HomeMy WebLinkAbout9767-07 Amend Ordinance # 9672-06ORDINANCE No.
Passed by the Common Council of the City of South Bend, Indiana
June 25,
Attest:
Ciry Clerk
Attest: President of Common Council
Presented by me to the Mayor of the City of South Bend, Indiana
June 27, 07
20 .
JOHN
Ciry Clerk
Approved and signed by me June 2 8 , 20 0 7
~~
ayor
20 07
ORDINANCE NO. ~ ~ ~°~ -~~
AN ORDINANCE OF THE COMMON COUNCIL OF THE CITY OF
SOUTH BEND, INDIANA, AMENDING ORDINANCE N0.9672-06
ENTITLED "AN ORDINANCE OF THE COMMON COUNCIL OF THE
CITY OF SOUTH BEND, INDIANA, AUTHORIZING THE ACQUISITION
AND INSTALLATION OF CERTAIN IMPROVEMENTS TO THE CITY'S
SEWAGE WORKS, THE ISSUANCE AND SALE OF ADDITIONAL
REVENUE BONDS TO PROVIDE FUNDS FOR THE PAYMENT OF THE
COSTS THEREOF, AND THE COLLECTION, SEGREGATION AND
DISTRICT OF THE REVENUES OF SUCH SEWAGE WORKS AND
OTHER RELATED MATTERS"
The Common Council (the "Common Council") of the City of South Bend, Indiana
(the "City"), has previously adopted Ordinance No. 9672-06 on April 10, 2006 (the "Bond
Ordinance"), authorizing the issuance of multiple series of sewage works revenue bonds by the City
in an aggregate principal amount not to exceed Fifty-six Million Three Hundred Eighty Thousand
and 00/100 Dollars ($56,380,000.00) (the "Bonds"). The City issued its Sewage Works Revenue
Bonds of 2006 on June 6, 2006, pursuant to the Bond Ordinance and desires to issue another series
of such. bonds for additional improvements to the City's Sewage Works .pursuant to the Bond
Ordinance in the aggregate principal amount of Sixteen Million Six Hundred Thousand and 00/100
Dollars ($16,600,000.00) (the "2007 Bonds") .
In 1998, the City issued its Sewage Works Revenue Bonds of 1998 pursuant to
Ordinance No. 8919-98 in the aggregate principal amount of Twenty-four Million Ninety-five
Thousand and 00/100 Dollars ($24,095,000.00) (the "1998 Bonds"). The City sold the 1998 Bonds
to the Indiana Bond Bank pursuant to the State of Indiana's (the "State") State Revolving Fund Loan
Program (the "SRF Program"). As a requirement of the SRF Program, the State requires that the
City obtain the approval of the State prior to issuing any additional bonds payable from the net
revenues of the City's Sewage Works. The City obtained such approval for the 2006 Bonds. When
the City asked for approval from the State for the issuance of the 2007 Bonds, the State indicated that
certain amendments to the Bond Ordinance would be required.
The Common Council desires to amend the Bond Ordinance to include certain
additional provisions relating to obtaining the consent of the Indiana Finance Authority as part of its
SRF Program prior to the issuance of additional sewage works revenue bonds authorized under the
Bond Ordinance and prior to taking certain other actions.
NOW, THEREFORE, BE IT ORDAINED BY THE COMMON COUNCIL OF THE
CITY OF SOUTH BEND, INDIANA, AS FOLLOWS:
Section 1. The section of the Bond Ordinance labeled Section XVI. Additional
Bonds. shall be amended to include a new subsection (e), which will read as follows:
BDDBOI 4779285v1
(e) If the Bonds are sold to the Indiana Finance Authority
(the "Authority") as part of its State Revolving Fund Loan Program (the "SRF
Program"), (i) the City has obtained the consent of the Authority, (ii) the City
has faithfully performed and is in compliance with each of its obligations,
agreements, and covenants contained in the Financial Assistance Agreement
and this Ordinance, and (iii) the City is in compliance with its National
Pollutant Discharge Elimination System permits, except for non-compliance,
if any, for which the additional parity bonds are issued, including refunding
bonds issued prior to, but part of the overall plan to eliminate such non-
compliance.
Section 2. Subsections (d) and (e) of the section of the Bond Ordinance labeled
Section XVII. Additional Covenants of the City. are hereby amended and restated in their entirety as
follows:
(d) So long as any of the Bonds herein authorized are
outstanding, the City shall maintain insurance coverage (which must be
acceptable to the Authority if any of the Bonds are sold to the Authority as
part of its SRF Program), including fidelity bonds, to protect the sewage
works and its operations on the insurable parts of said Sewage Works of a
kind and in an amount such as would normally be carried by private
companies engaged in a similar type of business. All insurance shall be
placed with responsible insurance companies qualified to do business under
the laws of the State of Indiana, provided, however, such insurance
requirement may be satisfied, in part or in whole, through the City's self
insurance program. If the Bonds are sold to the Authority as part of its SRF
Program, use of the City's self-insurance program to satisfy any of the
insurance requirements set forth herein shall be subject to the approval of the
Authority. Insurance proceeds and condemnation awards shall be used to
replace or repair the property, or, if not used for that purpose, shall be treated
and applied as net revenues of the sewage works (provided such is consented
to by the Authority if any of the Bonds are sold to the Authority as part of its
SRF Program).
(e) So long as any of the Bonds are outstanding, the City
shall not mortgage, pledge or otherwise encumber such sewage works, or any
part thereof, nor shall it sell, lease or otherwise dispose of any portion thereof
except replace equipment which may become worn out or obsolete, without
the prior written consent of the Authority if such Bonds are sold to the
Authority as part of its SRF Program.
Section 3. The sentence in Subsection (i) of the section of the Bond Ordinance
labeled Section XVII. Additional Covenants of the City. that states:
BDDBOI 4779285v1 - 2 -
The Common Council reserves the right, however, to amend this Ordinance from time
to time to preserve the Tax Exemption described in Section XIX hereof without the approval of any
owner of the bonds so long as the Common Council certifies that such amendment does not violate
subsection (i) of Section XVII.
is amended by replacing the sentence with the following:
The Common Council reserves the right, however, to amend this Ordinance from time
to time to preserve the Tax Exemption described in Section. XIX hereof without the approval of any
owner of the bonds so long as the Common Council certifies that such amendment does not violate
subsection (i) of Section XVII, provided, however, that if the Bonds are sold to the Authority as part
of its SRF Program, the City shall obtain the prior written consent of the Authority.
Section 4. The section of the Bond Ordinance labeled Section XVII. Additional
Covenants of the City. shall be amended to include a new subsection (j), which will read as follows:
(j) If the. Bonds are sold to the Authority as part of its SRF
Program, the City shall not borrow any money, enter into any contract or
agreement or incur any other liabilities in connection with the Sewage Works,
other than for normal operating expenditures, without the prior written
consent of the Authority if such undertaking would involve, commit, or use
the revenues of the Sewage Works.
Section 5. This Ordinance shall be in full force and effect from and upon
compliance with the procedures required bylaw.
~****
BDDBOI 4779285v1 - 3 -
Passed and adopted by the Common Council of the City of South Bend, Indiana, on
the day of June, 2007.
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Member of th mmon Council
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Presented by me, to the Mayor of the City of South Bend, Indiana, on the Z~N^ day
of June, 2007, at ~ ~ `~.~~ o'clock ~.m.
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City rk , ~~
Approved
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and signed by me on the ~_ day of June, 2007, at
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Mayor, City of South Bend, Indiana
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1st P,~ADING b ~~ `~
PUBLIC HEARING ~-LS-~~
3 rd READING (~ ~ZS ~o l
NOT APPROVED
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BDDBOI 4779285v1
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JOHN VOQRDE
CITY CLERK, S0. BENd, !N.
TO THE COMMON COUNCIL OF THE CITY OF SOUTH BEND:
Your Committee of the Whole, to whom was referred:
BILL NO.
37-07 A BILL OF THE COMMON COUNCIL OF THE CITY OF SOUTH BEND,
INDIANA AMENDING ORDINANCE NO. 9672-06 ENTITLED AN
ORDINANCE OF THE COMMON COUNCIL OF THE CITY OF SOUTH
BEND, INDIANA, AUTHORIZING THE ACQUISITION AND
INSTALLATION OF CERTAIN IMPROVEMENTS TO THE CITY'S
SEWAGE WORKS, THE ISSUANCE AND SALE OF ADDITIONAL
REVENUE BONDS TO PROVIDE FUNDS FOR THE PAYMENT OF
THE COSTS THEREOF, AND THE COLLECTION, SEGREGATION
AND DISTRICT OF THE REVENUES OF SUCH SEWAGE WORKS
AND OTHER RELATED MATTERS
Respectfully report that they have examined the matter and that in their opinion, this bill is
being recommended to the full Council with a favorable recommendation.
Karen L. White
Chairperson
COUNTY-CITY BUILDING
227 W. JEFFERSON BLVD.
SOUTH BEND, INDIANA 46601-1830
PHONE 574/ 235-9216
FAx 574/235-9928
TDD 574/ 235-5567
CITY OF SOUTH BEND STEPHEN J. LUECKE, MAYOR
DEPARTMENT OF ADMINISTRATION AND FINANCE
M. CATHERINE FANELLO
CONTROLLER
June 5, 2007
Mr. Timothy A. Rouse
President, South Bend Common Council
4`'' Floor, County-City Building
South Bend, IN 46601
Re: Ordinance Amending 9672-06
Dear Mr. Rouse:
Attached for your consideration and approval is a Bill to amend previously enacted
Ordinance 9672-06 which authorized sewage works improvements and the issuance of revenue
bonds not to exceed $56,380,000.
The bonds authorized by Ordinance 9672-06 were sold to the Indiana Bond Bank pursuant
to the State Revolving Loan Program (SRF Program). The City has learned that certain amendments
to the original ordinance are required which relate to obtaining consent of the Indiana Finance
Authority. The attached Bill amends Ordinance 9672-06 to include the required consent language.
I will present this Bill to the Council at its Committee meeting and at public hearing.
Thank you for your favorable consideration of this Bill.
Sincerely,
~i1C" !i~ i,+~~k~ a
JUG! - 6 ZQ07
CI't'+' ClE'.:%., rC. 2E?v~D,1N. (~IYIA/G.J
JANICE L. HAIL LIZ ROWE THOMAS SKARBEK SUSAN WALLACE ROBERT ALLEN
DIRECTOR DIRECTOR DIRECTOR MANAGER DIRECTOR
HUMAN RESOURCES CITY FINANCE BUDGETING HL FINANCIAL REPORTING BENEFIT'S INFORMATION TECHNOLOGY