2013 2014 2013 (Restated) Assets Current and other $ 214,391,686 $ 218,030,938 $ 64,664,042 $ 71,410,179 $ 279,055,728 $ 289,441,1 17 Capital assets (net) 284,574,036 284,374,712 236,196,523 231,494,566 520,770,559 515,869,278 Total Assets 498,965,722 502,405,650 300,860,565 302,904,745 799,826,287 805,3 10,395 Deferred Outflows - - 1,239,230 1 ,871 ,658 1,239,230 1 ,871 ,658 Liabilities Current 30,496,632 30,589,281 14,3 15,1 78 15,240,917 44,81 1,810 45,830,198 Long term 174,715,186 184,657,140 1 10,277,807 1 18,3 1 7,952 284,992,993 302,975,092 Total Liabilities 205,21 1,818 215,246,421 124,592,985 133,558,869 329,804,803 348,805,290 Deferred Inflows 309,120 565,384 439,220 537,360 748,340 1, 102,744 Net Position Net investment in capital assets 168,275,521 192,190,446 136,685,8 1 1 1 14,506,252 304,96 1 ,332 306,696,698 Restricted 8,723,878 7,990,172 26,587,012 48,267,664 35,310,890 56,257,836 Unrestricted 116,445,385 89,373,431 13,794,767 7,906,258 130,240,152 97,279,689 Total Net Position $ 293,444,784 $ 289,554,049 $ 177,067,590 $ 170,680,174 $ 470,512,374 $ 460,234,223 • As of December 31, 2014, total assets and deferred outflows exceeded liabilities and deferred inflows by $470,512,374, an increase of $10,278,151, or 2.2 %, from the net position level as of December 31, 2013. • Governmental activities net position of $293,444,784 increased by $3,890,735 from December 31, 2013, an increase of 1.3 %. • Business -type net position of $177,067,590 increased by $6,387,416 over December 31, 2013, an increase of 3.7 %. The increase in business -type net position was due primarily to a 5% increase in sewer rates which will be used to support long -term capital projects of the Wastewater utility. • Government -wide assets and deferred outflows decreased $6,116,536 or -0.8% as compared to amounts as of December 31, 2013 mainly due to spending on capital projects and principal payments on debt. • Government -wide liabilities and deferred inflows decreased by $19,354,891 or -5.5% as compared to amounts as of December 31, 2013. The decrease is due mainly to the City's decision to not seek new debt financing for the Wastewater utility in 2014, unlike in previous years which the utility issued bonds of $20 million or more, and principal payments on existing debt. The City is currently re- evaluating compliance with its long -term control plan and new Wastewater utility bonds are not anticipated during 2015 or 2016. 32 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Statement of Changes in Net Position Expenses Governmental Business -type Government -wide Activities Activities 19,01 3,453 Activities 2014 2013 2014 2013 2014 2013 Revenue 68,783,155 76,023,819 Highways and streets 13,031,500 20,915,815 Program revenue: 13,031,500 20,915,815 Culture and recreation 16,802,31 1 26,846,471 Charge for services $ 1 1,473,867 $ 13,158,358 $ 59,858,306 $ 59,906,998 $ 71,332,173 $ 73,065,356 Operating grants 3,203,805 21 ,466,622 - - 3,203,805 21 ,466,622 Capital grants - 1,867,213 95,834 697,917 95,834 2,565,1 30 General revenue: 15,221,865 13,020,610 15,221 ,865 Wastewater utility Taxes 26,390,790 25,521,753 26,390,790 Civic center Property tax 69,221 ,468 72,018,650 - - 69,221 ,468 72,018,650 Other tax 23,822,661 22,81 1,296 1, 1 3 1 ,81 5 Parking 23,822,661 22,81 1,296 Unrestricted grants 29,061,942 5,893,924 1,285,056 Solid waste 29,061,942 5,893,924 Investment earnings 951,901 762,269 128,168 138,362 1,080,069 900,631 Other revenue 6,747,199 14,285,314 1,501,664 - 8,248,863 14,285,314 Total Revenue 144,482,843 152,263,646 61,5839972 609743,277 206,066,815 213,0069923 Expenses General government 19,01 3,453 12,929,631 19,01 3,453 12,929,631 Public safety 68,783,155 76,023,819 68,783,155 76,023,819 Highways and streets 13,031,500 20,915,815 13,031,500 20,915,815 Culture and recreation 16,802,31 1 26,846,471 16,802,31 1 26,846,471 Economic development 19,780,791 10,069,690 19,780,791 10,069,690 Interest on long -term debt 2,497,849 5,961,124 2,497,849 5,961,124 Water utility - - 13,020,610 15,221,865 13,020,610 15,221 ,865 Wastewater utility 25,521,753 26,390,790 25,521,753 26,390,790 Civic center 4,747,838 4,330,656 4,747,838 4,330,656 Building department 3,242,320 1, 1 3 1 ,815 3,242,320 1, 1 3 1 ,81 5 Parking 1,660,596 1,285,056 1,660,596 1,285,056 Solid waste 5,81 1,526 5,091,588 5,81 1,526 5,091 ,588 Golf course 1,874,962 1,497,513 1 ,874,962 1,497,513 Total Expenses 139,909,059 152,746,550 55,879,605 54,949,283 195,788,664 207,695,833 Change in net position Before transfers 4,573,784 (482,904) 5,704,367 5,793,994 10,278,151 5,31 1,090 Transfers (683,049) 4,525,187 683,049 (4,525,187) - - Change in net position 3,890,735 4,042,283 6,387,416 19268,807 10,278,151 5,31 1,090 Beginning net position 289,554,049 285,511,766 170,680,174 169,411,367 460,234,223 454,923,133 (restated) Ending net position $ 293,444,784 $ 289,554,049 $ 177,067,590 $ 170,680,174 $ 470,512,374 $ 460,234,223 Governmental Activities Net position for governmental activities increased by $3,890,735 during fiscal 2014, an increase of 1.3 %. Revenue of $144,482,843 decreased by $7,780,803, or -5.1%. Expenses were $139,909,059 during 2014, a decrease of $12,837,491, or -8.4% as compared to fiscal 2013. The revenue decreases were due primarily to one -time payments for legal settlements, most notably from the Studebaker - Oliver Brownfield ($3.8 million) and Bosch ($2.0 million) in 2013 that were not received in 2014. Economic Development expenses decreased significantly due to the delays in certain capital projects due to developer timetables and needs. The timing of economic development project work is difficult to predict. 33 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Interest on long -term debt of $2,497,849 decreased by $3,463,275 from 2013, as the City continued to take advantage of favorable financing rates by either retiring older, higher -rate instruments or refinancing instruments at better terms, along with the normal decrease in interest amounts due as the debt is repaid. Transfers between funds were lower during 2014 due to an accounting change in the Public Safety LOIT fund. During 2014, expenditures for personnel costs of police officers and firefighters were made directly from this fund while in the past, the local income tax revenue was transferred to the General Fund and then appropriated from the General Fund. Business -type Activities Net position from business -type activities increased by $6,387,416 during fiscal 2014, an increase of 3.7 %. During 2014, revenue of $61,583,972 increased by $840,695 or 1.4% over fiscal 2013. During 2014, expenses of $55,879,605 increased by $930,322 or 1.7% when compared to fiscal 2013. Revenue increased primarily in the Wastewater utility as a result of a 5% rate increase that was approved by the South Bend Common Council. Expenses in the Consolidated Building Fund increased by $2,110,505 for 2014, due primarily to the addition of the Code Enforcement and Animal Care & Control Departments in this fund. In prior years, the costs of Code Enforcement and Animal Care & Control were paid from the General Fund. Financial Analysis of Government Funds The City of South Bend uses fund accounting to ensure and demonstrate compliance with finance - related legal requirements. Funds of the City are divided into three categories: governmental funds, proprietary funds and fiduciary funds. 34 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Condensed Balance Sheet, Statement of Revenue, Ex enditures, and Changes in Fund Balance As of December 31, 2014 General Park & Rec PS LOIT COIT EDIT TIF Airport Other Total Total assets $ 30,058,742 $ 3,560,875 $ 1,293,292 $ 17,157,297 $ 10,440,703 $ 42,237,970 $ 105,069,783 $ 209,818,662 Total liabilities 2,471,337 277,728 284,728 640,415 112,987 872,760 10,672,035 15,331,990 Fund Balances: 61,827,950 10,055,729 Nonspendable 558,304 52,385 - 174,999 270,001 8,835,659 15,474,263 25,365,611 Restricted - 3,230,762 1,008,564 - - 32,529,551 57,434,567 94,203,444 Committed - - - - - - 16,413,498 16,413,498 Assigned - - - 16,341,883 10,057,715 - 10,776,249 37,175,847 Unassigned 27,029,101 - - - - - (5,700,829) 21,328,272 Total fund balance 27,587,405 3,283,147 1,008,564 16,516,882 10,327,716 41,365,210 94,397,748 194,486,672 Liability & fund balance 30,058,742 3,560,875 1,293,292 17,157,297 10,440,703 42,237,970 105,069,783 209,818,662 Revenues 61,827,950 10,055,729 6,385,841 9,219,379 9,217,418 13,925,807 33,857,667 144,489,791 Expenditures 66,495,442 11,505,018 7,172,496 7,584,986 6,220,639 7,109,532 48,211,984 154,300,097 Net surplus (deficit) (4,667,492) (1,449,289) (786,655) 1,634,393 2,996,779 6,816,275 (14,354,317) (9,810,306) Other sources (uses) 4,585,984 647,018 (1,916,279) (3,833,985) (1,466,084) 9,095,009 7,111,663 Net change in fund (81,508) (802,271) (786,655) (281,886) (837,206) 5,350,191 (5,259,308) (2,698,643) balances Beginning fund balances 27,668,913 4,085,418 1,795,219 16,798,768 1 1,164,922 36,015,019 99,657,056 197, 185,315 Ending fund balances $ 27,587,405 $ 3,283,147 $ 1,008,564 $ 16,516,882 $ 10,327,716 $ 41,365,210 $ 94,397,748 $194,486,672 As of December 31, 2014, the City governmental funds reported a combined ending fund balance of $194,486,672. The nonspendable fund balance of $25,365,611 is sequestered for property held for resale, inventory, and long -term receivables and is, therefore, not available for new spending. The restricted fund balance of $94,203,444 consists of monies in debt service funds or other funds such as road and tax increment financing funds that are limited by external parties as to their use. The committed fund balance of $16,413,498 is designated by the South Bend Common Council or South Bend Redevelopment Commission to be used for certain purposes such as for environmental projects. The assigned fund balance of $37,175,847 includes balances in local option income tax funds that have not been committed to certain projects and are available for spending by the City. The remaining unassigned fund balance of $21,328,272 consists of money primarily in the General Fund that has not been obligated in any manner by the City. The General Fund is the primary operating fund for City operations including general government, public safety, certain culture and recreation expenses, and certain debt service obligations. As of January 1, 2014, Code Enforcement and its subsidiary, Animal Care & Control, were moved to the Consolidated Building fund. As of December 31, 2014, the General Fund balance of $27,587,405 represents a decrease of $81,508 or -0.3% from the balance as of December 31, 2013. The decrease was due primarily to the adjustment of a long -term advance from the General Fund to the Hall of Fame Capital Fund. As of December 31, 2014, the General Fund had an unassigned fund balance of $27,029,101 which is equal to 43.7% of 2014 General Fund revenue. 35 City of South Bend, Indiana Management's Discussion and Analysis (Continued) The General Fund unassigned fund balance has traditionally been used by the City to fund certain capital projects and emergency contingencies. In addition, the City will use the unassigned fund balance in 2015 as a cash flow bridge to the receipt of property tax revenues from the County collection authority which distributes property tax revenue twice per year (June and December). The General Fund unassigned balance will provide sufficient cash to cover City operating obligations without incurring tax anticipation notes and resultant borrowing costs during fiscal 2015. As discussed in Governmental Accounting, Auditing, and Financial Reporting (GAAFR), a General Fund unassigned fund balance should be either 1) no less than 5 to 15 percent of regular General Fund operating revenues, or 2) no less than one to two months of regular General Fund operating expenditures. An unassigned fund balance may be lower if circumstances dictate, such as a delay in collection of a major revenue source. The Parks and Recreation Fund balance decreased $802,271 during fiscal 2014, due primarily to a combination of flat property tax revenue and increased service and capital costs. As of December 31, 2014, the fund balance in the Parks and Recreation Fund was $3,283,147, or 32.6% of 2014 revenue. The Public Safety Local Option Income Tax Fund (Public Safety LOIT) was created in October 2009, with the local legislative passage of an increase in local option income taxes of 0.95 %, a part of which (0.25 %) tax increase was established to fund public safety expenditures. The City has established the Public Safety LOIT Fund as a major governmental fund, due solely to its purpose of creating a funding source to sustain public safety staffing levels, which were compromised by state implementation of property tax reform that has reduced property tax revenues, which historically are the source of public safety funding. Public Safety LOIT funds are used to cover the personnel costs of police officers and firefighters. Receipts of Public Safety LOIT tax revenue commenced in January 2010. The revenue collected in fiscal 2014 of $6,385,841 increased by $490,401 or 8.3% compared to 2013. The decrease in fund balance in the amount of $786,655 during 2014 is the result of increased costs for police and fire personnel and was a planned spend -down of monies accumulated in the fund for this purpose. The County Option Income Tax Fund (COIT) and Economic Development Income Tax Fund (EDIT) funds are used to fund major capital and construction projects, economic development initiatives, certain subsidies and support to organizations and units that benefit city economic development and cultural venues, certain city -wide expenditures such as telephone and information technology costs, and certain debt service payments. The COIT fund balance decreased by $281,886 during 2014, due to higher expenditures for the curb and sidewalk program and information technology. The City has operationally sequestered COIT funds for use in major capital and construction funding initiatives, certain subsidies and support to organizations and units that benefit city economic development and cultural venues, information technology costs, city -wide expenditures like telephone and electricity for street lights, and certain debt service payments. 36 City of South Bend, Indiana Management's Discussion and Analysis (Continued) As of December 31, 2014, the COIT Fund balance of $16,516,882 included assigned fund balance of $16,341,883 and nonspendable fund balance of $174,999, primarily for property held for resale. The EDIT fund balance decreased by $837,206 during 2014 due to expenses related to initiatives of the highest priority such as the commitment of demolition of vacant and abandoned buildings and operating transfers to the Code Enforcement and Animal Care & Control Departments. The City has operationally sequestered EDIT funds for use in major economic development initiatives, certain subsidies and support to organizations and units that benefit city economic development and cultural venues, operational costs of the street department, and certain debt service payments. As of December 31, 2014, the EDIT fund balance of $10,327,716 included assigned fund balance of $10,057,715 and nonspendable fund balance of $270,001, consisting of property held for resale. The fund balance in the TIF Airport Fund increased by $5,350,191 during 2014. Revenue increased by $2,983,162 due to increased property tax collections and economic development within the tax increment financing district. Actual expenditures increased by $622,670 due to continuation of projects into 2014. As of December 31, 2014, the TIF Airport Fund balance of $41,365,210 included $8,835,659 in property held for resale, and $32,529,551 in restricted fund balance reserves. The TIF Airport Fund continues to be a major success for the City of South Bend and has generated in excess of $645 million in private investment since its inception. During 2014, the fund balances in Nonmajor Governmental funds decreased by $5,259,308 due primarily to expenditures of $4,172,162 in the Major Moves Fund for the smart- streets (two -way streets) program and $2,325,109 in the Loss Recovery Fund for the vacant and abandoned building initiative and other environmental projects. These were planned uses of accumulated cash reserves. These fund balances provide the necessary resources that the City requires to meet future capital construction needs, ongoing debt service obligations, and economic development project initiatives in order to fuel community growth within its boundaries. Individual fund data for each of the nonmajor governmental funds is provided in the form of the combining statements immediately following the Required Supplemental Information within the Financial Section of the CAFR. 37 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Governmental Fund Revenue The following schedule presents a summary of governmental fund revenue for the year ended December 31, 2014 with comparison to the prior year: 2014 % of 2013 % of Actual Total Actual Total Tax Based General property $ 69,221 ,468 47.9% $ 72,018,651 47.6% County option income 15,025,840 10.4% 13,739,325 9.1% County economic development 8,796,821 6.1% 8,177,352 5.4% Professional sports development 588,054 0.4% 649,996 0.4% Community revitalization district - 0.0% 244,623 0.2% Total Tax 93,632,183 64.8% 94,829,947 62.7% Non -Tax Based Licenses and permits 141,565 0.1% 177,019 0.1% Intergovernmental 30,663,505 21.1% 29,227,759 19.4% Charge for services 10,628,976 7.4% 12,320,498 8.2% Fines and forfeitures 563,999 0.4% 660,841 0.4% Interest income 955,376 0.7% 762,270 0.5% Donations - 0.0% 367,825 0.2% Other 7,904,187 5.5% 12,806,3 15 8.5% Total Non -Tax Based 50,857,608 35.2% 56,322,527 37.3% Total Revenue $ 144,489,791 100.0% $ 151,152,474 100.0% Tax revenue continues to represent the most significant source of revenue required to support services provided by the City. Property tax revenue is the primary source of funding for governmental expenditures. Property tax revenue is based on a relationship between two variables. The first variable is the assessed property valuation of industrial, commercial and residential parcels for both real and personal property. The second variable is the application of a tax rate to arrive at the total tax levy. Taxable property is assessed at 100% of the true tax value. The amount of property tax levied (billed to property owners) is further restricted by State of Indiana - enacted property tax legislative reform, the so- called "circuit breaker" property tax caps in 2009, to no more than 1.0% (homestead), 2.0% (other residential /rental) or 3.0% (commercial /industrial) of gross assessed valuation. Property tax revenue includes taxes collected on behalf of the following funds: General Fund, Parks and Recreation Fund, Cumulative Capital Development Fund, Redevelopment Tax Incremental Financing (TIF) Funds, Excess Levy Fund, and a special levy to cover debt service at the former College Football Hall of Fame building. 38 City of South Bend, Indiana Management's Discussion and Analysis (Continued) The City recognizes the need to further diversify the revenue stream and to reduce its dependency on general property taxes to ensure that a broad base of users of city services, including nonresidents who work in the City, share in the funding of basic City services. As a result of the need to diversify the revenue stream, the City of South Bend Common Council and Saint Joseph County Council adopted an additional local option income tax of 0.95% during 2009, increasing the tax rate from 0.8% to 1.75 %. The local option income tax increase consisted of three components: 0.2% increase in the economic development income tax, a 0.25% public safety local option income tax and a 0.5% property tax relief local option income tax. The City continues to seek diversified sources of revenue that will reduce its reliance on property and income taxes. The City has supported efforts of the Indiana Association of Cities and Towns (TACT) "Hometown Matters" to lobby the state legislature to enable alternative revenue sources that best fit the needs of the community. One viable source of revenue is from user fees and /or charges for services currently being performed. City- performed services are priced at levels representing the full cost of service, taking into consideration fees charged by providers of similar services. The City performs ongoing reviews of user fee costs incurred and revises service fee prices as required. Governmental Fund Expenditures The City accounts for government fund expenditures in seven functional categories as follows: (1) general government, (2) public safety, (3) highways and streets, (4) economic development, (5) culture and recreation, (6) debt service, and (7) capital outlay. The following schedule presents a summary of governmental fund expenditures for the year ended December 31, 2014 with comparison to the prior year. General government Public safety Highways and streets Community and economic development Culture and recreation Debt service Capital outlay 2014 Actual % of Total 2013 Actual % of Total $ 8,022,688 5.2% $ 7,154,965 4.7% 66,927,250 43.4% 64,041,549 41.9% 10,441,957 6.8% 9,769,942 6.4% 7,309,130 4.7% 8,068,458 5.3% 13,948,089 9.0% 13,956,025 9.1% 18,243,049 1 1.8% 19,121,148 12.5% 29,407,934 19.1% 30,748,663 20.1% Total Expenditures $ 154,300,097 100.0% $ 152,860,750 100.0% Government fund expenditures in fiscal 2014 of $154,300,097 increased by $1,439,347 or 0.9% in comparison to government fund expenditures in fiscal 2013. Capital outlay expenditures decreased by $1 ,340,729 during 2014 due primarily to a change in categorization of economic development projects from tax increment financing (TIF) funds. In addition, there was less spending on general government capital projects from the EDIT fund. 39 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Public Safety expenditures increased $2,885,701 or 4.5% due to higher personnel and health insurance costs. In addition, there was less grant funding available for police and fire programs. Highways and Street expenditures increased by $672,015 as the curb and sidewalk program was expanded and additional work on street maintenance was performed. Economic development spending decreased $759,328 as certain projects planned for 2014 were delayed until 2015 due to developer timetables and needs. Public Safety expenditure continues to be the primary use of government fund resources with 43.4% of expenditures used for this purpose in fiscal 2014. Public safety spending is followed by capital outlay expenditures (19.1 %), debt service (11.8%), culture and recreation (9.0 %), highways and streets (6.8 %), general government (5.2 %), and economic development operating (4.7 %). General government spending is comprised of the executive offices of the Mayor, Common Council, City Clerk, City Attorney, Controller, Engineering and other administrative offices. 40 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Proprietary funds Condensed Statement of Net Position Revenue, Expenses, and Changes in Fund Net Position As of December 31, 2014 Total assets Total deferred outflows Total liabilities Total deferred inflows Net position: Net investment in capital assets Restricted for: Depreciation fund Debt service fund Customer deposit fund Cash with fiscal agent Bond reserve fund Operating reserve fund Capital outlay Unrestricted Water Utility Wastewater Century Center Other Total Enterprise Internal Service 8,607,888 Utility 14,373,176 34,009,1 17 2,227,1 71 9,248,842 $ 75,319,862 $ 193,908,225 $ 17,935,423 $ 15,176,977 $ 302,340,487 $ 14,421,734 117,927 558,649 - 562,654 1,239,230 - 22,262,182 99,094,340 353,942 4,362,443 126,072,907 5,81 3,846 - - 431,250 7,970 439,220 - 41 ,681 ,472 69,426,163 15,400,219 10,1 77,957 136,685,8 1 1 1 ,281 ,201 3,135,399 3,747,697 - - 6,883,096 - 4,650 789,489 - - 794,139 2,629,185 1,478,773 1,505,378 - - 2,984,151 - 32,120 76,667 - - 108,787 (2,914,332) 1,612,825 7,286,832 - 8,899,657 (221,985) 2,081,600 3,416,919 1,871,167 6,387,416 5,498,519 - - - 1,418,663 - 1,418,663 - 3,148,768 9,123,389 331,349 1 ,191 ,26 1 13,794,767 7,326,687 Total net position 53,175,607 95,372,534 17,150,231 11,369,218 177,067,590 8,607,888 Operating revenues 14,373,176 34,009,1 17 2,227,1 71 9,248,842 59,858,306 23,618,777 Operating expenses 11,985,784 20,401,253 4,844,694 12,002,395 49,234,126 25,466,031 Operating income (loss) 2,387,392 13,607,864 (2,617,523) (2,753,553) 10,624,180 (1,847,254) Nonoperating rev (exp) (990,529) (5,042,957) 1,598,849 (581,010) (5,015,647) 30,040 Income (loss) before contributions and 1,396,863 8,564,907 (1,018,674) (3,334,563) 5,608,533 (1,817,214) transfers Capital contributions - - 106,333 2,629,185 2,735,518 16,017 Transfers in - - - 2,576,545 2,576,545 - Transfers out (1,618,848) (2,914,332) (4,533,180) Change in net position (221,985) 5,650,575 (912,341) 1,871,167 6,387,416 (1,801,197) Total net position — beginning 53,397,592 89,721,959 18,062,572 9,498,051 170,680,174 10,409,085 Total net position — ending $ 53,175,607 $ 95,372,534 $ 17,150,231 $ 11,369,218 $ 177,067,590 $ 8,607,888 The City of South Bend maintains two types of proprietary funds: enterprise and internal service. The City maintains seven enterprise funds. Information is presented separately in the Proprietary Statement of Net Position, the Proprietary Statement of Revenues and Expenditures, and Changes in Fund Net Position for the Water Utility, Wastewater Utility and Century Center, which are considered major enterprise funds. Data from the other four non - major enterprise funds (Consolidated Building Department, Parking Garage, Solid Waste and Blackthorn Golf Course) are combined into a single, aggregated presentation. As of January 1, 2014, the Consolidated Building Fund also included the Code Enforcement department with its subsidiary, Animal Care & Control. 41 City of South Bend, Indiana Management's Discussion and Analysis (Continued) The City maintains five internal service funds. The City of South Bend uses internal service funds to account for its business insurance and self- funded liability insurance program, self- funded employee health benefits program, police take -home vehicle program, unemployment compensation claims and central services unit (a department that accounts for expenses related to fuel, vehicle repairs, printing and other services provided to City departments on a cost - reimbursement basis). The internal service funds have been combined into a single, aggregated presentation. As of December 31, 2014, City enterprise funds reported a net position of $177,067,590, an increase of $6,387,416 or 3.7% from December 31, 2013. At December 31, 2014, net position includes net investment in capital assets of $136,685,81 1, restricted net position of $26,587,012 and unrestricted of $13,794,767. During 2014, the Water Works experienced a decrease in net position of $221,985 while the Wastewater utility experienced an increase of $5,650,575. The water utility experienced increased revenues of $589,475 while transmission and distribution /pumping expense decreased by $2,259,156. The Wastewater utility experienced an increase in revenue of $2,083,039 and operating expense increased by $2,607,777. Through a series of sewer rate increases approved by the South Bend Common Council, the Wastewater utility continues to build its fund balances in order to pay for the mandated Long Term Control Plan, a multi -year program being built by the City to control wastewater overflow events. During 2014, Century Center experienced a decrease in net position of $912,341 as the facility transitioned to a new management company, SMG, in July 2013. In 2013, SMG contributed $575,000 to the facility to provide some much - needed equipment upgrades. The capital contribution is being amortized to revenue over the course of the initial contract which expires June 30, 2016. Nonmajor Enterprise Funds experienced an increase in net position of $1,871,167 during 2014. The Parking Garage Fund reported a decrease in net position of $637,289 primarily as the result of the amortization of sales /leaseback charges on the original acquisition. The Blackthorn Golf Course Fund reported an operating gain of $681,996 as the result of improved golf fee revenue and the adjustment of interfund loans. (The course was sold to a private developer in March 2015). The Consolidated Building Fund reported an increase in net position of $2,340,595 with the addition of the Code Enforcement and Animal Care & Control Departments, along with funding from the EDIT Fund. The Solid Waste Fund reported a decrease in net position of $514, 135 as the cost of service increased without a requisite rate increase. The last solid waste fee increase was during 2007 and a fee increase is being planned for 2015. 42 City of South Bend, Indiana Management's Discussion and Analysis (Continued) As of December 31, 2014, City's internal service funds reported a net position of $8,607,888, a decrease of $1,801,197 or -17.3% compared to 2013. The Liability Insurance Fund decreased its net position by $478,367 in 2014 as the result of high claims. The Central Services Fund increased its net position by $80,188. The Self- Funded Employee Benefits Fund had a decrease in its net position of $1,458,246 due to continually climbing health insurance claims. The City has initiated changes in its health insurance plan design and has an ongoing, active employee wellness program to help control future health insurance costs and is planning to offer a near -site employee health clinic during 2015. Fiduciary Funds Fiduciary funds are used to account for resources held for the benefit of parties outside the government. The City maintains six fiduciary funds, which consist of two pension trust funds (1925 Police Pension and 1937 Firefighters' Pension), one private - purpose trust fund (Cemetery) and three agency funds (Payroll, Police Distributions Payable and Morris /Palais Royale Box Office). Pension Trust Private Purpose Trust Agency Total assets $ 1,750,191 $ 28,379 $ 2,175,439 Total liabilities 367 - 2,175,439 Total net position 1,749,824 28,379 - Total additions 1 1,252,498 127 - Total deductions 12,135,121 8,658 - Changes in net position (882,623) (8,531) - Effective in fiscal 2009, with the passage of State legislation, the State of Indiana began making contributions to the 1925 Police and 1937 Firefighters' Pension Funds. These funds no longer receive property tax revenue distributions beyond fiscal 2009. The administration of the pension plans is the responsibility of the City. The decline in the net asset position of the pension trust is the result of timing differences in the payment of pension benefits and the contributions received from the State of Indiana, as well as the cost of healthcare benefits to pension members which are not covered by State contributions. General Fund Budgetary Highlights The City prepares an annual budget for General Fund expenditures, which is subject to City of South Bend Common Council approval for adoption, before November I of the year preceding the budget period, according to state statute concerning the annual budget of second class cities and towns. The Common Council adopted the 2014 budget at its meeting held in October 2013. 43 City of South Bend, Indiana Management's Discussion and Analysis (Continued) The General Fund budget applicable for fiscal 2014 is reported as follows: Actual Budgetary Original Final Basis Variance Revenue $ 55,453,616 $ 54,882,073 $ 55,106,216 $ 224,143 Expenditures 55,416,768 56,954,789 55,423,268 1,531 ,521 Surplus (deficit) 36,848 (2,072,716) (317,052) 1,755,664 General Fund revenue was originally budgeted at $55,453,616 for fiscal 2014. During the year, the General Fund revenue budget was decreased by $571,543 to $54,882,073. The revenue budget may be increased or decreased at any time based on updated revenue projections. By closely aligning the budget revenue with actual, more meaningful analysis is made possible. During 2014, the General Fund collected $55,106,216 in revenue on a budgetary basis, a surplus over the final budget level of $224,143. The primary reason for the revenue pickup was a change in property tax collections that was higher than budgeted. General Fund expenditures were originally budgeted at $55,416,768 for fiscal 2014. During the year, the General Fund expenditure budget was increased $1,538,021 to $56,954,789. Additional appropriations were passed for Fire Department overtime, Common Council legal expenditures and other purposes. Carryforward of unspent encumbrances from 2013 also increase the 2014 amended budget. General Fund spending is reviewed on a monthly basis under the direction of the City Controller to ensure spending remains within budgetary constraints. Monthly reviews are conducted as required with General Fund department management to review spending projections to ensure that annual expenditures remain within the budgetary levels. Budget amendments for cost - neutral redistribution between expense categories (i.e., personnel, supplies, services, capital) were submitted to Common Council three times during 2014, as required to adjust the budget to prevent any budget overruns in any expense category. Additional appropriations for projects, initiatives, or unbudgeted spending requirements within the General Fund are presented to the Common Council for adoption as deemed necessary by the Mayor. General Fund expenditures incurred on a budgetary basis, including cash expended and outstanding encumbrances as of year -end December 31, 2014, amounted to $55,423,268. The expenditures and commitments as of year -end December 31, 2014 are less than the 2014 General Fund expenditure budget by $1,531,524 or 2.7 %. The largest savings were in the police, legal and administration /finance department budgets as personnel and other costs spent were less than budgeted due to position vacancies and other factors. 44 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Capital Assets and Debt Administration Statement of Capital Assets Governmental Business type Government -wide Activities Activities Activities 2014 2013 2014 2013 2014 2013 Assets not depreciated Land $ 15,106,806 $ 15,883,485 $ 3,773,864 $ 3,024,582 $ 18,880,670 $ 18,908,067 Construction in progress 3,698,336 - 17,242,386 13,925,01 1 20,940,722 13,925,01 1 Total 18,805,142 15,883,485 21,016,250 16,949,593 39,821,392 32,833,078 Assets depreciated Buildings 130,746,059 130,068,334 85,003,1 18 82,972,550 215,749,177 213,040,884 Non - building improvements 16,616,553 16,281,242 29,427,578 26,380,406 46,044,131 42,661,648 Machinery and equipment 50,903,040 46,353,978 32,250,580 30,211,994 83,153,620 76,565,972 Roads and Infrastructure 431,536,099 421,539,956 197,923,650 195,443,128 629,459,749 616,983,084 Total Cost 629,801,751 614,243,510 344,604,926 335,008,078 974,406,677 949,251,588 Accumulated depreciation Buildings 43,779,147 40,365,200 35,712,273 33,316,084 79,491,420 73,681,284 Non - building improvements 8,708,806 8,031,397 6,982,898 5,728,277 15,691,704 13,759,674 Machinery and equipment 30,799,186 28,077,898 22,712,559 21,578,145 53,511,745 49,656,043 Roads 280,745,718 269,277,787 64,016,923 59,840,599 344,762,641 329,118,386 Total 364,032,857 345,752,282 129,424,653 120,463,105 493,457,510 466,215,387 Net Depreciated Assets 265,768,894 268,491,228 215, 180,273 214,544,973 480,949,167 483,036,201 Net Capital Assets $ 284,574,036 $ 284,374,713 $ 236,196,523 $ 231,494,566 $ 520,770,559 $ 515,869,279 The investment in capital assets includes land and land improvements, buildings and building improvements, vehicles, information technology equipment, machinery and equipment, and construction in progress. A detailed explanation of these capital assets can be found in the Notes to the Basic Financial Statements. Under the category of roads and infrastructure, the current cost amount of $629,459,749 includes estimated costs derived primarily from the City's 2006 implementation of GASB Statement No. 34, which required the retroactive reporting of infrastructure capital assets. All other assets are recorded at historical cost. 45 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Maior Capital Asset Proiect Spendinjq in 2014 Improvements Road improvements Economic redevelopment Water utility Sewer separation projects M &E Wastewater digester upgrade Wastewater clarifier upgrades Other wastewater projects Capital Assets Analysis $ 1,913,610 Continued project 1,784,726 Continued project 2,565,058 Continued project 2,852,725 Continued project 6,896,354 Continued project 4,256,644 Continued project 671,608 New projects As of December 31, 2014, government -wide capital assets were valued at $520,770,559, net of accumulated depreciation, an increase of $4,901,281 or 1.0% since December 31, 2013. Construction in Progress increased by $7,015,711, and capitalized assets in land, buildings, improvements, machinery and equipment, and roads decreased by $2,114,430, net of depreciation, since December 31, 2014. On January 1, 2013, the City instituted a new capitalization policy that included significantly higher thresholds for expenditures to qualify as capital assets. Consequently, many purchases formerly considered as capital assets no longer qualify as such. The asset decrease is the result of fewer assets being added to the register as those assets that remain continue to depreciate. At December 31, 2014, the cost of Roads & Infrastructure ($629,459,749) was the major asset class followed by Buildings ($215,749,177). Major new acquisitions include completed road projects ($8.8 million), sewer separation projects ($6.1 million) and the new Fire Training Center ($3.6 million). Total depreciation expense for 2014 was $29,930,159, as compared to $29,559,898 for 2013. Additional information on capital assets can be found in the notes to the financial statements in Note 6. 46 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Debt Administration Outstanding debt principal as of December 31, 2014 was $235,085,870, a decrease of $16,596,408 or -6.6 %. City outstanding debt includes revenue bonds, mortgage bonds, notes and loans payable and capital leases. Type Beginning Additions Retirements Ending Revenue bonds $ 208,294,789 $ 6,097,697 $ (18,320,100) $ 196,072,386 Mortgage bonds 23,626,754 - (1,814,602) 21 ,812,152 Notes and loans 7,151,564 500,000 (2,239,409) 5,412,155 Capital leases 12,609,1 71 2,443,289 (3,263,283) 1 1,789,177 Total Debt $ 251,682,278 $ 9,040,986 $ (25,637,394) $ 235,085,870 On June 3, 2014, the South Bend Redevelopment District issued $3,440,000 in refunding revenue bonds with an average interest rate of 2.75% to currently refund the remainder of its 2002 Redevelopment Special Taxing District bonds to take advantage of favorable interest rates and lower future debt service payments. In so doing, the City saved $283,285 in debt service costs over the remaining life of the bonds. In 2014, the City entered into an installment purchase agreement in the amount of $500,000 for the former Synagogue building at Four Winds Field. In addition, during 2014, the City entered into an interlocal agreement with Saint Joseph County and the City of Mishawaka for the consolidation of its Public Safety Answering Point (PSAP) 911 communications center, as mandated by Indiana State law. As part of this interlocal agreement, the City is guaranteeing repayment of a percentage of the bonds issued ($2,657,697) for construction of a new PSAP center and related technology improvements. During 2014, the City entered into capital lease agreements in the amount of $2,443,289 to purchase certain vehicles, copiers, and equipment. The lease terms are typically for five years with semi - annual debt service paid from the operating budgets of the user departments. Capital lease financing is used to acquire police vehicles, public works vehicles, golf carts, computer replacements, copiers and other vehicles and equipment. The City solicits competitive financing proposals for lease financing from local and national companies and the interest rate achieved during 2014 was less than 2 %. Under the Indiana Constitution and State statute, the City's general obligation bonded debt and certain other debt is subject to a legal limitation based upon 2% of total assessed value of real and personal property. The City had no general obligation bonded debt outstanding at December 31, 2014 and none of the above debt issuance amounts are subject to this debt limitation. A calculation of the City's legal debt limitation can be found in the statistical debt capacity section of this document. In 2015, the City plans to continue issuing refunding bonds as appropriate to take advantage of lower interest rates and the refunding of the 2008 Eddy Street Commons bonds is currently being planned. 47 City of South Bend, Indiana Management's Discussion and Analysis (Continued) Additional information on debt can be found in the notes to the financial statements in Note 8 - Leases and Note 9 - Long -term Debt. Significant Subsequent Events On January 26, 2015, the Common Council approved the issuance of Parks and Recreation Committee (PARC) bonds for $5.58 million to be used for improvements to the City's parks and recreation facilities. The bonds, which are expected to sell in July 2015, will be repaid from EDIT revenues. On February 9, 2015, the Common Council approved the issuance, by the Redevelopment Commission, of lease rental revenue bonds for $25 million, to be used for various public works construction projects related to the City's Smart Streets redevelopment initiative. Lease payments to the Redevelopment Authority will be paid from TIF revenues over 20 years, which will be used for the bonds' debt service. On March 24, 2015, the bonds were sold on the open market and garnered a premium of $150,821. On March 2, 2015, the City sold Blackthorn golf course to a private investor for $1.655 million. After the payment to the South Bend Regional Airport Authority for its share of the proceeds, the City received a net payment of $1,472,130 as the complete settlement. The sale rendered two capital leases totaling $52,365 issued from the Airport TIF fund uncollectible. These balances were written off in 2014. On March 3, 2015, the City's Board of Public Works approved a contract worth $4.8 million for energy- saving upgrades to the Century Center, the city -owned convention center. The contract is expected to last 18 months and will be paid from a combination of hotel /motel taxes, cash on hand, a Qualified Energy Conservation Bond and savings from reduced utility costs. Economic Factors and 2016 Budget Economic Factors Property tax revenue, historically and at present, is the principal source of revenue for funding of governmental activities within the City of South Bend. The State of Indiana General Assembly enacted property tax reform legislation in March 2008. Known as the "Circuit Breaker ", House Enrolled Act 1001 (HEA 100 1) limits property taxes paid to I % of gross assessed value for residential homesteads, 2% for agricultural /rental properties, and 3% for all other real and personal property. Under current legislation, all Indiana localities assess properties based on market values. Each year properties are "trended ", which involves comparing property values to sales activity in the neighborhood and adjusting the current assessed values up or down according to the trended data. 48 City of South Bend, Indiana Management's Discussion and Analysis (Continued) The Circuit Breaker legislation was phased in commencing in fiscal 2009 and has led to significant reductions in property tax revenues available to fund city governmental operations since then. In 2014, the primary funds supported by property taxes (General Fund, Parks and Recreation Fund, and Cumulative Capital Development Fund) lost approximately $28.7 million in taxable property tax levy due to the circuit breaker caps. As a consequence of the state enacted legislation in 2008, the City enacted a 0.95% local option income tax increase to partially offset the property tax revenue loss. The local option tax increase became effective in October 2009, and has resulted in an increase in local income taxes available to the City to fund ongoing governmental operations of public safety, parks and recreation, highways and streets and general government. Management of the City of South Bend will continue to manage the financial affairs from a posture of fiscal conservatism similar to the management practices engaged during fiscal 2014. City Management believes that the national economic recovery will continue according to the predictions of governmental economists, with low to no inflation over the next fiscal period. In addition, job creation is the primary engine to drive economic recovery, as the Congressional Budget Office (CBO) predicts a growth in Gross Domestic Product (GDP) of 3.4% for 2015. 2016 Budget The City will engage to ensure effective delivery of required services to taxpayers and citizens within the constraints of available financial resources. The City will continue to provide required services within the constraints of a balanced General Fund budget. At its 2016 Budget Kickoff Meeting held on May 28, 2015, the Mayor announced a "zero growth" budget expenditure target goal for all funds supported by property and income tax revenue. Through its newly- created Office of Innovation, the City continues to pursue reengineering programs targeted to create efficiency and cost improvements within City operations. These include purchasing process reengineering, back- office process improvements for human resources and other customer service operations. These initiatives, upon successful deployment completion, will achieve the desired results to create efficiency gains in the delivery of services to taxpayers. 49 City of South Bend, Indiana Management's Discussion and Analysis (Continued) The City is committed to creating a budget for fiscal 2016 that will remain fiscally responsible to the effective delivery of required services to city citizens and stakeholders within the existing revenue constraints. Specific concerns for the 2016 budget include the continuing impact of circuit breaker property tax reform on City revenue, high health and pension costs and other stagnant or declining revenue sources such as gasoline, wheel and auto excise taxes. Current Economic Development Projects Executive management of the City of South Bend continues to pursue economic development and public works opportunities that will have a long -term favorable impact on the economic prospects for the community as a whole. These projects include: • Ignition Park - Along with Innovation Park at Notre Dame, these two sites are Indiana's first dual -site, state - certified technology park. Transpo, the county's public transportation authority, was the first tenant in Ignition Park and dedicated its new facility in early 2010. The second tenant in Ignition Park, Data Realty, is a 50,000 square foot colocation with cloud services data center and disaster recovery solutions on a managed analytics platform. Data Realty employs over 20 employees and committed over $15 million in private investment. In October 2014, ground was broken on two new multi- tenant buildings that will include a $36 million joint project between General Electric and the University of Notre Dame. The new turbo machinery facility is scheduled to be operational by summer 2016. • Renaissance District /Ivy Tower - Rehabilitation of an 800,000 square foot industrial space near downtown to create an expected 400 new jobs through a mixed use space to include data centers, high tech office space, and research facilities. The owner of this property has committed $10 million in private investment over a I 0 -year period. • Western Ave. /Lincoln Way West Business Corridors - The Department of Community Investment is working with citizens and stakeholders in the design and implementation of new streetscapes along these streets with the intention of attracting new business development to the west side of the City. • Smart Streets - The City has undertaken the reversion of some of its downtown streets from one -way to two -way over the course of the next couple of years. This type of activity has proven to be very successful in other cities at attracting business and residential growth in city centers. In 2015, the City will accelerate the project with the issuance of a $25 million bond to fund these improvements. • Workforce Strategy - The Department of Community Investment is preparing a workforce training initiative to coordinate those who offer workforce training into a single council. This council will focus its training efforts in areas of greatest need and growth, and will include measurable goals and assessment factors. 50 City of South Bend, Indiana Management's Discussion and Analysis (Continued) • Existing Business Expansions - The City continues to work with private sector business concerns to enable expansion of their business operations in the City, adding new employment opportunities and tax base to the City. In 2015, the Department of Community Investment is committed to the creation of 595 new jobs with $75 million in new private investment. Requests for Information This Management's Discussion and Analysis, as contained within the City of South Bend Comprehensive Annual Financial Report, is intended to provide readers with a general overview of the financial condition of the City of South Bend as of December 31, 2014. Questions concerning any of the information provided in this report, or requests for additional information, should be addressed to: John H. Murphy, City Controller City of South Bend Department of Administration and Finance 227 W. Jefferson Boulevard, 12`h Floor South Bend, Indiana 46601 Telephone 574 - 235 -7678 Facsimile 574 - 235 -9928 Email jmurphy(o southbendin.gov City of South Bend June 30, 2015 51 City of South Bend, Indiana Statement of Net Position December 31, 2014 The Notes to Financial Statements are an Integral Part of this Statement. 52 Primary Government Governmental Business -type Activities Activities Total Assets Cash and cash equivalents $ 48,814,682 $ 4,578,784 $ 53,393,466 Investments 133,445,883 11,926,476 145,372,359 Receivables: Taxes 614,722 - 614,722 Accounts 1,416,794 3,830,878 5,247,672 Interest 193,294 55,810 249,104 Intergovernmental 1 ,256,750 - 1 ,256,750 Loans 7,388,822 - 7,388,822 Internal balances 1,457,525 (1,457,525) - Inventory 902,603 453,709 1,356,312 Prepaid expenses 383,219 83,246 466,465 Restricted assets 60,300 45,192,664 45,252,964 Property held for resale 18,457,092 - 18,457,092 Capital assets: Assets not subject to depreciation 18,805,142 21,016,250 39,821,392 Assets subject to depreciation 265,768,894 215,180,273 480,949,167 Total assets 498,965,722 300,860,565 799,826,287 Deferred Outflows of Resources Unamortized loss on refunding - 676,576 676,576 Unamortized loss on sale /leaseback 562,654 562,654 Total deferred outflows of resources - 1,239,230 1,239,230 Liabilities Accounts payable 3,871,199 2,456,205 6,327,404 Due to other governmental units 186,176 - 186,176 Performance deposits payable 133,940 1,528,263 1,662,203 Accrued liabilities and other: Accrued payroll payable 3,037,905 961,851 3,999,756 Accrued interest payable 982,536 276,785 1,259,321 Taxes payable 1,946 - 1,946 Customer deposits payable - 108,477 108,477 Other current payables 11,473 7,350 18,823 Noncurrent liabilities: Due within one year: Accrued interest payable from restricted assets 891 ,754 - 891 ,754 Compensated absences 3,1 14,768 461,110 3,575,878 Notes and loans payable 953,636 335,765 1,289,401 Mortgage bonds payable 1,852,965 67,035 1,920,000 Claims payable 5,024,574 - 5,024,574 Capital leases 2,505,128 1,032,337 3,537,465 Revenue bonds payable 7,953,378 7,080,000 15,033,378 Due in more than one year: Compensated absences 1,361,306 - 1,361,306 Notes and loans payable 663,855 3,458,899 4,122,754 Mortgage bonds payable 19,478,583 413,569 19,892,152 Capital leases 5,976,247 2,275,465 8,251,712 Net OPEB obligation 10,043,305 - 10,043,305 Net pension obligation 60,258,010 - 60,258,010 Revenue bonds payable 76,909,134 104,129,874 181,039,008 Total liabilities 205,21 1,818 124,592,985 329,804,803 The Notes to Financial Statements are an Integral Part of this Statement. 52 City of South Bend, Indiana Statement of Net Position (Continued) December 31, 2014 The Notes to Financial Statements are an Integral Part of this Statement. 53 Primary Government Governmental Business -type Activities Activities Total Deferred Inflows of Resources Unamortized gain on refunding $ 309,120 $ - $ 309,120 Unamortized gain on sale /leaseback - 7,970 7,970 Unamortized service agreement - 431,250 431,250 Total deferred inflows of resources 309,120 439,220 748,340 Net Position Net investment in capital assets 168,275,521 136,685,811 304,961,332 Restricted for: Debt service 5,445,689 794,139 6,239,828 Depreciation fund - 6,883,096 6,883,096 Customer deposit fund 2,984,151 2,984,151 Cash with fiscal agent - 108,787 108,787 Bond reserve fund 3,278,189 8,899,657 12,177,846 Operating reserve fund - 5,498,519 5,498,519 Capital outlay - 1,418,663 1,418,663 Unrestricted 116,445,385 13,794,767 130,240,152 Total net position $ 293,444,784 $ 177,067,590 $ 470,512,374 The Notes to Financial Statements are an Integral Part of this Statement. 53 City of South Bend, Indiana Functions /Programs Primary government: Governmental activities: General government Public safety Highways and streets Community and economic development Culture and recreation Interest on long -term debt Total governmental activities Business -type activities: Water Utility Wastewater Utility Century Center Consolidated Building Parking Garage Solid Waste Blackthorn Golf Course Total business -type activities Total primary government $ 195,788,664 $ 71,332,173 $ 3,203,805 $ 95,834 General revenues: Property taxes Income taxes Grants and contributions not restricted to specific programs Investment income Other miscellaneous income Gain on sale of fixed assets Total general revenues The Notes to Financial Statements are an Integral Part of this Statement. Transfers Change in Net Position Net Position - Beginning of year (as restated) Net Position - End of year 54 Program Revenues Operating Capital Grants Charges for Grants and and Expenses Services Contributions Contributions $ 19,013,453 $ 1,451,438 $ 693,306 $ - 68,783,155 4,992,228 402,062 - 13,031,500 728,343 - - 19,780,791 485,938 1,520,383 - 16,802,311 3,815,920 588,054 - 2,497,849 - - - 139,909,059 11,473,867 3,203,805 - 13,020,610 14,373,176 - - 25,521,753 34,009,117 - - 4,747,838 2,227,171 - 95,834 3,242,320 1,387,571 - - 1,660,596 1,017,218 - - 5,81 1,526 5,295,712 - - 1,874,962 1,548,341 - - 55,879,605 59,858,306 - 95,834 Total primary government $ 195,788,664 $ 71,332,173 $ 3,203,805 $ 95,834 General revenues: Property taxes Income taxes Grants and contributions not restricted to specific programs Investment income Other miscellaneous income Gain on sale of fixed assets Total general revenues The Notes to Financial Statements are an Integral Part of this Statement. Transfers Change in Net Position Net Position - Beginning of year (as restated) Net Position - End of year 54 Net (Expense) Revenue and Changes in Net Position Primary Government Governmental Business -type Activities Activities Total $ (16,868,709) $ - $ (16,868,709) (63,388,865) - (63,388,865) (12,303,157) - (12,303,157) (17,774,470) - (17,774,470) (12,398,337) - (12,398,337) (2,497,849) - (2,497,849) (125,231,387) - (125,231,387) - 1,352,566 1,352,566 - 8,487,364 8,487,364 - (2,424,833) (2,424,833) - (1,854,749) (1,854,749) - (643,378) (643,378) - (515,814) (515,814) - (326,621) (326,621) - 4,074,535 4,074,535 (125,231,387) 4,074,535 (121,156,852) 69,221,468 - 69,221,468 23,822,661 - 23,822,661 29,061,942 - 29,061,942 951,901 128,168 1,080,069 6,718,723 1,501,664 8,220,387 28,476 - 28,476 129,805,171 1,629,832 131,435,003 (683,049) 683,049 - 3,890,735 6,387,416 10,278,151 $ 293,444,784 $ 177,067,590 $ 470,512,374 55 Statement of Activities Year Ended December 31, 2014 City of South Bend, Indiana The Notes to Financial Statements are an Integral Part of this Statement. 56 Parks and Public Safety General Fund Recreation LOIT COIT EDIT Assets Cash and cash equivalents $ 6,568,258 $ 810,512 $ 299,599 $ 3,463,734 $ 2,356,1 1 1 Investments 22,081,966 2,684,349 992,246 11,471,608 7,803,249 Receivables: Taxes 70,642 7,103 - - - Accounts 747,573 2,737 - 2,260 - Interest 31,851 3,789 1,447 16,723 1 1,342 Intergovernmental - - - - - Loans - Due from other funds 148 - Advances to other funds 558,304 - 2,027,973 Inventory - 52,385 - - Property held for resale - 174,999 270,001 Restricted assets Total assets $ 30,058,742 $ 3,560,875 $ 1,293,292 $ 17,157,297 $ 109440,703 Liabilities Accounts payable $ 286,793 $ 27,552 $ - $ 632,582 $ 1 12,490 Due to other governmental units - - - - Due to other funds 17,290 3,120 497 Advances from other funds - - - Performance deposits payable 82,906 - - - Accrued liabilities and other: Accrued payroll payable 2,083,554 244,897 284,728 7,833 Taxes payable 794 1,152 - - Other current payables - 1,007 - - - Totalliabilities 2,471,337 277,728 284,728 640,415 112,987 Fund Balances Nonspendable 558,304 52,385 - 174,999 270,001 Restricted - 3,230,762 1,008,564 - - Committed - - - - Assigned - 16,341,883 10,057,715 Unassigned 27,029,101 - - - Total fund balances 27,587,405 3,283,147 1,008,564 16,516,882 10,327,716 Total liabilities and fund balances $ 30,058,742 $ 3,560,875 $ 1,293,292 $ 17,157,297 $ 10,440,703 The Notes to Financial Statements are an Integral Part of this Statement. 56 TIF Airport Nonmajor Funds Total $ 7,272,684 $ 25,236,118 $ 46,007,016 24,086,540 55,1 13,664 124,233,622 536,082 895 614,722 - 627,559 1,380,129 34,875 79,848 179,875 - 1,256,750 1,256,750 7,388,822 7,388,822 - 1,899 2,047 1,472,130 6,127,495 10,185,902 - - 52,385 8,835,659 9,176,433 18,457,092 - 60,300 60,300 $ 42,237,970 $ 105,069,783 $ 209,818,662 $ 321 ,726 $ 1,960,663 $ 3,341 ,806 - 186,176 186,176 - 1,956 22,863 500,000 8,213,772 8,713,772 51,034 - 133,940 299,002 2,920,014 - 1,946 872,760 10,672,035 15,331,990 8,835,659 15,474,263 25,365,611 32,529,551 57,434,567 94,203,444 - 16,413,498 16,413,498 1 0,776,249 37,175,847 (5,700,829) 21,328,272 $ 42,237,970 $ 105,069,783 $ 209,818,662 57 Governmental Funds Balance Sheet December 31, 2014 City of South Bend, Indiana The Notes to Financial Statements are an Integral Part of this Statement. 58 Parks and Public Safety General Fund Recreation LOIT COIT EDIT Revenue Property taxes $ 36,579,586 $ 7,336,959 $ - $ $ Income taxes - - 6,380,029 8,645,811 8,796,821 Licenses and permits 141,565 - - - Professional sports development taxes - - Intergovernmental 15,853,455 653,704 - Charges for services 3,309,481 1,758,355 521,748 - Fines and forfeitures 19,917 675 - - 354,660 Investment income 77,747 8,957 5,812 51,723 36,007 Rental income - - - - - Other revenue 5,846,199 297,079 97 29,930 Total revenue 61,827,950 10,055,729 6,385,841 9,219,379 9,217,418 Expenditures Current: General government 5,262,825 - - - - Public safety 58,873,932 7,172,496 Highways and streets 1,01 1,635 - Community and economic development - - Culture and recreation 1,332,720 11,175,563 - - Capital outlay - 14,448 6,546,608 5,338,1 19 Debt service: Principal 12,302 302,753 853,897 760,000 Interest on long -term debt 2,028 12,254 184,481 122,520 Total expenditures 66,495,442 11,505,018 7,172,496 7,584,986 6,220,639 Excess of Revenue (Under) Over Expenditures (4,667,492) (1,449,289) (786,655) 1,634,393 2,996,779 Other Financing Sources (Uses) Debt issuance 13,106 14,448 108,167 2,657,697 Premium on refunding debt - - - - Proceeds from sale of capital assets - - Transfers in 4,671,422 729,389 Transfers out (98,544) (96,819) (2,024,446) (6,491,682) Payment to bond refunding escrow agent - - Total other financing sources (uses) 4,585,984 647,018 (1,916,279) (3,833,985) Net Change in Fund Balances (81,508) (802,271) (786,655) (281,886) (837,206) Fund Balances - Beginning of year 27,668,913 4,085,418 1,795,219 16,798,768 1 1,164,922 Fund Balances - End of year $ 27,587,405 $ 3,283,147 $ 1,008,564 $ 16,516,882 $ 10,3279716 The Notes to Financial Statements are an Integral Part of this Statement. 58 Governmental Funds Statement of Revenue, Expenditures, and Changes in Fund Balances Year Ended December 31, 2014 TIF Airport Nonmajor Funds Total $ 13,649,252 $ 11,655,671 $ 69,221,468 - - 23,822,661 5,019,104 - 141,565 1,590,000 588,054 588,054 500,428 14,156,346 30,663,505 - 5,039,392 10,628,976 92,430 96,317 563,999 84,724 690,406 955,376 1,400 25,000 26,400 98,001 1,606,481 7,877,787 13,925,807 33,857,667 144,489,791 2,759,863 8,022,688 880,822 66,927,250 9,430,322 10,441,957 6,816,275 (14,354,317) (9,810,306) 3,440,000 7,309,130 7,309,130 - 1,439,806 13,948,089 5,019,104 12,489,655 29,407,934 1,590,000 9,363,878 12,882,830 500,428 4,538,508 5,360,219 7,109,532 48,211,984 154,300,097 6,816,275 (14,354,317) (9,810,306) 3,440,000 2,203,487 8,436,905 171,851 - 171,851 8,369 20,107 28,476 25,415 13, 052,699 18,478,925 (1,629,514) (6,181,284) (16,522,289) (3,482,205) (3,482,205) (1,466,084) 9,095,009 7,1 1 1,663 5,350,191 (5,259,308) (2,698,643) 36,015,019 99,657,056 197,185,315 $ 41,365,210 $ 94,397,748 $ 194,486,672 59 City of South Bend, Indiana Proprietary Funds Statement of Net Position December 31, 2014 Governmental Enterprise Funds Activities Proprietary Wastewater Nonmajor Internal Service Water Utility Utility Century Center Enterprise Total Fund Assets Current assets: Cash and cash equivalents $ 996,875 $ 2,083,286 $ 892,875 $ 605,748 $ 4,578,784 $ 2,807,666 Investments 3,301,566 6,899,674 - 1,725,236 11,926,476 9,212,261 Receivables: Accounts 832,553 2,386,961 171,806 439,558 3,830,878 36,665 Interest 13,761 39,556 - 2,493 55,810 13,419 Due from other funds 17,692 4,705 - - 22,397 8,970 Inventory 210,009 194,500 42,856 6,344 453,709 850,218 Prepaid expenses 38,497 32,745 9,004 3,000 83,246 205,061 Total current assets 5,410,953 11,641,427 1,116,541 2,782,379 20,951,300 13,134,260 Noncurrent assets: Restricted assets 8,547,648 35,226,353 1,418,663 - 45,192,664 - Capital assets: Assets not subject to depreciation 2,942,009 15,041,539 713,434 2,319,268 21,016,250 - Assets subject to depreciation 58,419,252 131,998,906 14,686,785 10,075,330 215,180,273 1,287,474 Total noncurrent assets 69,908,909 182,266,798 16,818,882 12,394,598 281,389,187 1,287,474 Total assets 75,319,862 193,908,225 17,935,423 15,176,977 302,340,487 14,421,734 Deferred Outflows of Resources Unamortized loss on refunding 117,927 558,649 - - 676,576 - Unamortized loss on sale /leaseback 562,654 562,654 Total deferred outflows of resources 117,927 558,649 - 562,654 1,239,230 - Liabilities Current liabilities: Accounts payable 337,238 1,669,928 121,092 327,947 2,456,205 529,393 Due to other funds 4,809 1,577 - 1,406 7,792 2,759 Performance deposits payable 1,490,826 - - 37,437 1,528,263 - Accrued liabilities and other: Accrued payroll payable 224,402 321,697 117,723 298,029 961,851 1 17,891 Accrued interest payable - 268,632 - 8,153 276,785 63 Customer deposits payable - 108,477 - 108,477 - Other current payables - - 6,650 700 7,350 - Compensated absences 204,910 256,200 - - 461,110 132,893 Notes and loans payable 182,053 153,712 335,765 - Mortgage bonds payable - 67,035 67,035 - Claims payable - - - - 5,024,574 Capital leases 6,142 315,392 710,803 1,032,337 6,273 Revenue bonds payable 1,130,000 5,950,000 - 7,080,000 - Total current liabilities 3,580,380 9,004,173 353,942 1,384,475 14,322,970 5,813,846 Noncurrent liabilities: Advances from other funds - - - 1,472,130 1,472,130 - Notes and loans payable 1,051,224 2,407,675 - 3,458,899 Mortgage bonds payable - 413,569 - 413,569 Capital leases 20,426 749,201 1,505,838 2,275,465 Revenue bonds payable 17,610,152 86,519,722 - 104,129,874 Total noncurrent liabilities 18,681,802 90,090,167 2,977,968 11 1,749,937 - Total liabilities 22,262,182 99,094,340 353,942 4,362,443 126,072,907 5,813,846 Deferred Inflows of Resources Unamortized gain on sale /leaseback - - - 7,970 7,970 - Unamortized service agreement 431,250 - 431,250 Total deferred inflows of resources 431,250 7,970 439,220 The Notes to Financial Statements are an Integral Part of this Statement. 60 City of South Bend, Indiana Proprietary Funds Statement of Net Position (Continued) December 31, 2014 The Notes to Financial Statements are an Integral Part of this Statement. 61 Governmental Enterprise Funds Activities Proprietary Wastewater Nonmajor Internal Service Water Utility Utility Century Center Enterprise Total Fund Net Position Net investment in capital assets $ 41,681,472 $ 69,426,163 $ 15,400,219 $ 10,177,957 $ 136,685,811 $ 1,281,201 Restricted: Depreciation fund 3,135,399 3,747,697 - - 6,883,096 - Debt service fund 4,650 789,489 794,139 Customer deposit fund 1,478,773 1,505,378 2,984,151 Cash with fiscal agent 32,120 76,667 108,787 Bond reserve fund 1,612,825 7,286,832 8,899,657 Operating reserve fund 2,081,600 3,416,919 - 5,498,519 Capital outlay - - 1,418,663 - 1,418,663 - Unrestricted 3,148,768 9,123,389 331,349 1,191,261 13,794,767 7,326,687 Total net position $ 53,175,607 $ 95,372,534 $ 17,150,231 $ 11,369,218 $ 177,067,590 $ 8,607,888 The Notes to Financial Statements are an Integral Part of this Statement. 61 City of South Bend, Indiana Proprietary Funds Statement of Revenue, Expenses, and Changes in Net Position Year Ended December 31, 2014 Governmental Enterprise Funds Activities Proprietary Wastewater Non major Internal Service Water Utility Utility Century Center Enterprise Total Fund Operating Revenue Metered revenue $ 10,788,782 $ 33,333,981 $ - $ $ 44,122,763 $ Convention fees - - 2,126,537 2,126,537 Fire protection revenue 1,982,586 - 1,982,586 Licenses and permits - 1,191,534 1,191,534 Interest and penalty charges 122,820 - - 122,820 Parking fees - 100,634 953,065 1,053,699 Solid waste fees - 4,790,653 4,790,653 - Employee /Employer contributions - - 16,404,400 Charges for sales and services - - 7,025,252 Water leak insurance revenue 964,764 - 964,764 - Golf course fees - - 1,548,341 1,548,341 Charges to other funds - 89,279 - 89,279 - Other 514,224 585,857 765,249 1,865,330 189,125 Total operating revenue 14,373,176 34,009,1 17 2,227,171 9,248,842 59,858,306 23,618,777 Operating Expenses Cost of water 3,930,091 - - - 3,930,091 - Cost of sewage treatment - 10,258,316 - 10,258,316 - Otheroperationandmaintenance - - - 9,491,098 9,491,098 6,667,087 General and administration 1,605,873 3,880,262 4,058,811 1,457,896 11,002,842 1,147,314 Insurance claims and premiums - - - - - 17,530,073 Plumbing contractors 981,418 - - - 981,418 - Taxes other than income taxes 1,764,653 - - 1,764,653 Customer service 1,823,674 175,389 - 73,458 2,072,521 - Depreciation 1,880,075 6,087,286 785,883 979,943 9,733,187 121,557 Total operating expenses 11,985,784 20,401,253 4,844,694 12,002,395 49,234,126 25,466,031 Operating Income (Loss) 2,387,392 13,607,864 (2,617,523) (2,753,553) 10,624,180 (1,847,254) Nonoperating Revenue (Expenses) Investment income 44,297 77,543 329 5,999 128,168 44,340 Hotel /Motel tax revenue - - 1,313,450 - 1,313,450 - Interest expense (818,277) (3,689,140) - (1,114) (4,508,531) Other nonoperating expenses (1,403,639) (1,403,639) (Loss) gain on sale of assets (31 1,027) 10,304 (300,723) (12,841) Debt service charge - - - (1,459) Other nonoperating revenue (expenses) - Charges 94,478 (38,025) 96,856 (585,895) (432,586) Other nonoperating general revenue - - 188,214 - 188,214 - Total nonoperating (expenses) revenue (990,529) (5,042,957) 1,598,849 (581,010) (5,015,647) 30,040 Income (Loss) - Before contributions 1,396,863 8,564,907 (1,018,674) (3,334,563) 5,608,533 (1,817,214) Capital Contributions - Other capital contributions - - 106,333 2,629,185 2,735,518 16,017 Transfers In - 2,576,545 2,576,545 - Transfers Out (1,618,848) (2,914,332) - (4,533,180) Change in Net Position (221,985) 5,650,575 (912,341) 1,871,167 6,387,416 (1,801,197) Net Position - Beginning of year 53,397,592 89,721,959 18,062,572 9,498,051 170,680,174 10,409,085 Net Position - End of year $ 53,175,607 $ 95,372,534 $ 17,150,231 $ 11,369,218 $ 177,067,590 $ 8,607,888 The Notes to Financial Statements are an Integral Part of this Statement. 62 City of South Bend, Indiana Fiduciary Funds Statement of Fiduciary Net Position December 31, 2014 Assets Cash and cash equivalents Investments Receivables: Accounts Interest Total assets Liabilities Accounts payable Accrued liabilities and other Customer deposits payable Police distribution payable Total liabilities Net Position for Pension Benefits and Other Purposes The Notes to Financial Statements are an Integral Part of this Statement. 63 Private - Pension Trust Purpose Trust $ 405,392 $ 1,342,628 177 1 ^l A 1,750,191 nd Agency Funds 6,574 $ 2,175,439 21,773 - 1 �1 28,379 $ 2,175,439 181 - $ - 186 - 301,548 - - 1,071,032 367 - $ 2,175,439 $ 1,749,824 $ 28,379 City of South Bend, Indiana Fiduciary Funds Statement of Changes in Fiduciary Net Position Year Ended December 31, 2014 Additions Investment income: Interest and dividends Contributions: On behalf Other Total contributions Total additions Deductions Benefit payments Administrative expenses Total deductions Net Decrease in Net Position Net Position - Beginning of year Net Position - End of year The Notes to Financial Statements are an Integral Part of this Statement. 64 Private - Pension Trust Purpose Trust C......4- C......J $ 5,722 $ 127 1 1,240,963 - C Q I I 1 1,246,776 - 1 1,252,498 127 12,1 13,244 ,H 477 4 LCo 12,135,121 8,658 (882,623) (8,531) 1 411 dd7 If- aIn $ 1,749,824 $ 28,379 M c H O V 65 0 0 FA OD - V. 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W 0 LL ° L L n w b � 0 C c° c u w o m ay U c U �° >, E ovo v v ce E r o EOLL� osv��o LL p LL .> w ro U> a d It N m w N t =° w m L w w w r w 0 c v L °�° 0= 0 v LL c w a E c r N a +� l�wa�UQUvtliv°�UZv°�w`w0ZQECL 73 CL O V LL N C L C .3 O C O O O ro o O `o N c O v 0 v d v c C C O N N v O b0 LL Statistical Section Computation of Legal Debt Margin December 31, 2014 Civil city Net Assessed Valuation (20 13 pay 2014) of Taxable Property in South Bend $ 2,209,726,672 Debt limit: 2% of one -third thereof 14,731,51 1 Less Bonds subject to limitation: County Economic Development Income Tax Refunding Revenue Bonds, Series 2006 A (1,060,000) County Economic Development Income Tax Refunding Revenue Bonds, Series 2006 B (995,000) Redevelopment District Taxable Revenue Bonds, Series 2010 (2,915,000) Issuance Margin $ 9,761,51 1 Percentage of Debt to Debt Limit 33.74% Redevelopment District Net Assessed Valuation (2012 pay 2013) of Taxable Property in South Bend $ 2,209,726,672 Debt limit: 2% of one -third thereof 14,731,51 1 Less Bonds subject to limitation: Special Taxing District Bonds of 2014 (3,010,000) Issuance Margin $ 1 1,721,51 1 Percentage of Debt to Debt Limit 20.43% A 2% debt limit is established by the Constitution of the State of Indiana. This limit is established for general obligation bonds, Economic Development Income Tax revenue bonds, tax revenue notes and other types of indebtedness. This limitation does not include revenue bonds payable from governmental funds (excluding EDIT bonds) shown in the general long term debt account group. Indiana law allows the creation of separate municipal corporations to provide vital governmental functions. Each of these municipal corporations (including the Redevelopment Authority and Redevelopment Commission) has its own 2% debt limit, even if they have the same or similar boundaries. 74 O o. i Y W too C F N c J H 0 1 N 0 75 00�N000^ C O d � vii O W n P v i d u N O C C O P O P m 0 0 0 0 y N� d o� n m N P N r N n rpi m a N E "1 - O i y `d o_ o n o n - - - c ut My- w a Y mom u d, d n V O P P - - - -- R .a A . 0 0 0. - - - -- w 0 C p ^ ^ = N a) O 0 d p n 0 r w o p G e o — — m v ry a� O m m m a°o — U J J d � P P N o a Z v N N d O m � O O P M P 6--,6 p m m f — � O O O O O O O P^ 0 0 0 r 0 d O P V nrlz cd 14 c6 rlz cd — ri Q U ry mCdv u U Min rl: ni ec w a- J d P N O m O m r+i C 1� P vv V m C P v�- d O o 1 v Z w Q d o —mv =ry a �a°N r zma E o m° C f N N N N N P^ N V oo O d g o o °o °o °o v °o co n p c r P m a v � n o v o O o 0 O C I . o y a m O m O O w D d a O O C d d a 75 v a v a o c m m O m J J w N o N N a r 0 > w U Z v a N i N d c2 O N It N Z O U I N w G N H O N UL O N d N C O� 'N o � N in 0 N r N 8 N N _ O N 0 0 0 0 0 0 0 ? 0 0 0 0 V C U m C N O v d c 0 v C m m ❑ J J ? d « C > C 0 U O Z O W N R N M N o W N 7 N L1 O Q N C O ■ N C O N O N 0 LA 8N N O N 00 N O O N O O O O O O O O O O o0� V O N C M Y IL L y � � > u y 0 tv Y O c O E O V 0 0 OR M N of O i v 0 w c CL cc 0 0 MO � d N N M 10 W QN 3 .p y d Z CL ` Ln c rt — N U N 00 — Ln 10 �0 M Ln I, O, en M O� � 'O — v- O` n N Ln 10 00 10 00 %0 N A = In In Ili M C M M O� 01 lc Ln O� c0 C d N— n— N n— 10 N O V M %0 7 m 10 M — 00 T Ln N — I, M Ln Ln p u S 0o rn lc N 00 Lq vl Ol m N 1n E p, 1 v- N— 00 so 0000 M M 00 — a N = 00 Q Q {0 — N y} u4 f» 44 fn 0 O 0 0 0 I, Ln M N1 N Ln to 41 c O O O O — OD O O 00 N fc d d O O O O v Cl O, O` N N 4'. m O O O O Ln Ln N N U i i 1 ° o CL ° m Q C N 00 — — Ln rn O O N O O O M 7 T I-I v Cl O O` N O 4 Ln u � M 00 O O N Ln O C N — I" — M Ln Ln O` N ri cc N .O M— 00 1l N — O !2 C C 00 M lO Lr 0 — O� — O •a cp (; Q 00 — 00 O N O 0 N v- N 0 � d A — N Y J > ii} Vi p O fc c A N CD Q d 0 41 C c y c .� O O L O N C: D +' O N N O id 7 0_ L � r N V 2 _7 L O L •� d Q t 0 O L a� O i J o d d Cd °o ,� U u c (d c O E N N J u S Q O 5 J y c i E E -p V) CL 0 u C c d ld p- N L ro m C O m�C7 0 o a — =aQ O ro po ++ N 2 c ° o C7 d „ d _ '.� N N , S c c c ca c d ci 0Q O 0 0 0 a L V N a� J U o 0 0 S O 00 cd i U U U .L cd d y c_ 41 41 M O, (p�(��q d J Q c N 0_ 0_ 0_ tTLd D U) L C yOO N cE - m N N N 1 L c 0 C N 4J 41 i �(7�zZU F w V) nV)V) F- F 6 U O 76 N M r- 10 OD O '0 - O` — N M I" I" N N 00 N M fR is 64 N 0 M X ttl N E U o oN w c v ccz b M c >. , o O D N i d 00 ro N N 'm 0_ ON C Q C O cU !W F- o v, -0 o m � O L N i O 75 O N Z O Y N v) U. 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C ca F L i E N dl y_ = v W D N C .y b C C ON E E yam,, dl O _ -O C E --0 VV Y N v C� U t0 v 0 Q .ro E O so no a+ w n O N LL v Y E p w U L! as v- O > V .0 E s C i u n +' Y U cL a d�0 U a b9 dl d cz V cad c I C O 0 C O O_ J L O N U7 N V O d i L V O L C H N - a td N C D_ f td -O .O U N N N d) N i ro av N N N o U E .-S 0 V E i v ; .� L �_ W c a = b, E EE aDO E _� a o E +_� o a s i b ;; ro 3 ° a a�+ F U U Q J W M v7 S a U LL [D U d U W> >� O U C U LL3 W S vO vO [O 78 City of South Bend, Indiana Schedule of Expenditures of Federal Awards December 31, 2014 Federal Direct or Grantor /Project Title CFDA Number Pass Through Award/ Identifying Number 2014 Expenditures Department of Commerce Economic Adjustment Assistance 11.307 Direct 06 -19 -01251 7,457,890 Dept of Housing and Urban Development Community Development Block Grants /Entitlement Grants 14.218 Direct B- 12 -MC -18 -0011 644,124 CDBG -2012 Community Development Block Grants /Entitlement Grants 14.218 Direct B- 13 -MC -18 -0011 1,916,745 CDBG -2013 Community Development Block Grants /Entitlement Grants 14.218 Direct B- 14 -MC -18 -0011 942,142 CDBG -2014 Community Development Block Grants /Entitlement Grants 14.218 Direct B11 -MN -18 -0011 92,899 Neighborhood Stabilization Program #3 - ARRA Funds Project# 11J025 Emergency Solutions Grant Program 14.231 Direct E- 14 -MC -18 -0011 118,782 HESG 2014 Emergency Solutions Grant Program 14.231 Direct E- 13 -MC -18 -0011 53,139 HESG 2013 Emergency Solutions Grant Program 14.231 Direct E- 12 -MC -18 -0011 33,578 HESG 2012 Emergency Solutions Grant Program 14.231 Direct E- 11 -MC -18 -0011 11,636 HESG 2011 2012 Continuum of Care Program 14.267 Direct IN0009L5H001205 212,350 2012 Continuum of Care Program 14.267 Pass - Through IN0012L5H001205 55,166 Continuum of Care Program 14.267 Direct IN0009L5H001306 36,312 Continuum of Care Program 14.267 Direct IN0012L5H001306 57,651 Education and Outreach Initiatives 14.401 Direct FF205K135014 65,947 Education and Outreach Initiatives 14.401 Direct FF205K135014 27,779 Education and Outreach Initiatives 14.401 Direct FF205K115014 25,553 Department of Justice Public Safety Partnership and Community Policing Grants 16.710 Direct 09RKWX0352 138,059 (13 Police Officers) Edward Byrne Memorial Justice Assistance Grant Program 16.738 Direct 11 DJBX3458 10,204 Edward Byrne Memorial Justice Assistance Grant Program 16.738 Direct 14DJBX0690 37,702 Equitable Sharing Program (asset forfeiture) 16.922 Direct 107,342 Department of Transportation Highway Planning & Construction 20.205 Pass - through A249 -11- 320834 45,450 Equal Employment Opportunity Commission Fair Employment Practices Agency Contracts 30.002 Direct EECCN130031 87,940 Department of Homeland Security Homeland Security Grant program 97.067 Pass - through FY 2011 10,000 12,188,390 79 By the Numbers FROM THE CITY OF SOUTH BEND 0 Since 2012, 300 unemployment reduced by 3 t INI 1,368 jobs announced THE CONCERT INDUSTRY'S LEADING TRADE PUBLICATION, POLLSTAR, RANKED THE MORRIS IIN PERFORMING ARTS CENTER NO. NSORRL WIDE THEEATRESF TOP 300 INDIANA 0 49 r r increase in the number of animals sent to private rescue partners 1,408 building projects started with a total valuation of $8491409867 Through an Emergency ••Solutions Grant, the City helped fund 5 IrAshelters to serve 3,685 Mpeople 0$180'0 1 89262 in commercial private investment consecutive year THE WASTEWATER PLANT RECEIVED THE INDIANA WATER ENVIRONMENTAL ASSOCIATION SAFETY EXCELLENCE AWARD The S. M. A.R T. program has trained South Bend residents to become 11 IS Certified Production Technicians Program attendance at all Parks and Recreation facilities totaled @9219021 Council approved $5.58 million parks bond on the heels of a newly created parks master plan that prioritized needs across the system A new summer mem"mg program created jobs for HIGH SCHOOL 2 STUDENTS GUARANTEED ENERGY SAVINGS CONTRACT AT CENTURY CENTER = $80,000 REDUCTION OF YEARLY OPERATING COSTS 485 housing pr gramsathrough housing programs and counseling Amarket -based strategic 15 REVITALIZATION PLAN was adopted for T.i ncolnway West and Western Avenue VACANT AND ABANDONED HOUSES HAVE BEEN I REPAIRED, DEMOLISHED, OR CONTRACTED FOR DEMOLITION 1,408 building projects started with a total valuation of $8491409867 Through an Emergency ••Solutions Grant, the City helped fund 5 IrAshelters to serve 3,685 Mpeople 0$180'0 1 89262 in commercial private investment consecutive year THE WASTEWATER PLANT RECEIVED THE INDIANA WATER ENVIRONMENTAL ASSOCIATION SAFETY EXCELLENCE AWARD The S. M. A.R T. program has trained South Bend residents to become 11 IS Certified Production Technicians Program attendance at all Parks and Recreation facilities totaled @9219021 Council approved $5.58 million parks bond on the heels of a newly created parks master plan that prioritized needs across the system A new summer mem"mg program created jobs for HIGH SCHOOL 2 STUDENTS GUARANTEED ENERGY SAVINGS CONTRACT AT CENTURY CENTER = $80,000 REDUCTION OF YEARLY OPERATING COSTS 485 housing pr gramsathrough housing programs and counseling Amarket -based strategic 15 REVITALIZATION PLAN was adopted for T.i ncolnway West and Western Avenue