HomeMy WebLinkAbout5C1 Estoppel (RDC and MarMain)ESTOPPEL AND AGREEMENT
THIS ESTOPPEL AND AGREEMENT (this “Agreement”) is made as of
February 23, 2023, by MARMAIN (JV), LLC, a Delaware limited liability company,
having an address at 125 West Marion Street, South Bend, Indiana 46601 (“Owner” or
“Borrower”), CITY OF SOUTH BEND, DEPARTMENT OF REDEVELOPMENT,
acting by and through its governing body, the South Bend Redevelopment Commission, having
an address at 1400 S. County-City Building, 227 W. Jefferson Blvd., South Bend, Indiana 44061
(“Commission”), in favor of RMWC WA CREDIT LLC, having an address at 130 East 59th
Street, 13th Floor, Suite A, New York, New York 10022 (together with its successors and/or
assigns, “Lender”).
A. Reference is hereby made to that certain Development Agreement dated effective as of
October 13, 2022, executed by and between Commission and Owner (the “Development
Agreement”). A true and correct copy of which Development Agreement is attached hereto as
Exhibit A.
B. The parties hereto have been informed that Lender anticipates making a loan (the
“Loan”) to Borrower pursuant to a certain Construction Loan Agreement (the “Loan
Agreement”) between Borrower and Lender and secured by a certain Mortgage, Security
Agreement and Financing Statement from Borrower in favor of Lender (as amended, modified
and in effect from time to time, the “Security Instrument”) encumbering certain property (the
“Property”) owned by Borrower, which Property is the subject of the Development Agreement.
NOW THEREFORE, in order to induce Lender to make the Loan to Borrower and for
other consideration the receipt and sufficiency of which are hereby acknowledged, the parties
hereto intending to be legally bound hereby represent, warrant, covenant and agree as follows:
1. The Commission certifies that:
(a) Other than as set forth in the Development Agreement, there are no other
understandings with respect to the subject matter set forth therein among the parties hereto.
(b) The Development Agreement is in full force and effect, has not been
supplemented, amended, modified or superseded since its original execution, and no other
agreements or understandings exist between the Commission and the Owner with respect to the
Property.
(c) As of the date hereof, the Owner is not in default or in violation of any of its
obligations under the Development Agreement and the Commission has no actual knowledge of
the existence of any event which, with the giving of notice, the passage of time or both would
constitute a default by the Owner under the Development Agreement.
(d) The Commission does not have any right of first refusal or option to purchase the
Property.
-2-
(e) The Commission has not filed any mechanics’, materialman’s or other similar
liens or claims for work, labor or materials affecting the Property which are or may become liens
prior to, or equal or coordinate with, the Lender’s lien.
(f) The Commission acknowledges that Owner has satisfied the requirements of
Section 5.2(b) of the Development Agreement.
(g) As of the date hereof, the Commission has expended $32,700 of the Funding
Amount (as that term is defined in the Development Agreement) and the City of South Bend,
Indiana Board of Public Works, acting as the agent of the Commission, has awarded a bid for the
Local Public Improvements (as defined in the Development Agreement) amounting to $443,987,
which amounts total less than Funding Amount (as defined in the Development Agreement).
2. The parties hereto hereby consents and agrees to each of the following
covenants and agreements for the benefit of Lender:
(a) The parties hereto shall not amend, supplement, terminate or modify the
Development Agreement without the prior written consent of Lender.
(b) The Commission hereby covenants and agrees to deliver to Lender at the address
set forth above (or such other address as may be designated by Lender) written notice of any
default by Borrower under the Development Agreement simultaneously with sending such notice
to Borrower and that no notice of default given to Borrower, and no exercise of any remedy by
any of the parties hereto as a result of any such default, shall be effective unless such notice shall
have been delivered to Lender. Notwithstanding the foregoing, to the extent that no notice is
required under the Development Agreement, written notice shall not be required to be provided
to either the Lender or the Borrower.
(c) The parties hereto hereby covenant and agree that Lender shall have the right, but
not the obligation, to cure any default by Borrower under the Development Agreement and
Lender shall be afforded (i) sixty (60) days to cure any such default beyond the expiration of any
applicable notice and cure periods set forth in the Development Agreement, or (ii) in the event
that any such default cannot, with reasonable diligence, be cured within such sixty (60) day
period, such longer time as may be reasonably required to complete such cure, provided Lender
notifies the applicable parties hereto of its intention to cure such default and Lender promptly
commences and diligently pursues such cure to completion. The parties hereto acknowledge and
agree that (i) any liens imposed by the Development Agreement shall be subordinate to the lien
of the Security Instrument and (ii) any indemnity obligations and/or reimbursement obligations
of Borrower under the Development Agreement shall be subject and subordinate to its
obligations to Lender under the terms of the Loan.
(d) Upon the acquisition of the Property (through foreclosure, power of sale, deed in
lieu of foreclosure or otherwise) by Lender, Lender’s nominee or designee or by any third party
(including, without limitation, any third party transferee obtaining title from Lender or Lender’s
nominee or designee) (each of the foregoing, a “Successor Owner”), the parties hereto shall
recognize such Successor Owner as successor in interest to Borrower’s rights and interests under
the Development Agreement. The powers conferred on Lender hereunder are solely to protect
-3-
Lender’s interests in the Development Agreement and shall not impose any duty upon Lender to
exercise any such powers. To the extent that any approval rights, consent rights or other rights or
privileges are granted to Borrower under the Development Agreement, then the parties hereto
acknowledge and agree that in such approval rights, consent rights or other rights, protections or
privileges shall inure for the benefit of Lender. Commission agrees and acknowledges that upon
receipt of notice of the occurrence of an Event of Default (as defined in the Loan Agreement), to
follow all written instructions of Lender as assignee of Borrower hereunder.
3. Any notice, demand or other communication required or permitted under the
terms of this Agreement may be delivered (a) by hand-delivery (which will be deemed delivered
at the time of receipt), (b) by registered or certified mail, return receipt requested (which will be
deemed delivered three (3) days after mailing) or (c) by overnight courier service (which will be
deemed delivered on the next business day) to each Party’s respective addresses and
representatives stated below.
Borrower: MarMain (JV), LLC
125 West Marion Street
South Bend, Indiana 46601
Attention: Michael Serposs
Commission: South Bend Redevelopment Commission
1400 S. County-City Building
227 W. Jefferson Blvd.
South Bend, Indiana 46601
Attention: Executive Director
South Bend Department of Community Investment
with a copy to: South Bend Legal Department
1200 S. County-City Building
227 W. Jefferson Blvd.
South Bend, Indiana 46601
Attention: Corporation Counsel
Lender: RMWC WA Credit LLC
c/o RMWC
130 East 59th Street, 13th Floor, Suite A
New York, New York 10022
Attention: Steven Fischler
with a copy to: Nelson Mullins Riley & Scarborough, LLP
201 17th Street, Suite 1700
Atlanta, Georgia 30363
Attention: Rusty A. Fleming, Esq.
4. This Agreement and the rights and obligations of the parties hereunder shall in all
respects be governed by and construed and enforced in accordance with the laws of the State of
Indiana.
-4-
5. This Agreement shall be binding upon the parties hereto and each of their
respective successors and assigns.
6. Each of the parties hereto represent and warrant that the execution and delivery of
this Agreement have been duly authorized by all requisite entity action on their part and the
signatory executing this Agreement on their behalf is duly authorized to so execute this
Agreement.
7. This Agreement may be executed in any number of duplicate originals and each
duplicate original shall be deemed to be an original. The failure of any party hereto to execute
this Agreement, or any counterpart hereof, shall not relieve the other signatories from their
obligations hereunder.
8. This Agreement and the representations, warranties and covenants contained
herein are given with the understanding that this Agreement constitutes a material inducement
for Lender in making the Loan to Borrower and that Lender shall rely hereon in making the Loan
to Borrower. This Agreement and the representations, warranties and covenants contained
herein may be relied upon by Lender, its successors and assigns and any nationally recognized
statistical rating agency rating any securities issued in connection with the Loan or any portion
thereof. To the extent that there are any conflicts between the terms of this Agreement and the
Development Agreement, the terms of this Agreement shall control.
[NO FURTHER TEXT ON THIS PAGE]
IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the day
and year first above written.
BORROWER:
MARMAIN (JV), LLC, a Delaware limited
liability company
By: MarMain Holdings LLC, a Delaware
limited liability company
Its: Sole Member
By: MarMain (GP), LLC, a Delaware limited
liability company
Its: Manager
By: Oldtown Capital Partners LLC, a
Delaware limited liability company
Its: Manager
By:______________________
Name: Michael Serposs
Title: Manager
[SIGNATURES CONTINUE ON NEXT PAGE]
COMMISSION:
CITY OF SOUTH BEND,
DEPARTMENT OF
REDEVELOPMENT, acting by and
through its governing body, the South Bend
Redevelopment Commission
By:_______________________________
Marcia I. Jones, President
Attest:______________________________
Vivian Salllie, Secretary
EXHIBIT A
Development Agreement
(attached hereto)