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HomeMy WebLinkAbout2013 Board of Finance Annual Investment ReportOT11 �pU � d J V W PEACE ►a x � 1865 City of South Bend Board of Finance Annual Investment Report For the year ended December 31, 2013 Report Date: February 10, 2014 Report Distribution: Mayor Chief of Staff Deputy Chief of Staff City Clerk South Bend Common Council Members Common Council Attorney City Attorney State Board of Accounts (local office) Submitted By: City Controller CITY OF SOUTH BEND BOARD OF FINANCE TABLE OF CONTENTS Investment Officers, Advisors, Authorized Investments ..................................... ..............................1 Investment Review Meetings .................................. ..............................2 InvestmentPolicy .............................................. ..............................3-5 Investment Report ( 12/ 31/ 13) ......................... ..............................6-11 State Dated Check Policy ........................... ............................... 12-13 State Dated Check Report ......................... ............................... 14-17 Controller's Cash Report (December, 2013 ) ............................. 18-20 1St Source Bank Interest Earnings (Cash Basis) ... .............................21 Total Interest Earnings by Fund ................. ............................... 22-24 Cash Reserve Procedure ........................... ............................... 25-27 Cash Reserves Summary (December, 2013) ............................ 28-39 CITY OF SOUTH BEND BOARD OF FINANCE INVESTMENT OFFICERS John H. Murphy, City Controller Rahman M. Johnson, Director of City Finance INVESTMENT ADVISORS (1ST SOURCE BANK) Paul W. Gifford, Jr., CFA Chief Investment Officer James E. Welch, CTFA Vice President and Trust Officer AUTHORIZED INVESTMENT AMOUNT Maximum of $175 million with 1" Source Bank (No Change) 1 CITY OF SOUTH BEND BOARD OF FINANCE INVESTMENT REVIEW MEETINGS QUARTER DATE 1 Sr QUARTER 4/22/14 2ND QUARTER 7/22/14 3RD QUARTER 10/21/14 4T" QUARTER 1/20/15 Investment Review Meetings will be held at 1St. Source Bank 2 TIME 10:00 A.M. 10:00 A.M. 10:00 A.M. 10:00 A.M. City of South Bend Administration & Finance Policy Manual R All. U �d_ x 1865 r 2.8 Investment Policy Effective: January 1, 2011. Revised January 1, 2013 Purpose: This policy defines the cash investment policy of the City of South Bend. Scope: This statement applies to all governmental units, enterprise operations, and operations of the City of South Bend. This policy shall be in accordance with the terms and limitations of I.C. 5 -13 -9, Deposit and Investment Powers, as amended from time to time. Responsibility:This policy is the responsibility of the Board of Finance of the City of South Bend. Changes or revisions to this policy are affected only with the consent and approval of the Board of Finance. Effective Date: This policy is effective upon approval and execution of the Board of Finance. The Board of Finance will review this policy on an annual basis coincident with the Annual Meeting of the Board of Finance, held after the 1 Monday in January and before January 31 . 1.0 Policy Statement The City of South Bend, Indiana shall make all investments, in both Deposit and Investment Accounts, in accordance with the terms and limitations of IC 5 -13 -9, Deposit and Investment Powers, as amended from time to time. 2.0 Deposit and Investment Options Eligible deposit accounts mean any of the following: 1. Any account subject to withdrawal by negotiable orders of withdrawal, unlimited as to amount or number, and without penalty, including NOW accounts 2. Passbook savings accounts 3. Certificates of Deposit 4. Money market deposit accounts 5. Any interest- bearing account that is authorized and offered by a financial institution in the course of its respective business City of South Bend Administration & Finance Policy Manual 3.0 Eligible Investment Products: Each investment officer may invest or reinvest any funds that are held by the officer and available for investment in any of the following (IC 5- 13 -9): 3 3.1 Securities backed by the full faith and credit of the United States Treasury or fully guaranteed by the United States and issued by any of the following: 1. The United States Treasury 2. A federal agency 3. A federal instrumentality 4. A federal government sponsored enterprise 32 Discount notes issued by any of the following: 1. A federal agency 2. A federal instrumentality. 3. A federal government sponsored enterprise 3.3 An investment officer shall annually obtain the approval of the Common Council before making investments in the following: 1. Money market mutual funds that are in the form of securities of or interests in an open -end, no -load, management -type investment company or investment trust registered under the provisions of the federal Investment Company Act of 1940, as amended. The portfolio of this type must be limited to the following: A. Direct obligations of the United States B. Obligations issued by any of the following: a. A federal agency b. A federal instrumentality C. A federal government sponsored enterprise C. Repurchase agreements fully collateralized by obligations described in both A and B above. 2. The money market mutual fund must be rated as one of the following: A. AAAm, or its equivalent, by Standard and Poor's Corporation B. Aaa, or its equivalent, by Moody's Investors Service, Inc. 3.4 The investment is considered to have a stated final maturity of one day, and shall be made through depositories designated by the state board of finance as depositories for state deposits under IC 5- 1.3 -9.5. 4.0 Terms of Repurchase Agreements Each investment officer may enter into, with any funds that are held by the officer and available for investment, repurchase agreements with depositories designated by the State Board of Finance as depositories under IC 5- 13 -9.5; and involving the political subdivision's purchase and guaranteed resale of any interest - bearing obligations; A. issued; or B. fully insured or guaranteed by the United States, a United States Government Agency, an instrumentality of the United States, or a federal government sponsored enterprise. The depository shall determine daily that the amount of money in this type of agreement must be fully collateralized by interest - bearing obligations as determined by their current market value. The collateral is not subject to the two -year maturity limitation. 4 Repurchase agreements may be entered into for a fixed term or arranged on an open or continuing basis as a continuing contract that: 1. operates like a series of overnight repurchase agreements (may be referred to as overnight sweep products), 2. is renewed each day with the repurchase rate and the amount of funds invested determined daily; and 3. for this purpose is considered to have a final maturity of one day. 5.0 Investment in Other Securities Each investing officer may invest or reinvest in obligations issued, assumed or guaranteed by the International Bank for Reconstruction and Redevelopment or the African Development Bank (IC 5 -13- 9.3.3) 6.0 Inter -local Cooperation Agreement IC 36 -1 -7 -1 authorizes and permits local units of government to enter into inter -local cooperation agreements, and thus to exercise a power jointly pursuant to a written agreement authorized by ordinance or resolution. MBIA provides through Invest Indiana, such an inter -local agreement. The investments of the joint structure are limited to all investments authorized by IC 5 -13. 7.0 Maturity Limitations 1. A minimum of 75% of the total portfolio must be invested with a maximum maturity of two (2) years in permitted investments as defined as above. 2. A maximum of 25% of the total portfolio may be invested with a maturity of two (2) to five (5) years as permitted in IC 5- 13 -9 -5.7 in permitted investments as defined as above. This policy expires on January 31, 2017. 5 k�. Bq Investment Presentation for City of South Bend Corporate Agency Prepared by Paul W Gifford, CFA M1 Asset Category Market Value % Total 0 Cash 2,435,442.27 1.4 0 Fixed Income 172,474,132.64 98.6 Total $174,909,574.91 100.00/0 Account Summary as of 1/22/2014 City of South Bend Corporate Agency Total Market Value $174,909,574.91 Total Unrealized Gain /Loss $49,129.22 Estimated Annual Income $965,472.72 Estimated Portfolio Yield 0.55% YTD Long Term Gain /Loss $0.00 YTD Short Term Gain /Loss $0.00 Policy Account Income Minor Account Type AGENCY Investment Officer PAUL GIFFORD Administrative Officer JIM WELCH Asset I Units Price Tax Cost Market Value Gain /Loss Est. Income Yield % Total Merchants Bank CD 12,000,000 100.00 12,000,000.00 12,000,000.00 0.00 42,000.00 0.35 6.86 FNMA 0.500% 5/27/15 10,000,000 100.28 10,037,419.85 10,035,838.89 - 1,580.96 50,000.00 0.50 5.74 FHLMC 0.350% 3/18/15 10,000,000 100.11 10,000,000.00 10,022,555.56 22,555.56 35,000.00 0.35 5.73 FNMA 0.625% 10/30/14 9,000,000 100.36 9,029,235.91 9,044,942.50 15,706.59 56,250.00 0.62 5.17 Fifth Third Bank CD 7,000,000 100.00 7,000,000.00 7,034,244.38 34,244.38 50,400.00 0.72 4.02 Total * Market values include accruals. January 22, 2014 $48,066,655.76 $48,137,581.33 Page 1 of 5 $70,925.57 $233,650.00 0.49% 27.520/o HE] lowsourc(su an Holdings Detail as of 12/31/2013 City of South Bend Corporate Agency Asset Quantity Tax Cost Market Value Gain /Loss Est. Income Yield % Total Cash Taxable Money Market Funds Federated Treasury Obliga -ss 4,448,983 4,448,983.38 4,449,031.64 48.26 476.04 0.01% 3% Total Cash $4,448,983.38 $4,449,031.64 $48.26 $476.04 0.01% 30/0 Fixed Income Time Deposits 5/3 Bk CD 002 - 0668396324 0.86% 3,030,602 3,030,602.32 3,030,959.35 357.03 26,063.18 0.86% 2% Ally Bank UT CD 0.950% 9/25/15 250,000 250,000.00 250,877.67 877.67 2,375.00 0.95% 0% Apple Bk Svgs. NY CD 0.550% 9/12/14 250,000 250,000.00 251,060.65 1,060.65 1,375.00 0.55% 0% Bbcn Bank CD 0.500% 8/18/15 250,000 250,000.00 249,317.95 - 682.05 1,250.00 0.50% 0% Beal Bk USA CD 0.650% 11/25/15 250,000 250,000.00 249,360.82 - 639.18 1,625.00 0.65% 0% Cathay Bank Cd -sa 0.600% 12/30/15 250,000 250,000.00 249,083.22 - 916.78 1,500.00 0.60% 0% Comenity Capital CD 0.600% 11/25/15 250,000 250,000.00 249,281.27 - 718.73 1,500.00 0.60% 0% Compass Bank CD 0.750% 11/20/15 250,000 250,000.00 249,500.75 - 499.25 1,875.00 0.75% 0% Eaglebank CD 0.400% 11/24/14 250,000 250,000.00 250,684.66 684.66 1,000.00 0.40% 0% Everbank FL CD 0.550% 8/15/14 250,000 250,000.00 251,133.63 1,133.63 1,375.00 0.55% 0% Fifth Third Bank CD 6,500,000 6,500,000.00 6,506,767.12 6,767.12 49,400.00 0.76% 4% Fifth Third Bank CD 7,000,000 7,000,000.00 7,031,344.66 31,344.66 50,400.00 0.72% 4% Fifth Third Bank CD 0.400% 4/17/14 1,500,000 1,500,000.00 1,503,837.53 3,837.53 6,000.00 0.40% 1% First Nad Bk NE CD 0.600% 6/20/14 250,000 250,000.00 250,091.82 91.82 1,500.00 0.60% 0% Goldman Sachs Bk CD 1.200% 2/13/18 245,000 245,000.00 242,139.78 - 2,860.22 2,940.00 1.21% 0% Great Southern Bk CD 0.650% 8/10/15 250,000 250,000.00 250,080.55 80.55 1,625.00 0.65% 0% Harris Bank CD #6900310796 0.712% 5,044,581 5,044,581.36 5,051,371.23 6,789.87 35,917.42 0.71% 39% Harris Bank CD #69003111910.56% 5,029,515 5,029,514.63 5,033,835.88 4,321.25 28,165.28 0.56% 3% Harris Bank CD #6900312041,0.65% 5,027,247 5,027,247.46 5,030,29136 3,043.90 32,677.11 0.65% 3% Huntington Nat Bk CD 0.500% 5/19/14 2,500,000 2,500,000.00 2,505,581.85 5,581.85 12,500.00 0.50% 1% Huntington Nat Bk CD 0.550% 3/03/14 2,500,000 2,500,000.00 2,502,192.81 2,192.81 13,750.00 0.55% 1% Huntington Natl CD 0.500% 5/27/14 2,500,000 2,500,000.00 2,505,542.12 5,542.12 12,500.00 0.50% 1% Huntington Natl CD 0.650% 6/09/14 2,500,000 2,500,000.00 2,505,618.49 5,618.49 16,250.00 0.65% 1% Investors Svgs Sk CD 0.500% 7/21/14 250,000 250,000.00 250,612.02 612.02 1,250.00 0.50% 0% 7P Morgan Chase CD 1.125% 2/19/18 1,079,000 1,079,000.00 1,067,492.83 - 11,507.17 12,138.75 1.14% 1% Key Bank NA CD 0.350% 4/24/14 2,000,000 2,000,000.00 2,001,683.29 1,683.29 7,000.00 0.35% 1% Key Bank NA CD 0.450% 2/27/15 5,000,000 5,000,000.00 5,004,328.77 4,328.77 22,500.00 0.45% 3% January 22, 2014 Page 2 of 5 H. Holdings Detail as of 12/31/2013 City of South Bend Corporate Agency Asset Quantity Tax Cost Market Value Gain /Loss Est. Income Yield % Total Fixed Income Time Deposits (continued) Key Bank NA CD 0.450% 3/13/15 5,000,000 5,000,000.00 5,002,730.82 2,730.82 22,500.00 0.45% 3% Key Bank NA CD 0.450% 7/31/15 3,000,000 3,000,000.00 3,002,785.89 2,785.89 13,500.00 0.45% 2% Key Bank NA CD 0.600% 12/18/15 2,000,000 2,000,000.00 1,993,320.27 - 6,679.73 12,000.00 0.60% 1% Lake City Bank CD 5,000,000 5,000,000.00 5,011,095.89 11,095.89 18,000.00 0.36% 3% Lake City Bank CD 5,000,000 5,000,000.00 5,010,471.23 10,471.23 19,500.00 0.39% 3% Merchants Bank CD 10,000,000 10,000,000.00 10,017,452.05 17,452.05 35,000.00 0.35% 6% Merrick Bank CD 0.650% 8/24/15 250,000 250,000.00 249,397.57 - 602.43 1,625.00 0.65% 0% Sovereign Bank CD 0.650% 6/13/14 250,000 250,000.00 250,547.09 547.09 1,625.00 0.65% 0% TCF National Bk CD 0.550% 11/20/15 250,000 250,000.00 249,443.22 - 556.78 1,375.00 0.55% 0% Usameribank CD 0.550% 12/03/15 250,000 250,000.00 249,309.25 - 690.75 1,375.00 0.55% 0% Val Natl Bk NJ CD 0.600% 7/28/14 250,000 250,000.00 250,608.05 608.05 1,500.00 0.60% 0% Wells Fargo CD V -A 0.950% 2/28/18 5,000,000 5,000,000.00 4,941,254.79 - 58,745.21 47,500.00 0.96% 3% Government Agency FHLB 0.250% 2/20/15 5,000,000 4,994,320.00 5,005,598.61 11,278.61 12,500.00 0.25% 3% FHLB 0.350% 2/25/14 5,000,000 4,999,150.00 5,007,725.00 8,575.00 17,500.00 0.35% 3% FHLB 0.375% 1/29/14 5,400,000 5,401,707.08 5,409,522.00 7,814.92 20,250.00 0.37% 3% FHLB 0.375% 8/28/15 5,000,000 5,005,200.00 5,009,506.25 4,306.25 18,750.00 0.37% 3% FHLMC 0.350% 3/18/15 10,000,000 10,000,000.00 10,018,113.89 18,113.89 35,000.00 0.35% 6% FHLMC 0.400% 11/27/15 3,500,000 3,500,000.00 3,498,732.22 - 1,267.78 14,000.00 0.40% 2% FHLMC 0.625% 12/29/14 2,200,000 2,206,882.07 2,209,580.39 2,698.32 13,750.00 0.62% 1% FHLMC 1.060% 4/30/18 2,000,000 2,000,000.00 1,944,312.22 - 55,687.78 21,200.00 1.09% 1% FHLMC MTN 0.350% 6/26/15 5,000,000 4,999,250.00 5,002,143.06 2,893.06 17,500.00 0.35% 3% FHLMC MTN 0.750% 11/25/14 2,000,000 2,009,126.67 2,012,080.00 2,953.33 15,000.00 0.75% 1% FHLMC MTN 1.000% 7/30/14 5,000,000 5,032,794.68 5,046,072.22 13,277.54 50,000.00 0.99% 3% FNMA 0.375% 12/21/15 500,000 499,781.00 499,287.08 - 493.92 1,875.00 0.38% 0% FNMA 0.500% 3/30/16 3,000,000 3,004,605.02 3,000,551.67 - 4,053.35 15,000.00 0.50% 2% FNMA 0.500% 5/27/15 10,000,000 10,037,419.85 10,031,222.22 - 6,197.63 50,000.00 0.50% 6% FNMA 0.625% 10/30/14 9,000,000 9,029,235.91 9,042,651.25 13,415.34 56,250.00 0.62% 5% FNMA 1.010% 9/06/17 2,000,000 1,999,600.00 1,982,072.78 - 17,527.22 20,200.00 1.02% 1610 FNMA 1.150% 2/28/18 5,000,000 5,000,000.00 4,916,295.83 - 83,704.17 57,500.00 1.17% 3% Total Fixed Income $170,425,018.05 $170,387,954.89 $- 37,063.16 $958,226.74 0.56% 97% January 22, 2014 Page 3 of 5 0 Source. Bank Total Portfolio * Market values include accruals. January 22, 2014 Holdings Detail as of 12/31/2013 City of South Bend Corporate Agency $174,874,001.43 $174,836,986.53 Page 4of5 $- 37,011..90 $958,702.78 0.55% 100% Source® Bank % Bond Maturity (Years) Market Value Holdings 00-1 72,170,734.74 42.4% ® 1 - 3 83,123,651.92 48.8% 03-5 15,093,568.23 8.9% Total $170,387,954.89 100.0% Ito % Bond Credit Rating Market Value Holdings AAA 79,635,466.69 ® NR 90,752,488.20 Total $170,387,954.89 46.7% 53.3% 100.0% GO * Only fixed income assets are included; Market values include accruals. January 22, 2014 Fixed Income Summary as of 12/31/2013 City of South Bend Corporate Agency Asset Class Allocation Bond Subclass Market Value Holdings e Time Deposits 90,752,488.20 53.3% ® Government 79,635,466.69 46.7% Agency Total $170,387,954.89 100.0% % Bond Duration (Years) Market Value Holdings Q Less than 1.00 77,422,238.62 45.4% ❑ 1.00 - 3.00 77,872,148.04 45.7% ❑ 3.00 - 5.00 15,093,568.23 8.9% Ll Total $170,387,954.89 100.0% Ito Page 5 of 5 City of South Bend Administration & Finance Policy Manual 4SpUT11 '17 Z Cyr1� \.' 6 2.99 Stale Dated Check Policy Effective: January 1, 2010 Purpose: This policy defines the practice and protocol for handling stale dated checks issued by the City of South Bend. Scope: This statement applies to all governmental units, enterprise operations, and operations of the City of South Bend. Responsibility:This policy is the responsibility of the Controller of the City of South Bend. Changes or . revisions to this policy are affected only with the consent and approval of the Controller. Effective Date: This policy is effective January 1, 2010. 1.0 Policy Statement The City of South Bend has defined that payroll checks and account payable disbursement checks drawn on city accounts will have a two (2) year active life from the date of issuance as noted on the check. Un- cashed checks, beyond two (2) year active life period, are no longer valid and shall be classified as a stale dated check. 2.0 Responsibility Administration of the stale dated check policy is delegated by the Controller, to be the responsibility of the Director City Finance. The Director City Finance will identify the payroll and payable disbursement checks that are classified as stale dated checks, prepare such list and submit to the Controller for approval. Upon approval of the Controller, the stale dated check list will be presented to the City of South Bend Board of Finance, at the first annual Board of Finance Meeting during each calendar year, for Board of Finance vote on the stale dated check disposition recommendations as presented by the Controller. 3.0 Board of Finance Filing Requirements 3.1 The Controller shall file with the Board of Finance, documents as defined in paragraphs 3.1.1 and 3.1.2 and the Controller's recommendation, at least 72. hours prior to the first annual Board of Finance Meeting called for each calendar year: 3.1.1 Payroll Stale Dated Checks: Proposed list of all stale dated checks recommended to be written off, identifying the check number, employee name, date of check, amount of check, fund name, fund number, and any other information deemed necessary by the Controller. 3.1.2 Account Payable Stale Dated Checks: Proposed list of all stale dated checks recommended to be written off, identifying the check number, vendor name, date of check, amount of check, fund name, fund number, and any other information deemed necessary by the Controller. Approved By: City Controller Approved By: Mayor AF Policy 211 Stale Dated Check Policy.doc Page 2 of 2 12 City of South Bend Administration & Finance Policy Manual 4.0 Board of Finance Requirements The Board of Finance shall be required to review all information filed by the Controller as referenced above and hear presentation and recommendation from the Controller or designee at the first annual Board of Finance meeting. The Board will motion, second, and vote on the recommendation as presented by the Controller with, majority in favor and supporting the recommendation of the Controller, the recommendation will be passed, and the Controller provided with the authority to execute the recommendation as approved. A copy of all guidelines shall be filed of record with the Office of the City Clerk and with the City Controller in the Department of Administration and Finance. 5.0 Other Matters Additional guidelines may be promulgated by the Board of Finance when deemed necessary. Approved By: City Controller Approved By: Mayor AF Policy 2.11 State Dated Check Policy.doc Page 2 of 2 Approved By: City Controller Approved By: Mayor AF Policy 2. 11 Stale Dated Check Policy. doc Page 2 of 2 13 South Bend Board of Finance Annual Investment Report For the year ended December 31, 2013 Payroll Stale Dated Checks The current policy, as defined and approved by the Board of Finance, has defined that payroll checks drawn on city accounts will have a two (2) year active life from the date of issuance as noted on the check. Un- cashed checks, beyond the two (2) year active life period, are no longer valid and shall be classified as a stale dated check. Such checks, defined as stale dated, will be reported to the Board of Finance with a recommendation from the City Controller on the disposition of the stale dated checks. Therefore, the following represents the list of Stale Dated Payroll Checks as of December 31, 2013. Ck # Name Date $ Amount Fund # Fund Name Payroll 376062 Bueno, Mercedez 11/10/2011 45.26 203 Recreation 376085 Summers, Ronald 11/10/2011 37.14 203 Recreation 376342 Danik, Matthew J 11/23/2011 I 29.64 I 203 I Recreation 377734 Jones, Tyree A 12/23/2011 14.82 610 Solid Waste Total 126.86 City Recommendation The City of South Bend recommends that such payroll checks, classified by city policy as stale dated, to be approved by the Board of Finance for cancellation. Said checks, shall be voided within the city's payroll system and removed as a payroll liability of the City of South Bend. Indiana Statute, allowing cancellation and voidance of un- cashed payroll checks defined as stale dated, will remain subject to claim by the payee for a period of seven (7) years from date of issuance. The City will maintain record of these potential liabilities in the event a claim is made by any payee. 14 City of South Bend Board of Finance Annual Investment Deport For the year ended December 39, 2093 Accounts Payable Stale Dated Checks The current policy, as defined and approved by the Board of Finance, has defined that disbursement checks drawn on city accounts will have a two (2) year active life from the date of issuance as noted on the check. Un- cashed checks, beyond the two (2) year active life period, are no longer valid and shall be classified as a stale dated check. Such checks, defined as stale dated, will be reported to the Board of Finance, with a recommendation from the City Controller on the disposition of the stale dated checks. Therefore, following represents the list of stale dated disbursement checks as of December 31, 2013. Ckock # Name Date . ---- Amount E d # I Fund Name 397958 Montague, James A. 02/04/2010 68.35 1_ 620 1 Water Works Operations 406687 Rettke, Casey 08/04/2010 90.80 1 620 1 Water Works Operations 414438 State of Indiana 01/17/2011 5.00 226 1 Liability Insurance 415273 Ciullo, Jay 02/04/2011 14.27 620 1 Water Works Operations 415288 Jones, Larry 02/04/2011 40.00 620 Water Works Operations 415289 Group LLC 02/04/2011 20.00 620 Water Works Operations 415294 lalactus ckson, Linda 02/04/2011 13.64 620 Water Works Operation 415518 Mdwise Select Health Network 02/07/2011 117.46 288 EMS 415801 Gregory ABT 02/14/2011 26.87 288 EMS 416170 Julia Mark 02/21/2011 290.99 288 EMS 1.416484 1 Nicole Houghton 02/28/2011 62.00 203 1 Recreation 416569 Hardman, Damon 03/04/2011 40.00 620 1 Water Works 'O erations 417288 Horvath, Mark 03/21/2011 7.47 203 Recreation 417306 { Cullens, Jalen 03/21/2011 137.75 203 Recreation 418916 Amkor Wig Shop 04/07/2011 16.17 620 Water Works Operations 418206 Burnett, Joseph 04/07/2011 40.00 1 620 Water Works Operations 420438 Tiller -Hill, Lenoria 05/24/2011 50.00 1 620 Water Works Operations 420441 Stalling, lesha 05/24/2011 10.00 1 620 Water Works Operations 420807 Chi o Malekanol 05/31/2011 124.21 620 1 Water Works Operations 420808 K & S Land Trust 05/31/2011 72.61 620 Water Works Operations 420810 Caleb Holzwart 05/31/2011 81.28 620 Water Works Operations 422529 Tw ckenham Estates LLC 07/08/2011 59.28 620 Water Works Operations 422542 1 Wesolowski, S 07/08/2011 171.27 620 Water Works Operations 422547 Gassensmith, Mercedes 07/08/2011 38.58 620 Water Works Operations 422551 Camacho, Jacqueline 07/08/2011 11.67 620 1 Water Works Operations 422577 Boodt, Lisa 07/08/2011 4.06 1 620 1 Water Works Operations 422579 Carpenter, Kendra 07/08/2011 5.43 620.1 Water Works Operations 422588 1 Melendez, Carlos 07/08/2011 ( 7.10 6201 Water Works Operations 1422590 1 Alock, John 07/08/2011 3.79 620 1 Water Works Operations 422595 1 Wilford, Cedrick 1 07/08/2011 12.48 1 620 1 Water Works Operations 422600 Hamann for Mayor 07/08/2011 1 25.53 1 6201 Water Works Operations 422602 1 Smith, Trana K 07/08/2011 20.00 620 1 Water Works Operations 1422607 1 Demetrio, Thomas 07/08/2011 I 10.68 1 620 j Water Works Operations 15 422613 Linda Chism 07/08/2011 40.00 620 Water Works Operations 425348 Yanez, Louis 09102/2011 49.82 620 Water Works Operations 425370 Famoso, Monica 09/02/2011 40.00 620 Water Works Operations 425396 Gravell, Ralph 09/02/2011 33.42 620 Water Works Operations 425397 Nalezn , Emma K 09/02/2011 13.72 620 Water Works Operations 425398 Swan, Ryan 09102/2011 4.06 620 Water Works Operations 425400 Vanderwende, Nick 09/02/2011 _ 9.15 620 Water Works Operations 425481 Ambassadors for Christ Church 09/06/2011 378.00 101 General Fund 427261 Taylor Walter 10/11)/2011 500.00 203 Recreation 428316 _ Coc u t, John C. 11104/2011 40.00 620 Water Works Operations 428325 Hathom, E W 11/04/2011 364.85 620 Water Works Operations 428353 Trainor Glass 11/04/2011 92.09 620 WaterWorks Operations 428364 Peg y, Shawntalia 11/04/2011 20.00 620 Water Works Operations 428989 Neer, Christopher 11/15/2011 82.22 620 Water Works Operations 428992 Homecomings Financial 11/15/2011 38.37 620 Water Works Operations 428994 US Bank NA As Trustee 11/15/2011 127.28 620 Water Works Operations 428995 Weils Fargo Bank Minesota 11/15/2011 41.87 620 Water Works Operations 428998 JP'Mor an Chase Bank 11/15/2011 35.50 620 Water Works Operations 429002 Washington Mutual Bank 11/15/2011 26.62 620 Water Works Operations 429005 JP Morgan Chase Bank 11/15/2011 36.88 620 Water Works Operations 429007 HSBC Bank USA as Trustee 11/15/2011 240.24 620 Water Works Operations 429009 TRI State MTG 11/15/2011 34.27 620 Water Works Operations 429001 Deutsche Bank National Trust 11/15/2011 153.04 620 Water Works Operations 429012 Homecomings Financial Network 11/15/2011 94.91 620 Water Works Operations 429013 WM Special MTG LLC 11/15/2011 48.50 620 Water Works Operations 429016 US Bank as Custodian 11/15/2011 59.91 620 Water Works Operations 429017 Deutsche Bank Trust 11/15/2011 27.53 620 Water Works Operations 429019 Affordable Property Management 11/15/2011 43.79 620 Water Works Operations 429020 Deutsche Bank Trust 11/15/2011 127.79 620 Water Works Operations 429021 US Bank NA 11/15/2011 58.58 620 Water Works Operations 429022 National Ci Bank 11/15/2011 6.10 620 Water Works Operations 429025 Associates Home Equity 11/15/2011 108.55 620 Water Works Operations 429028 HSBC Bank USA 11/15/2011 43.00 620 Water Works Operations 429029 Associates Financial Services 11/15/2011 99.05 620 Water Works Operations 429031 Deutsche Bank National Trust 11/15/2011 77.64 620. Water Works Operations 429037 James Bishop 11/15/2011 57.44 620 Water Works Operations 429039 Wayne and Jocelyn Ra buck, 11/15/2011 58.29 620 Water Works Operations 429041 Jeremie Shenman 11/15/2011 38.72 620 Water Works Operations 429046 1042 N. Elmer Land Trust 11/15/2011 53.00 620 Water Works Operations 429047 David and Carla Leitch 11/15/2011 41.40 620 Water Works Operations 429048 Lesley Levits 11/15/2011 31.43 620 Water Works Operations 429049 Leon and Deborah Grim 11/15/2011 41.83 6201 Water Works Operations 429050 Theresa McCubbins and Louis 11/15/2011 70.54 620 Water Works Operations 429052 Marilyn Shelton 11/15/2011 31.29 620 Water Works Operations 429053 Cristine Murray 11/15/2011 163.28 620 Water Works Operations 429054 Shelly Rupert 11/15/2011 56.38 620 Water Works Operations 429059 Debbie McAlpine 11/15/2011 178.27 620 Water Works Operations 429062 Charles Lee Nelson 11/15/2011 133.32 620 Water Works Operations 429063 Irene Muikia 11/15/2011 49.81 620 Water Works Operations 429064. Michael A lin 11/15/2011 26.55 620 Water Works Operations 429065 Charles Baariu 11/15/2011. 89.30 620 Water Works Operations 429068 Jesse Snowden 11/15/2011 41.45 620 Water Works Operations 429070 1 Dara Marvel 11/15/2011 82.25 620 1 Water Works Operations 16 429074 1 Steve Purvis 11/15/2011 55.96 620 Water Works Operations 429075 Brian Woods 11/15/2011 74.89 _ 620 Water Works Operations 429079 1 Fred Johnson 11/15/2011 56.03 620 Water Works Operations 429080 James Moore 11/15/2011 42.81 620 Water Works Operations 429082 B adley A Clark Jr. 11/15/2011 67.19 620 Water Works Operations _429083 429084 Dwaine Goshen Joel and Stephanie Beernier 11/15/2011 11/15/2011 69.90 98.93 620 620 Water Works Operations Water Works Operations 429087 Virginia Wawrz nick 11/15/2011 69.50 620 Water Works Operations 429088 John Njoery 11/15/2011 26.33 620 Water Works Operations '429092 John Blasko and Nicole Smith 11/15/2011 88.00 620 Water Works Operations 429093 KeIly Uller 11/15/2011 66.53 620 Water Works Operations 429105 Pamela Swartz 11/15/2011 107.77 620 Water Works Operations 429106 Elaine Cole 11/15/2011 68.68 620 Water Works Operations 429108 Russell Basham 11/15/2011 60.89 620 Water Works Operations 429109 Frank and Christine Richmond 11/15/2011 56.69 620.1 Water Works Operations 429114 Ronald Jackson 11/15/2011 73.71 620 Water Works Operations 429115 Donald Turner 11/15/2011 50.00 620 Water Works Operations 1__4f2_ 9122 Robert and Cecelia Stone 11/15/2011 38.28 620 Water Works Operations 429124 Elhassani Salaheddine 11/15/2011 51.18 620 Water Works Operations 429127 1G LLC 11/15/2011 64.09 620 Water Works Operations 429142 Brantner and Sally Hackman 11/15/2011 72.79 620 Water Works Operations 429146 Matthew and Kathie Forti 11/15/2011 64.77 1 620J Water Works Operations 429499 Miester Medde 11/21/2011 75.94 620 Water Works Operations 429502 Catherine Schlemmer 11/21/2011 82.71 620 Water Works Operations 429504 SB Invest Holding LLC 11/21/2011 109.46 620 Water Works Operations 429791 Myers, Michelle 12/02/2011 3.10 620 Water Works Operations 429800 F McCra , L E 12/02/2011 6.86 620 Water Works Operations. 429923 Lar Zielinski 12/05/2011 157.94 201 Parks and Recreation 430987 Allison Loomis 12/19/2011 697.97 226 Liability Insurance 431082 K and S Land Trust 12/28/2011 69.23 620 Water Works Operations 431087 Paul C. Kusbach 12/28/2011 119.80 620 Water Works Operations 431758 Christina St lianou 01/17/2012 27.00 203 Recreation 432192 I Chase Manhattan Bank 01/27/2012 53.81 620 I Water Works Operations Total $8,968.78 City Recommendation The city recommends that such accounts payable checks, classified by city policy as stale dated, to be approved by the Board of Finance for cancellation. Said checks, shall be voided within the city's accounts payable disbursement system and removed as a liability of the City of South Bend. Indiana Statute, allowing cancellation and voidance of un- cashed disbursement checks defined as stale dated, will remain subject to claim by the payee for a period of seven (7) years from date of issuance. The city will maintain record of these potential liabilities, in the event a claim is made by any payee. 17 1„ 1 City of South Bend Controller's Cash Report Month of. December 2093 Special Revenue Funds Opening Interest Transfers Transfers Ending Total Cash & lnterfundLoans Fund Fund Name Cash Balance Receipts Disbursements Earned in Out Cash Balance Investments Investments (Borrowing) Special Revenue Funds 102 RAINY DAY FUND 8,615,628.58 0.00 0.00 2,076.03 0.00 0.00 8,617,704.61 D.00 8,617,704.61 O.DO 201 PARKS & RECREATION 1,614,561.64 3,75D,016.07 900,070.67 476.81 0.00 209,824.00 4,255,159.85 0.00 4,255,159.85 0.00 202 MOTOR VEHICLE HIGHWAY 4,191,754.42 569,393.25 1,082,256.36 1,023.59 0.00 O.DO 3,679,914,90 0.00 3,679,914.90 0.00 203 RECREATION - NONREVERTING 788,786.12 49,679.03 60,407.90 191.78 0.00 O.DO 778,249.03 0.00 778,249.03 0.00 209 STUDEBAKERIOLIVER REVERTING GRANTS 1,083,125.91 0.00 0.00 260.99 0.00 0.00 1,083,386.90 0.00 1,083,386.90 500,000.00 210 DEPT COMMUNITY INVESTMENT STATE GRANTS 682,452.9B 14,280.35 351,669.62 3,886.70 0.00 O.DO 348,950.41 0.00 348,950.41 0.00 211 DCI OPERATING FUND 1,083,268.61 6,809.37 182,999.66 236.63 0.00 O.DO 907,314.95 0.00 907,314.95 0.00 212 DEPARTMENT OF COMMUNITY INVESTMENT 527,678.40 230,921.07 168,470.44 32.93 0.00 0.00 590,161.96 0.00 590,161.96 0.00 213 POLICE FEDERAL GRANTS 0.00 0.00 0.00 0.00 O.DO 0.0D 0.00 O.OD 0.00 0.00 216 POLICE STATE SEIZURES 151,896.54 7,733.31 1,000.00 36.71 0.00 0.00 158,666.56 0.00 158,666.56 0.00 217 GIFT, DONATION, BEQUEST 74,716.28 0.00 0.00 18.00 0.00 0.00 74,734.28 0.00 74,734.28 0,00 218 POLICE CURFEW VIOLATIONS 11,542.43 2.50 O.DO 2.76 0.00 0.00 11,547.69 0.00 11,547.69 0.00 220 LAW ENFORCEMENT CONTINUING EDUCATION 966,832.17 24,263.57 10,104,00 233.95 0.00 0.00 981,225.69 O,OD 981,225.69 0.00 227 LOSS RECOVERY FUND 7,946,045.94 0.00 11,939.46 1,926.19 0.00 0.00 7,936,032.67 0.00 7,936,032.67 0.00 249 PUBLIC SAFETY L.O.I.T. 1,572,948.63 491,032.15 0.00 292.24 103,271.89 135,350.63 2,032,194.08 0.00 2,032,194.08 0.00 251 LOCAL ROADS & STREETS 1,849,376.09 91,556.87 0.00 441.75 0.00 O.DO 1,941,374.71 O.DO 1,941,374.71 0.00 252 EXCESS WELFARE DISTRIBUTION 1,149.54 0.00 0.00 0.27 0.00 D.00 1,149.81 D.OD 1,149.81 0.00 256 HUMAN RIGHTS - FEDERAL GRANT 489,448.35 2,654.56 25,447.32 119.38 0.00 0.00 466,774.97 0.00 466,774.97 0.00 271 EASTRACE WATERWAY 14,368.80 0.00 0.00 3.47 0.00 O.DO 14,372.27 0.00 14,372.27 0.00 273 MORRIS PACIPALAIS ROYALE MARKETING 27,556.73 422.00 0.00 6.55 0.00 0.00 27,985.28 0.00 27,985.28 0.00 280 POLICE BLOCK GRANTS 3,816.28 0.00 0.00 0.92 0.00 0.00 3,817.20 0.00 3,817.20 0.00 281 DEPT. COMMUNITY INVESTMENT - REV BONDS 27,121.18 0.00 0.00 6.54 0.00 0.00 27,127.72 0.00 27,127.72 0.00 289 HAZMAT 16,203.48 1,990.00 1,990.00 3.91 D.00 0.00 16,207.39 0.00 16,207.39 0,00, 291 INDIANA RIVER RESCUE 96,841.36 O.OD 1,146.73 23.72 0.00 0.DO 95,718.35 0.00 95,718.35 0.00 292 POLICE GRANTS 80,202.62 124,306.25 0.00 0.00 0.00 0.00 204,508.87 0.00 204,508.87 0.00 294 REGIONAL POLICE ACADEMY 68,599.76 0.00 531.55 16.54 0.00 0.00 68,084.75 0.00 68,084.75 0.00 295 COPS MORE GRANT 101,994.74 12,730.00 1,406.91 24.77 0.00 O.DO 113,342.6D 0.D0 113,342.60 0.00 299 POLICE FEDERAL DRUG ENFORCEMENT 391,894.36 13,236.48 20,054.00 83.17 0.00 0.00 385,160.01 0.00 385,160.01 0.00 404 COUNTY OPTION INCOME TAX 15,128,441.47 694,925.59 021,319.83 3,587.63 0.00 0.00 14,905,634.86 0.00 14,905,634.86 2,027,973.00 408 ECONOMIC DEVELOPMENT INCOME TAX 10,230,228.80 831,445.98 221,932.95 2,386.14 0.00 0.00 10,842,127.97 0.00 10,842,127.97 0.00 410 URBAN DEVELOPMENT ACTION GRANT (UDAG) 27,580.44 0.00 0.00 6.62 0.00 0.00 27,587.06 0.00 27,587.06 (2_.027,973.00) 655 PROJECT RELEAF 923,644.87 39,029.68 24,318.97 222.53 0.00 0,00 938,578.11 0.00 938,578.11 0.00 705 POLICE K -9 UNIT 1,937.73 0.00 625.00 0.46 0.00 0.00 1,313.19 0.00 1,313.19 0.00 Total Special Revenue Funds 56,791,645.25 6,956,428.08 3,987,691.37 17,629.68 103,271.89 345,174.83 61,536,106.70 0.00 1 61,536,108.70 500,000.00 tJeot z;ervtce Tuna 313 HALL OF FAME DEBT SERVICE 102,369.18 613,966.48 0.00 0.00 0.00 0.00 716,335.66 0.00 716,335.66 0.00 Capital Project Funds 288 EMS I FIRE DEPARTMENT CAPITAL 1,526,937.70 5,311,085.37 1,284,075.09 636.60 0.00 0.00 5,554,584.58 0.00 5,554,584.58 0.00 377 PROFESSIONAL SPORTS DEVELOPMENT 691,257.49 15D,533.00 0.00 •166.55 0.00 0.00 842,057.05 0.00 842,057.05 0.00 401 COVELESKI STADIUM CAPITAL 26,843.62 O.DO 0.00 6.47 0.00 O.DO 26,850.09 O.DO 26,850.09 0.00 403 ZOO ENDOWMENT 49,002.20 8.37 0.00 11.81 0.00 0.00 49,022.38 0.00 49,022.38 0.00 405 PARK NONREVERTING CAPITAL 378,004.06 2D.OD 15,034.75 77.83 209,824.00 0.00 572,891.14 0.00 572,891.14 0.00 406 CUMULATIVE CAPITAL DEVELOPMENT 608,686.14 233,538.40 56,587.50 161.54 0.00 0.00 785,798,58 0.00 785,798.58 0.00 407 CUMULATIVE CAPITAL IMPROVEMENT 34,367.09 142,348.53 0.00 8.28 D.OD 0.00 176,723.90 0.00 176,723.90 0.00 412 MAJOR MOVES CONSTRUCTION 7,178,531.64 0.00 36,359.50 1,725.78 0.00 0.00 7,143,897.92 0.00 7,143,897.92 5,912,837.01 416 MORRIS PERFORMING ARTS CENTER CAPITAL 431,603.73 25,103.00 0.00 103.46 0.00 0.00 456,810.19 0.00 456,810.19 D.00 2013 December. controllers cash roped - Controflers Cash Repot Page 2 of 6 co City of South Bend Controller's Cash Report Month oh December 2013 434 CREED FUND (649,944.31) Opening 0.00 0.00 Interest Transfers Transfers Ending 9,536.69 Total Cash & Interfund Loans Fund Fund Name Cash Balance Receipts Disbursements Earned In I Out Cash Balance Investments Investments (Borrowing) 434 CREED FUND (649,944.31) 659,481.00 0.00 0.00 0.00 0.00 9,536.69 0.00 9,536.69 0.00 450 PALAIS ROYALE HISTORIC PRESERVATION 72,679.60 1,168.31 20,470.00 17.39 0.00 0.00 53,395.30 0.00 53,395.30 0.00 677 HALL OF FAME CAPITAL FUND 664,572,77 0.00 6,327.09 161.05 0.00 0.00 658,406.73 0.00 658,406.73 (658,406.73) Total Capital & Debt Service Funds 11,114.910.91 7,137,352.46 1,418,853.93 3,076.77 209,824.00 0.00 17,046,310.21 0.00 17,046,310.21 5,254,430.28 Enterprise Funds 600 CONSOLIDATED BUILDING DEPARTMENT 183,391.08 63,950.01 95,645.33 44.90 0.00 0.00 151,740.66 0.00 151,740.66 O.DO 601 PARKING GARAGES 1,036,895.40 60,456.95 213,404.28 239.55 0.00 0.00 884,187.62 0.00 884,187.62 0.00 610 SOLID WASTE OPERATIONS 713,691.86 503,817.05 422,423.23 1B7.97 0.00 0.00 795,274.55 0.00 795,274.65 0.00 611 SOLID WASTE CAPITAL 169,850.84 0.00 51,454.72 44.40 0.00 0.00 118,440.52 0.00 118,440.52 0.00 620 WATER WORKS OPERATIONS 3,492,207.40 1,351,217.49 1,145,947.95 759.19 1,186.72 189,667.18 3,509,755.67 0.00 3,509,755.67 0.00 622 WATER WORKS CAPITAL 3,531,761.58 0.00 890.00 853.86 D.OD 0,00 3,531,725.44 0.00 3,531,725.44 0.00 623 WATERWORKS BOND CAPITAL 2,235,208.53 0.00 1,423,216.31 638.04 0.0D 0.00 812,630.26 0.00 812,630.26 0.00 624 WATER WORKS CUSTOMER DEPOSIT 1,451,510.73 20,515.02 19,210.72 349.69 0.00 349.69 1,452,815.03 0.00 1,452,815.03 0.00 625 WATER WORKS SINKING FUND 1,476,371.15 D.00 1,643,239.48 347.48 172,205.00 347.48 5,336.67 0.00 5,336.67 0.00 626 WATER WORKS BOND RESERVE 1,547,848.22 534.00 534.06 365.65 17,462.18 0.00 1,565,576.05 O.DO 1,565,676.05 0.00 629 WATER WORKS RESERVE - 0 & M 2,031,531.68 0.00 0.00 489.55 0.00 489.55 2,031,531.68 0.00 2,031,531.68 0.00 640 SEWER REPAIR INSURANCE 1,333,651.46 50,542.54 20,819.39 321.23 0.00 0.00 1,363,695.84 0.00 1,363,695.84 0.00 641 SEWAGE WORKS OPERATIONS 6,946,240.89 2,041,990.79 1,829,706.30 1,603.27 793.45 774,919.02 7,286,003.08 0.00 7,286,003.08 0.00 642 SEWAGE WORKS CAPITAL 4,639,340.16 O.DO 595,959.43 1,185.28 0.00 0.00 4,044,566,01 0.00 4,044,566.01 0.00 643 SEWAGE WORKS RESERVE - O & M 3,292,599.55 0.00 0.00 793.45 0.00 793.45 3,292,599.55 0.00 3,292,599.55 0.00 645 2006 SEWER BOND 0.00 12.43 12.43 0.00 0.00 0.00 0.00 0.00 0.00 0.00 647 2007 SEWER BOND 5,402.57 0.00 4,262.99 1.30 0.00 0.00 1,140.88 0.00 1,140.88 0.00 649 SEWAGE WORKS BOND SINKING 1,243,862.13 0.00 1,237,364.60 1,39Q,07 774,919.02 O.DO 782,606.62 0.00 782,806.62 0.00 650 CLAY SEWAGE WORKS OPERATIONS 0.00 0.00 0.00 0.D0 0.00 0.00 0.00 0.00 0.00 0.00 651 20078 SEWER BOND 3,640.23 0.00 3,639.00 0.88 0.00 0.00 2.11 O.OD 2.11 0.00 653 SEWAGE WORKS DEBT SERVICE RESERVE 7,286,825.11 0.00 0.00 3.29 0.00 O.DO 7,286,828.40 0.00 7,286,828.40 0.00 658 2010 SEWER BOND CSO PLAN 3,682.28 0.00 1,468.00 0.88 0.00 0.00 2,215.16 0.00 2,216.16 0.00 659 2011 SEWER BOND 8,163,735.07 0.00 317,227.95 1,991.97 0.00 0.00 7,848,499.09 0.00 7,848,499.09 0.00 661 2012 SEWER BOND 18,843,354.01 0.00. 548,972.74 4,045.52 0.00 0.00 16,299,026.79 0.00 18,299,026.79 0.00 664 2013 SEWER REFUND BOND 4,466.63 0.00 D,00 1.10 0.00 0.00 4,467.73 0.00 4,467.73 0.00 670 CENTURY CENTER 968,075.39 1,272,318.49 1,352,918.83 0.00 D.00 0.00 887,475.05 0.00 887,475.05 0.00 671 CENTURY CENTER CAPITAL 1,919,524.55 0.00 161,856.87 31.68 0,00 0.00 1,757,697.36 0.00 1,757,697.36 0.00 Total Enterprise Funds 72,524,668.50 6,265,355.73 11,090,176.61 16,290.20 966,566.37 966,566.37 67,716,137.82 0.00 67,716,137.82 0.00 Internal Service Funds 222 CENTRAL SERVICES 1,102,356.57 1,524,293.78 1,161,194.55 248.96 0.00 0.00 1,465,706.76 0.00 1,465,706.76 0.00 226 LIABILITY INSURANCE 5,573,662.79 1,250,135.75 1,639,661.21 1,360.05 0.00 0.00 5,185,497.36 0.00 5,185,497.38 0.00 278 TAKE HOME VEHICLE POLICE 443,286.95 9,560.00 0.00 105.86 0.00 0.00 452,952.01 0.00 462,962.81 0.00 711 SELF- FUNDED EMPLOYEE BENEFITS 5,925,742.92 988,775.64 1,254,581.50 1,510.04 0.00 0.00 5,661,44710 0.00 5,661,447.10 O.DO 713 UNEMPLOYMENT COMP FUND 254,030.55 15,996.14 10,057.01 60.35 0.00 0.00 260,030.03 0.00 260,030.03 0.00 Total Internal Service Funds 13,299,081.78 3,788,761.31 4,065,494.27 3,285.26 0.00 0.00 13,025,634.08 0.00 13 025,634.08 0.00 Trust & Agency Funds 701 FIREFIGHTERS PENSION 1,401,152.55 50.00 463,528.91 426.67 0.00 O.DO 938,100.31 0.00 938,100.31 0.00 702 POLICE PENSION 2,243,848.72 D.00 535,840.68 648.42 0.00 0.00 1,708,656.46 0.00 1,708,656.46 0.00 703 POLICE/FIRE 1077 STATE PENSION 273.49 0.00 0.00 0.00 0.00 0.00 273.49 0.00 273.49 0.00 709 PAYROLL FUND (393.48) 8,173,611.27 8,170,239.16 0.00 0,00 0.00 2,978.63 0.00 2,978.63 0.00 712 , PUBLIC EMPLOYEES RETIREMENT FUND 695.86 0.00 0.00 D.OD 0.00 0.00 695.88 0.00 695.88 0.00 718 STATE TAX DEDUCTION FUND 261,541.10 294,748.93 261,541.10 0.00 0.00 0.00 294,748.93 0.00 294,748.93 0.00 725 MORRIS/ PALAIS BOX OFFICE 2,580,970.99 0.00 1,241,373.18 0.00 0.00 0.00 1,339,597.81 O.DO 1,339,697.81 0.00 2013 December. controllers cosh report - Controllers Cash Report Page 3 of 6 N O City of South Bend Controller's Cash Report Month of. December 2013 730 CITY CEMETERY r I Opening I 3 I Interest Transfers Transfers Ending I 36,934.10 Total Cash & Interfund Loans Fund Fund Name Cash Balance Receipts Disbursements Earned In Out Cash Balance Investments Investments (Borrowing) I 730 CITY CEMETERY r I I I 3 I I I 00 I 1 0 I I 36,934.10 I Total Trust 8 Agency Funds 25,742.31 0 .3 . 0 0. 4,3 0.I 0 4,32,985.6 0.00 Total City Funds 176,779,281.79 52,117,845.45 36,908,352.10 45,492.10 1,415,013.09 1,415,013.09 192,034,267.24 0.00 192,034,267.24 6,412,837.01 Redevelopment Commission Controlled Funds 25,742.31 0.00 0.00 6.21 0.00 0.00 25,748.52 0,00 25,748.52 0,00 Tax increment Financing Funds 3,681,855.80 D.OD 0.00 739.66 0.00 0.00 3,682,595.46 0.00 3,682,595.46 0.00 324 TIF REVENUE - AIRPORT 19,486,381.26 6,228,798.58 700,031.56 4,730.82 250.36 0.00 25,020,129.46 0.00 25,020,129.46 5,752,006.93 420 TIF DISTRICT- SBCDA GENERAL 1,697,442.73 931,256.34 32,169.68 7,526.44 418.30 0.00 2,604,474.13 0,01) 2,604,474.13 O.DO 422 TIF DISTRICT - WEST WASHINGTON 383,950.30 228,918.51 0.00 93.41 0.00 0.00 612,962.22 0.00 612,962.22 0.00 425 TIF LEIGHTON PLAZA 139,666.83 13,204.99 19,826.79 21.55 0.00 0.00 133,066.58 O.DO 133,066.58 0.00 426 TIF CENTRAL MEDICAL SERVICE AREA 2,942,700.89 608,491.41 319,503.22 723.32 0.00 0.00 3,232,412.40 0.01) 3,232,412.40 0.00 429 TIF NORTHEAST DISTRICT 2,598,515.10 409,648.70 0.00 626.74 0.00 0.DO 3,008,790.54 0.00 3,008,790.54 0.00 430 TIF SOUTHSIDE DEVELOPMENT AREA #1 3,01D,322.13 1,022,878.60 594,367.87 815.06 0.00 0.00 3,439,647.92 0.00 3,439,647.92 0.0D 431 TIF SSDA #2 - ERSKINE COMM 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0,00 0.00 432 TIF SSDA #3 - ERSKINE VILLAGE 6,315,905.69 651,393.90 0.00 1,386.68 O.OD 0.00 6,968,686.27 O.OD 6,968,686.27, 0.00 435 TIF - DOUGLAS ROAD 134,796.93 159,770.93 0.00 32.49 0.00 0.00 294,600.35 0.00 294,600.35 (923,829.00) 436 TIF -NORTHEST RESIDENTIAL 1,630,948.63 922,737.17 0.00 392.99 0.00 0.00 2,554,078.79 0.00 2,554,078.79 (4,989,008.01) Total Tax Increment Financing Funds 38,340,630.49 11,177,099.13 1,665,899.12 16,349.50 668.66 0.00 47,868,848.66 0.00 47,868,848.66 (160,830.08) Redevelopment Funds Pooled Investment Account 1st Source Bank investment Account Opening Balance 174,744,865.88 Interest Net of Fees 21,800.20 Accrued Income Changein Asset Value Transferin from Depository Transfer out to Depository Investment Balance 174,596,059.49 Total Cash & Investments 174,596,059.49 433 REDEVELOPMENT ADMINISTRATION GENERAL 25,742.31 0.00 0.00 6.21 0.00 0.00 25,748.52 0,00 25,748.52 0,00 439 CERTIFIED TECHNOLOGY PARK 3,681,855.80 D.OD 0.00 739.66 0.00 0.00 3,682,595.46 0.00 3,682,595.46 0.00 454 AIRPORT URBAN ENTERPRISE ZONE 376,280.90 0.00 0.00 90.67 0.00 0.00 376,371.57 0.00 376,371.57 0.00 619 BLACKTHORN GOLF COURSE OPERATIONS 128,450.77 30,118.89 74,840.22 0.00 0.00 0.00 83,729.44 0.00 83,729.44 (6,252,006.93) Total Redevelopment Funds 4.212,329.78 30,118.89 74,840.22 836,54 0.00 0.00 4,168,444.99 0.00 4,168,444.99 (6,252,0060 Debt Service Funds Pooled Investment Account 1st Source Bank investment Account Opening Balance 174,744,865.88 Interest Net of Fees 21,800.20 Accrued Income Changein Asset Value Transferin from Depository Transfer out to Depository Investment Balance 174,596,059.49 Total Cash & Investments 174,596,059.49 315 AIRPORT 2003 DEBT RESERVE 1,038,904.00 0.00 0.00 250.36 0.00 250.36 1,038,904.00 0.00 1,038,904.00 0.00 317 COVELESKI BOND DEBT RESERVE 503,351.13 0.00 0.00 121.28 0.00 0.00 503,472.41 0.00 503,472.41 0.00 319 REDEVELOPMENT BOND - BLACKTHORN GOLF 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 328 SBCDA 2003 DEBT RESERVE 1,735,840.00 0.00 0.00 418,30 0.00 418.30 1,735,840.00 1,735,840.00 0.00 Total Debt Service Funds 3,278,095.13 0.00 0.00 769.94 0.00 668.66 3,278,216.41 0.00 3,278,216.41 0.00 0.00 Total Redevelopment Commission Funds 45,831,055.40 11,207,218.02 1,740,739.34 17,975.98 668.66 668.66 55,315,510.06 0.00 55,315,510.06 (6,412,837.01) City Operations Total 222,610,33 .19 63,325,063.47 38,649,091.44 63,468.08 1,415,681.75 1 1,415 681.75 247,349,777.30 O.OD 247,349,777.30 0.00 Memo Item 2013 December. controllers cash report - Controllers Cash Report Page 4 or 6 Pooled Investment Account 1st Source Bank investment Account Opening Balance 174,744,865.88 Interest Net of Fees 21,800.20 Accrued Income Changein Asset Value Transferin from Depository Transfer out to Depository Investment Balance 174,596,059.49 Total Cash & Investments 174,596,059.49 0.00 (126,720.74 D.DO 43,885.85 2013 December. controllers cash report - Controllers Cash Report Page 4 or 6 City of South Bend, Indiana Interest Earnings Summary - 2013 December 31, 2013 Prepared - January 24, 2014 1st Source 1st Source Paid Investment Checking Other Total Month Month Interest Interest Interest(1) Interest Dec -12 Jan -13 $91,933 $18,219 $4,980 $115,133 Jan -13 Feb -13 78,723 22,510 165,453 $266,687 Feb -13. Mar -13 70,574 12,360 4,647 $87,581 Mar -13 - Apr-13 30,172 11,284 4,589 $46,045 Apr -13 May-1 3 34,663 9,960 8,452 $53,074 May -13 Jun -13 86,972 7,810 4,330 $99,112 Jun -13 Jul -13 29,149 11,289 4,383 $44,821 Jul -13 Aug -13 39,021 15,019 35,685 $89,725 Aug -13 Sep-1 3 58,597 12,065 3,961 $74,623 Sep -13 Oct -13 36,151 10,412 10,596 $57,158 Oct -13 Nov -13 18,844 10,496 92,372 $121,711 Nov -13 Dec -13 43,886 8,505 11,077 $63,468 $618,685 $149,929 $350,525 $1,119,139 (1) interest on DCI loaris, Major Moves interfund loans, Key Bank accounts, Bank of New York Mellon accounts. 21 Interest Earnings 2002 -2013 $8,000,000 $7,000,000 — $6,000,000 — — - — — $5,000,000 $4,000,000 -- -- $3,000,000 - -- — — $2,000,000 - — - $1,000,000 $0 A-T _np - F1 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Actual Actual Actual Actual Actual Actual Actual Actual Actual Actual Actual Actual Interest Earninas 2002 Actual $1,296,410 2003 Actual 861,968 2004 Actual 1,357,297 2005 Actual 3,392,461 2006 Actual 5,132,272 2007 Actual 7,010,895 2008 Actual 6,281,342 2009 Actual 1,348,289 2010 Actual 809,279 2011 Actual 643,643 2012 Actual 1,474,283 2013 Actual 1,119,139 Total 2002 -2013 $30,727,278 The City of South Bend earns interest on checking account balances, certificates of deposit, repayment of loans on economic development projects and short -term investments. In May 11, 2011, the City opened a new investment account with 1 st Source Bank in the amount of $150,000,000. Investment earnings are reported net of fees. Investment earnings are recorded in the general ledger on a cash basis when realized and do not reflect changes in asset value and accrued interest until the investment is sold or matures. Interest is also earned on advances from the Major Moves Fund to the Northeast Residental and Douglas Road TIF Funds. In January, 2013 the Board of Finance increased the authorized investment amount at 1st Source Bank to $175,000,000. 22 N W City of South Bend, Indiana Interest Eaminos Summary - 2002 through 2013 December 31, 2013 Prepared - January 27, 2014 Fund Fund 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Number Name Actual Actual Actual Actual Actual Actual Actual Actual Actual Actual Actual Actual 101 General Fund $405,523 $217,817 $210,697 $792,662 $1,525.832 $2,456,361 $1,576.724 $130,034 $50,536' $56,303 $99,725 $81,117 102 Rainy Day Fund 0 0 26,967 74,033 105,664 102,063 159,362 26,065 28,532 24,477 42,239 29,524 103 Excess Levy 0 0 0 13,820 10,148 0 742 285 395 261 0 0 201 Parks & Recreation 1,336 715 4,11D 15,942 0 4,937 12,910 591 9,423 8,467 14,802 12,082 202 Motor Vehicle Highway 2,735 86 2,035 3,834 4,576 14 40,014 21,066 11,099 5,314 7,431 11,791 203 Recreation - Non Reverting 3.641 4,074 6,525 114,6134 11,183 22,181 20,904 6,223 2,899 2,006 3,332 2,692 209 Studebaker /Oliver Grants 0 0 0 0 25,516 44,983 63,975 16,413 6.401 4,486 5,485 3,712 210 Econ Dev State Grants 4,745 0 0 2,457 33,945 262,672 136,850 103,213• 89,744 13,016 64,332 60,703 211 DCI Administration 0 0 0 0 0 0 0 0 0 1,625 3,057 2,610 212 DC Grants 3,443 2,521 3,095 6,452 61,934 105,380 59,659 11,241 5,760 3,147 2,578 2,152 216 State Seized Drug Money 0 0 0 0 0 0 0 0 351 336 653 498 217 Gift Donation Bequest 0 0 0 0 0 0 0 0 102 112 287 232 218 SBPD Curfew Violations 0 0 0 0 0 0 0 0 29 28 52 38 220 Law Enforcement Cont Education 0 0 0 0 3,698 6.601 9,941 5,930 3,174 2,990 5,194 3,491 222 Central Services. 0 0 0 0 0 0 0 0 972 1,917 4,688 3,421 226 Liability Insurance 9,717 12,936 27,596 57,359 87,864 97,529 95,123 21,770 12,954 11,066 23,376 18,597 227 Loss Recovery Fund 0 0 0 0 0 0 0 22.1 B7 16,057 12,545 21,894 18,685 249 Public Safety LOIT Fund 0 0 0 0 0 0 0 0 4 741 2,308 8,296 6,954 250 General Grant 0 0 0 0 0 0 1,160 319 15 0 0 0 251 Local Roads & Streets 16,344 6,649 19,300 52,910 52,077 43,249 83,884 23,395 8,710 6,031 7,306 6,247 252 Excess Welfare Distribution 0 0 0 0 0 0 0 0 17,808 6,545 5,407 4 258 Human Rights - Federal Grant 414 2,486 5,303 1.1 447 10,991 10,149 9,328 2,746 1,606 1,404 2,279 1,593 271 Eastrace Waterway 910 576 619 1,428 1,045 1,338 1,194 284 118 78 99 49 272 Special Events 910 576 72 284 210 0 0 0 0 0 0 0 273 MorrislPalais Marketln Fund 0 0 0 0 0 0 90 86 47 60 122 95 278 Police Take Home Liability 0 0 0 0 0 0 0 0 871 833 1,828 1,435 280 Police Block Grants 9 303 5,143 4,011 4,806 1,255 0 0 262 2,031 3,433 459 13 281 Economic Revenue Bond 0 0 0 0 0 0 0 0 88 76 133 93 288 EMS/Fire Dept. Capital 2 326 5,310 8,346 23,079 37,833 32,047 47134 24,891 17,438 15,121 30,051 16,450 289 Hazmat 0 0 0 0 0 0 0 0 21 8 13 40 291 Indiana River Rescue- 0 0 0 0 0 0 0 0 269 195 408 368 294 Regional Police Academy 0 1 0 1,074 2,678 1,560 1,352 1,351 481 285 231 399 268 295 COPS More Grant 0 0 0 0 0 0 0 0 418 323 492 364 299 Federal Drug Enforcement 0 0 0 0 1 2,638 8,187 14,177 2,1356 981 724 941 947 305 SBCDA Bond Proceeds 2003 16,390 12,560 210,112 334,547 278,555 191,225 188,939 34,171 8,832 2,657 0 0 310 Studebaker Bond 0 0 0 3,685 0 0 0 0 0 0 0 0 312 Redevelopment Bond Wayne Street 11,615 8,247 8 473 2 700 - 0 0 0 0 0 0 1 0 0 313 Hall of Fame Debt Service 0 0 0 10,388 0 0 0 0 0 0 0 0 314 Redev Bond 1990 12,668 9,359 11,151 27 488 37,797 37.256 30,589 7,136 3,027 2,373 3,009 0 315 Redev Bond - Airport - Taxable 14134 10,282 1 0 7,759 35,113 1 60,099 61,564 16,949 7,090 5,538 5,571 3,567 316 Redev Bond -Airport - Exempt 6,745 4.848 377 0 0 0 0 0 0 0 0 0 317 Coveleski Bond Debt Service Reserve 0 0 0 0 0 0 0 0 0 1,277 2,470 1,725 319 Blackthorn Debt Service 15,467 12,533 14,873 33,589 44,200 43,567 36,470 8,742 3,627 2,827 4,420 464 320 Edit Bond - Plaza Garage-Exempt 9,971 6,934 8,462 17,392 20,739 0 0 0 0 0 0 0 321 Edit Bond - Plaza Garage-Taxable 9,664 6,721 8,202 16,857 20,102 0 0 0 0 0 0 0 324 TIF Revenue -Airport-. 30,708 33,136 68,642 305,809 606,063 6111.747 719,473 143.202 90,268 68,381 80,260 61,707 328 Redev Bond - Palais Royale 5,380 0 0 4,428 20,031 36,324 35,225 9,768 4,053 3,159 8,258 5,959 377 Professional Sports Development 7,531 4,225 5,540 15,702 21,241 23,705 17,892 4 876 3,669 3,415 5,025 2,742 401 Coveleski Stadium Capital 5,451 5,028 6,506 9,974 4,704 9,015 7,462 1,594 370 262 327 92 403 Zoo Endowment 0 0 0 0 335 880 897 1 250 113 97 211 168 404 COIT 114,650 119,802 146 338 198,693 226,073 147,718 143,485 49,035 50,033 37,973 69,195 50,203 405 Park Nonreverting Capital 1,817 1,456 3,941 7,977 5,000 13,465 8,332 2,502 1,319 1,020 1,772 1,386 406 Cumulative Capital Development 16,436 12,971 18,158 49,285 70,351 65,648 37,124 7,373 3,267 1,769 3,808 2,701 407 Cumulative Capital Improvement 226 1,714 453 505 0 0 0 57 45 36 15 122 408 EDIT 33,039 26,721 20,597 21,945 33,450 53,971 32,231 9,600 18,952 22 135 45,531 33,100 410 UDAG 2,198 2,102 1,599 3,897 155,290 156,013 144,853 30,480 14,170 2,659 917 88 412 Ma'or Moves Const action 1 0 Ol 0 1 Ol 63,5191 744,851 463,752 113,908 36,180 77,860 394 379 261,866 414 TIF District - Sample/Ewing 4,983 4,582 5 292 5 833 8191 12,163 5,876 0 0 0 0 0 416 Morris PAC Capital 581 677 1 475 4,402 7,318 10.049 8,811 2,385 1,434 1,503 1,997 1,412 420 TIF District - SBCDA General 32,618 14,221 27,672 94,991 131,554 109,284 126,073 13,569 15,002 9 217 45,913 59,683 422 TIF District - W. Washin ton 438 501 970 9,884 12 070 13,574 13,029 1,117 1,959 3,141 3,920 1,435 Dept Administrallon/Finance 1/2612014 Pagel N City of South Bend, Indiana Interest Earnings Summary - 2002 through 2013 December 31, 2013 Prepared - January 27, 2014 Fund Fund 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Number Name Actual Actual Actual Actual Actual Actual Actual Actual Actual Actual Actual Actual 424 TIF SBCDA- Building Operations 0 0 0 0 j 1,514 0 0 0 0 0' 0 0 425 TIF - Leighton Plaza 0 0 i 0 275 2.387 1,117 3,976 1,037 488 334 383 298 426 TIF - Cent. Mod Sery Area 0 1 0 3,856 27,339 37,495 31,719 52,519 14,711 15,948 10,028 16,841 12,242 427 Redevel ment - TJX ' 0 6,587 0 0 0 0 0 0 0 0 0 0 428 Red Dist Capital - AEDA2003 0 0 126,419 194,658 177,528 48,069 10,213 2,725 1,202 0 0 0 429 Northeast Development Area TIF 0 0 0 0 0 0 233 376 345 1,040 5,286 8,057 430 Southside TIF Area #1 0 0 0 0 0 0 0 1,786 8,816 10,154 19,939 17,222 431 Southside TIF #2 - Eskine Commons 0 0 0 0 0 0 0 1,647 10,074 4,029 2,329 0 432 Southside TIF #3 - Eskine Village 0 0 0 0 0 01 0 2,238 11.905 13,192 27,801 18,842 433 Redevelopment Admin General 2,134 1,532 1 1.557 3,679 5,367 3,581 2,822 669 214 107 164 104 434 CREED 0 0 0 22,425 70,155 82,537 67,563 8,287 3,214 1,507 1,259 418 435 Douglas Road TIF 0 0 0 0 0 0 0 0 756 246 723 454 436 Notheast Residential TIF 0 0 0 0 0 0 0 0 1,478 2,266 10,211 8,423 438 Coveleski Bond Construction 0 0 0 0 0 0 0 0 0 5,268 0 0 439 Certified Technology Park 0 0 0 0 0 0 0 0 0 0 3,571 7,207 450 Palais Royale Historic Preservation 0 0 0 0 0 0 136 271 124 118 247 215 454 Airport Urban Enterprise Zone 0 0 0 0 0 0 0 0 741 473 1.323 1 1.289 600 Building Department 2.166 1,590 1.662 .3159 1.557 791 1,440 674 129 113 380 667 601 Parking Garages 0 0 0 0 0 99 0 0 1,207 2,112 4,124 2,408 610 Solid Waste Operations 0 3,420 9,917 13,562 6,024 2,313 1,347 0 2,854 3,363 5,359 2,9N 611 Solid Waste Capital 4,720 6,900 5,664 2,527 0 0 0 0 234 210 279 469 620 Water Works Operations 0 0 4,199 16,705 0 24,504 66,840 19,115 6,735 4,545 10,309 6,453 621 WW SRLF Eq Rapt Cost 0 1,492 1,030 0 0 0 0 0 0 0 0 0 622 Water Works Capital 6,028 19,015 12,121 4,728 0 18INS 13,230 4,240 1,977 1.9D9 6,523 13,79 623 WW 1997 Bond Capital 42,322 58,644 14,492 0 104,552 103,801 1,401 0 10.555 1,764 11,241 16.550 624 Water Works Customer Deposit 23,275 14,037 18.675 1 42.571 56,031 55.4971 47,733 11,614 4,960 3,971 6,864 4,861 625 WW 1993 Sinking Fund 41,628 9,710 0 55,524 65,651 57,907 50,215 4,094 6,260 4,581 3,961 2,064 626 Water Works Bond Reserve 0 0 0 0 0 0 0 0 162 606 3,221 4,767 628 WW SRLF Rev Bd Reserve 28,516 0 0 0 0 0 0 0 0 0 0 0 629 WW Resv O&M Fund 28,712 17,524 22,441 51,489 70,518 71,887 60,947 15,165 8,691 7,206 9,729 6,927 640 Sewer Repair Insurance 851 1,187 1,004 1,529 145 5,967 6.164 2.314 1,710 2,179 5,003 4,204 641 Sewage Works Operations 0 0 8,743 41,178 68,139 221,041 282,825 68,581 24,711 19.879 16.545 16,604 642 Sewage Works Capital 41.628 V10 0 55.524 80.013 75,937 5,673 2,687 1,577 13,101 46,026 26,316 643 Sewage Works Resv - 08M 60,135 33,892 43,577 93,871 124,089 140,000 118,399 27,752 10,034 8,429 15,457 11,036 644 Sewer Water Leak Ins. Fund 0 0 0 0 1,804 1 161 464 0 0 0 0 0 645 2004 -2006 Sewer Bonds 0 0 39,942 232,890 235,216 97 408 1 668 0 97 12 0 0 646 Sewa a Rev Bond Reserve 20,593 12,058 14,714 0 0 0 0 0 0 0 0 0 647 2007 Sewer Band 0 0 0 0 0 202,306 278,351 36.998 3,595 1,352 202 42 849 Sewage Works Bond Sinking 50,268 14,642 11,027 22,438 44 831 29,886 129 0 6,167 t3 987 14,736 10,232 650 Clay Sewage Works Operations 16,056 11.787 14.070 31.648 43 527 44,421 38,408 8,481 2 2 3 2 651 20078 Sewer Bond 0 0 0 0 0 0 469 876 142,314 30,308 2,989 575 69 653 Sewage Works Debt Service Reserve 0 0 0 0 0 0 0 0 14,267 4,901 30,127 3 655 ' Project Releaf 0 0 0 0 0 0 0 0 2,312 2,111 4,230 2,914 656 Sewa a SRLF Rev BD Resv 37,669 22,055 26,915 0 0 0 0 0 0 0 0 0 657 S SRLF EP Rapt Cost Resv 39,391 29,869 38,D28 83,441 11 580 0 0 0 0 0 0 0 658 2010 Sewer Bond 0 0 0 0 0 0 0 0 0 18,528 4,348 216 659 2011 Sewer Bond 0 0 0 0 0 0 1 0 0 1 0 8,738 91,421 30,970 661 2012 Sewer Bond 0 0 0 0 0 0 0 01 0 0 1 0 65,016 664 2013A Sewer Bonds Refunds 0 0 0 0 0 0 0 0 • 0 0 0 7 670 Century Center 4 013 2 359 551 279 916 972 8,736 21,304 7,288 1,839 228 3,079 671 Century Center Capital 0 0 0 0 0 0 0 0 0 0 365 315 677 Hall of Fame Capital 0 0 0 0 0 22,317 24,403 6,277 4,024 2,910 3.906 2,416 701 Fire Pension 16,161 13,M 17,393 36,176 28,062 11,298 33,589 6,346 6,632 4,330 4,740 2,918 702 Police Pension 16,644 12,567 15,595 .28 822 23 695 3,949 44,011 8,639 7,340 5,510 6.904 5,432 705 K-9 Unit 0 0 0 0 0 0 0 0 4 6 11 7 711 Self- Funded Employee Benefits 8.999 01 14.8671 61.414_ 91,183 110,237 169,758 ! 50.616 34.807 27.732. 42,730 25,351 713 Unemployment Com Fund 0 0 0 0 0 0 0 0 0 81 101- 524 730 City Cemetary Trust 545 360 465 11106 828 11690 174 357 150 118 202 138 Total Interest $1,296,410 $661 968 $1,36.7,297 1 $3 392 461 $.66132272 $76010 8 96 SB 281,342 $1 348 289 $809,279 $643 643 $16474,283 $1,119,139 (1) includes NE TIF and Douglas Road TIF repayment of interest on advances from Major Moves, Dept. Administration /Finance 1126/2014 Paget City of South Bend Administration & Finance Policy Manual U Cl 2.3.1 Cash Reserve Procedure Effective: January 1, 2010, Revised January 1, 2013, Revised January 1, 2014. Purpose: This procedure defines the cash reserve practices for the City of South Bend. Scope: This statement applies to all governmental units, enterprise operations, and operations of the City of South Bend. Responsibility: This policy is the responsibility of the Controller of the City of South Bend. Changes or revisions to this policy are affected only with the consent and approval of the Controller, Effective Date: This policy is effective January 1, 2010 and revised January 1, 2013. 1.0 Procedure Statement The City of South Bend has established the following cash reserve guidelines. Cash reserves are defined as cash balances on hand less outstanding encumbrances. Fund Fun_ d Name Cash Reserve Policy 101 1 General Fund 25% of annual expenditures 102 —I Rainy ­Day ­Fund ----,-- -3%--contingency of total expenditures in prior year 201 Parks & Recreation Fund 25% of annual expenditures 202 Motor Vehicle Highway Fund 20% of annual expenditures 203 Recreation - Nonreverting Fund 20% of annual expenditures 209 Studebaker/Oliver Reverting Grants Fund 20% of annual expenditures t 210 Department of Community Investment State 20% of annual expenditures Grants Fund Department of Community Investment 211 20% of annual expenditures Administration Fund 216 Police State Seizures Fund 20% of annual expenditures -- 217 Gift, Donation, Bequest Fund 120% of annual expenditures 218 220 222 226 227 244* 249 251 252 2-5-8 271 273 Police Curfew Violations Fund 20% of annual expenditures Law Enforcement Continuing Education Fund j 20% of annual expenditures Central Services Fund 20% of annual expenditures Liability Insurance Fund 25% of annual expenditures Loss Recovery Fund 20% of annual expenditures Emergency Telephone Fund No reserve requirement --- -- - ------ - Public Safety LOIT Fund _ __ _ j 20 %° of annual expenditures Local Roads & Streets Fund 20% of annual expenditures Excess Welfare Distribution Fund 20% of annual Human Rights - Federal Grants Fund .expenditures -, -T t_20% of annual expenditures Eastrace Waterway Fund 20% of annual expenditures MPAC/Palais Royale Marketing Fund 20% of annual expenditures 25 Fund F Fund Name _ _ — -Cash Reserve Polic rte_ _ 278 T Take Home Police Vehicle Fund ; _ _ 2 26 Fund Fund Name Cash Reserve Policy No reserve requirement - spend down of available funds 622* Water Works Capital Fund 626 Water Works Bond Reserve Fund 100% cash reserves per bond covenants 629 640 641 Water Works Reserve 0 & M Fund e­werRepa_ir._Insurance Fund Sewage Works Operations Fund 16.67% of annual operating expenses in fund 620, net of transfers ...... 20% of annual expenditures 5% of annual expenditures No reserve requirement - spend down of available funds 16.67% of annual operating expenses in fund 641, net of transfers 100% reserves of cash available_ __ 642 * Sewage Works Capital Fund A Sewage Works Reserve - 0 & M Fund 643 650 Clay Sewage Works Operations Fund 653 Sewage Works Debt Service Reserve Fund 100% cash reserves pi��ILop_q covenants 20% of annual expenditures 20% of annual expenditures 20% of annual ex. enditures 655 - -Project Releaf Fund Century Center Fund 670 671 Century Center Capital Fund 677 Hall of Fame Capital Fund 20% of annual expenditures 25% of annual expenditures 26% of annual expenditures 701 Firefighters Pension Fund 702 Police Pension Fund 703 Police/Fire 1977 State Pension Fund 100% cash reserves - trust & agency funds 705 Police K-9 Unit Fund 20% of annual expenditures 709 Payroll Fund 100% cash reserves - trust !& .agency funds 711 Self-Funded Employee Benefits 25% of annual expenditures 100% cash reserves - trust & agency funds � 0 of annual expenditures 0 1 100% cash reserves - trust LqgLe�ncX funds —­_ j_ 100% cash reserves - trust & gency funds 20% of annual expenditures No cash reserves - spend down of cash on projects 712 Public Employees Retirement Fund 713 Unemployment Compensation Fund 718 State Tax Deduction Fund 725 Morris I Palais Box Office Fund City Cemetery Trust 730 Water & Sewer Bond Funds * change for 2014 27 •e City of South Bend Cash Reserves Summary December 31, 2013 Fund Fund Name Cash Outstanding Available Cash Reserve Actual Balance Encumbrances Cash Requirement Variance Percentage Notes Cash Reserve Policy City Controlled Funds General Fund _ 101 GENERAL FUND 28,299,807.16 828,098.12 27,484,709.03 16,272,893.00 11,191,816.03 . 42% Propety, taxes in June and December 25% of annual expenditures - higher due to property tax delays Special Revenue Funds 102 RAINY DAY FUND 8,6117.704.61 0.00 6,617704.61 8,486 515.37 151,18924 3% No expenditures budgeted 3% contingency of total expenditures In previous fiscal year 201 PARKS 8 RECREATION 4255,159.55 216,349.13 4,038,810.72 3,231,885.75 808 944.97 31% Propety taxes in June and December 25% of annual expenditures - higher due to property tax delays _ 202 MOTOR VEHICLE HIGHWAY 3,679,914.90 802,87720 1 3077037.70 1.835,29920 1,241,736.50 34% Transfers from EDIT fund 20% of annual expenditures 203 RECREATION- NONREVEFITING 778,249.03 2,975.75 775,27328 312,155.40 403117.88 0% 50%w- 20% of annual expenditures 209 STUDEBAKERIOLIVER REVERTING GRANTS 1,083,386.90 0.00 1,053,336.90 200,1100.00 583,38a.90 108% 20% of annual expendllures 210 DEPT COMMUNITY INVESTMENT STATE GRANTS 348,950.41 0.00 348,950.41 252,155.40 98 795.01 28% 20% of annual expenditures 211 OCI ADMINISTRATION FUND 907,314.96 21,083.09 886,231.86 470,556.20 415,365.66 38% 20% of annual expenditures 212 DCI GRANT FUND 590,181.96 3,099,780.55 2,509818.59) 2509618.59) O.OD 0% DO grant fund - COBS, HUD etc Grant fund - reimbursement grants - no reserves _ 215 POLICE STATE SEIZURES 158,888.56 0.DO 158,566.56 9,180.00 149,486.58 346% 7U 20% of annual expenditures 217 GIFT, DONATION BEQUEST 74 734.28 1,31022 73,424.06 Z150.40 1 71273.66 100% _ 2D% of annual expenditures 218 POLICE CURFEW VIOLATIONS 11,647.69 0.00 11,547.69 200.00 11,347.69 1155% 20% of annual expenditures 220 LAW ENFORCEMENT CONTINUING EDUCATION 981 X5.69 24 801.96 958,423.73 95,628.20 880,797.53 200% 20% of annual expenditures 227 LOSS RECOVERY FUND 7 938,032.87 985,804.58 6,970,228.09 105 237.00 6,804 991.09 1325% W 20% of annual expenditures 249 PUBLIC SAFETY L.O.I.T. 2,032,194.08 0.00 2,032,194.08 1,420 351.40 611,84268 29% 6 Quarterly transfers and settlements 20% of annual nditures 251 ILOCAL ROADS & STREETS 1.941,374.71 42,019.17 1,899,355.54 247184.80 1,65217074. 164% 0 1 20% of annual expenditures 252 EXCESS WELFARE DISTRIBUTION 1,149.81 0.00 1,149.81 0.00 1,149.81 100% 20% of annual expenditures 255 HUMAN RIGHTS - FEDERAL GRANT 468,774.87 0.00 488,774.97 45 788.00 420,988.97 204% ® 20% of annual expenditures 271 EASTRACE WATERWAY 14,37227 346.27 14,026.00 1 69.20 13,956.30 100% _ 20% of annual expenditures 273 MORRIS PACIPALAIS ROYALE MARKETING 27,955.28 0.DO 27,96528 2,029.80 25 955.48 276% 20% of annual expenditures _ 280 POLICE BLOCK GRANTS 3,817.20 0.00 3817-20 37.000.00 33,18280) 2% Police grantfund, reimbursement 20% of annual expenditures 281 REDEVLOPMENT COMMISSION -REV BONDS 27,127.72 0.00 27127.72 5420.40 21,707.32 100% 20% of annual expenditures 289 HAZMAT 16,207.39 0.00 16,207.39 700.00 15,507.39 463% ' 2D% of annual expenditures 291 INDIANA RIVER RESCUE 95,716.35 0.00 95,718.35 18 42520 77 293.15 104% 20% of annual expenditures 292 POLICE GRANTS 204508.87 .01 204,508.88 22000.00 182,508.88 186% 20% of annual expenditures 294 REGIONAL POLICE ACADEMY 88 084.75 0.00 88,084.75 5,700.00 82,384.75 239% 20% of annual expenditures 295 COPS MORE GRANT 113,342.60 0.00 113 342.60 8,396.00 104,946.60 270% 20% of annual expenditures 299 POLICE FEDERAL DRUG ENFORCEMENT 385,160.01 1,499.00 383,661.01 37 714.60 345 946.41 203% 20% of annual expenditures 404 COUNTY OPTION INCOME TAX 905,634.88 220,262.53 14,685,372.33 4,721,708.50 9,983 063.83 158% 50% of annual expenditures - higher due to bonding and rating agencies 408 ECONOMIC DEVELOPMENT INCOME TAX 842,127.97 756 971.03 10,085,158.94 4,496,689.50 5 588,467.44 112% 50% of annual expenditures - higher due to bonding and rating a endes 410 URBAN DEVELOPMENT ACTION GRANT UDAG 27,587.06 0.00 27,587.110 63,62920 26.04214) 10% '' UDAG revenue Is minimal 20 %0! annual expenditures 655 PROJECT RELEAF 996 578.11 rl 1,302.34 937,275.T7 SS 413.00 650 882.77 217 % 20% of annual expenditures 705 POLICE K -9 UNIT 1,313.19 0000 1,313.19 400.00 913.19 66% " 20% of annual expendllures Total Special Revenue Funds 536,106 .70 5, 967, 382.91 66,678,725.89 23,681,249.93 31,897,475.96 Debt Service Fund 313 HALL OF FAME DEBT SERVICE 716,335.86 0.00 718,935.66 253 600.00 482,735.66 1% Pro et taxes intone and December 20% of annual expenditures - cash Dow problems due to property taxes Capital Project Funds 288 EMS 1 FIRE DEPARTMENT CAPITAL 5,654 584.58 1,898,108.80 3 858,475.78 2,215,832.60 1 440 843.18 . 33% 0 Bond proceeds received in December 20% of annual expenditures 377 PROFESSIONAL SPORTS DEVELOPMENT 542,057.05 0.00 842 057.05 17b 334.20 666 722.85 I 96% IT 20% of annual expenditures 401 COVELESM STADIUM CAPITAL 26,550.08 3,540.44 1 - 23,309.65 708.00 22 601.65 658% 20% of annual expenditures 403 ZOO ENDOWMENT 49,022.38 0.00 49022.38 0.00 49022.38 1 100% to 20% of annual expenditures 405 PARK NONREVERTING CAPITAL 572,891.14 28,417.13 544,474.01 43 463.20 501,010.81 251% ' 20% of annual expenditures 405 CUMULATIVE CAPITAL DEVELOPMENT 785,798.68 0.00 785,798.68 227805.00 557993.58 86% 25% of annual expenditures - hi her due to property lax delays 407 CUMULATIVE CAPITAL IMPROVEMENT 176,723.90 0.00 176,723.90 91,893.75 1 84,830.15 48% Cigarette and hotel /motel taxes 25% of annual expenditures - higher due to state tax delays 412 MAJOR MOVES CONSTRUCTION 7,143,897.92 1,323,729.67 5820,16825 879,16920 5,140,999.05 171% W 20% or annual expenditures 416 MORRIS PERFORMING ARTS CENTER CAPITAL 456,810.19 0.00 456,810.19 14,53320 442,276.99 820% 20% of annual expenditures 434 CREED FUND 9,536.69 0.00 9,635.69 218,48725 208,950.56) 1% SCREED reclass07ation In December 25% of annual expenditures - higher due to slate tax delays 450 PALAIS ROYALE HISTORIC PRESERVATION 53,395.30 0.00 53,395.30 0.00 53,395.30 100% 20% of annual expend1lures 677 HALL OF FAME CAPITAL FUND 868,408.73 8,907.66 649,498.87 35,864.40 613,634.47 362% 20% of annual expenditures Total Capital 6 Debt Service Funds 17,046,31021 3,262,703.90 13,763,606.31 3,956,490.80 9,827,11551 Enterprise Funds 600 CONSOLIDATED BUILDING DEPARTMENT 151,710.86 14,054.50 137,686.18 ji 229,630.40 91,94424) 12% Cash reserves less than target 2D% of annual expenditures 601 PARKING GARAGES 884,187.82 68,829.81 795,557.61 1 225.987.80 569,590.01 70% 20% of annual expenditures Casa R- R.W 1r2412014 Paaa 2 fV CD City of South Bend WATER WORKS OPERATIONS 3509,755.67 158,13263 3,351,823.04 739,797.35 Cash Reserves Summary 622 WATER WORKS CAPITAL 3,531,725.44 24,757.50 3,506,967.94 December 31, 2013 3,283 609.54 823 WATER WORKS BOND CAPITAL 812,630.26 558,26023 Fund Fund Name 254 370.03 cash Outstanding Available Cash Reserve Actual 1,452 815.03 0,00 625 Balance Encumbrances Cash Re uirement Variance Percentage Notes Cash Reserve Policy 610 1SOUOWASTE OPERATIONS WATER WORKS BOND RESERVE 1 795,274.55 61,763.901 733,510.851 1,129,595.801 (398,086.15)1 13 %1 � I Hlgh blanket encumbrances, cash ok 120% of annual expencillures R71 S" IA WASTE r:APrTAI 1.25025 11R ddfl 59 1Rn fNIR M rd1 R77 dRl n M _ ,___., Id1 R9I dRI i I '• 111,188.80 rJn Pu¢on,er_ _ r.onefe. r n,n n.,e.- „i,.,. �,.rn,.n, r.,� non, 620 WATER WORKS OPERATIONS 3509,755.67 158,13263 3,351,823.04 739,797.35 2,611,825.69 622 WATER WORKS CAPITAL 3,531,725.44 24,757.50 3,506,967.94 243,358.40 3,283 609.54 823 WATER WORKS BOND CAPITAL 812,630.26 558,26023 254,370.03 0.00 254 370.03 824 WATER WORKS CUSTOMER DEPOSIT 1,452.815.03 0.00 1,452,815.03 1,452 815.03 0,00 625 IWATER WORKS SINKING FUND 5,336.87 0.00 5,336.67 0.00 6.338.67 626 WATER WORKS BOND RESERVE 1,585,876.05 0.00 1,565,878.05 1,565,876.05 0.00 629 WATER WORKS RESERVE - 0 & M 2,031.531.65 0.00 2031,531.68 1.25025 2.030A1.43 640 SEWER REPAIR INSURANCE 1.303,695.841 2,441.68 1 1,361,254.16 111,188.80 1,260,085.36 841 SEWAGE WORKS OPERATIONS 7286,003.08 1899,691.91 5,586,311.17 1,765,937.00 3820374.17 842 SEWAGE WORKS CAPITAL 4,044,568.01 5,740.381143 (1,696,795.a2) 2,299,914.20 3,905,710.02 643 SEWAGE WORKS RESERVE -O &M 3,29Z599.55 2.001 3,292,599.55 3,000.60 3289598.95 645 2008 SEWER BOND 0.00 .001 0.00 0.00 0.00 847 78 BOND 1,140.88 1,137.76 3.12 0000 3.12 649 SEWAGE WORKS BOND SINKING 782,805.62 0.00 782 806.82 0.00 782,808.62 650 CLAY SEWAGE WORKS OPERATIONS 1 0.00 0.00 0.00 0.00 0.00 651 20078 SEWER BOND 211 0.D0 2.11 0.00 2.11 853 SEWAGE WORKS DEBT SERVICE RESERVE 7,286,828.40 0.00 7,286,828.40 7,286,828AO 0.00 658 12trio SEWER BOND 1 2,215.16 0.00 2,215.16 0.00 2,215.16 BOND 1_829_2%1 v 2,970.53 695.89 16.67% of annual operating expenses in fund 641, net of transfers 2,970.03 895.88 I 0.00 0:00 Bond fund - spend down t0 zero - no reserves 1 1DO %cash reserves - trust & agency funds 10D% cash reserves - trust & agency funds Bond fund - spend down to zero - no reserves STATE TAX DEDUCTION FUND 294,748.93 0.00 No Reserves - transfer from operating account for debt service as 0% 0.00 100% 100% reserves of cash available 0 725 Bond fund - spend down to zero - no reserves required 1 oo %!, o.cal 1,339,597.81 100% cash reserves per bond covenants and Crowe Horweth 0.00 100% Bond fund - spend down to zero - no reserves required 100% cash reserves - trust & agency funds 730 CITY CEMETERY TRUST Bond fund - spend down to zero - no reserves required 10,595.00 j 3,000.00 Bond fund - spend down to zero - no reserves required 176% Bond fund - wend dawn to zero - no reserves reauired 278 TAKE HOME VEHICLE POLICE 452,952.81 0.00 452,852.81 20,740.00 432 212.01 437% tY 20% of annual expenditures 711 SELF - FUNDED EMPLOYEE BENEFITS 5.681,447.10 0.00 5,881,447.10 3,337,207.25 2,324,239.85 42% 25% of annual expenditures • hi9_her reserves for future deims 713 1 UNEMPLOYMENT COMP FUND 260.030.03 1 0.00 1 260.030.03 1 53.449.401 208,580.63 1 97%1W 1 Rates chareed to departments reduced 20% of annual expenditures 708 712 PAYROLL FUND PUBLIC EMPLOYEES RETIREMENT FUND 2,970.53 695.89 0.00 1 0.00 2,970.03 895.88 2.971012 1 895.88 0.00 0:00 100%1%0 i OD% 1 1DO %cash reserves - trust & agency funds 10D% cash reserves - trust & agency funds 718 STATE TAX DEDUCTION FUND 294,748.93 0.00 294,748.93 294,748.93 0.00 100% 180% cash reserves - trust & agency funds 725 MORRIS / PALAIS BOX OFFICE 1,339,597.81 o.cal 1,339,597.81 1,339 597.81 0.00 100% 100% cash reserves - trust & agency funds 730 CITY CEMETERY TRUST 36,934.10 10,595.00 26,339.10 3,000.00 23 339.10 176% 20% of annual expenditures Total Trust & Agency Funds 4,321,985.61 10,695.00 4,311,390.61 4,848,584.99 (537,194.38) Total Ct Funds 191,937,277.03 26136 46211 166,800,824.92 71,672 99.80 96126 5.12 Redevelopment commission Controlled Funds I 422 I IIt- Ulb I KIUI - VVtSI WASMINU I UN I 01Z,96Z.ZZ I 8,019.551 504,342.511 157,ZIx1.751 4:f7,13a.0Z I 90 %I V 1 12591. of annual expenditures- hinher due to oroDertv tax delays I Cash Reserve Report 1/24/2014 taxes In June and December PAPS 3 co City of South Bend Cash Reserves Summary December 31, 2013 Fund Fund Name Cash Outstanding Available Cash Reserw Actual Balance Encumbrances Cash Re uirement Variance Percentage Notes Cash Reserve Policy 436 TIF- NORTHEST RESIDENTIAL 2 554 078.79 0.00 2,554,076.79 807,469.25 1,748,589.54 79% 0 Pmpetv taxes In June and December 25% of annual expenditures- higher due to property tax delays _ Total Tax Increment Financing Funds 47,868,848.68 8,331,622.04 39,537,326.62 12,201,M2.00 27,336,104.62 Redevelopment Funds 433 REDEVELOPMENT ADMINISTRATION GENERAL 25,746.52 0.00 25748.52 1357.40 24391.12 379% 20% or annual expenditures 439 CERTIFIED TECHNOLOGY PARK 3,682.595.48 0.00 3,682,595.46 0.00 3,882 595,46 100% 0 No 2013 ndlture bud et _ 20% of annual expenditures 454 AIRPORT URBAN ENTERPRISE ZONE 376,371.57 0.00 376,371.57 0.00 376,371.57 100% No 2013 expenditure budget 20% of annual expenditures 819 BLACKTHORN GOLF COURSE OPERATIONS 83,729.44 0.00 83,729.44 399 541.20 315,611.76) 4% Cash reserves less than target 20% of annual expenditures I Total Redevelopment Funds 4,168,444.99 0.00 4,168,444.99 400,898.60 3,767,546,39 IDebt Service Funds 315 AIRPORT 20D3 DEBT RESERVE 1,036.904.00 0.00 1,038 904.00 1,0311,904.00 0.00 100% 100% debt service reserve per bond covenants 317 COVELESKI BOND DEBT RESERVE 503 ,472.41 0.00 503472.41 503,472.41 0.00 100% 100% debt service reserve per bond covenants 319 REDEVELOPMENT BOND - BLACKTHORN GOLF 0.00 0.00 0.00 0.00 0.00 _ D%w 100% debt service reserve per band covenants 328 SBCDA 2003 DEBT RESERVE 1,735,840.00 0.00 1,735,840.00 1,735,840.00 _ 0.00 10D% 100% debt service reserve per bond covenants Total Debt Service Funds 3,276,216.41 0.00 3,278,216.41 3,278,216 .41 0.00 I Total Redevelopment Commission Funds 68,315,510.06 8,331,52.2.04 46,993.988.02 16,880 337.01 31 103 681.01 city Operetlons Total 247 62,787.09 33.467,970.16 213,7114,812.84 87,552,936.81 128,231876.13 Cash R...- Report 1n4rz014 PW4 General Fund -101 $35,000,000.00 $30,000,000.00 $25,000,000.00 Available Cash $20,000,000.00 $15,000,000.007 $10,000,000.00 Reserve Requirement $5,000,000.00 $- M M M M T M M M Co M Co M T T T T T T T T T T M CL � O C M Q > U p� V_ � Q �� Q rn Q Z D T 7 Reserve Date Available Cash Requirement 31- Dec -12 $ 27,733,383.63 $ 16,173,912.25 31- Jan -13 $ 25,550,484.83 $ 16,173,912.25 28- Feb -13 $ 22,353,542.47 $ 16,173,912.25 31- Mar -13 $ 16,598,780.26 $ 16,233,266.50 30- Apr -13 $ 15,116,269.16 $ 16,233,266.50 31- May -13 $ 12,079,846.98 $ 16,233,266.50 30- Jun -13 $ 29,307,356.46 $ 16,233,266.50 31- Jul -13 $ 27,482,947.63 $ 16,233,266.50 31- Aug -13 $ 22,315,551.29 $ 16,233,266.50 30- Sep -13 $ 18,544,399.98 $ 16,233,266.50 31- Oct -13 $ 16,816,726.59 $ 16,272,893.00 30- Nov -13 $13,615,491.79 $16,272,893.00 31- Dec -13 $27,464,709.03 $16,272,893.00 50% 45% 40% 35% Actual 30% a Percent 20% 15% 10% �^�° Percent 5% Requirement 0% O O Q} T T r O N O O C 11 C O 7 Q U) U z 0 ? ? T T Q T T T T T T 31 Percent Date Actual Percent Requirement 31- Dec -12 43% 25% 31- Jan -13 39% 25% 28- Feb -13 35% 25% 31- Mar -13 26% 25% 30- Apr -13 23% 25% 31- May -13 19% 25% 30- Jun -13 45% 25% 31- Jul -13 42% 25% 31- Aug -13 34% 25% 30- Sep -13 29% 25% 31- Oct -13 26% 25% 30- Nov -13 21% 25% 31- Dec -13 42% 25% 31 Parks & Recreation - 201 $6,000,000.00 $5,000,000.00 $4,000,000.00 Available Cash $3,000,000.00 `- $2,000,000.00 A —0— Reserve $1,000,000.00 Requirement N M M M M A M M M M M M M r r r r r r r r r r r r a)CO CL Ur : Q :3 Q (n 0 Z 0 r � i r r r r r r r r 40% 35% 30% 25% __, � �, _ °�— Actual Percent 20% 15% 10% --r--Percent 5% Requirement 0% M M Q > V 7 N �, O N D M , , a Q U) v Z r 7 r Q -'� , r r O r r - r r r r Percent Date Reserve Date Available Cash 37% Requirement 31- Dec -12 $ 4,763,668.60 $ 3,223,115.75 31- Jan -13 $ 3,563,772.38 $ 3,223,115.75 28- Feb -13 $ 2,773,384.04 $ 3,223,115.75 31- Mar -13 $ 1,708,681.50 $ 3,223,115.75 30- Apr -13 $ 1,052,663.00 $ 3,223,115.75 31- May -13 $ 866,259.51 $ 3,223,115.75 30- Jun -13 $ 4,545,667.87 $ 3,223,115.75 31- Jul -13 $ 4,143,899.98 $ 3,223,115.75 31- Aug -13 $ 3,304,340.26 $ 3,223,115.75 30- Sep -13 $ 2,735,245.44 $ 3,223,115.75 31- Oct -13 $ 2,126,910.16 $ 3,231,865.75 30- Nov -13 $ 1,330,822.60 $ 3,231,865.75 31- Dec -13 $ 4,038,810.72 $ 3,231,865.75 40% 35% 30% 25% __, � �, _ °�— Actual Percent 20% 15% 10% --r--Percent 5% Requirement 0% M M Q > V 7 N �, O N D M , , a Q U) v Z r 7 r Q -'� , r r O r r - r r r r 32 Percent Date Actual Percent Requirement 31- Dec -12 37% 25% 31- Jan -13 28% 25% 28- Feb -13 22% 25% 31- Mar -13 13% 25% 30- Apr -13 8% 25% 31- May -13 7% 25% 30- Jun -13 35% 25% 31- Jul -13 32% 25% 31- Aug -13 26% 25% 30- Sep -13 21% 25% 31- Oct -13 16% 25% 30- Nov -13 10% 25% 31- Dec -13 31% 25% 32 Motor Vehicle Highway - 202 $4,500,000.00 $4,000,000.00 $3,500,000.00 $3,000,000.00 °Available $2,500,000.00 Cash $2,000,000.00 $1,500,000.00 1 > -C—Reserve $1,000,000.00 Requirement $500,000.00 $- N CO CO M M CO CO CO CO M M CO T T T T T T T T T T T ❑ lL Q 3 Q (A O Z❑ T T T T T T T T T T T T 45% Percent Date Reserve Date Available Cash 23% Requirement 31- Dec -12 $ 2,057,519.44 $ 1,813,299.20 31- Jan -13 $ 1,840,647.98 $ 1,813,299.20 28- Feb -13 $ 1,556,523.49 $ 1,813,299.20 31- Mar -13 $ 1,348,215.94 $ 1,813,299.20 30- Apr -13 $ 3,844,596.47 $ 1,813,299.20 31- May -13 $ 2,375,503.84 $ 1,813,299.20 30- Jun -13 $ 2,582,299.16 $ 1,813,299.20 31- Jul -13 $ 3,701,668.02 $ 1,813,299.20 31- Aug -13 $ 3,587,289.24 $ 1,813,299.20 30- Sep -13 $ 3,867,160.45 $ 1,813,299.20 31- Oct -13 $ 3,728,689.78 $ 1,835,299.20 30- Nov -13 $ 3,693,079.20 $ 1,835,299.20 31- Dec -13 $ 3,077,037.70 $ 1,835,299.20 45% Percent Date 40% Requirement 31- Dec -12 23% 35% 31- Jan -13 20% 20% 30% 17% 20% Actual Percent 25% 20% 30- Apr -13 42% 20% 31- May -13 26% 20% 20% 28% 20% 31- Jul -13 15% �� 31- Aug -13 40% 20% 30- Sep -13 43% — ° Percent 10% 41% 20% Requirement 5% 20% 31- Dec -13 34% 0% N M M CO M T CO M CO M M CO M T T T T U G Q N CO O rc' T T T T T '�- C r0.. O_ 7 7 T T T 4. > U O N Q ❑ ? L1. Q T � � Q � Z � 33 Percent Date Actual Percent Requirement 31- Dec -12 23% 20% 31- Jan -13 20% 20% 28- Feb -13 17% 20% 31- Mar -13 15% 20% 30- Apr -13 42% 20% 31- May -13 26% 20% 30- Jun -13 28% 20% 31- Jul -13 41% 20% 31- Aug -13 40% 20% 30- Sep -13 43% 20% 31- Oct -13 41% 20% 30- Nov -13 40% 20% 31- Dec -13 34% 20% 33 Liability Insurance - 226 $6,000,000.00 Available Cash Requirement 31- Dec -12 $ 5,245,130.31 $ 728,981.75 31- Jan -13 $5,000,000.00 5,237,429.00 $ 728,981.75 28- Feb -13 $4,000,000.00 5,339,402.41 $ 728,981.75 --O--Available $ 5,492,965.69 $ 728,981.75 Cash $3,000,000.00 5,485,327.28 $ 728,981.75 31- May -13 $2,000,000.00 5,537,525.90 $ 728,981.75 — Reserve $ 5,697,952.53 $ 728,981.75 Requirement $1,000,000.00 5,288,540.45 $ 728,981:75 31- Aug -13 $ 5,269,618.39 $ 728,981.75 30- Sep -13 $ 5,430,336.47 $ 728,981.75 31-'Oct-13 $ p @ LL n = Q rn Z p 30- Nov -13 $ 5,571,676.20 $ 728,981.75 31- Dec -13 $ 5,185,497.38 $ Reserve 250% 200% 150% 100% 50% 0% C � j M �6 Date Available Cash Requirement 31- Dec -12 $ 5,245,130.31 $ 728,981.75 31- Jan -13 $ 5,237,429.00 Date Available Cash Requirement 31- Dec -12 $ 5,245,130.31 $ 728,981.75 31- Jan -13 $ 5,237,429.00 $ 728,981.75 28- Feb -13 $ 5,339,402.41 $ 728,981.75 31- Mar -13 $ 5,492,965.69 $ 728,981.75 30- Apr -13 $ 5,485,327.28 $ 728,981.75 31- May -13 $ 5,537,525.90 $ 728,981.75 30- Jun -13 $ 5,697,952.53 $ 728,981.75 31- Jul -13 $ 5,288,540.45 $ 728,981:75 31- Aug -13 $ 5,269,618.39 $ 728,981.75 30- Sep -13 $ 5,430,336.47 $ 728,981.75 31-'Oct-13 $ 5,563,697.82 $ 728,981.75 30- Nov -13 $ 5,571,676.20 $ 728,981.75 31- Dec -13 $ 5,185,497.38 $ 728,981.75 � �- N (0 c- �- • i 7 N i O N a UJ � Z p 25% 31- Dec -13 178% 25% 34 Actual Percent -�� Percent Requirement Percent Date Actual Percent Requirement 31- Dec -12 180% 25% 31- Jan -13 180% 25% 28- Feb -13 183% 25% 31- Mar -13 188% 25% 30- Apr -13 188% 25% 31- May -13 190% 25% 30- Jun -13 195% 25% 31- Jul -13 181% 25% 31- Aug -13 181% 25% 30- Sep -13 186% 25% 31- Oct -13 191% 25% 30- Nov -13 191% 25% 31- Dec -13 178% 25% 34 Actual Percent -�� Percent Requirement Percent Date Actual Percent Requirement 31- Dec -12 180% 25% 31- Jan -13 180% 25% 28- Feb -13 183% 25% 31- Mar -13 188% 25% 30- Apr -13 188% 25% 31- May -13 190% 25% 30- Jun -13 195% 25% 31- Jul -13 181% 25% 31- Aug -13 181% 25% 30- Sep -13 186% 25% 31- Oct -13 191% 25% 30- Nov -13 191% 34 Actual Percent -�� Percent Requirement Percent Date Actual Percent Requirement 31- Dec -12 180% 25% 31- Jan -13 180% 25% 28- Feb -13 183% 25% 31- Mar -13 188% 25% 30- Apr -13 188% 25% 31- May -13 190% 25% 30- Jun -13 195% 25% 31- Jul -13 181% 25% 31- Aug -13 181% 25% 30- Sep -13 186% 25% 31- Oct -13 191% 25% 30- Nov -13 191% Loss Recovery Fund - 227 $9,000,000.00 $8,000,000.00 > $7,000.000.00 $6,000,000.00 —,—Available $5,000,000.00 Cash $4;000,000.00 $3,000,000.00 --o—Reserve $2,000,000.00 Requirement $1,000,000.00 O C i C 7 N O N LL Z ❑ ❑i f6 i 3 7 Q (n U r O Q 1600% 1400% 1200% 1000% Actual 800% Percent 600% Percent 400% Requirement 200% O C LL CC 7 O O O `- Q rn Z ❑ r' Q O r � r r � r Percent Date Reserve Date Available Cash 822% Requirement 31- Dec -12 $ 4,323,375.44 $ 105,237.00 31- Jan -13 $ 4,325,602.08 $ 105,237.00 28- Feb -13 $ 4,327,476.71 $ 105,237.00 31- Mar -13 $ 4,330,502.38 $ 105,237.00 30- Apr -13 $ 4,305,322.97 $ 105,237.00 31- May -13 $ 4,248,806.13 $ 105,237.00 30- Jun -13 $ 4,241,869.33 $ 105,237.00 31- Jul -13 $ 8,017,301.53 $ 105,237.00 31- Aug -13 $ 7,992,320.28 $ 105,237.00 30- Sep -13 $ 7,983,890.02 $ 105,237.00 31- Oct -13 $ 7,957,776.85 $ 105,237.00 30- Nov -13 $ 7,898,750.90 $ 105,237.00 31- Dec -13 $ 6,970,228.09 $ 105,237.00 1600% 1400% 1200% 1000% Actual 800% Percent 600% Percent 400% Requirement 200% O C LL CC 7 O O O `- Q rn Z ❑ r' Q O r � r r � r 35 Percent Date Actual Percent Requirement 31- Dec -12 822% 20% 31- Jan -13 822% 20% 28- Feb -13 822% 20% 31- Mar -13 823% 20% 30- Apr -13 818% 20% 31- May -13 807% 20% 30- Jun -13 806% 20% 31- Jul -13 1524% 20% 31- Aug -13 1519% 20% 30- Sep -13 1517% 20% 31- Oct -13 1512% 20% 30- Nov -13 1501% 20% 31- Dec -13 1325% 20% 35 Public Safety LOIT - 249 $3,500,000.00 $3,000,000.00 $2,500,000.00 --:,—Available Cash $2,000,000.00 $1,500,000.00 $1,000,000.00 Reserve Requirement $500,000.00 $- N M Co M M M M M M M M M U C .fl C 5 O) Q U > U 7 7 N O O N 45% 40% 35% Actual 30% Percent 25% 20% 15% —C— Percent 10% Requirement 5% 0% N M M M M M M M_ M M M M Co r r r r r r r r r r r r U C N .Q �- � T C � � O. � > U (0 N N Q (a O 7 N U O N O z � Percent Date Reserve Date Available Cash 42% Requirement 31- Dec -12 $ 2,989,940.29 $ 1,420,351.40 31- Jan -13 $ 1,707,066.63 $ 1,420,351.40 28- Feb -13 $ 2,198,878.63 $ 1,420,351.40 31- Mar -13 $ 2,894,230.79 $ 1,420,351.40 30- Apr -13 $ 1,610,292.75 $ 1,420,351.40 31- May -13 $ 2,101,634.36 $ 1,420,351.40 30- Jun -13 $ 2,932,383.17 $ 1,420,351.40 31- Jul -13 $ 1,648,375.38 $ 1,420,351.40 31- Aug -13 $ 2,139,726.11 $ 1,420,351.40 30- Sep -13 $ 2,631,285.15 $ 1,420,351.40 31- Oct -13 $ 1,081,697.22 $ 1,420,351.40 30- Nov -13 $ 1,572,948.63 $ 1,420,351.40 31- Dec -13 $ 2,032,194.08 $ 1,420,351.40 45% 40% 35% Actual 30% Percent 25% 20% 15% —C— Percent 10% Requirement 5% 0% N M M M M M M M_ M M M M Co r r r r r r r r r r r r U C N .Q �- � T C � � O. � > U (0 N N Q (a O 7 N U O N O z � 36 Percent Date Actual Percent Requirement 31- Dec -12 42% 20% 31- Jan -13 24% 20% 28- Feb -13 31% 20% 31- Mar -13 41% 20% 30- Apr -13 23% 20% 31- May -13 30% 20% 30- Jun -13 41% 20% 31- Jul -13 23% 20% 31- Aug -13 30% 20% 30- Sep -13 37% 20% 31- Oct -13 15% 20% 30- Nov -13 22% 20% 31- Dec -13 29% 20% 36 COIT - 404 $16,000,000.00 $14,000,000.00 $12,000,000.00 Available $10,000,000.00 Cash $8,000,000.00 $6,000,000.00 Reserve $4,000,000.00 Requirement $2,000,000.00 $- U M L• M r M M m Q > U N r N r r �— 7 O T M O O c LL q Z Q (n ❑ Q r 180% 160% 140% 120% Actual 100% Percent 80% 60% 40% - Percent 20% Requirement 0% N M M M M M M M M M M M M N (6 N c6 5 O N U O N Percent Date Reserve Date Available Cash 158% Requirement 31- Dec -12 $ 14,646,009.47 $ 4,629,457.50 31- Jan -13 $ 14,043,937.84 $ 4,629,457.50 28- Feb -13 $ 14,324,313.22 $ 4,629,457.50 31- Mar -13 $ 14,546,016.24 $ 4,629,457.50 30- Apr -13 $ 13,577,433.87 $ 4,629,457.50 31- May -13 $ 13,898,356.40 $ 4,629,457.50 30- Jun -13 $ 14,106,489.14 $ 4,629,457.50 31- Jul -13 $ 13,742,205.73 $ 4,629,457.50 31- Aug -13 $ 14,058,497.85 $ 4,629,457.50 30- Sep -13 $ 14,316,443.37 $ 4,629,457.50 31- Oct -13 $ 14,635,975.61 $ 4,721,708.50 30- Nov -13 $ 14,942,528.27 $ 4,721,708.50 31- Dec -13 $ 14,685,372.33 $ 4,721,708.50 180% 160% 140% 120% Actual 100% Percent 80% 60% 40% - Percent 20% Requirement 0% N M M M M M M M M M M M M N (6 N c6 5 O N U O N 37 Percent Date Actual Percent Requirement 31- Dec -12 158% 50% 31- Jan -13 152% 50% 28- Feb -13 155% 50% 31 -Mar -13 157% 50% 30- Apr -13 147% 50% 31- May -13 150% 50% 30- Jun -13 152% 50% 31- Jul -13 148% 50% 31- Aug -13 152% 50% 30- Sep -13 155% 50% 31- Oct -13 155% 50% 30- Nov -13 158% 50% 31- Dec -13 156% 50% 37 EDIT - 408 $12,000,000.00 $10,000,000.00 ---c-- Available $8,000,000.00 Cash $6,000,000.00 -- t�,_ =Reserve $4,000,000.00 Requirement $2,000,000.00 �-- 7 u.. 1 , C- 120% Percent Date Reserve Date Available Cash y Requirement 31- Dec -12 $ 9,681,669.68 $ 4,466,689.50 31- Jan -13 $ 8,627,786.20 $ 4,466,689.50 28- Feb -13 $ 9,173,159.35 $ 4,466,689.50 31- Mar -13 $ 9,813,962.38 $ 4,466,689.50 30- Apr -13 $ 8,769,019.26 $ 4,466,689.50 31- May -13 $ 9,408,926.05 $ 4,466,689.50 30- Jun -13 $ 9,991,563.47 $ 4,466,689.50 31- Jul -13 $ 7,961,922.30 $ 4,466,689.50 31- Aug -13 $ 8,588,537.46 $ 4,466,689.50 30- Sep -13 $ 9,145,793.98 $ 4,466,689.50 31- Oct -13 $ 9,731,662.47 $ 4,496,689.50 30- Nov -13 $ 9,296,619.48 $ 4,496,689.50 31- Dec -13 $ 10,085,156.94 $ 4,496,689.50 120% Percent Date 100% Requirement 31- Dec -12 y 50% 31- Jan -13 97% --o—Actual 80% 103% 50% Percent 60% 50% 30- Apr -13 98% 40% 31- May -13 105% --r—'—Percent 30- Jun -13 112% 50% Requirement 20% 50% 31- Aug -13 96% 0% 30- Sep -13 102% 50% 31- Oct -13 N M Co M M M M M M M M M 103% r r r r r r r r r r r r QO O 50% z o 38 Percent Date Actual Percent Requirement 31- Dec -12 108% 50% 31- Jan -13 97% 50% 28- Feb -13 103% 50% 31 -Mar -13 110% 50% 30- Apr -13 98% 50% 31- May -13 105% 50% 30- Jun -13 112% 50% 31- Jul -13 89% 50% 31- Aug -13 96% 50% 30- Sep -13 102% 50% 31- Oct -13 108% 50% 30- Nov -13 103% 50% 31- Dec -13 112% 50% 38 Self- funded Employee Benefits - 711 $8,000,000.00 $7,000,000.00 $6,000,000.00 ---,- Available $5,000,000.00 Cash $4,000,000.00 $3,000,000.00 -` -` �_ -'-'� fir- Reserve $2,000,000.00 Requirement $1,000,000.00 $ - N M 'M M M M M M M M M M Q Q W O Z O r � i 1 i r i . r! i 7 r r �' Reserve Date Available Cash Requirement 31- Dec -12 $ 7,427,897.64 $ 3,337,207.25 31- Jan -13 $ 7,292,748.29 $ 3,337,207.25 28- Feb -13 $ 7,018,370.79 $ 3,337,207.25 31- Mar -13 $ 7,196,983.44 $ 3,337,207.25 30- Apr -13 $ 7,321,766.97 $ 3,337,207.25 31- May -13 $ 7,536,131.78 $ 3,337,207.25 30- Jun -13 $ 7,345,334.98 $ 3,337,207.25 31- Jul -13 $ 7,117,175.97 $ 3,337,207.25 31- Aug -13 $ 7,122,787.23 $ 3,337,207.25 30- Sep -13 $ 6,960,945.55 $ 3,337,207.25 31- Oct -13 $ 6,291,676.90 $ 3,337,207.25 30- Nov -13 $ 5,925,449.92 $ 3,337,207.25 31- Dec -13 $ 5,661,447.10 $ 3,337,207.25 60% Cam. 50% Actual 40% Percent 30% 20% -C--Percent 10% Requirement 0% Q_ M M Q (n v Z -� Q -5 O M Percent Date Actual Percent Requirement 31- Dec -12 56% 25% 31- Jan -13 55% 25% 28- Feb -13 53% 25% 31- Mar -13 54% 25% 30- Apr -13 55% 25% 31- May -13 56% 25% 30- Jun -13 55% 25% 31- Jul -13 53% 25% 31- Aug -13 53% 25% 30- Sep -13 52% 25% 31- Oct -13 47% 25% 30- Nov -13 44% 25% 31- Dec -13 42% 25% M