HomeMy WebLinkAboutBill No. 20-22 Amending Bond Ordinance/City of South Bend, Indiana Variable Rate Economic Development Revenue Bonds, Series 2007 (PEI/Genesis Project) �ouTx a� Filed in Clerk's Office
PEA APR 2 n 2022
1865 s DAWN t JONES
CITY CLERK SOUTH BEND, IN
CITY OF SOUTHBEND
COMMUNITY INVESTMENT
Santiago Garces, Executive Director
April 18, 2022
Sharon McBride
President; South Bend Common Council
41'Floor,County-City Building
South Bend, IN 46601
Re: Resolution to Approve of the Written Order of the South Bend Plan Commission Regarding the
Proposed Tax Increment Finance("TIF")Area Realignment
Dear President McBride:
Enclosed for consideration by the Common Council is a resolution which approves of the written order of
the South Bend Plan Commission(the"SBPC")evidenced by a resolution adopted by the SBPC on April
18,2022 (the"SBPC Resolution"),in connection with the proposed realignment of the River East TIF
Area located in the City of South Bend(the"City"). The SBPC Resolution approved of action taken by
the South Bend Redevelopment Commission(the "Redevelopment Commission")on April 14, 2022,to
adopt declaratory resolutions for the purpose of:
(i) (i)designating and declaring certain areas within the City to be redevelopment areas and
an allocation area for purposes of tax increment financing to expand the existing River
East Development Area(the"River East Area"); (ii) adding certain parcels of property to
the River East Area property acquisition list; and(iii)approving an amended and restated
development plan for the River East Area(the"River East Plan"); and
The purpose of the proposed TIF realignment is to more accurately reflect the boundaries of the
redevelopment and economic development areas in the City in light of the ongoing development plans for
the City. Moreover,the realignment serves the inter-related goals of fiscal stewardship, economic
development, and neighborhood revitalization. Through this action the City will be able to address
infrastructure, grow community assets, and aid development projects to support a high quality of life
while also continuing a proactive approach to job creation and new investment. This resolution is part of
the approval process required under Indiana Code 36-7-14, which approval process would conclude with
consideration by the Redevelopment Commission of confirming resolutions following a public hearing
after approving action by the Common Council on the attached resolution.
EXCELLENCE ACCOUNTABILITY INNOVATION INCLUSION EMPOWERMENT
1400S County-City Building 227 W.Jefferson Blvd. South Bend,Indiana 46601 p 574.235.9371 www.southbendin.gov
[Filed Clerk's Office
Dawn M. Jones, City ClerkCity of South BendR 1 ? 2�2Z
April 19, 2022Page 2 N hitJ ,,SSOUTH SEND, IN
Since the City is the issuer of the Bonds and a party to these agreements, the above-
referenced modifications must be approved by the Common Council.
We request that you place the Amending Bond Ordinance on the Common Council's
agenda for first reading at their meeting on April 25,2022 and a second reading and public hearing
at the Common Council's meeting on May 9, 2022.
Please let me know if you have any questions regarding the above-referenced items. Thank
you.
Sincerely,
BARNES ÞBURG LLP
Philip J. accenda, Jr.
PJE/bej Filed in Clergy's Office
Enclosure
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6X_WN M.ju�r=s
CITY CLERK,SOUTH BEND, IN
DMS 22490810v1
BARNESÞBURG LLP
Filed in Clerk's Office Fled in Clerk's Office
:APR ? n 2027_ APR 1 9 2022BILL N0. _D .JONES DAWN M. JONES
CITY CLERK, SOUTH BEND, IN CITY CLERK SOUTH BEND IN 'ORDINANCE NO.
AN ORDINANCE SUPPLEMENTING AND AMENDING ORDINANCE NO.
9722-06, ORDINANCE NO. 9968-09, AND ORDINANCE NO. 10142-11
PERTAINING TO THE CITY OF SOUTH BEND, INDIANA VARIABLE RATE
ECONOMIC DEVELOPMENT REVENUE BONDS, SERIES 2007 (PEI/GENESIS
PROJECT) (THE "BONDS"), APPROVING THE FORM AND AUTHORIZING
THE EXECUTION AND DELIVERY OF A THIRD AMENDED AND RESTATED
TRUST INDENTURE, A THIRD AMENDED AND RESTATED LOAN
AGREEMENT AND OTHER DOCUMENTS RELATED TO THE BONDS AND
AUTHORIZING PROPER OFFICERS TO DO ALL OTHER THINGS DEEMED
NECESSARY OR ADVISABLE IN CONNECTION THEREWITH AND
APPROVING AND AUTHORIZING OTHER ACTIONS IN RESPECT THERETO
STATEMENT OF PURPOSE AND INTENT
The City of South Bend, Indiana (the "City") is a political subdivision of the State of
Indiana,and by virtue of Title 36,Article 7,Chapters 11.9 and 12,of the Indiana Code,as amended
(the"Act"), is authorized and empowered to adopt this Ordinance and to carry out its provisions.
Pursuant to Ordinance No. 9722-06, adopted by this Common Council (the"Council") of
the City on or about November 27, 2006 (the"Original Ordinance"),the City on or about January
30, 2007 issued, sold and delivered those certain City of South Bend, Indiana Variable Rate
Economic Development Revenue Bonds, Series 2007 (PEI/Genesis Project) in an aggregate
principal amount of$8,105,000 (the `Bonds") (presently outstanding in the aggregate principal
amount of $5,860,000), and loaned the proceeds thereof to PEI/Genesis, Inc., a Pennsylvania
corporation ("PEI") and Tuliptree Associates, LLC, a Pennsylvania limited liability company
("Tuliptree") (PEI and Tuliptree being sometimes collectively referred to herein as the
"Borrower") to finance and refinance certain economic development facilities as described in the
Original Ordinance.
In 2009, the Original Ordinance was supplemented and amended by Ordinance No. 9968-
09, adopted by the Council on October 12,2009(the"2009 Ordinance")and further supplemented
and amended by Ordinance No. 10142-11, adopted by the Council on December 11, 2011 (the
"2011 Ordinance" and collectively with the Original Ordinance and the 2009 Ordinance, the
"Earlier Ordinances").
The Borrower has requested that the City enter into(i)a Third Amended and Restated Trust
Indenture (the "Third Amended and Restated Indenture") with U.S. Bank Trust Company,
National Association, as trustee (the "Trustee"), pertaining to the Bonds, which Third Amended
and Restated Indenture would make some non-substantive changes, and would substantively
replace the London Interbank Offered Rate ("LIBOR") based interest mode for the Bonds, as the
use of LIBOR is being discontinued in the financial markets,with an interest rate mode based upon
f i -d in Clen<'s 7ice
FAPR � n 2022 A;PR I ? 20
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CITY CLi= the dollat?30pea a funding rate known as `BSBY" (the Bloomberg hort- yank Yield
Index), and(15i)-w—ith the approval of the holder of the Bonds, a Third Ame __
tated Loan-ND, IN i
----__
Agreement (the "Third Amended and Restated Agreement') with Tuliptree to provide for the
removal of PEI as a borrower thereunder and for Tuliptree to be the sole remaining borrower
thereunder.
The Common Council conducted a public hearing on May 9, 2022, on the proposed
execution and delivery of the Third Amended and Restated Indenture and the Third Amended and
Restated Agreement, and, believes that such proposed matters will be of benefit to the health or
general welfare of the citizens of South Bend, Indiana and complies with the purposes and
provisions of the Act.
The Common Council wishes to amend, supplement and restate (i) that certain Second
Amended and Restated Trust Indenture, dated January 3, 2012,between the City and the Trustee,
as set forth in the Third Amended and Restated Indenture, and (ii) that certain Second Amended
and Restated Loan Agreement, dated January 3, 2012, between the City and the Borrower, as set
forth in the Third Amended and Restated Agreement.
NOW,THEREFORE,BE IT ORDAINED BY THE COMMON COUNCIL OF THE
CITY OF SOUTH BEND, INDIANA AS FOLLOWS:
SECTION I. Incorporation of Recitals. The recitals contained in this Ordinance
and in the Earlier Ordinances are true and correct and are incorporated in this Ordinance by this
reference.
SECTION II. Incorporation of Previous Findings. Each of the findings which are
contained in the Earlier Ordinances is true and correct and is incorporated in this Ordinance by
this reference.
SECTION III. Findings; Public Benefits. This Council finds that the execution and
delivery of the Third Amended and Restated Indenture and the Third Amended and Restated
Agreement (i) will be of benefit to the health and general welfare of the City and its citizens, and
(ii) complies with the purposes and provisions of the Act.
SECTION IV. Authorizations. The Council hereby authorizes the execution and
delivery of the Third Amended and Restated Indenture and the Third Amended and Restated
Agreement.
SECTION V. Approval of the Third Amended and Restated Indenture and the
Third Amended and Restated Agreement. The Third Amended and Restated Indenture and the
Third Amended and Restated Agreement are hereby approved in the forms submitted to this
meeting,and a copy of each such document shall be kept on file by the City Clerk(the"Clerk").
The Mayor(the"Executive")and the Clerk are hereby authorized and directed to execute and
deliver such documents without further approval of the Council in substantially the forms
herein approved with such additions, deletions and modifications thereto as may be
approved by the Executive and the Clerk, as permitted under the Act, the execution thereof
being conclusive evidence of such approval and of the approval of the Council; and the Clerk,
or any authorized representative of the City, is hereby authorized and directed to affix the
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s o copies o 1*T Ahi6nd DAViseal of the City to such documents and to attest the same. Tw
IN
CITY CLERr4,�,0'-R'e§teCted:-Inoqrtlure and the Third Amended and Restated Agreement, heee�y-irrcorpbrated-SEND,IN
into this-ot-di e, were duly filed in the Office of the Clerk and are available for public
inspection in accordance with Section 36-1-5-4 of the Indiana Code.
SECTION VI. Limited Obligation. THE BONDS AND THE INTEREST THEREON
DO NOT AND SHALL NEVER CONSTITUTE AN INDEBTEDNESS OF, OR A CHARGE AGAINST
THE GENERAL CREDIT OR TAXING POWER OF,THE CITY, BUT ARE LIMITED OBLIGATIONS
OF THE CITY PAYABLE SOLELY FROM REVENUES AND OTHER AMOUNTS DERIVED FROM
THE THIRD AMENDED AND RESTATED AGREEMENT.
SECTION VII. Other Actions. The Executive and the Clerk are hereby
authorized and directed to execute and deliver, in the name and on behalf of the City, any
and all additional documents and instruments necessary or proper and to do and cause to be
done any and all acts and things necessary or proper for carrying out the transactions
contemplated by this Ordinance (including the recitals hereto and the documents mentioned
herein).
The Executive and Clerk may, by their execution of the documents requiring their
signatures or imprinting of their facsimile signatures thereon, approve changes therein and also in
those documents which do not require the signature of the Executive and/or Clerk without further
approval of this Council if such changes do not affect terms set forth in Indiana Code Title 36,
Article 7, Chapter 12, Section 27(a)(1) through (a)(10).
SECTION VIII. No Personal Liability. No stipulation, obligation or agreement
herein contained or contained in the Third Amended and Restated Indenture and the Third
Amended and Restated Agreement, the Bonds or in any other agreement or document executed on
behalf of the City shall be deemed to be a stipulation, obligation or agreement of any member of
the Council, or any officer, agent or employee of the City in his or her individual capacity, and no
such member of the Council, officer, agent or employee shall be personally liable on the Bonds or
be subject to personal liability or accountability by reason of the issuance thereof.
SECTION IX. Action Approved and Confirmed. All acts of the officers of the
City which are in conformity with the purpose and intent of this Ordinance and in the
furtherance of the execution, delivery and performance of the documents and agreements
authorized hereby are in all respects ratified, approved and confirmed.
SECTION X. Severabilit . If any provision of this Ordinance shall be held or
deemed to be illegal, inoperative or unenforceable, the same shall not affect any other
provision or cause any other provision to be invalid, inoperative or unenforceable to any
extent whatsoever.
SECTION XI. No Conflict. Any ordinances, resolutions or orders or parts
thereof in conflict with this Ordinance are to the extent of such conflict hereby repealed.
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SECTION XII. Effective Date. This Ordinance shall b -�l efffrom and after its adoption by the Common Council,approval by the r `'G � .
of any procedures required by applicable law. ---___.____
ND, IN
PASSED AND ADOPTED by the Common Council of the City of South Bend, Indiana,
this day of , 2022.
Sharon McBride, Council President
South Bend Common Council
Attest:
Dawn M. Jones, MPA, City Clerk
Office of the City Clerk
Presented by me, the undersigned Clerk of the City of South Bend, to the Mayor of the City of
South Bend, Indiana on the day of , 2022, at o'clock
M.
Dawn M. Jones, MPA, City Clerk
Office of the City Clerk
Approved and signed by me on the day of , 2022, at o'clock
.m.
James Mueller, Mayor
City of South Bend, Indian ----------. ___
f iled in Clerk's Office
r,PR 9 202?
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Clfl'Gi_ERK, SOUTH SEND,IN
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f ilod in Cler,� s7ice
DAWN M. ,;(JIVES
CITY CLERK, S t!Ty I END, 1N i
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DAWN , iI JONES
CITY CLERK, SOUTH BEND,IN
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