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ENVIRONMENTAL AGREEMENT REGARDING IVY TOWER BUILDING
THIS ENVIRONMENTAL AGREEMENT REGARDING IVY TOWER BUILDING
(the "Agreement ") is made and entered into by and between the City of South Bend, Indiana
Board of Public Works and the South Bend Redevelopment Commission (collectively the
"Board ") and Union Station Properties, LP, a limited partnership, existing under the laws of the
State of Indiana ("Union Station ") (the Board and Union Station are collectively the "Parties ").
WHEREAS, Union Station is a party to a certain Contract for Purchase and Sale (the
"Purchase Agreement ") for the purchase by Union Station of certain property located at 600
United Drive and 635 South Lafayette Boulevard, in South Bend, Indiana, consisting of 3
land parcels, 2 of which have been developed with larger industrial facilities, and the third
parcel encompassing a thin tract of land located between the existing buildings and the adjacent
Penn Central Railroad property (collectively "Ivy Tower Building" or "Property "); and
WHEREAS, Union Station intends to adaptably reuse the Ivy Tower Building as part of
the Union Station Technology Center; and
WHEREAS, after the Purchase Agreement was executed, the Board produced an
environmental site assessment for the Property indicating certain contamination is possible at
and /or under the Property in certain instances in excess of the Indiana Department of
Environmental Management's ( "IDEM ") commercial/industrial clean-up criteria or screening
levels; and
WHEREAS, Union Station will be taking steps to qualify as a Bona Fide Prospective
Purchaser ( "BFPP ") under the Comprehensive Environmental Response, Compensation and
Liability Act of 1980 ( "CERCLA ") and analogous Indiana laws, and intends to apply for a
comfort letter from the Indiana Finance Authority's Brownfields Program (the "Brownftelds
Program ") that details Union Station's liability protection for pre- existing contamination at the
Property and the continuing obligations Union Station must satisfy to maintain its BFPP liability
protections under CERCLA and analogous Indiana Laws (the "Comfort Letter');
NOW, THEREFORE, for and in good and valuable consideration, the receipt and legal
sufficiency of which is hereby acknowledged, the parties hereto agree as follows:
1. Existina Environmental Conditions. Union Station acknowledges that there are
certain Hazardous Materials (as defined herein) on, at, or under the Property which are in excess
of IDEM's clean -up criteria or screening levels, as described in the Phase Il Environmental Site
Assessment dated March 23, 2012, Lead Based Paint Survey dated March 21, 2012, and
Asbestos Inspection Report dated March 21, 2012, all prepared by Wightman Petrie, Inc.
(collectively the "WP Reports "), copies of which, together with all attachments and enclosures
referenced in the WP Reports, are found on a disk attached hereto. Union Station has previously
received and reviewed the WP Reports. Union Station acknowledges that there may be PCB
contamination on certain parts of the Property as described in the WP Reports. (Collectively, the
"Existing Environmental Conditions. ")
to:
2. Hazardous Materials Defined. As used herein, "Hazardous Materials" shall refer
(a) Any "hazardous waste" as defined by the Resource Conservation and Recovery
Act of 1976 ( "RCRA "), as amended from time to time, and regulations
promulgated thereunder;
(b) Any "hazardous substance" as defined by CERCLA, as amended from time to
time, and regulations promulgated thereunder;
(c) Any oil, hydrocarbon, petroleum, and related compounds;
(d) Any substance that is a pollutant or contaminant or is toxic, ignitable, reactive, or
corrosive that is regulated by the City of South Bend, St. Joseph County, the State
of Indiana, or the United States of America;
(e) Any dry cleaning, laundry or similar cleaning chemicals, solvents, fluids or
compounds;
(f) Any and all material or substances that are defined as "hazardous waste."
"extremely hazardous waste," or a "hazardous substance" pursuant to the
applicable state, federal or local governmental law, including asbestos and
polychlorinated biphenyls; and
(g) Any other matter or material that is a pollutant or contaminant as determined by
any government authority applicable to the Property.
3. Indemnification. Subject to the terms of this Agreement, the Board agrees to
defend, release, indemnify and hold harmless Union Station and its partners, officers, agents,
employees, and any assignees approved under Paragraph 14 (the "Indemnitees ") against and
with respect to any and all damages, claims, losses, liabilities and expenses, including without
limitation legal fees and environmental consulting or sampling fees or expenses (the
"Environmental Costs ") which may he imposed upon, incurred by or asserted against Union
Station pursuant to the requirements of any governmental authority, including but not limited to
the IDEM and the United States Environmental Protection Agency, and any unrelated third
party, arising out of, in connection with or relating to the Existing Environmental Conditions
described in paragraph I above, or any other Hazardous Materials, known or unknown, that
contaminated the Property on or before the date of Closing as defined in the Purchase
Agreement, including without limitation, the Environmental Costs which may be imposed upon,
incurred by or asserted against Union Station as a result of the Existing Environmental
Conditions (the "Indemnity ").
This Indemnity shall not include, and the Indemnitees shall remain solely responsible for,
any and all damages, claims, losses, liabilities and expenses, including without limitation legal
fees and Environmental Costs arising from (i) any release of Hazardous Materials at the Property
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or other environmental contamination occurring after the date of Closing as defined in the
Purchase Agreement or (ii) any exacerbation by any Indemnitee of the Existing Environmental
Conditions or any other environmental contamination covered by the Indemnity.
4. Covenant Not to Sue. The Board hereby covenants not to sue, and releases Union
Station and its subsidiaries, divisions, shareholders, members, officers, directors, attorneys,
agents, employees, spouses, relatives, heirs, successors and assigns, and any of their respective
affiliates, past, present and future from any claims of recovery of, contribution toward, or
reimbursement of any costs, fees or expenses incurred by on behalf of the Board to investigate or
remediate all Existing Environmental Conditions at the Property, except as may be necessary to
assert, and solely for the purpose of asserting, a claim against Union Station's insurance policies.
In any such case, the Board shall not seek to recover from Union Station any portion of any
judgment against Union Station, and the Board explicitly waives any right to do so.
5. Claims. The Indemnitees shall give the Board prompt written notice of any claim
asserted against one or more Indemnitees including, but not limited to, any notice of claim,
demand, action, controversy or suit which may give rise to a claim of indemnification under this
Agreement. If the claim is covered by the Indemnity, the Board shall undertake the defense of
such claim by counsel of its choosing at its sole cost and expense. The Indemnitees shall give
the Board and its counsel reasonable assistance and cooperation with respect to such defense.
The Board shall not be obligated to pay any legal or defense costs for claims not covered by the
Indemnity.
If investigative or remedial work is required to resolve any claim covered by the
Indemnity, the Board shall have the right to select the environmental consultant and shall pay for
such work at its sole cost and expense. The Board shall not be obligated to pay any costs for
investigative or remedial work not covered by the Indemnity. Except as provided in this
Paragraph 5, Union Station shall not hire any legal counsel or environmental consultant to
address any claim covered by the Indemnity, unless it is at Union Station's sole cost and
expense.
If the Board, within 30 days after notice of any claim covered by the Indemnity, fails to
undertake defense, the Indemnitees shall have the right to undertake defense, including
compromise or settlement thereof with counsel of their choosing, and to select an environmental
consultant to perform environmental investigation and remediation work required to address
such claim by an applicable government authority. The Board shall be responsible for
reimbursing the Indemnitees for these legal fees and Environmental Costs. The Board shall
retain the right to assume such defense and environmental work, with legal counsel and an
environmental contractor of its choosing.
6. Termination of Indemnity: Liquidated Damages. The Indemnity set forth in
Paragraph 3 above shall automatically terminate on the earlier of:
a. The date that is 35 years from the date of this Agreement; or
b. The date that Union Station, its successors or assigns, remains in non-
compliance with its obligation under the Development Agreement dated
(the "Development Agreement "), beyond the Cure Period (as defined
herein); provided, however, that for purposes of (ii) hereof, the following subparagraphs
shall apply and control in determining whether Union Station, its successors or assigns is
in non - compliance:
i. For every One Dollar ($1.00) expended by Union Station, its
successors or assigns, in accordance with Section 2 of the Development
Agreement, Union Station, its successors or assigns, shall receive a "dollar for
dollar" credit for each One Dollar ($1.00) expended by the City for environmental
and related remediation costs to address contaminants and /or chemicals of
concern existing on the Property as of the date this Agreement is executed. To the
extent the City spends more in environmental and related remediation costs than
Union Station spends in accordance with the provisions of the Development
Agreement, the difference, if any, shall constitute liquidated damages. For
example, and by way of illustration only, and subject to subparagraph 6(b)(ii)
below, if the City spends $8,000,000 for environmental and related remediation
costs, and Union Station spends $8,000,000 in accordance with the provisions of
the Development Agreement, then Union Station will have met its obligations
under this Agreement and the City's obligation under Paragraph 3 above shall not
be subject to termination, except as provided by paragraph 6(a) herein. By way of
a second example, and subject to subparagraph 6(b)(ii) below, if the City spends
$8,000,000 for environmental and related remediation costs, and Union Station
spends only $5,000,000 in accordance with the provisions of the Development
Agreement, then the difference of $3,000,000 would constitute liquidated
damages.
ii. Upon notice by the City, Union Station, its successors or assigns,
including, without limitation, any lender to any of them, shall have the right to
either expend the remaining obligation of the original obligation in accordance
with the Development Agreement, or, in the alternative, pay the liquidated
damages to the City. In either event, once the committed obligation of
$10,000,000 is spent for improvements in the Renaissance District, whether
within or without the 10 year time period set forth in the Development
Agreement, or the liquidated damages is paid, the Indemnity shall not be subject
to termination, except as provided for by paragraph 6(a) herein.
Notwithstanding anything to the contrary herein, the City's
obligation under Paragraph 3 above shall not be abrogated or otherwise limited
once the obligation of Union Station set forth in subparagraphs 6(b)(i) or
6(b)(ii) hereof are met.
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Before the indemnity may be terminated for non - compiiance, the Board
shall notify Union Station in writing of the non-compliance and Union Station, its
successor or assigns, shall have 30 days from the date of notice to cure said non-
compliance (the "Cure Period ") or, in the alternative, to reach agreement with the
Board on a plan to cure the default, which agreement will not be unreasonably
withheld. The Indemnity cannot be terminated for non - compliance until the 10
year time period set forth in the Development Agreement for completion of the
original obligations of Union Station, its successors or assigns, has expired by its
terms, provided, however, that Union Station has complied with the requirements
set forth in Section 2.2 of the Development Agreement.
7, Remediation. Subject to the terms of this Agreement, the Board agrees to
promptly perform the environmental investigations and corrective actions necessary to remediate
the Hazardous Materials at the Property preexisting the date of Closing as defined in the
Purchase Agreement (including, but not limited to, the Existing Environmental Conditions) to
the extent required by the IDEM and any other governmental authorities with jurisdiction over
the Hazardous Materials and contamination at the Property to commercial /industrial standards.
The Parties agree that the Board will undertake a study to ascertain whether it is reasonably
feasible to remediate to residential standards. The Board shall have 6 months from the date it
receives access to the Property in which to determine whether remediating to residential
standards will result in an incremental cost of more than $250,000 over the cost to remediate to
commercial/industrial standards under Indiana law, it being understood that the Board shall have
an obligation to remediate to residential standards if such incremental cost is $250,000 or less,
but shall have no obligation to remediate if such cost is more than $250,000. As used herein,
"Remediation" means (i) performing environmental property assessment activities (which may
include taking soil borings and the installation, sampling and maintaining of groundwater
monitoring wells and/or other monitoring points and related activities) on the Property to
complete an assessment of the Property as required by IDEM or other governmental authorities;
(ii) performing corrective action to diligently remediate such Hazardous Materials consistent
with the rules, regulations and requirements of IDEM or other governmental authorities. If such
remediation requires the installation, maintenance and operation of any remediation structures
that will materially interfere with the interior operations of buildings on the Property, the size
and location of such structures shall be approved by Union Station prior to any installation,
provided that such approval shall not be unreasonably withheld and shall not prevent compliance
with any requirements imposed by IDEM or other governmental authorities.
Any remediation shall be considered complete upon the issuance of a letter from IDEM
or other governmental authority stating that no further action, or the equivalent, is necessary
concerning the Property (an "NFA Letter"). Upon termination of the remediation, the Board
shall decommission any remaining monitoring points and other corrective action equipment and
restore the surface of the Property affected by the decommissioning to substantially the same
condition which existed prior to such decommissioning in accordance with the rules and
regulations of IDEM or other applicable government authority.
During any environmental remediation, the Parties shall work together and take
reasonable steps not to disrupt the businesses of the existing tenants in the Ivy Tower Building,
8, Exposure Controls, Union Station acknowledges that in the Board's performance
of any remediation required under this Agreement, the Board may propose applying corrective
action standards (including, without limitation, risk -based corrective action standards) and /or the
use of exposure controls, which are predicated on the assumptions that (i) the Property will be
used for commercial /industrial purposes, unless the Board has remediated the Property to
residential standards as provided for in Paragraph 7 herein, at which point the exposure controls
will reflect residential use; and (ii) no water wells used to supply water for human consumption,
farming or irrigation will be installed or used on the Property. Subject to the foregoing, Union
Station acknowledges and agrees to accept any such real property covenants, restrictions or
environmental notices that are required or permitted by IDEM or any other applicable
governmental authority as part of a particular remediation plan to address Hazardous Materials
contamination (collectively, a "Restrictive Covenant "). The parties agree that such Restrictive
Covenant shall be set forth in an appropriate instrument approved by IDEM or other applicable
government authority to be recorded in the public records as part of any remediation plan that the
Board formally proposes to address Hazardous Materials at the Property.
9. Access. Union Station shall cooperate in allowing the Board and its agents and
contractors access to and use of the Property at all reasonable times to enable the Board and its
agents and contractors to obtain reasonable and necessary soil and groundwater data and to fully
implement any remediation the Board is required to perform under this Agreement. This license
to access the Property shall continue for as long as is necessary to complete the remediation. The
Board will provide Union Station with reasonable prior notice of its access to the Property.
Union Station will take due care to ensure that its agents, employees, and invitees are aware of
the location of the monitoring wells in order to avoid damage thereto and potential exacerbation
of any Hazardous Materials.
10. Samplina and Tests by Union Station. Union Station agrees that it shall not,
directly or indirectly, either itself or through its agents, employees or contractors, conduct, order,
or permit any sampling, tests or inspections of any kind relating to the possible presence of
Hazardous Materials contamination of any soil, water, aquifer or other environmental media in,
on, or under, or in the vicinity of the Property during the term of the Indemnification unless
required to do so by law. This paragraph notwithstanding, Union Station may permit inspections
in an emergency, but must notify the Board immediately after such inspection. If Union Station
desires that any sampling, testing, or inspections not required by law be performed on or under
the Property, Union Station shall notify the Board in writing of such desire and the basis for its
request. The Board may thereafter, in its reasonable sole discretion, determine whether and how
to (i) permit Union Station to perform such sampling, testing or inspections; or (ii) conduct any
sampling, testing or inspections, using such environmental consultants of the Board's choice, and
provide split samples for independent analysis at Union Station's expense.
11. Waiver of Board Defenses Based on Union Station Knowledge of Environmental
Defects at the Property. The Board expressly waives any legal defenses, either in law or equity,
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to the Indemnity set forth herein based on Union Station's actual or constructive knowledge of
the existence or potential existence of environmental defects on, at, or under the Property.
12. Board Responsibility for Additional Construction Costs. The Board agrees to
reimburse Union Station for the reasonable costs of additional preconstruction and construction
work required by IDEM or another applicable governmental authority due to the Existing
Environmental Conditions or other contamination by Hazardous Materials covered by the
Indemnity (the `Incremental Costs "), but only to the extent such Incremental Costs would not be
incurred by Union Station for preconstruction or construction activities at another property which
was not contaminated by such Hazardous Materials. The Board acknowledges that Union Station
is considering the use of a portion of the Ivy Tower Building above the 5'h Floor for residential
use. This paragraph, however, shall not apply to, and the Board shall have no obligation to pay
for, any costs associated with any additional reconstruction or construction work related to
residential use that is performed above the 4' Floor of the Ivy Tower Building. The Board shall
have the right to review and approve any and all activities or plans that may result in such
Incremental Costs in order to minimize such Incremental Costs, provided that if the Board
objects to any such activities, plans or Incremental Costs, the Board shall propose an alternative
that is consistent with: a) all applicable federal and Indiana laws, including without limitation,
implementing regulations and guidance; and b) Union Station's redevelopment and use of the
Property. The Board's review of activities and plans that may result in Incremental Costs shall
not exceed 30 business days and approval shall not be unreasonably withheld.
13. Board Responsibility for Additional Costs of Obtaining Comfort Letter. Union
Station shall use commercially reasonable efforts to (i) qualify as a BFPP under CERCLA and
analogous Indiana laws and (ii) to obtain a Comfort Letter from the Indiana Finance Authority's
Brownfields Program detailing Union Station's liability protection for pre- existing
contamination at the Property and the continuing obligations Union Station must satisfy to
maintain its BFPP liability protections under CERCLA and analogous Indiana Laws.
All costs of applying for and maintaining the Comfort Letter shall be Union Station's sole
responsibility. Notwithstanding the foregoing, if IDEM or the Indiana Finance Authority
Brownfields Program require environmental investigation or remediation work, either on the
Property or off -site as a condition for granting the Comfort Letter or as a necessary condition to
maintain the liability protections provided therein, Union Station shall promptly notify the Board
in writing and the Board shall determine in its sole discretion whether (i) the Board will have the
required work performed by an environmental consultant of its choice; (ii) Union Station should
perform the work with the Board reimbursing Union Station for all reasonable costs; or (iii) the
Board will release Union Station from its obligation hereunder to seek the Comfort Letter and
BFPP status after which time Union Station will be solely responsible for any additional costs it
incurs to obtain any of the protections outlined in this Paragraph. In the event of subparagraph
(iii), the Board will reimburse Union Station up to $15,000 for legal costs and up to $15,000 for
all other costs including environmental consultant's costs.
14. Assignment of A.a_reement. This Agreement is personal to Union Station but may
be assigned by Union Station (or any other person) subject to the express written approval of the
Board, which approval shall not be unreasonably withheld.
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15. No Third Party Benefit. This Agreement is not intended to inure to the benefit of
any third party, against whom the Board reserves any and all rights, claims and defenses.
16. Notices. All notices to be given under this Agreement shall be in writing and
shall be deemed to have been given and served when delivered in person, by Federal Express,
UPS or similar overnight carrier, or by depositing in the United States mail, postage pre -paid to
the address set forth below or such other address as either party may have last specified by
written notice to the other:
If to the Board:
City of South Bend, Indiana Board of Public Works
Attn: Don Inks
12'h Floor, County -City Building,
South Bend, Indiana 46601
With a copy to:
Thao T. Nguyen
Plews Shadley Racher & Braun LLP
53732 Generations Drive
South Bend, Indiana 46635 -1539
If to Union Station:
Union Station Properties, LP
Attn: Kevin M. Smith
6561 Lonewolf Drive, Suite 100
South Bend, Indiana 46628
With a copy to:
Stephen A. Studer
Krieg Devault LLP
4101 Edison Lakes Parkway
Suite 100
Mishawaka, Indiana 46545
17. Multiple Counterpart s. This Agreement may be executed in multiple counterparts,
each of which shall be considered an original with counterparts signed by one party when
combined with counterparts signed by other parties to this Agreement constituting an original
contract.
18. Paragraph Headings. This Agreement shall be construed without reference to
paragraph headings which are inserted only for convenience of reference.
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19. Entire Agreement. This instrument contains the entire agreement of the parties
relating to environmental investigation, remediation, and indemnification for the Property and
supersedes all prior oral or written understandings, agreements or contracts, formal or informal,
between the parties hereto pertaining to said subject.
20. Controlling Effect of This Agreement. To the extent that any provision in this
Agreement conflicts with any provision of the Purchase Agreement, this Agreement shall
control.
21. Most Favored Nations Provision. Notwithstanding anything to the contrary in this
Agreement, the parties recognize and agree that the agreements set forth in this Development
Agreement represent substantial compromises on the part of both parties with respect to their
respective obligations and responsibilities. In particular, in response to a request by Union
Station for an extended term on the indemnification obligation by the Board, the Board has
stated that its obligation in this Agreement to indemnify the Property for a term of thirty -five
(35) years represents the longest indemnification term that will be offered by the Board and the
Board has further represented that the thirty -five (35) year term will not be exceeded in
subsequent transactions with other parties in connection with environmental contamination
associated with Brownfield properties within the City of South Bend with which the Board offers
indemnification. Accordingly, the Board has agreed in good faith that it shall not offer to any
other similarly situated property owner, contingent or otherwise, an indemnification term in
excess of thirty -five (35) years on Brownfield property that is within the City of South Bend. If
the Board offers an indemnification term more favorable to any other property owner, contingent
or otherwise, then the term of thirty -five (35) years set forth in Section 6.a. of this Agreement
shall be revised so that Union Station, its successors or assigns, shall obtain a term at least as
favorable.
IN WITNESS WHEREOF, the undersigned executed and delivered this Environmental
Agreement Regarding Ivy Tower Building on the date set forth below the name of each.
UNION STATION, LP
Its:
Dated:
CITY OF SOUTH BEND, INDIANA BOARD OF PUBLIC WORKS
Gary A. Gilot, President
Donald E. Inks, Member
Kathryn Roos, Member
Michael Mecham, Member
Mark Neal, Member
Linda M. Martin, Clerk
SOUTH BEND REDEVELOPMENT COMMISSION
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President
ATTEST:
Secretary
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