HomeMy WebLinkAboutAuthorizing $3,900,000 Revenue Bonds Allied Products Corp ProjectiyW
ORDINANCE No. s Ss{/ -73
AN ORDINANCE AUTHORIZING THE ISSUANCE
AND SALE OF'$3,900,000 ECONOMIC DEVELOP-
MENT REVENUE BONDS, SERIES 1973 (ALLIED
PRODUCTS CORPORATION PROJECT) OF THE
CITY OF SOUTH BEND, INDIANA, FOR THE
PURPOSE OF ACQUIRING INTERESTS IN REAL
ESTATE, MACHIizERY, EQUIPMENT AND RELATED
PROPERTY COMPRISING ECONOMIC DEVELOP14ENT
FACILITIES FOR LEASE AND SALE TO ALLIED
PRODUCTS CORPORATION, AUTHORIZING EXECU-
TION OF THE LEASE; PROVIDING FOR THE
PLEDGE OF REVENUES FOR THE PAYMENT OF
SAID BONDS; AUTHORIZING AN INDENTURE
OF TRUST APPROPRIATE FOR THE PROTECTION
AND DISPOSITION OF SUCH REVENUES;
AUTHORIZING AN OFFICIAL STATEMENT WITH
RESPECT TO SAID BONDS; AND AUTHORIZING
THE SALE OF SAID BONDS.
WHEREAS the City of South Bend, Indiana (hereinafter
called the "City "j is a municipal corporation and political
subdivision of the State of Indiana and by virtue of IC 1971,
18- 6 -4.5 -1 through 18- 6- 4.5 -28, inclusive, as amended (hereinafter
called the "Act ") is authorized and empowered to acquire economic
development facilities as those words are defined in the.Act and
to lease said economic development facilities as Lessor to others
to overcome insufficient employment opportunities and insufficient
diversification of industry in and near the City and to promote
the general economic welfare of the area in and near the City and
to issue its economic development revenue bonds to pay all costs
of purchase or construction of such economic development facilities,
including engineering, legal fees, and all other expenses related
thereto during construction, including the costs of issuing the
bonds and to secure said bonds by a trust indenture creating a
security interest in such economic development facilities; and
WHEREAS, Allied Products Corporation (the "Lessee ") is
a corporation duly organized under the laws of the State of Delaware
and qualified to do business within the State of Indiana; and
WHEREAS, the Lessee has agreed to lease economic development
facilities from the City and thereby create new employment opportuni-
ties and provide diversification of industry in and near the area of
the City, and to pay rentals sufficient to pay the principal of and
interest and any premium on the economic development revenue bonds
hereinafter authorized; and
WHEREAS, the Common Council of the City (the "Common
Council ") ha.s heretofore by Ordinance No, and pursuant
to IC 1971, 18 -6 -4 -1 through 18- 6 -4 -28, inc ussive; created the
South Bend Economic Development Commission which by virtue of the
Act has become the South Bend Development Commission (the
"Commission ") and the members of the Commission have been duly
appointed and qualified pursuant to law and the Commission has
organized and undertaken the duties imposed upon it by the Act and
has found by written resolution that because of existing insufficient
employment opportunities and insufficient diversification of
industry, the economic welfare of the City would be benefited
by the acquisition and leasing to Allied Products Corporation of
economic development facilities; and
WHEREAS, the Commission has by such resolution approved
a report estimating the public services which would be made
necessary or desirable, the expense thereof, the number of jobs,
the estimated payroll on account of the acquisition and leasing
of the economic development facilities and the cost of construction
of the economic development facilities and has submitted such
report to the Area Plan Commission of St. Joseph County, Indiana
and the South Bend Community School Corporation; and
WHEREAS, said Plan Commission and School Corporation,
upon receiving the report of the Commission, have formulated
written comments concerning such estimate and have transmitted
those comments to the Commission within the time provided by law;
and
WHEREAS, after giving notice in accordance with the Act,
the Commission held a public hearing on the proposed financing and
adopted a resolution finding the proposed financing complies with
the Act, approving the financing and approving the form and terms
of the economic development revenue bonds proposed to be issued by
the City to pay a portion of the cost of such facilities, lease -
and indenture, which resolution and other instruments and informa-
tion pertaining to the proposed financing have been transmitted to
the Common Council of the City by the Secretary of the Commission;
and
WHEREAS, pursuant to the Act this Common Council has
adopted Resolution No. finding that the proposed
financing will be of bene l •o Re economic welfare of the City,
approving the proposed financing and authorizing the issuance by
the City of $3,900,000 principal amount of Economic Development
Revenue Bonds, Series 1973 (Allied Products Corporation Project)
payable solely from the sources, having such terms and provisions
and secured as provided by an Indenture of Trust (Security Agree-
ment) dated as of July 1, 1973 (hereinafter called the "Indenture ")
between the City and The St. Joseph Bank and Trust Company, South
Bend, Indiana, an Indiana Banking Institution (the "Trustee ") and
a Lease Agreement dated as of July 1, 1973 (the "Lease ") between
the City and the Lessee and as described in the Official Statement
of the City;
NOW, THEREFORE, BE IT ORDAINED BY THE COMION COUNCIL OF
THE CITY OF SOUTH BEND, INDIANA, AS FOLLOWS:
Section 1. Public Benefits. The Common Council of the
City hereby —TEdss and etermines t at the interests in real estate,
machinery, equipment and other facilities in connection therewith
(the "Project ") to be acquired in part with the proceeds of the
Economic Development Revenue Bonds, Series 1973 (Allied Products
Corporation Project) herein authorized are "economic development
facilities" as that phrase is used in the Act and that the
utilization of the property in the creation and location of the
Project is economically sound, will increase employment opportunities
and increase diversification of industry in and near the City, will
improve and promote the economic stability, development and welfare
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of the area in and near the City and will encourage and promote
the expansion of industry, trade and commerce in the area in and
near the City and the location of other new industries in such
area. ,
Section 2. Findings. The Common Council hereby finds
that this office (the`Bon�! Ordinance ") is of public benefit
to the economic welfare of the City, by tending to overcome the
deficiencies previously found to exist, to wit: insufficient
employment opportunities and insufficient diversification of
industry, and that such benefit is greater than the cost of public
facilities (as that phrase is defined in the Act) which will be
required by the Project.
Section 3. Authorization of $3 900 000 Economic
DevelopmenT'Revenue Bon s. Iri order to pay a portion
o he cost
OT acquiring the Project, there are hereby authorized to be issued,
sold and delivered $3,900,000 aggregate principal amount of
Economic Development Revenue Bonds, Series 1973 (Allied Products
Corporation Project) of the City (the "Series 1973 Bonds ") It is
hereby recognized that pursuant to the terms of the Lease the
balance of the cost of the Project will be paid for by the Lessee
unless paid for out of the proceeds of additional parity bonds
(the "Additional Bonds ") as identified in the Indenture.
Section 4. Definitions. In addition to the words and
terms define c in tFiis Bow Ordinance, the words and terms used in
this Bond Ordinance shall have the meanings set forth in the
Indenture and the Lease unless the context or use indicates another
or different meaning or intent and the form of the Series 1973
Bonds and the forms of the Lease and Indenture, which forms are
before this meeting, are hereby incorporated by reference in this
Bond Ordinance and the Clerk is hereby directed to insert them into
the minutes of the Common Council and to keep them on file.
Section 5. Terms for the Series 1973 Bonds. The total
principal amount of Series 1973 Bonds that may be issued is hereby
expressly limited to $3,900,000, provided, however, that Additional
Bonds may be issued as hereinafter provided.
The Series 1973 Bonds shall bear interest at the respective
rates set forth in and shall mature on July 1 of each of the years
set forth in and in the principal amount set opposite each year, in
the following schedule:
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Principal
Interest
Principal
Interest
Year
Amount
Rate
Year
Amount
Rate
1974
$120,000
5%
1984
$1855000
5 -3/4%
1975
125,000
5%
1985
200,000
5 -3/4%
1976
130,000
5%
1986
210,000
6%
1977
135,000
5 -1/4%
1987
225,000
6%
1978
14o,000
5 -1/4%
1988
235,000
6%
1979
150,000
5 -1/4%
1989
24o,000
6 -i /8%
1980
1981
155,000
165,000
5 -1/2%
5 -1/2%
1990
1991
2553000
275,000
6 -1/8%
6 -1/8%
1982
1983
1705000
180,000
5-1/2/0
5 -3/4%
1992
1993
295,000
310,000
6 -1/8%
6 -1/8%
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The Bonds shall be executed on behalf of the City with
the official manual or facsimile signature of the Mayor and
attested with the official manual signature of the Clerk and shall
have impressed or imprinted thereon -the corporate seal of the
City. The coupons attached to'the Bonds, if -any, shall be executed
by the facsimile of the official signatures of the Mayor and Clerk
and such facsimile on any Series 1973 Bonds or coupons shall have
the same force and effect as if manually signed by such officer.
The Bonds, together with interest thereon, shall be limited
obligations of the City payable solely from the revenues and other
amounts derived from the leasing or sale of the Project (except
to the extent paid out of moneys attributable to the Bond proceeds
or the income from the temporary investment thereof and under
certain circumstances, proceeds from insurance. and condemnation
awards) and shall be a valid claim of the respective holders
thereof only against the Bond Fund created under the Indenture
and other moneys held by the Trustee and of the Project (but in
addition shall be secured by.a security interest on the Project),
which revenues and other amounts shall be pledged and secured under
the Indenture for the equal and ratable payment of the Bonds and
shall be used for no other purpose than to pay the principal of,
premium, if any, and the interest on the Bonds, except as may be
otherwise expressly authorized in the Indenture. The Bonds and
the interest thereon shall never constitute a charge against the
general credit or taxing power of the City. In case any officer
whose signature or facsimile of whose signature shall appear on
the Bonds or coupons shall cease to be such officer before the
delivery of such Bonds, such signature or such facsimile shall
nevertheless be valid and sufficient for all purposes, the same as
if.he had remained in office until delivery.
Section 6. Additional Bonds. The City may authorize the
issuance of AUTHEional Bonds upon the terms and conditions provided
in the Indenture and the Lease. All Additional Bonds shall be of
the same rank as the Series 1973 Bonds, but shall bear such date
or dates, bear such interest rate or rates, have such maturity
dates, redemption dates and redemption premiums, and be issued at
such prices as shall be approved in writing by the City and the
Lessee.
Section 7. Sale of the Series 1973 Bonds. The Mayor and
Clerk of the 1 y are hereby authorized and directed to sell the
Series 1973 Bonds pursuant to and upon the order of the Underwriters
named in that certain Bond Purchase Agreement dated July , 1973
at a price of % of par value, plus accrued ingest
from July 1, 1 % :-fie ate of sale. The Mayor is hereby
authorized to execute, and the Clerk is hereby authorized to
attest, such Bond Purchase Agreement with the Underwriters providing
for the sale of the Series 1973 Bonds on terms consistent with the
Bond Ordinance, provided that prior to the execution of such Bond
Purchase Agreement, Allied Products Corporation shall execute and
deliver to the Mayor or the Clerk of the City and to the Under-
writers, an Indemnity Letter in substantially the form now before
this meeting; and the Clerk is hereby directed to insert a copy
of the Indemnity Letter and the Bond Purchase Agreement, in the
form submitted to this meeting and approved hereby, in the minutes
of this Common Council and to certify thereon that the same is
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the form of such instruments submitted to this Common Council
approved hereby, and identified herein as the Indemnity Letter and
the Bond Purchase Agreement, and to keep the same on file.
Section 8. Indenture. In order to secure the payment
of the principa o3° an i�t on the Bonds, the Mayor and
Clerk shall execute, ackmowledge and deliver in the name and on
behalf of the City, an Indenture of Trust (Security Agreement),
herein identified as and called the.Indenture, in the form
submitted to the Common Council, which is hereby approved in all
respects; and the Clerk is hereby directed to insert a copy
thereof in the form submitted to this meeting and approved hereby,
in the minutes of this Common Council and to certify thereon that
the same is the form of Indenture so submitted to this Common
Council and approved by this Bond Ordinance and identified herein
as the Indenture and to keep such Indenture on file. Said Indenture
contains provisions authorized and permitted by the Act, and this
Bond Ordinance shall constitute a part thereof as therein provided
and for all purposes of said Indenture, including the provisions
thereof relating to amendments and the severability of provisions
of the Indenture,
Section 9. Lease, In order to provide for the leasing
of the Probe` ct and the payment of rent sufficient in amount to pay
the principal of and premium, if any, and interest on the Series
1973 Bonds, the Mayor and Clerk shall execute, acknowledge and
deliver in the name and on behalf of the City a Lease Agreement,
herein identified as and called the Lease, in the form submitted
to this Common Council, which is hereby approved in all respects;
and the Clerk is hereby directed to insert a copy thereof, in the
form submitted to this meeting and approved hereby, in the minutes
of this Common Council and to certify thereon that the same is the
form of Lease submitted to this Common Council and approved by this
Bond Ordinance and identified herein as the Lease and to keep such
Lease on file. Said Lease contains provisions authorized and
permitted by the Act.
Section 10, Official Statement, The Official Statement
of the City vrit respec to t e Bon s an the financing contemplated
thereby and hereby is authorized and approved and the Mayor or
City Clerk is authorized to execute the same on behalf of the City;
and the Clerk is hereby directed to insert a copy of the Official
Statement in the form submitted to this meeting and approved hereby,
in the minutes of this Common Council and to certify thereon that
the same is the form of such Official Statement submitted to this
meeting, approved hereby and identified herein as the Official
Statement and to keep the same on file.
Section 11. General, The Mayor, Clerk, City Controller
and City Treasurer be an�Tthay are each hereby authorized and
directed, in the name of and on behalf of the City to execute any
and all instruments, perform any and all acts, approve any and all
matters, and do any and all things deemed by them, or any of them,
to be necessary or desirable in order to carry out the purposes of
this Bond Ordinance (including the preambles hereto), the acquisi-
tion of and the leasing of the Project to the Lessee, the issuance
and sale of the Series 1973 Bonds, and the securing of the Series.
1973 Bonds under the Indenture,
Section 12. Prior Proceedings, All action taken by the
Commission, w et er before or a er e effective date of the Act,
in connection with the Project and Resolution No.
adopted by the Common Council on July _, 1973 are, o t e extent
not inconsistent with the Bond Ordinance, ratified and confirmed
and incorporated herein.
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S
Section 13. Recognition of New Legislation. It is hereby
recognized tt a-- pursuant Smote Enrol ed ct No. 325, the Act
became effective upon its approval by the Governor on April 23,
1973, and that pursuant to Section 3 of said Act No, 325 the
Commission created by Ordinance No. of the City
continues with the powers and duties of a evelopment commissions`
under the Act.
Section 14. Effective Date. This Bond Ordinance shall be
in full force and effect imme ia-e y upon its adoption by the Co_nnnon
Council and approval by the Mayor,
ATTEST:
Presented by:
Ucuurcilman
Passed in Open Council this day of July, 1973.
City Clerk
Presiden
Presented by me to the Mayor this day of July, 1973,
at the hour of o'clock .M.
ATTEST:
My Clerk
Approved this day of July, 1973, at the hour of
o t clock ,PQ,
City Cler
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Mayor
STATE OF INDIANA )
COUNTY OF ST. JOSEPH 3
I, the undersigned, hereby certify that I an the duly
qualified and acting City Clerk of the City of South Bend, St.
Joseph County, Indiana, and as such official I further certify
that attached hereto is a true and correct copy of
Ordinance No, , as adopted by the Common Council of
said City on the day of July, 1973,
WITNESS my official signature and the seal of said City
this day of July, 1973.
(SEAL)
City Cler
FILED 11 CLERK'S OFFICE
tst READING -?- a 3- '7 3. JUL 10 1973
PUBLIC HEARING 7 —73- '? 3
2nd READING 9- 02 3 - ?3 r�- •tea. -- -��
NOT APPROVED � - Irene Gammon
REFERRED -7- C;TY CLERif, SOUTH BEND, IND.
PASSED ? -a 3- -'? 3