Loading...
HomeMy WebLinkAboutOpening Request for Qualifications - SB Pinhook WTP Guaranteed Savings Contract - Reynolds Construction CITY OF SOUTH BEND, INDIANA REQUEST FOR QUALIFICATIONS FROM PROVIDERS OF A Reynolds Construction 1119 Keystone Way, Suite 201 Carmel, IN 46032 Primary Contact: Doug Tischbein, (317) 371-7272 doug.tischbein@reynoldscon.com Secondary Contact: Soctt Huber, (812) 791-2879 scott.huber@reynoldscon.com October 13, 2020 TABLE OF CONTENTS Cover Letter 1 Table of Contents 2 Letter from Company President 3 Executive Summary 4 Section 1:Company Background & Qualifications6 Section 2: References19 Section 3: Technical Approach 23 Section 4: Project Implementation 35 Section 5: Financial Approach43 Section 6: Guarantee Management50 Section 7: Notarized Form 54 Section 8: Prequalification Form with AttachmentsNot included in page count Appendix Financial StatementNot included in page count City of South Bend: Pinhook WTP Improvements Project Guaranteed Savings Contract 2 October 13, 2020 Office of the City of South Bend Indiana, Board of Public Works Attn: Mr. Finnian Cavanaugh 227 West Jefferson Blvd. South Bend,Indiana 46601 Dear Mr. Sturgill and Committee members, On behalf of Reynolds Construction, I wanted to write and say what an honor it is to have our team submitting to you today for the improvements at the Pinhook Water Treatment Plant. Sounds like an exciting project, and one with a scope of work that our team is very familiar with. I want you to know that as an owner and President of the company, you have my personal commitment to make the success of this project a priority. Although our resumé for GSC references is limited, I know our team will work harder to make sure you are a Reynolds delighted client when this project is complete. We look forward to and remain committed to the success of this project and earning the position of being recognized as a long-term partner for the City of South Bend and American Structurepoint. Sincerely, Reynolds Construction, LLC Les Archer, PE, DBIA President 6225 N County Road 75 E, Orleans, IN 47452 | Office: (877) 770-0127 | Fax: (812) 666-3691 3 EXECUTIVE SUMMARY CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT EXECUTIVE SUMMARY INTRODUCTION Reynolds Construction is honored to be considered a partner for this important project at the Pinhook Water Treatment Plant. Our team appreciates being invited to participate in this opportunity and we feel the decision-making committee will witness that our approach is more comprehensive, cost effective and will fulfill more of the long-term needs of the plant. The focus of Reynolds Construction is to maximize the amount of work that can be completed during the defined operational shut-down period to avoid additional shutdowns which may be associated with a phasing approach. Our team is offering 2 separate options for completing the work required at the plant. The first option meets the intent of the RFQ and includes the stated scope of work in the solicitation. The second option offers a structure to increase the scope of work and include additional items which have been identified and will be required in the future. It is anticipated by both the staff of the plant and representatives of American Structurepoint that the Pinhook plant will need to be taken out of service for a period of time to complete the work identified on the priority list. Our second option offers a project structure which accelerates the schedule, takes advantage of the shutdown period, and completes a more comprehensive scope of work at the plant. As mentioned during the walk thru, the identified scope of work for this project is being driven by the budget which was stated to be approximately $1.2M. This estimate could grow or be reduced once our team shuts down the plant and the unforeseen conditions are exposed. Based on our history with projects like this one, we anticipate the scope will be reduced which will provide more funding for other scope items to be completed. However, we do not think the additional funds will be enough to afford the total improvements required for the plant. The basis of design identifies improvements for the entire plant to be closer to $3M to $3.5M. In an effort to accomplish a more comprehensive modernization plan, Reynolds is proposing funding this project utilizing an alternative tax-exempt financing structure Since the financial markets are offering long term tax-exempt financing structures at historically low interest rates, the ity should seriously consider this option. This structure will allow the City to complete a more comprehensive project now, avoid multiple phases of work shutdowns and spread the costs out over time. Our proposed financing structure includes the following. Fixed tax-exempt rate range 2% 2.7%6.The City will not make a payment until receiving No down payments or reserves requiredbeneficial use of the plant improvements, which is Non-appropriated structure, not consideredscheduled for August 2021. constitutional debt7.Funds are immediately available at closing Financing term aligns with the life of the new assets Lower issuance costs than traditional financing methods The request for Qualifications states the City may implement the capital improvements in several phases over a three (3)to five (5) year period. If the City has identified funding sources for future work, then a more in-depth discussion about utilizing alternative financing would prove to be beneficial. Reynolds Construction offers this alternative funding plan so a phased in approach can be avoided. The Reynolds team has developed preliminary strategies to assist in reducing the investment required for this rehabilitation work while maintaining the highest standard of quality. Reynolds is proposing a fixed fee agreement set at 8%. The design documents estimate a 15% overhead and profit for construction, this reduction of fees is an indication of our commitment to bring this project in at the highest quality standards and under budget. Reynolds Construction has completed more than 70 Alternative Delivery projects over the past several years with a total value of more than $800 Million. Our construction team, one of the largest in the state, has over 75 years of experience specializing in progressive design-build construction in the water and wastewater industry. Doug Tischbein, manager of GSC services for Reynolds, has over 30 years of experience completing projects under the GSC statute. Page | 4 EXECUTIVE SUMMARY CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT Combining these 2 talents into one business unit, allows us to focus on providing the City with the most transparent, lowest cost, highest quality GSC project. We understand the importance and urgency this project has. Our team is ready to Important decisions for this immediately integrate and collaborate with the City’s team. This collaboration will project will be made based on include 100% transparent and understandable cost controls along with open having the right data and the communication between the stakeholders. We know these are some of the project right information in an open qualities you will require from a partner. We know the City’s team will see a format so fact-based significant difference in Reynolds’ contracting and financing approach. The decisions can be made. difference will be in turn-key responsibility, collaboration, value engineering, cost effective constructability methods, and true transparency. DESIGN-BUILD APPROACH A successful project starts with a thoughtful design. We will begin our efforts with a collaborative design kickoff. This workshop will jump-start the project and be an instrumental forum for decision making. We will include a talented group of experts in the value-engineering process. Your dedicated project manager (Michael Benter) and design manager (Scott Huber) will be involved with the project from start to finish. Our team will use proven tools we have developed for DB delivery and engage numerous subject-matter-experts throughout the design process. This group includes construction superintendents, estimators, design engineers and owner representatives, equipment vendors, electrical and specialty subcontractors. Collectively, these individuals have the knowledge to identify risks, challenges, and solutions that will ensure this project is successful. COST MANAGEMENT APPROACH We understand that working collaboratively to develop and deliver long-term cost-effective improvements is critical to the success of this project. We appreciate that the City’s team will entrust us to manage this budget as if it is our own. We do not take this responsibility lightly. From the beginning of design to the completion of startup, we will maintain a transparent and thorough budget for this project. As each phase of design is completed, we will create a more refined estimate for the project. We will plan to self-perform the backbone of the project with our own workforce and will pre- plan our work to ensure we make every dollar counts. We will engage vendors early and often to ensure we incorporate the most economical and responsible solutions. At each design stage, we will provide the City with a Guaranteed Maximum Price for the project. Drawing on our years of experience, we are confident in our ability to drive the project to completion for a well-defined achievable budget. SUMMARY In closing, the City of South Bend and American Structurepoint has issued this Request for Qualifications to review the technical qualifications of the contractors submitting their responses. We are sure American Structurepoint has completed work with all the firms responding and can attest we are all well qualified, are all certified GSC contractors in the state of Indiana, and have each completed work very similar to the work required at the Pinhook plant. What differentiates Reynolds Construction is our openness, transparency, commitments, and financial approach to complete more work in a single phase. As outlined in the RFQ, under the General section #10, Reynolds will work diligently to submit a GMP early in the design process, typically at 30% and 60% design levels. Concurrently Reynolds will be working on the financing package and are very confident the schedule published in the RFQ will not be jeopardized. Be assured, the Reynolds executive leadership is committing our best resources, from start to finish, to make sure the City is a highly satisfied client when the project is complete. The Reynolds design-build team has the experience and the focus this project requires. We believe that when you have reviewed our proposal, interviewed our team, and we have the opportunity to prepare a preliminary cost model, schedule, value engineering and management approach, the City’s Team will be confident that selecting Reynolds for this project was the right decision. Page | 5 SECTION 1: COMPANY BACKGROUND CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT COMPANY BACKGROUND AND QUALIFICATIONS COMPANY BACKGROUND AND QUALIFICATIONS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT COMPANY BACKGROUND AND QUALIFICATIONS PROVIDER HISTORY A. Provide a history of the Provider with a statement about company mission, vision, and values. Reynolds Construction, LLC, is an employee-owned construction company providing water and wastewater infrastructure solutions to communities in Indiana since the 1930’s. The Reynolds name has long been recognized as an industry leader in water/wastewater infrastructure. The Reynolds’ legacy began in the mid 1930’s under the name From humble beginnings, John L. Reynolds & Sons. After continued growth, the company first incorporated in Indiana in 1965 as John Reynolds & Sons, Inc., then later as Reynolds, Inc. in 1987. The company merged with Layne Christensen Company in 2005 as two separate operating divisions, Reynolds Inc., and Reynolds Inliner. In 2012, Reynolds, Inc. assumed the name Layne Heavy Civil, Inc and continued operations as thst such until April 30, 2017. On May 1, 2017, a privately held group, including former owner Jeff Reynolds, and members to extensive infrastructure construction of senior management, acquired the assets of the Heavy projects Civil business and began operations as Reynolds Construction, LLC. OPERATIONS STATISTICS In the last 75 years, the companies mentioned above: constructed more than 230 treatment plants installed more than 18 million feet of pipeline. In the last 15 years: contracted over $804 million in Collaborative Delivery contracts including: o Design-Build, Design-Build-Operate, and Construction Management at Risk Reynolds currently: employs nearly 400people owns an equipment fleet valued in excess of $17 million. has 9 nationwide offices: o Orleans, Indiana (headquarters), Carmel, Indiana, Alabama, Colorado, Florida (3 offices Jacksonville, Sarasota/Tampa, and Davie, Georgia, Pennsylvania, and Tennessee. MISSION/GOALS/VALUES/BELIEFS Reynolds focuses on the safety of our employees, the public, and the environment, as we continue to contribute to the sustainability of our nation’s water supply and management systems. Repeat business is a hallmark of our company due to our consistent ability to deliver results. This can only be achieved due to the fact: We employ high-quality, skilled, individuals at all levels of the company. Page | 6 COMPANY BACKGROUND AND QUALIFICATIONS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT OUR BELIEFSOUR VALUES With experience WATER is our most precious Be Safe spanning over 75 natural resource. We must Work Hard years, Reynolds still utilize it responsibly. Work Together holds true to Have Integrity PEOPLE are our greatest Respect People & Our essential values and asset. We will foster an Environment views environment to promote Listen their growth and Get Better advancement. Create Value Do What We Say COMMUNITIES are vital to Have Fun our success. We will engage locally to improve the quality of life for all. PROVIDER INFORMATION B. Include the following information on the Provider B.1 COMPANY NAME Reynolds Construction, LLC dba Reynolds Construction of Indiana, LLC B.2 ADDRESS 1119 N Keystone Way, Suite 201 Carmel, IN 46032 B.3 TELEPHONE NUMBER (877) 770-0127 B.4 FAX NUMBER (812) 666-3691 B.5 CONTACT PERSON FOR THIS PROJECT Doug Tischbein (317)371.7272 doug.tischbein@reynoldscon.com PROVIDER’S QUALIFICATIONS AND MANAGEMENT C. Provider’s Qualifications and Management C.1 NUMBER OF YEARS COMPANY HAS OPERATED IN INDIANA 75 years+. While Reynolds Construction, LLC began operations May 1, 2017, the current leadership and many of the key staff have been involved in similar capacities for former operating groups which have a business history of over 75 years. C.2 NUMBER OF EMPLOYEES RESIDING IN INDIANA 99 Page | 7 COMPANY BACKGROUND AND QUALIFICATIONS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT C.3 COMPANY OFFICERS REYNOLDS CONSTRUCTION COMPANY OFFICERS First Name MI LastJoined the Years TitleBusiness AddressCitySTZip company* Exp. Jeff J. Reynolds Director 198236 6225 N Co Road 75 E Orleans IN47452 Les F. Archer, PE President 200032 6225 N Co Road 75 E Orleans IN47452 DBIA Kevin F. Strott Executive VP 200040 1775 East 69th Ave. Denver CO 80229 Kevin D. ShemwellExecutive VP 200819 300 East Broad St. FairburnGA30213 M. Paul Burton, Executive VP 198434 6225 N Co Road 75 E Orleans IN47452 DBIA Elizabeth L. Smith Executive VP 199325 6225 N Co Road 75 E Orleans IN47452 William R. RyonVice President 198634 1825 Lebanon Pike NashvilleTN 37210 John R. Chase Vice President 201717 12421 San Jose Blvd., Jacksonville FL32223 Suite 200B th ChristopherVice President 201831 1775 East 69 Ave. Denver CO 80229 Schneider Adam K. Ralph, Vice President 200217 6225 N Co Road 75 E Orleans IN47452 DBIA Randolph E. Vice President 199129 6225 N Co Road 75 E Orleans IN47452 Tummers Jeffrey P. BerningVice President 199933 6225 N Co Road 75 E Orleans IN47452 Timothy C. WileyVice President 199334 12421 San Jose Blvd., Jacksonville FL32223 Suite 200B Joshua Vondersaar Vice President 201323 300 East Broad St. FairburnGA30213 Patrick M. StalkerVice President 198929 12535 Orange Drive, Davie FL33330 Suite 603 Eduardo Medina Vice President 201022 12535 Orange Drive, Davie FL33330 Suite 603 Scott Huber, PE Vice President 201926 1119 N Keystone Way, Carmel IN46032 Suite 201 David G. SchrettnerAssistant 200526 210 Kelly Road Quakertown PA 18951 Secretary Lisa R. Parker Assistant 200427 6225 N Co Road 75 E Orleans IN47452 Secretary Wendy C. ScudderAssistant 200943 1825 Lebanon Pike NashvilleTN 37210 Secretary th Jon D. Kinney Assistant 200830 1775 East 69 Ave. Denver CO 80229 Secretary Ira J. Davis Assistant 201530 300 East Broad St. FairburnGA30213 Secretary Jeanie M. Lucas Assistant 20138 12421 San Jose Blvd., Jacksonville FL32223 Secretary Suite 200B Stephanie A. Keffer Assistant 200825 210 Kelly Road Quakertown PA 18951 Secretary *The dates indicated are based on when the employee first joined Reynolds Construction, LLC and/or one of the former company’s in the Reynolds history (Reynolds, Inc. or Layne Heavy Civil, Inc.). Page | 8 COMPANY BACKGROUND AND QUALIFICATIONS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT C. 4 PERSONNEL RESPONSIBLE List the personnel employed by the Provider responsible for this project. Include a resume on each person listing education, experience, work history, and responsibilities on this project. Please refer to the end of Section 1 for full resumes of key personnel. ROLENAME RESPONSIBILIITES Midwest Executive M. Paul Burton, Value Engineering (VE), Constructability Reviews VP DBIA VP Facilities Adam Ralph, DBIA VE, Constructability Reviews, Operations Planning VE, Designer interaction, equipment supplier coordination, scheduler of Design Manager Scott Huber, PE alternate options to save time, energy evaluations and studies, evaluate options to increase plant capacity Project Manager MichaelBenter VE, Client Satisfaction, Overall Project Management, Project Contact, Project Resource Allocation, Schedule Compliance, Budget Control, Contract Compliance, Attend Project Meetings, Develop GMP Project Cost, Coordinate Vendor Procurement, and QA/QC Management Superintendent James BartrumOn-siteProject Contact, Manage and Schedule Daily On-site Construction Activities, Preparation of Daily Reports, Oversee Delivery of Materials and Equipment, Coordination with Contractors, Responsible for On-site Safety, QA/QC Procedure Conformance and Reporting, Office/Field Liaison, Attend Project Meetings, and Maintenance of Record Drawings. Safety Daniel Brock, CSHS, Oversee Site Safety Plan Implementation. Perform Site Safety Audits, RepresentativeCHSTAttend Project Meetings as Required, and Subcontractor Safety Training. C.5 FINANCIAL REPORT Please refer to attached Financial Statement in the Appendix. Page | 9 COMPANY BACKGROUND AND QUALIFICATIONS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT C.6 FIRM’S CERTIFICATION OF QUALIFICATION Page | 10 COMPANY BACKGROUND AND QUALIFICATIONS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT C.7 Identify Professional Engineersdirectly employedby the Providerresponsible forthis project. Include license number of the person responsible for the project. Professional Engineers are beneficial to construction companies because they have the ability to ensure that work is constructed safely. That is why construction firms employ them and most are structural engineers. Our Professional Engineers are designers with true process design experience and that enhances the value we bring to owners and the GSC process. The President of Reynolds, Les Archer, P.E., not only is our leader, he is a designer of water and wastewater facilities. Scott Huber is also a PE licensed in the State of Indiana, PE# 79800187. Throughout his career he has designed numerous wastewater treatment plants, plant upgrades, and pump stations for municipalities in Indiana and Illinois. He has a Master’s Degree in environmental engineering and uses his technical and construction experience to solve problems for owners. He will be leading Reynolds’ design collaboration efforts on the project. SELF-PERFORMED SERVICES C.8 Describe if the Provider is a manufacturer, contractor, or engineering firm. Clearly delineate what services or products the Provider is including from their own company as part of the project. I n addition to being a Qualified GSC Provider, Reynolds is also the General Contractor for this project. Typically, we self-perform 70 to 80% of the work with our own labor force. Historically, these capabilities have been critical to achieving the lowest possible cost and adhering to a tight schedule. Reynolds typically self-performs the following work items: River intakes and pump stationsProcess equipment installation Site excavation/earthwork/gradingValve and Pump Replacement Carpentry Yard piping of all types Concrete forming and placing Exposed process piping of all types Structural steel and miscellaneous metalsSeeding and restoration Pipeline installationStartup and testing Reynolds recently completedof the Muncie Water Treatment Plant project. The project included upgrades to the treatment process and the addition of ultraviolet disinfection, creating an additional layer of protection to the system. Reynolds was the Design-Builder on the project. Page | 11 M.PAUL BURTON, DBIA| Project Executive (Midwest EVP) Education: Summary of Qualifications B.S., Financial Management, Mr. Burton shares an important part of the company’s rich heritage. He is the Purdue University second generation of the Burton family to significantly contribute to the business, following his father who is credited with starting the Plant division for Reynolds, Professional Registration: Inc. in 1970. With over 36 years of construction experience, Paul has served in American Water Works many roles involving both field and management and has worked continuously Association- AWWA with the business since joining Reynolds, Inc in 1984. In 2014 he was promoted to Vice President of Layne Heavy Civil, Inc. Currently, Mr. Burton is Executive Design-Build Institute of America- Vice President for the Midwest Division of Reynolds. His responsibilities include DBIA oversight of this key operating division with historic annual revenues of nearly $100 million and a specific emphasis on Integrated Project Delivery. Mr. Burton Total Years Experience: holds contractor’s licenses in several states. 36 Project Experience Ellwood WTP and Raw Water Facilities: Pennsylvania American Water, Joined Reynolds Construction: Wampum, PA- Project Executive. Construction of a new 8MGD (expandable 1984* to 16MGD) water treatment plant and raw water intake facilities with 35’ diameter, 165’ deep shaft for raw water intake, 3-500’ microtunnels, Open- References: Cut River crossing, and Two River intakes. Tunneling portion completed Mark S. Gasvoda June 2017. Completion March 2020. Contract Amount $80.2M. President Progressive Design-Build Allisonville Road Water Treatment Facility: B.L. Anderson Company, Inc. Indiana American Water, Noblesville, IN – Project Executive. The new (765)463-1518 WTF will be constructed on the same property as the existing Allisonville Road well and chemical treatment facility. The existing well on the site will Andrew R. Dera be retained (with pump and motor modifications), and an additional well will Project Development Mgr be constructed onsite at the WTF site. LS Power Progressive Design-Build Muncie WTF- Phase 2 Improvements: (732)249-6750 Indiana American Water, Muncie, Indiana- Project Executive. The Phase 2 Improvements project involved a new chemical/ ultraviolet (UV) building James Reilly including storage and feed equipment for 7 chemicals and UltraViolet Engineering Disinfection equipment with 20”-42” exposed flanged Ductile Iron Pipe. A American Water new raw water intake and pump station, additions to an existing (856)955-4222 administrative operations building including masonry construction with hollowcore precast roofing and ancillary work, 4”-42” underground Ductile and PVC pipe. Contract Amount $18.8M CMAR Parkville WTP: Missouri American Water, Parkville, MO – Project Executive. The project consisted of construction of a 5.0 MGD new water treatment, and de-commissioning of an existing water treatment plant belonging to Missouri-American Water Company in Parkville, Missouri. The new plant is located approximately one mile from the location of the previously existing plant. Contract Amount $20.7M. Completion date June 15, 2018. Progressive Design-Build Jacobson Reservoir Pump Improvements: Kentucky American Water, Lexington, KY – Project Executive. This $3M project completed May 30, 2014 and consisted of design / construction of the *Date provided is indicative of the year the following: changed the existing 2300 volt electric service to 480 volts; employee either joined Reynolds Construction, replaced existing switchgear; installed a standby generator; installed variable or one of the former company’s in the Reynolds frequency drive on two of the pumps; replaced two 100 HP pumps and motor history (Reynolds, Inc. or Layne Heavy Civil, Inc.). and one 400 HP pump and motor; installed a new potassium permanganate feed system/flow meter; and replaced existing building exhaust fans lights. City of South Bend: Pinhook WTP Improvements Project GSC Page | 12 ADAM RALPH, DBIA | Project Executive (VP Midwest Facilities) Education: Summary of Qualifications BS, Economics, Wabash College Mr. Ralph has 19 years of experience in the construction industry. He has extensive experience as it relates to project management of water supply and Professional Registration: treatment projects. Adam performs numerous material quantity calculations, Design-Build Institute of America- DBIA- 2019 gathers material pricing quotes, and prepares material prices for the purpose of construction cost estimating. He also performs the day to day activities pertaining Total Years Experience: to construction projects including preparing project schedules, shop-drawing 19 submittals, material purchase orders, work change orders, sub-contracts and maintaining project budgets. Mr. Ralph coordinates with job superintendents daily Joined Reynolds Construction: and functions as the Owner’s point of contact for any communications or 2002* construction coordination. He provides necessary information and direction to design partners and reviews designs when engaged in design/build projects. Training and Certifications Adam holds a Bachelor of Arts in Economics. OSHA 30-Hour Project Experience References: Progressive Design-Build Muncie WTF- Phase 2 Improvements: Andrew Degon American Water Co- Indiana, Muncie, Indiana- Project Manager. The Capital Power Corporation Phase 2 portion involved a new chemical/ ultraviolet (UV) building including Project Manager (He was PM for storage and feed equipment for 7 chemicals and UltraViolet Disinfection Dunkard Creek Project, no longer equipment with 20”-42” exposed flanged Ductile Iron Pipe. A new raw water works for same owner) intake and pump station, additions to an existing administrative operations (617) 330-1340 building including masonry construction with hollowcore precast roofing and ADegon@capitalpower.com ancillary work consisting of cast in place basin drain pump station to allow them to better recycle supernatant water, 4”-42” underground Ductile and Tim Glessner PVC pipe. Contract Amount $18.8M Gannett Fleming Design-Build Newburgh WTP Consolidation & Chlorine Conversion: (717) 763-7211 American Water Co- Indiana, Newburgh, Indiana – QA/QC. This project tglessner@GFNET.com included the design, permitting and construction of all improvements Nick Joens including a proposed 2MGD filter expansion, high services pump Project Manager replacement, a liquid chemical storage, feed and containment system for Kiewit sodium hypochlorite (12.5%), a permanent standby generator and (402) 231-4222 installation of a 2 MGD well at the Scuffletown Wellfield. Contract Amount Nicholas.Joens@kiewit.com $3.4M. Completion March 2020. Lump Sum Bid & Unit Price Bid TW Moses Basin: Citizens Energy James Reilly Group, Indianapolis, Indiana – Project Manager. This project included Sr. Construction Engineer replacing flocculator equipment and baffle walls, as well as repairing American Water concrete tanks while they were down. Contract Amount $1.9M. Completed (856) 955-4222 April 30, 2020. James.Reilly@amwater.com CMAR Parkville WTP: Missouri American Water, Parkville, MO – Project Manager. The project consisted of construction of a 5.0 MGC new water treatment plant, and de-commissioning of an existing water treatment plant. The new plant is located approximately one mile from the location of the previously existing plant. Contract Amount $20.7M. Completion date June 15, 2018. CMAR Raw Water Intake and Pump Station: Missouri American Water, MO – Project Manager. This $7.8M CMAR project ended May 7, 2012. New *Date provided is indicative of the year the raw water intake and pump station on an existing site for an existing Water employee either joined Reynolds Construction, or one of the former company’s in the Reynolds Treatment Plant. Reynolds increased capacity and provided future capacity history (Reynolds, Inc. or Layne Heavy Civil, of 8.5 MGD in the new raw water intake. Kept existing system up and running Inc.). as Reynolds installed a new system with no environmental issues or incidents working in the Missouri River. City of South Bend: Pinhook WTP Improvements Project GSC Page | 13 DOUG TISCHBEIN | GSC Services Manager Education: Summary of Qualifications Bachelor of Science, University of Mr. Tischbein is the GSC Services Manager for the Industrial Facilities Division Wisconsin- Stout of Reynolds Construction. With over 30 years industry experience Doug has developed over $250 million in project throughout his career. He has extensive Past Professional Affiliations: experience in Performance Contracting and Energy Services in several market National Association Energy segment. He is a performance-driven leader providing vision for growth Services Company strategies, customer service and new market entries. The broad experience overseeing business operations and developing monitoring and measuring Indiana Society of Hospital strategic planning and financial initiatives he has will assure customer Engineers satisfaction. Doug was instrumental in securing the first GSC contracts in the state of Indiana as a prime contractor. These projects included the city of Association of School Board Bloomington Dillman plant project, the City of Winchester, and the City of Brazil Officials – Indiana, Ohio, Michigan Indiana. All projects included a major renovation to the WWTP facilities. Previous Experience School Boards Association- Indiana, Ohio, Energy Systems Group: Indianapolis, IN; 1996-2019 Michigan o Corporate Director of Business Development. 2009-2019. Responsibilities: Developed and managed all customer service initiatives to ensure the highest level of service to all prospective and current clients. Awards: Cultivated opportunities for growth to expand company footprint outside of Energy User News - Best Medical the existing branch territories. Identified and strategized sales plan for Facility – 2001 business development opportunities in all regions to maximize all sales efforts. Lead and coached regional business development teams to Total Years Experience: produce top results across the company. Developed and participated in 30+ corporate training initiatives for cost of operations-based selling. Created budgets, forecast, and financial projections for organization. Managed Joined Reynolds Construction: large and key accounts in the Indiana market. 2019 o Regional Manager. 1999- 2009. Managed the day to day operations including sales, engineering, and project management of offices in References: Indiana, Illinois, Michigan and Ohio. Expanded market share, increased Mr. John Rice, PE, LEED AP sales and successfully maintained customer base. Managed all hiring, President and Principal, training, forecasting, contract negotiations. Provided a team focused Legacy Engineers approach to ensure customer satisfaction throughout project development th 1001 Avenue of the Americas, 20 focusing on multiple initiatives and activities simultaneously. Continually Fl. New York, New York met and exceeded sales plan and profit goals. 917.623.7028 o Sales Manager. 1997-1999. Launched first satellite office in Indianapolis JRice@Legacy-engineers.com including office setup, recruitment of staff and marketing efforts. Developed, set and managed team sales efforts for sales staff of five Mr. Jim Adams employees in Indiana market. Responsible for development of General Manager., performance goals and team building. Developed and organized sales Performance Services Group promotional marketing materials for team. Coordinated, coached and 801 E Old Settlers Blvd Ste 100, mentored both engineering and sales for project specific efforts. Round Rock, TX Conducted client follow up calls to ensure the highest level of satisfaction were being maintained. Prepared weekly, monthly summaries of the state 888-390-2700 of the business for senior management. jadams@performanceservices.com o Account Executive. 1996-1997. Recruited to Energy Systems Group as the 11th employee of the startup strategic team. Created strategic plan for all business development efforts. Developed Performance Contracts with healthcare, education and municipal clients. Successfully developed the first project outside of parent company service territory. Conducted audits of customers’ facilities to determine facility conditions and needs. City of South Bend: Pinhook WTP Improvements Project GSC Page | 14 SCOTT HUBER, P.E.| Design Manager Education: Summary of Qualifications B.S. Civil Engineering, Mr. Huber possesses a unique combination of both design and construction M.S. Environmental Engineering, knowledge in the water/wastewater industry. With over 26 years of experience, University of Illinois he has solved challenging infrastructure problems for dozens of public and private clients throughout the U.S. Scott began his career designing water and Professional Registration: wastewater projects for Indiana and Illinois municipalities. For the past 20 years, Registered Professional he has focused on the construction and integrated delivery of design-build civil Engineer- IN 79800187 and environmental projects for private industrial, power, and water companies. Scott enjoys finding cost-effective solutions for his clients and assembling teams that achieve more working together than they could on their own. Total Years Experience: Project Experience 26 Bottom Ash Conversion: Santee Cooper, Pineville, SC – Controls Joined Reynolds Construction: Manager. New ash processing facility and WWTP. Contract Amount $54M. 2019 Completion 2017. Mountaineer Generation Station: AEP, New Haven, WV – Operations References: Manager. Design Parameters: Design Influent Flow 600 GPM (0.86 MGD) from FGD, WWT Facility, Combined Influent of CPS from FGD System and Jon Burns Landfill Leachate, Reduction of Selenium from an Influent Concentration of Director of Transmission Services 2500 microgram/L to an Effluent Concentration of <25 microgram/L. American Electric Power Technology: Two Stage Biological Reactors, Integrated Project Delivery with (614) 933-2206 GE Water & Process, and Technologies and HDR. Contract Amount $23M. Completion 2012. Doug Elliott WTP/WWTP:Brandon Shores, Glen Burnie, MD – Combination water Vice President treatment and wastewater treatment plant with biological nitrogen removal. Atlas Industrial Contractors Contract Amount $29M. Completion 2009 (614) 735-3008 FGD WWTP: Duke Energy, Cayuga, IN – Project Manager. Alliance contract with Babcock Wilcox Power for construction of a WWTP process Jennifer Bailey, P.E. building. Contract Amount $2M. Completion 2007. Program & Process Manager Marmet Lock Expansion: US ACOE, Belle, WV – Controls Manager. Citizens Energy Group $225M expansion of a critical lock on the Kanawha River. Completion 2005. City of Waterford Waterford WTP, Waterford, OH – Construction of a new (317) 964-9552 water treatment plant extracting water from the Muskingum Rover and providing it to a new plant. Contract Amount $2.7M. Completion 2001. CR 275 Sanitary Pump Station: Pittsboro, IN – Project Engineer. Design of a new sanitary sewer duplex pump station and forcemain to allow Pittsboro to develop a new industrial park. Contract Amount $2M. WWTP Expansion: Watseka, IL – Design Manager. Expansion of the Town’s wastewater plant and design of a new industrial sewer and lift station. Including a new oxidation ditch, clarifiers, multiple pump stations and anaerobic digester conversion. Contract Amount $5M. Previous Work Experience 2018: Atlas Industrial Contractors – Columbus Ohio, Director of Operations 2016-2017: Southern Environmental – Pensacola, Florida, Director – Business Development 2013-2016: Davis Pickering Corporation – Marietta, Ohio, Vice President City of South Bend: Pinhook WTP Improvements Project GSC Page | 15 MICHAEL BENTER| Project Manager Education: Summary of Qualifications BS, Building Construction and Mr. Benter has over 28 years of experience in the construction industry. His Contracting, Purdue University education and experience have given him the ability to work on a wide variety of projects. His past work experience includes water and wastewater treatment Training and Certifications: plants, water distribution systems, wastewater collection systems, excavation and OSHA 30-hour earthwork projects, and material handling systems. His current responsibilities include but are not limited to estimating, scheduling, budgeting, cost tracking and Total Years Experience: control, subcontractor and vendor coordination, and owner correspondence. 28 Project Experience Joined Reynolds Construction: Water Improvement Project Division “A” WTP: Town of Wolcott, 2008* Wolcott, Indiana- Project Manager. The project included, but was not limited to, the construction of a new water treatment plant, including a new forced References: aeration unit, two new high service pumps, new horizontal pressure filter, Charlie C. Hemphill, P.E. chemical feed equipment, mechanical and HVAC systems, new SCADA Consultant to Tenaska, Inc. system, and associated water mains, valves, plumbing, sanitary sewers, 1044 N. 115th Street, Ste 400 earthwork, electrical work, connections to existing water mains, and all other work required for the complete and fully operational water treatment plant. Omaha, NE 68154 Contract Amount $1.9M. (402) 952-5823 Design-Build/Engineer-Procure-Construct: Hickory Run Energy Water Infrastructure: Hickory Run Energy, LLC, New Castle Pennsylvania– Zachary Dukes, P.E. Project Manager. Water infrastructure to pump reclaimed water from the Kentucky American Water WWTP to the power plant included: reclaimed water pumping station at the (859) 268-6352 NCSA municipal wastewater treatment plant site, approximately 3.3-mile- zachery.dukes@amwater.com long underground reclaimed water pipeline connecting the pumping station to the power plant, approximately 0.7-mile-long underground process Charles “Charlie” Adams, P.E. wastewater pipeline from the Hickory Run Energy Station to the Mahoning American Water River, and a surface outfall to discharge the process wastewater into the (337) 537-1423 Mahoning River. Contract Amount $12.8M. Completion December 2019. (337) 378-7368 th 106 Street Wastewater Facilities Relocation: City of Fishers, Fishers, IN – QA/QC. Project included installation of approximately 800 LF of 27” PVC Sewer, 1,750 LF of 30” DIP Force Main, with a bore of 340 LF within 48” casing pipe and 360 LF HDPE by HDD. Included with the work, manhole structures, fittings, valves and appurtenances, clearing of ROW, a pre- construction audio/video survey, construction engineering, maintenance of traffic, erosion and sediment control measures, dewatering and maintenance of flow as needed, and surface restoration. Contract Amount $1.9M. Completion Date July 2016. Progressive Design-Build- Fort Polk North & South Fort Wastewater Treatment Plants Short-Term Improvements Project: American Water Operations & Maintenance, Inc., Fort Polk, LA – Project Manager. This $5.5M project began December 21, 2010 and ended June 25, 2014. The existing two treatment plants will be decommissioned after the new WWTP is constructed. In the interim, short-term improvements were completed to improve their process performance and treatment consistency. These improvements included additions and/or upgrades to aeration, clarification, *Date provided is indicative of the year the employee either joined Reynolds Construction, sludge handling and drying, disinfection, and electrical systems. or one of the former company’s in the Reynolds history (Reynolds, Inc. or Layne Heavy Civil, Inc.). City of South Bend: Pinhook WTP Improvements Project GSC Page | 16 JAMES BARTRUM| Superintendent Training and Certifications: Summary of Qualifications OSHA 30-hour Mr. Bartrum has over 21 years of experience in the construction industry, Collector Well/Confined Space specializing in carpentry, formwork, and water and wastewater construction. He Rescue has extensive training in underground and heavy construction, including machine Confined Space Entry Training trades, and has served in the capacity of laborer, equipment operator, crew foreman, and superintendent. For the past 8 years, Mr. Bartrum has supervised Training in Trench Safety and Soil and trained personnel in the installation of large-scale water supply systems Conditions throughout the country and in a variety of geological settings. Additionally, Mr. First Aid and CPR Training, Bartrum has been responsible for the implementation of many significant design American Red Cross changes in the equipment associated with radial collector well installation and has PADI Certified Open Water Diver trained others in the art and science of caisson construction and lateral projection. Specialized Training in Various Project Experience Pump, Design, and Shop Schools Ellwood WTP and Raw Water Facilities: Pennsylvania American Water Fall Protection Training – Superintendent. Construction of a new 8MGD (expandable to 16MGD) water treatment plant and raw water intake facilities with 35’ diameter, 165’ Crane Operator Training deep shaft for raw water intake, 3-500’ microtunnels, Open-Cut River crossing, and Two River intakes. Tunneling portion completed June 2017. Total Years Experience: Completion March 2020. Contract Amount $80.2M. 21 Monticello WWTP Improvements: City of Monticello, Monticello, IN – Superintendent. This $11M project began October 2015 and was completed Joined Reynolds Construction: in November 2017. Project consisted of the upgrade of existing wastewater 1994* treatment plant. Expanding is from 2.4 MGD to 3.6 MGD. Design-Build EPC Services for Wet AD and Nutrient Recovery: Harvest References: Power Inc., Orlando, FL – Superintendent. This $25.9M project began July John Zelenky 2012 and ended in December 2013. The project involved the implementation American Water of a proven European digestion technology. Plant recycles organic waste Senior Construction Inspector converting it to renewable energy through an anaerobic digestion process. 1025 Laurel Oak Rd. Design-Build: Grand Gulf Nuclear Station Radial Well #6: Entergy Vorheese, NJ 08043 Operations- Shaw Group, Port Gibson, MS – Superintendent. This project John.Zelenky@amwater.com began December 2009 and ended July 2012. This $14.8M project constructed a well capable of supplying an additional 10,000 GPM to the (717) 773-7673 existing Plant Service Water (PSW) system. Collector Well #62: City of Sioux Falls, SD, Sioux Falls, SD – Dan Jeannerat Superintendent. This $1.9M project ended October 20, 2010. This project Pennsylvania American Water consisted of a new 2-MGD horizontal collector well, well house, caisson and 1000’ of 10” underground pipe. The 19’ diameter precast panel well house Plant Superintendent and 16’ (ID) diameter caisson has four 12” stainless steel laterals totaling 352 Industrial Park Dr. 700 feet and 1 spare port for adding another lateral in the future if needed. Wampum, PA 16157 The collector well uses (1) 100-HP vertical pump and a variable frequency Dan.Jeannerat@amwater.com drive (VFD) to pump the water to an existing 10” water main that feeds the (724) 406-8334 Sioux Falls Water Purification Plant. Collector Well: City of Canton, Canton, IL – Superintendent. This $4.5M project ended August 2010. It consisted of a 19’ OD/16’ ID caisson 67’ deep, four 12” stainless steel lateral screens totaling 830’ in length and a pre- *Date provided is indicative of the year the fabricated EFI Water-Shed water booster pump station with all necessary employee either joined Reynolds Construction, internal piping, pumps, motors and controls and telemetry. The pump station or one of the former company’s in the Reynolds holds three 2100 GPM pumps with a total design capacity of 5 MGD. This history (Reynolds, Inc. or Layne Heavy Civil, Inc.). pump station communicates remotely with the city’s water plant to determine flow rates, pump run times and high/low water levels. ntrols and transfer switch. City of South Bend: Pinhook WTP Improvements Project GSC Page | 17 DANIEL BROCK, CSHS, CHST | Safety Representative Training and Certifications: Summary of Qualifications Certified Safety and Health Mr. Brock has over 28 years of experience in the construction industry and has 26 Specialist Certificates for years of experience with the Safety/Risk Management Department. He spent Construction and General several years in the field serving as an on-site Safety Manager. He is now Industry Emphasis from Eastern responsible for assisting the Vice President of Safety and Risk Management for Kentucky University all divisions of Reynolds Construction. Construction Health and Safety Responsibilities and Current Duties Technician (BCSP) Implement safety program to ensure compliance with regulations. OSHA 500 & 501 (Outreach 10 Monitor worker compliance and implement corrections as needed. and 30-hour instructor class) Work with the management team to evaluate and enforce safety polices. LG&E Passport Instructor Working with project management for safety pre-planning. CPE-Related Classes Safety research and design, working with engineer to develop custom lifting devices and fall protection/prevention devices. Cardinal Carrier Forklift Train-the- New job reviews with onsite supervisors. Trainer program Coach workers to understand safe working procedures to carry out their Air Monitor Training for assigned duties/task. Calibration and Basic Repairs Comprehensive incident investigations, leading and coaching. (Crow-Con and BW Compile and analyze trending data. Technologies) Assisting with JSA and hazard/GAP analysis. Develop safety training programs. (i.e. Materials, Presentations) American Red Cross First Aid and Write Specific Safety Plans. CPR instructor Portable gas monitoring equipment repair and calibrations (BW Tech) Total Years Experience: DOT in house inspections. 28 Site Compliance Inspections. (Accident prevention, OSHA, RWSP) In-house safety consulting. Joined Reynolds Construction: Assist with pre-qualification and safety questioners 1992* Training Delivered to Employees References: Annual Employee Safety Training- Includes various OSHA and company related topics Dan Sheffer Specialty training sessions (i.e. forklift & aerial lift operation) Sheffer Engineering Company Focused Sessions (i.e. stand down, company high emphasis) (404) 557-3702 OSHA Compliance emphasis topics OSHA 10-hour and 30-hour Construction and General Industry LG&E Passport Robert Summers First Aid/CPR/AED/Blood-borne pathogens EMI Safety Qualified Signal Person (when required) (404) 915-5204 New Hire Orientations Donnie Richardson Recent Project Experience Granite Inliner Design-Build Newburgh WTP Consolidation & Chlorine Conversion: (270) 929-1053 American Water Co- Indiana, Newburgh, Indiana- Safety Manager. This project includes the design, permitting and construction of all improvements including a proposed 2MGD filter expansion, high services *Date provided is indicative of the year the pump replacement, a liquid chemical storage, feed and containment employee either joined Reynolds Construction, system for sodium hypochlorite (12.5%), a permanent standby generator or one of the former company’s in the Reynolds and installation of a 2 MGD well at the Scuffletown Wellfield. Contract history (Reynolds, Inc. or Layne Heavy Civil, Inc.). Amount $3.4M. Completion March 2020. City of South Bend: Pinhook WTP Improvements Project GSC Page | 18 SECTION 2: REFERENCES CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT REFERENCES REFERENCES CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT REFERENCES Provide references with contact information for Indiana Guaranteed Savings Contract projects completed. Include the location, scope of work, and personnel responsible. Reynolds Construction is a fully certified Guaranteed Savings Contractor, licensed to conduct business under IC 36-1- 12.5 and can provide all the guarantees and documentation required by the statutes. Our list of active projects under the GSC model is continuing to grow and we have been selected on several projects and are currently working through the design phase. The WTP design expertise of our management team is what truly enables us to add value to the project. The entire Reynolds leadership team understands the importance of this project as identified in the commitment letter from Les Archer, Owner and President of Reynolds Construction. We are committing our best resources to this project – including an experienced PM (Michael Benter) who will be involved from start to finish. The following project profile references showcase a glimpse of our experience that will benefit you on this project. Provide a list of all of the water / wastewater utility projects the Provider has completed under the terms of IC 36-1-12.5. Please refer to the end of Section 2 for a list of Water / Wastewater Utility projects we have completed in Indiana. OWNERS/ENGINNERS “I wanted to let you know the work performed by Reynold’s Construction at the MOAW St. Joseph SHOW THEIR treatment plant was exceptional. Everyone involved on the project did a fantastic job and their efforts are APPRECIATION TO greatly appreciated. We look forward to working with Reynold’s on future projects. Please tell the project REYNOLDS staff thank you.” Sincerely, “Indiana-American Water Company is very Susan Harris pleased with the performance of Reynolds Project Manager Construction on the Sheridan WWTP upgrades American Water project. As a valued and trusted business partner for many years, Reynolds has demonstrated exceptional service and cooperation on this critical project that has allowed us to overcome “We have worked well with all the Reynolds budgetary restrictions and to meet completion construction project management staff, site deadlines. The Value-Engineering ideas you superintendents and construction engineers. We suggested at the headworks helped save us over have not had one instance where Gannett Fleming $1 Million on this project. Reynold’s ability to find considered a member of the Reynolds construction team was not an appropriate fit for the specific project creative cost-savings ideas is one of the primary to be built.” reasons we consistently work with Reynolds.” Very Truly Yours, Sincerely, Jeff Raffensperger Mike Seals Vice President, Principal Project Manager Water Senior Engineering Project Manager Practice Indiana-American Water Company, Inc. Gannett Fleming, Inc. Page | 19 LƓķźğƓğ‘ğƷĻƩΉ‘ğƭƷĻǞğƷĻƩ9ǣƦĻƩźĻƓĭĻ ΛtğƩƷźğƌƌźƭƷƦğƭƷЊЉǤĻğƩƭΜ CompletionContractProjectProject ProjectNameCitySTEngineerDescription DateAmountManagerSuperintendent Newgroundwaterplantindependentfromtheexistingplant.Thenew plantcapacityis6.0MGDexpandableto10MGD.Included: AerationDetentionTank(steelconstruction);Typicalchemicalfeed AllisonvilleRdWaterTreatment NoblesvilleIN5/15/2020GannettFleming$17,083,911DanClarkDavidHammondrooms; ThreehorizontalPressureFilters;BackwashTanksburiedwith Facility precastlids;1.0MGClearWell(posttensionedconcrete);Threeeach highservicepumps;Onenewgroundwaterwellof1.5MG; Modificationstoanexistingwell Replaceflocculatorequipmentandbafflewalls.Repairconcretetanks TWMosesBasinIndianapolisIN4/30/2020CMID$1,935,200AdamRalphBryanWeber whiledown Newwatertreatmentplant,includinganewforcedaerationunit,two newhighservicepumps,newhorizontalpressurefilter,chemicalfeed TownofWolcott Commonwealthequipment,mechanicalandHVACsystems,newSCADAsystem,and WaterImprovementProjectDivisionWolcottIN3/25/2020$1,899,387MikeBenterBryanWeber Engineers,Incassociatedwatermains,valves,plumbing,sanitarysewers,earthwork, WaterTreatmentPlant electricalwork,connectionstoexistingwatermains,andallotherwork required Design,permittingandconstructionofallimprovementsincludinga proposed2MGDfilterexpansion,highservicespumpreplacement,a NewburghWTPConsolidation& Newburgh IN3/18/2020Black&Veatch$3,498,997JuanBlacuttBradGutgsellliquidchemicalstorage,feedandcontainmentsystemforsodium ChlorineConversion hypochlorite(12.5%),apermanentstandbygeneratorandinstallation ofa2MGDwellattheScuffletownWellfield. SubstantialConstructnewchemicalbuilding,newrawwaterintakeandpump MuncieWTFPhase2ImprovementsMuncieINJoelStillions GannettFleming$19,700,415AdamRalph 10/21/2019station,addontotheexistingadminbuilding,andmisc.ancillarywork. ConvertedexistingchlorinegasinjectionsystematbothMarlinand OrmefacilitiestoSodiumHypochlorite.ProjectconsistedofnewFRP bulktanks,HDPEdaytanks,SCADAsystem,chemicalinjectiontransfer pumpsandfeedsystems,chemicalpiping,valvesandappurtenances. MarlinandOrmeWTFChlorineGasThechlorinegassystemhadtostayoperationaluntiltheconversion GreenwoodIN8/21/2019Black&Veatch$1,968,741JohnHallBradGutgsell ConversionDBProjecttookplace. Electrical,HVAC,Plumbing,Paintingandsitemodification/upgrade scopesofworkwereincludedtocompletetheconversion.New undergroundchemicalductbankswereinstalledwhileexisting undergroundchemicalpipingremainedinuse. Upgradeoftheexistingwastewatertreatmentplantincluding:new headworksstructurewithonemechanicalscreenandbypassbar screen,screeningswashercompactor,andfourrawsewagepumps;a newgritremovalsystemwithtwovortexgrittanksandagritclassifier inanewbuilding;newbiologicalselectorsystemwithananaerobic basin,phaseseparatortank,andpreanoxictank;twonewstaged aerationreactors;onenewsecondaryclarifierandrehabilitationoftwo existingclarifiers;anewreturnactivatedsludgepumpstation;twonew MonticelloWWTPImprovementsMonticelloIN11/30/2017WesslerEngineering$11,439,964DaleFleenorBudLandstrom mechanicalclothmediafiltersinstalledinexistinggravitysandmedia filtertanks;twonewinlineUVdisinfectionsunits;modificationstoan existinggritbuildingincludingtheadditionoftwonewalumstorage tanksandchemicalfeedequipment;threenewblowers,anelectrical roomandoffice/laboratoryspace;anewstandbypowergenerator;and allyardpiping,valves,electrical,instrumentation,controls,mechanical, paving,andsiteworknecessaryforacompleteinstallation Page | 20 LƓķźğƓğ‘ğƷĻƩΉ‘ğƭƷĻǞğƷĻƩ9ǣƦĻƩźĻƓĭĻ ΛtğƩƷźğƌƌźƭƷƦğƭƷЊЉǤĻğƩƭΜ CompletionContractProjectProject ProjectNameCitySTEngineerDescription DateAmountManagerSuperintendent Increasedthecapacityoftheexistingplantinorderto minimize/eliminateoverflowsduringwetweather.Improvedscreening Donohue& MitchellWWTPImprovementsMitchellIN9/13/2016$2,573,269DaleFleenorBradGutgselloftherawsewageenteringthewastewatertreatmentplant.Repaired Associates,Inc. orreplacedsomeoftheagingequipmentandtoupgradetheexisting electricalsystem. William ThompsonWilliamThompson StadlerLiftStationandForceMain(Plant)(Plant)NewLiftStationwith8MGDwithsanitarysewersinstalledbyHDD ColumbusIN8/1/2016GRWEngineers$2,947,933 acrossthecreek. (and3rdSt.LiftStationDemolition) JasonDavisTonyStalker(Utilities) (Utilities)) Projectincludedinstallationofapproximately800LFofPVCSewer, 106thStreetWastewaterFacilitiesRandy FishersIN7/1/2016VSEngineering$1,900,149TonyStalker1,750LFofDIPForceMain,withaboreof340LFwithincasing RelocationTummers pipeand360LFHDPEviaHDD. Approx.8,125LFofnewsewerinterceptorpipe,installedata Steven CommonwealthJohhnyGibson,depthof15feet,toreplaceagingsewermain.(Approx.1,375LF IN6/11/2015 EastSideInterceptorReplacementRichmond$12,883,259Mainord, EngineersTimwinchellconstructedbytraditionalopencutmethod.Approx.6,750LF BrianRieschick constructedbytrenchlesstunnelingutilizingatunnelboringmachine.) Phase1:StructuralmodificationstotheexistingWetWeatherBasinto increasedcapacityandrelocatingtheinjectionpointsforsodium hypochloriteandsodiumbisulfitetreatment. 2014WWTPProj IN5/27/2015WesslerEngineering$1,240,955DaleFleenorBradGutgsell WestLafayette Phase2:ConsistedoftheconstructionofanewChemicalBuildingto Area1&Area2Phase1 houseSodiumAluminatetanks,pumps,pipingandequipmentdesigned forphosphorusremovalfromthewastewater. Thisprojectconsistedofinstallingapprox2,000LFof24"36"HDPE BelmontAdvancedWWTPLow forcemainalongwithasectionofcuredinplacepipingtoreplace PressureSecondaryEffluentForceIndianapolisIN9/30/2014TheEticaGroup$1,608,612JasonDavisTonyStalker theexistingsecondaryeffluentforcemainwhichhasbecomevery MainReplacement pronetofailure. Thisprojectconsistedofconstructinganewboosteradjacenttothe existingboosterstation.Itincludedthree(3)newhorizontialsplitcase WaterSystemImprovementsNew Midwesternpumps,ductileironflangeandundergroundpiping,castinplace FloydsKnobsIN3/25/2014$682,237SteveArvinCharlieCole BoosterStationonDuffyRd. Engineers,Inc.concrete,masonrywork,processvalves,painting,heating/air conditioning,standbygeneratorsystem,electricalworkandselect demolitionoftheexistingboosterstation. WorkforSectionIincludedconstructionofanewpumpstation,anew SoutheastWaterSystem valvevault,anew2milliongallonwaterstoragetank,mechanical, Improvements,SectionIPumpBloomingtonIN11/7/2013Black&Veatch$6,537,208SteveArvinDaveFee electrical,andinstrumentationwork,sitework,andother StationandTank miscellaneousworkasrequired InstallationofUV/AOPEquipmentprocuredbytheDistrictfromTrojan Technologies;InterconnectingPlantPiping;EQChamber;UVRoom Midwestern PatokaPhVIIDivIIIUV/AOPDuboisIN12/11/2012$6,685,073DaleFleenorBradGutgsell(Block&Concrete);260,00GallonQuenchTank;ChlorinationRoom Engineers,Inc. overQuenchTank;ChlorinationEquipment;AmmoniaEquipment; StandbyGenerator Page | 21 LƓķźğƓğ‘ğƷĻƩΉ‘ğƭƷĻǞğƷĻƩ9ǣƦĻƩźĻƓĭĻ ΛtğƩƷźğƌƌźƭƷƦğƭƷЊЉǤĻğƩƭΜ CompletionContractProjectProject ProjectNameCitySTEngineerDescription DateAmountManagerSuperintendent WWTPImprovementsincluding:Demolitionofthree(3)steelsludge treatmenttanks(1120'diameter,&275'diameter),preengineered sludgepress/chemicalbuilding,existingmaintenancegarages,& existingchlorinecontacttank;Renovationstotheexistingsludge Commonwealth WWTPImprovementsNewburghIN7/20/2012 $20,116,843SteveArvinEarlCaudillblowerbuilding,existingSBRblowerbuilding,existingadmin/control Engineers building,existingheadworksbuilding,andexistingSBRtanks4&5; Sludgeremoval;Newconstructionoftwo(2)sludgetreatmenttanks (106'diameter),newsludgeblowerbuilding,newSBRblowerbuilding, newgritremovalbuilding,newSBRtanks6,7&8;&more Phase1NewheadworksProjectNewHeadworksstructurewith JimmyModglin approx.1,600CYconcrete,newequipmentincludingAutoBarScreens, WWTPAdditionsandImprovements IN6/29/2012HNTBCorporation$6,896,032DanClarkDavidHammond,Asst TerreHaute twinPistaGrits,GritWashers&compactors,approx.930'of36",450'of PhINewHeadworks Superintendent 48",450'of30"&othermisc.pipe. AddedanInfluentPumpStationwithautomaticscreeningequipment. Bernardin, BrandonThesewageisthenpumpedbyforcemaintothenewGritRemoval MadisonWWTPImprovementsMadisonIN3/1/2012Lochmueller,&$2,773,061KeithHollingsworth TarvinSystem.Modificationsarealsobeingmadetotheclarifierstructuresby Associates,Inc replacingcollectionequipment. WWTPModificationsProjectcentersaroundnewodorcontrolsystem CommonwealthconsistingofanewThermalProcessSystemBioFilterandAeration WWTPModificationsFranklinIN3/1/2012$2,030,782DanClarkDavidFee EngineersSystem,anewUVandNPWStructure,anewBarScreen@theexisting Headworks,andothermiscellaneoussiteimprovements Increasedpeakflowfrom10to20MGD;Theexpansionconsistedof: adding/converting4equalizationbasinsintonewprimaryclarifiers, twonew(90'x130')AerationTanks,twonew(90'DIA)Secondary AndyZalla& HNTBCorporation$18,172,751 WWTPUpgradePhaseIINoblesvilleIN11/3/2010JimmyModglinClarifiers,renovationoftheexistingchlorinecontactdisinfectiontank DanClark intoaUVdisinfectiontank,&anewEffluentPlantpumpingstation.The existingfourPrimaries,twoAerationtanks,&twosecondaryclarifiers rehabilitated Page | 22 SECTION 3: TECHNICAL APPROACH CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT TECHNICAL APPROACH TECHNICAL APPROACH: EXPERIENCE OF TEAM CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT EXPERIENCE OF TEAM’S TECHNICAL ABILITY B.Providers are encouraged to present evidence of their team’s technical ability relative to such anticipated scope of work by providing a list of water/wastewater experience of the team. The key personnel proposed for this contract were selected for their extensive experience with facility and/or utility projects. Their experience includes a dedication to project safety, knowledge of construction, and workload management, to assure that the project team can deliver the required services to the City of South Bend. Reynolds will ensure that we always have sufficient resources available to support the City’s needs for this project. Our team members are local in Indiana and can be regionally supported with other key individuals. We have the ability to supplement this team from approximately 340 staff members across the country if needed. Our team members each have over 19 years of relevant experience and have worked on many similar projects, as evidenced by the list of water and wastewater experience of team members on the following pages. WORK HISTORY AS A TEAM Reynolds and American Structurepoint have successfully worked together in the past on the following projects: Project Name City ST Completion Date Owner Engineer Citizens Energy CSO Indianapolis INEst. 11/30/2020 Citizens American Energy Group Structurepoint Inc. Fairgrounds Ditch Drainage Lawrenceburg IN8/1/2008 Lawrenceburg American Improvements Conservancy Structurepoint, District Inc WWTP Expansion Rising Sun IN2/12/2007Rising Sun American Municipal Structurepoint, Utilities Inc Page | 23 JERSEY CITY MUA WTP FILTER IMPROVEMENT PROJECT CONTRACT #25 BOONTON, NEW JERSEY Project Description At a Glance Upgrade and rehabilitationof 80 MGD surface water filtration Contract Amount: plant. Scope consisted of overhaul of gravity filters, replacement $8,026,041 of (64) 20" to 36" motor operated valves, installation of 186’ of 36" Notice to Proceed: DIP, rehabilitation of (2) 120' DIA sludge thickeners and (2) 120' January 1, 2010 DIA backwash tanks which included directional drilling of 10” HDPE piping 16’ below structures. Removal & rehab of 400hp filter Completion Date: backwash pump. Supplied & installed new 200hp backwash tank August 17, 2013 fill pump. MGD: Reynolds removed the failing filter surface wash system and 80 associated piping to install a new air scour backwash system including a new totally enclosed air compressor unit with Owner Contact Info: fabricated stainless steel piping. Jersey City MUA Under this project, Reynolds had seven days during a plant wide Kevin Carr shutdown to install two 48” influent channel gates and also (201)432-1150 installed a raw water flow meter in 72” concrete pipe k.carr@jcmua.com underground. Reynolds manufactured, installed and integrated Engineer Contact Info: SCADA and control system while maintaining control and plant United Water New Jersey operation on both systems during transition. All control and John Hroncich instrumentation panels throughout all the buildings (973)335-9806 communicate through fiber optics for reliability. John.hroncich@unitedwater.com Alabama | C olorado | Florida | Georgia | Indiana | Pennsylvania | Tennessee 6225 N County Road 75 E, Orleans, IN 47452; (877) 770-0127 Page | 24 www.reynoldscon.com \[źƭƷƚŅ‘ğƷĻƩΉ‘ğƭƷĻǞğƷĻƩ9ǣƦĻƩźĻƓĭĻƚŅƚǒƩĻğƒΛYĻǤtĻƩƭƚƓƓĻƌΜ hǝĻƩƷŷĻ\[ğƭƷЊЉ—ĻğƩƭ CurrentorActualFinalorCurrentProjectProjectProjectContract EngineerDescription ProjectNameCityST CompletionDateContractAmountExecutiveManagerSuperintendentDelivery NewChemicalFeed/UVBuilding:UVsystem8.6MDGavgflowper trainx2trains. NewIndustrialPumpStationwith(2)6,000gpmand(2)8,000gpm VTpumps HopewellWTPIndustrialPSElectricalProgressiveNewPostChemFeedbuilding Bldg,Chemical,andUVFacilitiesDBHopewellVA4/23/2021GannettFleming$23,030,580PaulBurtonModificationstoexistingchemfeedbuildings JohnHallRickButcherDesignBuild Project(TargetCost)NewChemicalsystems,daytanks,bulktanks,etc. NewElectricalswitchgear, UndergroundDIP,AbovegroundDIP,valves,etc. Newchemicalandelectricalductbanks Misc.Demo,relocates,tieinsandtaps Duetoafailingdigesterandthefrequentgaslockingofthemixing pumps,theoverallsolidsprocessingcapabilitiesoftheBiosolids BioSolidsFaciltyDigesterSmithSeckmanReid,ProgressiveFacilityhavebeenreduced.Reynoldscompletedthefollwing:replace NashvilleTN1/3/2021$19,300,000PaulBurton JuanBlacuttBillThompson ProgressiveDesignBuildIncDesignBuildcoveronfaileddigester,replacemixingsystemsfordigesters,replace holddownstrapsonworkingdigesters,andmod ifyandincrease capacityofoverflowinfrastructurefordigesters. TheNewburghWTFConsolidationandChlorineconversionproject Projectscopeofworkincludesthedesign,permittingandconstructionofall Excecutive:Paulimprovementsincludingaproposed2MGDfilterexpansion,high NewburghWTPConsolidation&DesignBuild NewburghIN3/18/2020Black&Veatch$3,498,997servicespumpreplacement,aliquidchemicalstorage,feedand BurtonJuanBlacuttBradGutgsell ChlorineConversion(TargetCost) QA/QC:Adamcontainmentsystemforsodiumhypochlorite(12.5%),apermanent Ralphstandbygeallationofa2MGDwellatthe neratorandinst ScuffletownWellfield. Anewwatertreatmentplantonbase.Thenewwatertreatment plantisdesignedforVOCandironandmanganeseremoval. DaveRaymond ConfidentialNJ6/30/2020CONFIDENTIAL$12,626,643PaulBurtonDesignBuild SchrettnerTimmondsReynoldsConstructionhiredJacobsEngineeringtoactasitsdesign partner. Thisisatotallynewgroundwaterplantindependentfromtheir Progressive AllisonvilleRdWaterTreatmentexistingplant.Oncethenewplantisonlinetheoldbuildingwillbe NoblesvilleIN5/31/2020GannettFleming$17,083,911PaulBurtonDanClarkDavidHammondDesignBuild Facilityrepurposed.Theplantcapacitywillbe6.0MGDexpandableto10 (TargetCost) MGD. DesignBidReplaceflocculatorequipmentandbafflewalls.Repairconcrete TWMosesBasinIndianapolisIN4/30/2020CMID$1,935,200PaulBurton AdamRalphBryanWeber Build(DBB)tankswhiledown DesignBid NYAMPlant5FilterCovers&MediaLongIslandNY4/9/2020Hazen&Sawyer$2,825,830PaulBurtonImprovementstotheNYAmericanWaterWaterTreatmentPlant DaveWardJr.MikeDiDonato Build(DBB) RawWaterFacilities: GannettFleming GuyGoffJamesBartrumConstructionofanew8MGD(expandableto16MGD)water EllwoodWTPandRawWaterDesignBid WampumPA3/31/2020$80,189,697PaulBurton&WilliamBudLandstromtreatmentplantandrawwaterintakefacilitiesforPennsylvania FacilitiesWaterTreatmentBuild(DBB) HarworthJBGibsonAmericanserviceareainwesternPennsylvania. Plant: BuchartHorn Page | 25 \[źƭƷƚŅ‘ğƷĻƩΉ‘ğƭƷĻǞğƷĻƩ9ǣƦĻƩźĻƓĭĻƚŅƚǒƩĻğƒΛYĻǤtĻƩƭƚƓƓĻƌΜ hǝĻƩƷŷĻ\[ğƭƷЊЉ—ĻğƩƭ CurrentorActualFinalorCurrentProjectProjectProjectContract EngineerDescription ProjectNameCityST CompletionDateContractAmountExecutiveManagerSuperintendentDelivery Theprojectincludes,butisnotlimitedto,theconstructionofanew watertreatmentplant,includinganewforcedaerationunit,two newhighservicepumps,newhorizontalpressurefilter,chemical TownofWolcott CommonwealthDesignBidfeedequipment,mechanicalandHVACsystems,newSCADAsystem, WaterImprovementProjectDivisionWolcottIN3/25/2020$1,899,387PaulBurton MikeBenterBryanWeber Engineers,IncBuild(DBB)andassociatedwatermains,valves,plumbing,sanitarysewers, WaterTreatmentPlant earthwork,electricalwork,connectionstoexistingwatermains,and allotherworkrequiredforthecompleteandfullyoperationalwater treatmentplant. ConstructionofanewIronandManganeseWTPincluding3 Substantial DaveDesignBidhorizontalpressurefilters,4chemicalfeedsystems,backwash AWCHyettsCornerMiddletownDECompletionDuffieldAssociates$3,443,106PaulBurtonKeithPerkowski SchrettnerBuild(DBB)supply,finishedwatersupply,backwashstorageandsludgestorage 1/31/2020 facilities. Thisprojectwasoneofthefinalphasesofamultiplephaseproject CitizensSludgeLineReplacementtoreplaceapproximately32,000LFoftwinDIpipelinesdueto DesignBid Project92MVV00357Phase1.2andIndianapolisIN12/31/2019TheEticaGroup$2,100,000PaulBurtonJasonDavisScottWhalinthehighfailurerateoftheexistinglines.Theselinesareusedto Build(DBB) 3.0transfersludgebetweentwowastewatertreatment plants(SouthportandBelmont). Thepurposeofthisprojectwastoprovidesupplementalcleanwater WilliamDesignBid TNRiverCrossingWaterlineChattanoogaTN11/27/2019CTIEngineers,Inc.$3,270,099PaulBurtonMartinHoopertoAWTNcustomersNorthoftheTennesseeRiverbyaddinganew HarworthBuild(DBB) waterline. SubstantialProgressiveConstructnewchemicalbuilding,newrawwaterintakeandpump MuncieWTFPhase2ImprovementsMuncieINCompletionGannettFleming$19,700,415PaulBurtonAdamRalphJoelStillionsDesignBuildstation,addontotheexistingadminbuilding,andmisc.ancillary 10/21/2019(TargetCost)work. ConvertedexistingchlorinegasinjectionsystematbothMarlinand OrmefacilitiestoSodiumHypochlorite.ProjectconsistedofnewFRP bulktanks,HDPEdaytanks,SCADAsystem,chemicalinjection transferpumpsandfeedsystems,chemicalpiping,valvesand appurtenances.Thechlorinegassystemhadtostayoperational MarlinandOrmeWTFChlorineGasDesignBuilduntiltheconversiontookplace. GreenwoodIN8/21/2019Black&Veatch$1,968,741PaulBurton JohnHallBradGutgsell ConversionDBProject(TargetCost) Electrical,HVAC,Plumbing,Paintingandsitemodification/upgrade scopesofworkwereincludedtocompletetheconversion.Reynolds utilizedexistingfeedpointsandaddedadditionalfeedpointsas required.Newundergroundchemicalductbankswereinstalled whileexistingundergroundchemicalpipingremainedinuse. Installationofapproximately2,500LFofandDICLwater main,valves,fittingsandappurtenances.Installationof approximately4,400LFofSteelpipeinstalledviaHDDbeneath RandyBobbyWheeler,DesignBid LakeScrantonFinishedWaterTunnelScrantonPA8/21/2019MottMacDonald$19,344,538PaulBurtonEastMountain.Onewettap,onelinestop,onetie TummersKazRichardsonBuild(DBB) in,onetiein,andtwosteeltoDICLconnections. Installationofonenewmetervault,twonewair/vacuumvalve chambers,andtwopipematerialtransitionteststation. Page | 26 \[źƭƷƚŅ‘ğƷĻƩΉ‘ğƭƷĻǞğƷĻƩ9ǣƦĻƩźĻƓĭĻƚŅƚǒƩĻğƒΛYĻǤtĻƩƭƚƓƓĻƌΜ hǝĻƩƷŷĻ\[ğƭƷЊЉ—ĻğƩƭ CurrentorActualFinalorCurrentProjectProjectProjectContract EngineerDescription ProjectNameCityST CompletionDateContractAmountExecutiveManagerSuperintendentDelivery HickoryRunEnergy(HRE)isconstructinganominal1,000MW combinedcycleelectricgeneratingfacility(powerplant)inNorth BeaverTownship,LawrenceCounty,Pennsylvania.HickoryRun MikeBenter HickoryRunEnergyWaterDesignBuild/ NewCastlePA6/30/2019O'Brien&Gere$12,846,414PaulBurtonRandyRickButcherEnergycontractedwithNewCastleSanitationAuthority(NCSA)to InfrastuctureEPC Tummersprovidereclaimedwaterfromwastewatertreatmentplant atarateof2,500gpmto5,000gpmtosupporttheoperationofthe powerplant. Theprojectconsistedofconstructionofanewwatertreatment,and CMAR(Target ParkvilleWTPParkvilleMO6/15/2018Black&Veatch$20,694,969PaulBurtonAdamRalphRickButcherdecommissioningofanexistingwatertreatmentplantandtheuse Cost) ofvalves. Upgradeoftheexistingwastewatertreatmentplantincluding:new headworksstructurewithonemechanicalscreenandbypassbar screen,screeningswashercompactor,andfourrawsewagepumps;a newgritremovalsystemwithtwovortexgrittanksandagrit classifierinanewbuilding;newbiologicalselectorsystemwithan anaerobicbasin,phaseseparatortank,andpreanoxictank;twonew stagedaerationreactors;onenewsecondaryclarifierand rehabilitationoftwoexistingclarifiers;anewreturnactivatedsludge MonticelloWWTPImprovementsMonticelloIN11/30/2017WesslerEngineering$11,439,964PaulBurtonDaleFleenorBudLandstromLSBpumpstation;twonewmechanicalclothmediafiltersinstalledin existinggravitysandmediafiltertanks;twonewinlineUV disinfectionsunits;modificationstoanexistinggritbuilding includingtheadditionoftwonewalumstoragetanksandchemical feedequipment;threenewblowersinstalledinanewOperations Buildingthatalsoincludedanelectricalroomandoffice/laboratory space;anewstandbypowergenerator;andallyardpiping,valves, elrical,instrumentation,controls,mechanical,paving,andsite ect worknecessaryforacompleteinstallation RandyDesignBid IsoluxVernalPikeBloomingtonIN10/1/2017IsoluxCorsan,LLC$4,530,403PaulBurtonBobbyWheelerUtilityRelocationfortheI69Corridor TummersBuild(DBB) 2015LiftStationReplacement IndianapolisIN6/16/2017TheEticaGroup$2,084,818PaulBurtonJasonDavisTonyStalkerDesignBuildRehabilitationof(2)existingliftstations(LS):LS221andLS320. Package#3LS221&LS320 Theexistingstationsaseachoftheselocationswereexperiencing highlevelsoffailures.Reynoldsreplacedeachstationwithnew 2015LiftStationPreplacement submersiblepumps,valvesandotherpiping.Thisinvolvedthe Package#1IndianapolisIN10/13/2016TheEticaGroup$1,183,441PaulBurton JasonDavisTonyStalkerDesignBuild replacementofthewetwellsatalllocationsexceptLS208. (LiftStations;208,301,304and305) Furthermoreitincludedthedemolitionandreplacementofthe existingvalvepitandelectricalequipmentateachlocation. Toincreasethecapacityoftheexistingplantinorderto minimize/eliminateoverflowsduringwetweather.Toimprove Donohue&DesignBid MitchellWWTPImprovementsMitchellIN9/13/2016$2,573,269PaulBurtonDaleFleenorBradGutgsellscreeningoftherawsewageenteringthewastewatertreatment Associates,Inc.Build(DBB) plant.Torepairorreplacesomeoftheagingequipmentandto upgradetheexistingelectricalsystem. Page | 27 \[źƭƷƚŅ‘ğƷĻƩΉ‘ğƭƷĻǞğƷĻƩ9ǣƦĻƩźĻƓĭĻƚŅƚǒƩĻğƒΛYĻǤtĻƩƭƚƓƓĻƌΜ hǝĻƩƷŷĻ\[ğƭƷЊЉ—ĻğƩƭ CurrentorActualFinalorCurrentProjectProjectProjectContract EngineerDescription ProjectNameCityST CompletionDateContractAmountExecutiveManagerSuperintendentDelivery DesignandConstructionofanew11.5mgdwatersupplyintake AdamRalph facilityassociatedwiththeupgrade/expansionoftheTVAParadise KiewitTVACombinedCycleRawRickRyan DrakesboroKY7/29/2016BellEngineering$12,793,099PaulBurtonJoelStillionsDesignBuildCombinedCyclepowerplantInDrakesboro,KY.WorkingasaSubto WaterIntakeMikeHartman KiewitPower,Reynolds'responsibilitiesincludecompleteEPC SeanMiguel deliveryofthisnewintakest ructureandpumpingcomponents. Projectincludedinstallationofapproximately800LFofPVC DesignBid 106thStreetWastewaterFacilitiesRandy FishersIN7/1/2016VSEngineering$1,900,149PaulBurtonTonyStalkerSewer,1,750LFofDIPForceMain,withaboreof340LFwithin RelocationTummersBuild(DBB) casingpipeand360LFHDPEviaHDD. Phase1involvedtheconstructionofapproximately10,118LFoftwin TwinTransferSludgeLinesInterplantDesignBidundergroundpipelinesfromthenorthernportionofSouthport IndianapolisIN4/30/2016TheEticaGroup$2,454,181PaulBurtonJasonDavisTonyStalker PipelinesReplacementBuild(DBB)AdvancedWastewaterTreatmentPlanttoneartheintersectionof ElperAvenue&WarmanAvenue. TheReynoldsTeamperformedstructural,process,electricaland mechanicalengineeringdesignservicesforawellhouseatan ExpansionProjectHowardRGreen UpperMidwestUSA1/1/2016$4,241,761LesArcherJohnHallDesignBuildindustrialsitealongtheMissouriRiver.Theseservicesarepartofa PortNealCompany designbuildteamtodesignandconstructa9,250gpmhorizontal collectorwell. TwinTransferSludgeLine Phase4oftheTwinTransferSludgeLinesInterplantPipelines ReplacementProjectPhase4White TonyStalker,ScottDesignBidReplacementinvolvedtheconstructionofapproximately1,930LFof RiverCrossingandConnectiontoPigBelmontIN7/3/2015TheEticaGroup$2,049,941PaulBurtonJasonDavis WhalinBuild(DBB)twinundergroundpipelinesthatcrosstheWhiteRiverand RetievalStationatBlemontAWT connectingtothePigRetrievalStationattheBelmontAWTPlant. PlantProjectNo.92MW00357 Reynoldsinstalledofnewrawwatermains,andupgraded MidwesternRandyDesignBid WashingtonDivisionIIIWashingtonIN8/31/2014$1,049,118AshleyQuinnAdamThorntontheexistingmaintomakeitpiggable.Wealsobuilta1.8mg Engineers,Inc.TummersBuild(DBB) sedimentbasinwithapigcatcher. Constructionofa14,520sq.ft.waterrecyclingfacility.Scope includedconstructinganaccessdrive,installingculvertsandre routingswalestocomplywithLouisvilleregulationsand CentralizedWastewaterTreatment LouisvilleKY2/14/2014CDMSmith$2,697,460LesArcherJohnHaMARrequirements.Reynoldsconstructedtheparkinglot,allfoundations, llJoelStillionsC andReceivingFacilityPh.1 footersandslabs,plumbing,electrical,controls,HVAC,building erection,sitework,roadandrailroadtrerandwater ackbores,sew pipinginstallationandhookuptomains. AdamRalphOnFebruary20,2014,HarvestPowerunveiledtheCentralFlorida EPCServicesforWetADandNutrientEnvironandPMCBioDivMgr:PaulConstructionEnergyGarden,anorganicsmanagementandrenewableenergy OrlandoFL12/11/2013$25,924,843RickButcherEPC RecoveryinFloridaTecBurtonManager:JuanfacilitythatwasthefirstofitskindintheU.S.,convertingorganic Blacuttwasteintorenewablebiogasandnaturalfertilizers. Page | 28 \[źƭƷƚŅ‘ğƷĻƩΉ‘ğƭƷĻǞğƷĻƩ9ǣƦĻƩźĻƓĭĻƚŅƚǒƩĻğƒΛYĻǤtĻƩƭƚƓƓĻƌΜ hǝĻƩƷŷĻ\[ğƭƷЊЉ—ĻğƩƭ CurrentorActualFinalorCurrentProjectProjectProjectContract EngineerDescription ProjectNameCityST CompletionDateContractAmountExecutiveManagerSuperintendentDelivery Thewellisnowcapableofsupplyinganadditional10,000GPMto GrandGulfNuclearStationRadialtheexistingPlantServiceWater(PSW)system.Reynoldsportionof PortGibsonMS7/25/2012Burns&McDonnell$8,640,909LesArcherJohnHallJamesBartrumDesignBuild Well#6theworkconsistedofthefollowingmajoritems:PumpingStation, pumpdischargepiping,rawwatersupplyline,concreteslab,etc. Newrawwaterintake&pumpstationforanexistingWater TreatmentPlant.Replacethecurrentrawwaterintake&pump station.Increasecapacity&providefuturecapacityof8.5MGDin CMAR(Target RawWaterIntake&PumpStationJeffersonCityMO5/7/2012Black&Veatch$7,817,324LesArcherAdamRalphJoelStillionsthenewrawwaterintake.Thewetwellwillbeapproximately19'in Cost) diameter&75'drwallinthemiddle,7'x7' eepwithadivide horseshoeshapedtunnelapproximately200'throughbedrocktoa pointunderneaththeriver SrPM:Paul Burton,Adam RalphwasCM GenPowerLongviewPowerFacilityChesterEngineers(APumpStationswith8verticalturbinepumps forDavidHammond/ DunkardCreekDBWaterSupplyMaidsvilleWV2/23/2011memberoftheHatch$42,542,862LesArcherDesignBuild3horizontalsplitcasepumps Supply/IntakeBudLandstrom Intake,PipelinesGroup)83,000LF8"30"DIP&PVCSDR18 andPatrick StalkerwasCM forPipeline Thepurposeoftheprojectwastoupgradeandexpandtreatmentat CiticoWaterTreatment.Theprojectmodifiedtheexistingbasins DesignBid CiticoWTPUpgradesPh1AChattanoogaTN12/15/2010CDMSmith$4,134,096LesArcherPaulBurtonAbeDonlinwithnewflocculationandsedimentationequipment,andinstalled Build(DBB) sitepipeworkwhilecontinuouslyprovidinguninterruptedwater supplytotheentiredistributionsystem. Projectincludestheconstructionofa15MGDreclaimedwater pumpinganddistributionsystem.Notablefeaturesincludea SandyCreekEnergyStationReclaimedWaterPumpStation,EffluentWaterpipelines,Terminal PaulBurton&DesignBid ReclaimedWater&EffluentSystemsRieselTX11/1/2010Freese&Nichols$24,890,323LesArcherRickButcherStoragePondforanewcoalfiredpowerstationoutsideWaco, MikeBenterBuild(DBB) ProjectLSPowerFacilityTexas.Projectspecificsincluded: Pondsstoragecapacities45MG PumpStationwith3pumps,eachratedat5,555GPM(+/8MGPD) Thisprojectconsistsofanew2.0MGDhorizontalcollectorwell,well house,caissonandofundergroundpipe.The19'diameter precastpanelwellhouseand16'(ID)diametercaissonhas(4) HowardRGreenDesignBidstainlesssteellateralstotaling700'and1spareportforadding SiouxFallsWell62SiouxFallsSD10/20/2010$1,953,442LesArcherJohnHallJamesBartrum CompanyBuild(DBB)anotherlateralinthefuureifneeded.Thecollectorwelluses(1) t 100hpverticalpumpandavariablefrequencydrive(VFD)topump thewatertoanexistingwatermainthatfeedstheSiouxFalls WaterPurificationPlant. Page | 29 TECHNICAL APPROACH: COLLABORATION WITH ENGINEERS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT This section of the response should contain information about the Provider’s technical abilities. PROJECT UNDERSTANDING The City and American Structurepoint have done extensive research and planning to determine what improvements need to be completed during this project. The 5 specific items that need to be addressed are: Filters, Valves, Roof, Electrical and I&C, HVAC. Our approach to this project will focus on maximizing the amount of work that can be accomplished during the minimum amount of time, while keeping an eye out for cost-savings opportunities along the way. Since the City is able to shut down the entire plant for the construction, we will work on the filter refurbishment and valve replacements concurrently – with multiple crews on each task. We will develop a strategy for the sequence of the filter rehab with plant personnel and “leap-frog” the media from one filter to a refurbished one when possible if it will save time and money. We will solicit quotes from subcontractors we know and trust for the electrical, HVAC, and roofing work. We will also request quotes from local South Bend contractors that the City recommends. PRE-OUTAGE PREPARATION Our experience shows that pre-outage preparation pays off. We know to expect the un-expected and don’t assume anything when doing retrofits of existing facilities. Taking the time to verify items like lay- lengths of valves, bolt diameters, thread pitch, and coating compatibility are all small details that need to be addressed to ensure the work is efficient. For items that cannot be verified, it is important to have contingency plans. At this moment we are retrofitting eight gravity filters in West Point, NY. This photo shows gravity filter #4 after media was removed with the existing underdrains still intact. The scope of work includes upgrading 8- 14’x14’ gravity filters, keeping underdrains in place where we find them to be intact and then install the Leopold Universal Type XA -IMS Media Retainer, installing 24” sand and 12” Filter #4 after media removal anthracite. A similar project was completed at another American Water plant earlier this summer (2020). FILTERS The scope of the anticipated filter rehabilitation is clearly defined on Drawing C210 and it is consistent with what we have experienced on recent projects. We have proactively contacted BL Anderson and obtained a budgetary quote for the Leopold IMS 200 retainer that is being considered for the 8 filters. We are experienced with this product and efficiently install it. Once we remove the existing MDM, we will coordinate the inspection of the underdrain blocks and begin cleaning/prepping the filter for installation of the new IMS components. This will include the removal of the existing cant strip and items shown in Section 1 of drawing C209. Overall, modifications to each filter will take a crew of 3 men between 7 and 9 days depending on the extent of repairs required beyond the basic scope already identified. Placement of media via eductor The two biggest variables for the filter renovation will be: the cost-benefit ratio of re-using the media and what underdrain components will need to be replaced in each filter. We will help assess the pros/cons of re-using the media and prepare budgets for both reuse and purchasing new. The choice will affect the sequence of filter construction, the duration for each retrofit, the process we use to remove and replace the media, and ultimately the cost of the project. Page | 30 TECHNICAL APPROACH: COLLABORATION WITH ENGINEERS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT It deserves careful consideration. To eliminate risks related to the integrity of the existing underdrain blocks, we may be able to use excess material recently obtained during other projects. More research is required to confirm this. If we do not have compatible material, we will discuss the merits of procuring spare components from Xylem and negotiate re-stocking fees for un-used material in advance of placing the base order. VALVES This project includes twenty-six valves that need to be replaced: 4 Reaction Basin Influent (RWI) 8 Filter Influent (RWI) 8 Back Wash Waste (BWE) 4 Filter Effluent Valves (FWE) 1 Filter to Waste (530) 1 Main Plant Effluent (400) Our approach to this effort will be: 1) Field-verify specific dimensions of existing valves (remove insulation as Typical valve required) 2) Field-verify actuator required for each valve 3) Order replacement valves with corresponding TAG ID 4) Receive and immediately verify valves are correct 5) Verify electrical connections for new valve actuators 6) Prepare old valves for removal (pre-loosen bolts/nuts – 1 at a time) 7) Verify adjacent flange dimensions for pre-procurement of bolts 8) Stage chainfalls and roust-abouts for material handling/hoisting 9) Stage valves in/near installation location 10) Stage nuts/bolts/gaskets 11) Prepare operations plans for each valve replacement (tools, safety, access, QC, productivity goal, schedule) 12) Coordinate plant shut-down 13) Remove existing insulation as required 14) Shut down plant and proceed with removal/replacement of valves Page | 31 TECHNICAL APPROACH: COLLABORATION WITH ENGINEERS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT COLLABORATION WITH ENGINEERS C. American Structurepointwill be the engineer of record to work with the selected Provider. Explain the Provider’s experiences collaborating with Engineers on past design-build or guaranteed savings contract water/wastewater projects. “Reynolds Construction, LLC would be a great fit Design-build construction is what we do – everyday for any water project, whether deliveredin the throughout the country. We’ve been doing it for decades and traditional design-build format or in a construction appreciate the value it creates for our owners. We have manager at risk format. included a list of our past experience with Collaborative Delivery projects below and on the following pages. Gannett Fleming highly recommends Reynolds Construction, LLC as a teaming partner for your Lessons learned: Over the years, we have learned much by water project.” noting what does and doesn’t work for our clients’ specific project circumstances. We’ve bid and constructed projects Very Truly Yours, designed by dozens of firms throughout Indiana and the Jeff Raffensperger United States. Some design approaches are costly, while Vice President, Principal Project Manager Water others are creative and save both time and money. The GSC Practice model is a great way for us to bring our lessons learned to the Gannett Fleming, Inc. City of South Bend. We look forward to the opportunity to share these thoughts with the team. REYNOLDS’ COLLABORATIVE DELIVERY EXPERIENCE LIST – LAST 10 YEARS PROJECT NAME CITY ST COMPLETION ENGINEERCONTRACT DATE AMOUNT Hopewell WTP Industrial PS HopewellVA 4/23/2021 Gannett Fleming $23,000,000 Electrical Bldg, Chemical and UV Facilities DB Project Bio-Solids Facility Digester- Nashville TN 1/3/2021Smith, Seckman, Reid, $19,300,000 Design Build Inc. Effluent Disposal SystemNorthwestFL11/1/2020 Confidential<$50,000,000 Eastern Pipeline ProjectDouglas Co.CO 10/31/2020Providence Infrastructure $41,119,770 Consultants Muncie Water Treatment Muncie IN9/30/2020 Gannett Fleming $18,837,844 Facility Phase 2 Presidents Street Bio-Solids SavannahGA7/15/2020 Parsons $21,335,800 Dryer Facility Water Treatment Plant Confidential NJ 6/30/2020 Confidential>$9,000,000 Allisonville Road Water Noblesville IN5/31/2020 Gannett Fleming $17,083,911 Treatment Plant Facility Newburgh WTP Consolidation NewburghIN3/30/2020 Black & Veatch $3,498,997 & Chlorine Conversion Marlin and Orme WTF Greenwood IN8/21/2019 Black & Veatch $1,968,741 Chlorine Gas Conversion DB Project Cudjoe Regional Outer Monroe Co. FL2/6/2019Chen Moore and Assoc. $104,070,192 Islands Eckler Engineering Wastewater Collection System ARCADIS Design-Build Canyon Hess-Water Resource ParkerCO 9/9/2018Overland Contracting $13,630,148 Centralization Project Page | 32 TECHNICAL APPROACH: COLLABORATION WITH ENGINEERS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT REYNOLDS’ COLLABORATIVE DELIVERY EXPERIENCE LIST – LAST 10 YEARS PROJECT NAMECITYSTCOMPLETION ENGINEERCONTRACT DATEAMOUNT Parkville Water Treatment Parkville MO6/15/2018 Black & Veatch $20,694,969 Plant Aqua Neshaminy WTPOakfordPA 5/24/2018 Mott MacDonald $4,625,440 2015 Lift Station IndianapolisIN6/16/2017The Etica Group$2,084,818 Preplacement–Package #3 (Lift Stations; 221 & 320) Design-Build Services for Miami ShoresFL2/30/2017 CPH, Inc. $3,200,000 Central Business District LPSS and WM Imps DDCWSA Sweetwater Creek Douglasville GA2/1/2017McKim & Creed $536,836 Side Stream Filter Retrofit 2015 Lift Station IndianapolisIN10/13/2016The Etica Group$1,183,441 Preplacement–Package #1 (Lift Stations; 208, 301, 304 and 305) Kiewit-TVA Raw WaterDrakesboro KY 7/29/2016 Bell Engineering$12,793,099 Withlacoochee Water Valdosta GA7/29/2016 Parsons Water & $23,200,000 Pollution Control Plant Infrastructure Design-Build DBO-Wastewater System IslamoradaFL5/29/2016 ARCADIS $97,800,000 Construction Confidential Upper US1/1/2016Confidential$4,241,761 Midwest St. Brides Correctional Facility Chesapeake VA 8/15/2014 Ignatius Mutoti, PhD, PE, $1,759,162 WTP Upgrade City BCEE Withlacoochee WWTP Valdosta GA6/30/2014 Parsons Water & $1,551,315 Emergency Infrastructure Fort Polk North & South Fort Polk LA 6/25/2014 AECOM $5,585,192 WWTP Short Term Improvements Jacobson Reservoir Pump LexingtonKY 5/30/2014 Gannett Fleming $3,171,506 Improvement Project Centralized Wastewater LouisvilleKY 2/14/2014 CDM Smith$2,697,460 Treatment and Receiving Facility Ph. 1 EPC Services for Wet AD and OrlandoFL12/15/2013ENVIRON and PMC Bio $25,924,843 Nutrient Recovery in Florida Tec Fond du Lac HMO WTP Fond du Lac WI 11/1/2013 Strand Engineers $4,393,732 Conversion Northlands Lift Station Force Broomfield CO 10/25/2013Burns and McDonnell $3,125,092 Mains -Phase I NAVFAC Kings BayGA11/21/2012ARCADIS US $4,086,895 Trident Refit Facility Repair South Transmission Line Nashville TN 10/1/2012 Smith, Seckman, Reid, $8,804,260 Tunnel 6th AvenueInc. (SSR) Grand Gulf Nuclear Station Port Gibson MS 7/25/2012 Burns & McDonnell $14,895,409 Radial Well #6 Page | 33 TECHNICAL APPROACH: COLLABORATION WITH ENGINEERS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT REYNOLDS’ COLLABORATIVE DELIVERY EXPERIENCE LIST – LAST 10 YEARS PROJECT NAMECITYSTCOMPLETION ENGINEERCONTRACT DATEAMOUNT Missouri American Water Jefferson CityMO5/7/2012Black & Veatch $7,817,324 Raw Water Intake & Pump Station GenPower Longview Power Maidsville WV2/23/2011 Chester Engineers $42,542,862 Facility Dunkard Creek DB Water Supply Intake, Pipelines COST SAVINGS – CONSTRUCTABILITY – VALUE ENGINEERING EXPERIENCE Reynolds offers strong project review capabilities that have earned the trust of many clients through successful constructability reviews and value engineering studies. Often the goals are to reduce costs and reduce schedule, yet many times we are also able to make recommendations that enhance operations, increase efficiencies, improve operator safety, and reduce life-cycle costs. Project examples: PROJECTVALUE ENGINEERING with COST SAVINGSRESULTS Dominion Water and By adjusting the route from the original route proposed in the RFP, we saved the $1.2M in Sanitation District owner money in permit fees, asphalt replacement, and traffic control savings Eastern Pipeline Project Douglas County, Colorado Water Resource Value engineering savings were provided by Reynolds and B&V on the project Approx. Centralization Project by providing proper risk allocation, reduction of unnecessary facilities, general $4M Parker, Colorado conditions savings, and more. Reynolds also worked with Stantec on pipeline savings savings by eliminating multiple control valves and alignment adjustments to save money and schedule. A formal Peer review occurred among all team members including B&V, Stantec and Reynolds. Colorado Springs The partnering process made it possible to team with the owner and design $380k in Utilities engineers in developing the 60 and 90 and 100 percent drawings, along with savings Southern Delivery corresponding pricing and V.E. considerations. A significant method change to System – Segment S-3 the deep drainage way crossing was negotiated, as well as a significant change in rock excavation quantity (price adjustment). Cudjoe Regional Through a formal and iterative VE process involving a three-day workshop, items $5M in Waste-water System selected for project cost savings included alternative materials, installation savings Design-Build methods, and schedule modifications. The Reynolds Team evaluated and proposed Alternative Wastewater Islamorada $6.5M in Collection Systems for the Village of Islamorada and worked with the client in Wastewater Collection savings a value enhancing effort. Our Team submitted 5 value engineering proposals System of which 3 were accepted. We proposed and submitted pipeline corridor Design-Build-Operate analysis; which included cost and scheduling activities. Additionally, Reynolds submitted 13 change orders of which 9 gave back substantial credits to the client and the remainder were Owner directed requests for additional scope of work. Our lead engineer, ARCADIS, performed complete design quality control and review during the design and construction administration phase. Continuous feedback and communication kept the team in sync. City of Savannah Through the VE/Vendor Selection process we worked with the owner to offer $350k in Presidents Street Bio-multiple options varying in price and outlining the differences. Through this savings Solids Dryer Facility process it allowed the owner to select the best product for their needs at the price they wanted to spend, ultimately saving the owner money on the project’s price. Page | 34 SECTION 4: PROJECT IMPLEMENTATION CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT PROJECT IMPLEMENTATION PROJECT IMPLEMENTATION CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT PROJECT IMPLEMENTATION PROJECT INVOLVEMENT 4.A Provider’s Involvement: Per IC 36-1-12.5-3 the Provider must perform at least 30% of the contract value with its own workforce. Please define how you will meet or exceed this requirement on a percentage basis relative to the work to be completed by your own workforce. While Reynolds is responsible for 100% of the successful delivery of this project, we anticipate we will self-perform 70% - 80% of the work with our own workforce. The work categories we will self-perform are listed in Section 1.C.8 which represent the majority of the scope of work for this project. PROJECT MANAGEMENT 4.B. Project Management: Describe how the project would be managed by the Provider. Describe method and means of communication plan for the City and staff. Provide project management documentation on past projects completed by the Provider. DESIGN-BUILD PROJECT MANAGEMENT –THE REYNOLDS WAY Clear and concise communication is imperative on GSC projects. Our approach to managing your GSC project will focus on resolving these fundamental challenges: Transparent, open-book budgeting and cost tracking is paramount to developing trust – how do we accomplish it? How do we provide the maximum value for the residents of South Bend and do it while minimizing risk? What is the best sequence of construction to deliver this Water Treatment Plant Improvements project on time? Productive crews and subcontractors require timely and accurate information – how do we convey it? How can we provide the City with a safe, quality project without interrupting current operations? When it comes to design-build project management, experience matters – and we have it. Over the past several decades we have managed dozens of DB projects and we have developed the tools to be successful. DESIGN PHASECOMMUNICATIONS For the foreseeable future, COVID-19 will impact the way we communicate in this country. However, the schedule for this project requires the design to begin as soon as possible to avoid the need to accelerate construction later. Fortunately, Microsoft Teams and SharePoint are effective web-based collaboration tools that Reynolds managers use daily to coordinate design-build efforts. (See sample below) We would plan to utilize them extensively to ensure that effective communication and document control are seamless throughout the project. Page | 35 PROJECT IMPLEMENTATION CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT DESIGN COORDINATION Working collaboratively, Reynolds will seek opportunities to add value at every phase of the design process. With input from knowledgeable specialty subcontractors and equipment suppliers, we will perform constructability reviews, identify and evaluate Value Engineering suggestions, refine budgets, and make sure the design reflects the most economical solution for each facet of the project (civil, structural, mechanical, electrical, controls). We appreciate the benefits that the GSC design-build model has over conventional design-bid-build and will capitalize on those advantages. By eliminating the need for fully developed bid documents, our efforts will accelerate the start of construction and reduce costs. More importantly, the collaborative design process will greatly improve the design results - streamlining and shortening the construction effort. DESIGNPROGRESSION Our experience has shown that a phased design approach is the most effective way to ensure that project goals are efficiently achieved. As the design progresses, and more detailed information is created, the City of South Bend will be provided an opportunity to evaluate options (ie – layout, access, redundancy, etc.) and make selections. These options will also be analyzed by our team, including specialty subcontractors, for the effect they have on the overall cost and schedule. This collaborative approach ensures that all stakeholders have a “voice” in the design, endorse the approach, and enable the design to progress without rework. As the design evolves through the 10, 30, 60 and 100 percent gates, the accuracy of the budget and timeline for completion will continue to improve. Once we achieve approximately the 60% design stage, we will be able to provide the City with a Guaranteed Maximum Price for the project. A typical scenario for design-build evolution is: PHASE 1 DESIGN: Design =10% complete; P&ID’s, GA drawings, PFD’s, One-line diagrams Level 1 schedule PHASE 2 DESIGN: Design = 30% complete; Layout drawings, equipment lists, schematics, civil drawings – 60% Level 2 overall schedule plus Level 3 for civil scope PHASE 3 DESIGN: Design = 60% complete; Civil drawings – 100%, structural, mechanical drawings – 60%, electrical drawings – 40% complete Level 4 for civil scope plus Level 3 for mechanical and structural and Level 2 for electrical. GMP is produced. PHASE 4 DESIGN: Design = 100% complete; All drawings IFC Level 4 schedule for all scope MANAGING THE SCOPE Reynolds will use an Excel spreadsheet to track the budget, purchases, and subcontracts for the project. This Purchasing Register (see below) breaks down the scope into defined components in a format called a “Work Breakdown Structure” (WBS). The WBS is used consistently for estimating, cost tracking, and within the CPM project schedule. This enables us to track where we are buying materials, who is completing each task, and when it will be done. South Bend management will always have access to this information as part of our transparent, Open-Book approach. Page | 36 PROJECT IMPLEMENTATION CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT PURCHASING REGISTERLEGEND Project Name:SOUTH BEND PINHOOK UPGRADES REYReynolds Construction Revision Date:10-13-2020 STPAmerican Structurepoint Current Rev #: 0 SBCity of South Bend EQUIPEquipment Supplier SUBSubcontractor EHOEach his own ItemDescriptionDesignApproveSupplySite Startup & WBS InstallationCommissioning 9.1 Tank Protective CoatingsSTPSTPREYREYN/A 9.2 Sumps & TrenchesSTPSTPREYREYN/A 9.3 Field Touchup N/AN/AEHOREYN/A 15Mechanical------ Treatment Plant Mechanical Engineering ------ Process Piping 2D DrawingsSTPREYN/AN/AN/A Process Piping Line ListSTPREYN/AN/AN/A Process Valve ListSTPREYN/AN/AN/A Process Piping & Valve SpecificationSTPREYN/AN/AN/A Process Equipment O&M ManualsEQUIPEQUIPN/AN/AN/A Plant Utilities-----15.1 Potable WaterSTPSTPREYREYN/A15.1.2 Above Ground Drain, Waste, & Vent PipingSTPSTPREYREYN/A15.1.3 Below Ground Drain, Waste, & Vent PipingSTPSTPREYREYN/A15.1.4 Process Sumps/TrenchesSTPSTPREYREYN/A15.2 Instrument and Plant AirSTPSTPREYREYN/A15.3 MANAGING THE CONSTRUCTION Having spent decades in the competitive, hard-bid construction industry, Reynolds knows that increased effort in planning results in increased efficiency and savings during execution. We also know that worker productivity is paramount to our success, and is improved by leadership, attitude, and knowledge. In support of that belief we implement the following processes to ensure all our resources are consistently as productive as possible: 1. Preplanning - We will invest approximately one week of our team’s time to preplan the projects. This is a very intense and organized process. It is time well spent, and at the conclusion of that planning process, the team will provide a presentation to senior Reynolds leadership and members of South Bend’s staff that details our plan to attack the project. 2. Scheduling – We create detailed CPM and weekly schedules. We update the master CPM schedule weekly and compare our progress to the baseline plan, making course- corrections as needed. We review weekly schedules daily with the crew leaders. 3. Site Planning – Our site plans show laydown, material flows, crane locations, excavation outlines, stockpiles, etc. These are great communication tools for orientations, daily huddles, and weekly team meetings. 4. Operations Plans – Our Work Packages and Operations Plans include details on safety, specifications, equipment, tools, material, quality, and production goals. This helps ensure the crews have everything they need before they start a new element of work and the expectations for production are clearly defined. 5. Crew Communications – We review safety, production, craft coordination, and equipment usage daily with our crews during the morning huddles and end-of-shift meetings. 6. Material Management – We develop a material management plan including a delivery schedule, laydown map, and receiving inspection checklists to ensure we maximize the value of the constrained site. 7. Safety – We incorporate a safety assessment into every Operations Plan and endeavor to eliminate hazards wherever possible, rather than relying on PPE for our only safeguards. Workers can be safe AND productive if everyone on the team is committed to it. Page | 37 PROJECT IMPLEMENTATION CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT COMMUNICATIONS DURING REYNOLDS PLANNING PROCESS CONSTRUCTION Once construction begins, the Reynolds team will schedule and conduct regular Progress Meetings with city representatives, American Structurepoint staff and any subcontractors to update project status and coordinate all unresolved construction issues. We will prepare and distribute an agenda, updated CPM schedule, and updated document register at least two days before the meeting which will identify critical issues to be discussed. All participants can add items, as necessary. The agenda will also include a review of action items from the previous meeting, and tasks requiring action from this meeting. Construction team meetings will be held weekly, typically late in the week to discuss work to be accomplished during the next week. The Construction Manager will produce and distribute minutes of all construction meetings including a list of attendees, and a summary of discussion topics, issues raised, and recommendations for issue resolution. We will also provide weekly project status report which will include: a summary of the tasks completed from the previous week, work proposed to be completed in the next two weeks, an outstanding issues log, a material management log, safety compliance, jobsite photos, and a summary of recent weather conditions. Below we have provided a sample of one of our Weekly Project Status Reports. Page | 38 PROJECT IMPLEMENTATION CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT PROJECT SAFETY Reynolds maintains a written safety program that identifies protocols and expectations for our supervisors and employees. We use this program as a principal tool and a common reference guide, not just for compliance, but for safe/best safety practices. Even though our Safety Representative, the Project Manager, and our Site Superintendents are responsible for conformance with the Site Specific Health & Safety Plan, each employee has the authority to stop work if he or she identifies a hazardous condition. This approach creates a cooperative atmosphere that identifies and communicates hazards so they can be controlled or eliminated. KEY ELEMENTS OF SAFETY PROGRAM Key elements of our successful safety program which create a solid culture of safety include the following: A designated Safety Representative A core of long-term permanent craft employees, who practice our safety program methods daily Each employee has the authority to stop work if he or she identifies a hazardous condition. A detailed Site-Specific Safety Plan will be generated and implemented before site mobilization Design documents that explicitly address safe construction methods for this project Construction Safety Manual providing written documentation Training and education conducted for all personnel, including classroom training, and monthly and weekly on- site safety meetings (“Toolbox” or “Tailgate” meetings) Indoctrination of all new employees, and subcontractors, including The Safety Orientation Video, issuance of a safety handbook and personal protective equipment Daily safety inspections, a weekly written checklist report, a monthly Project Manager inspection, periodic safety team inspections plus inspections by our insurance carrier’s loss prevention engineers Utilization of Heavy Civil Systems Specialists (HCSS) safety management software for logging and tracking of inspections, incidents, Job Safety Analysis (JSA) generation, safety meetings, dashboards and more. An active Drug-Free Workplace policy/Substance Abuse Program OSHA training, awareness and compliance COVID19 awareness and compliance with government regulations, CDC guidelines, related company procedures as well as INAW guidelines Environmental and sustainability awareness Subcontractor specific safety procedures Focused safety emphasis and, including job hazard analysis and controls Safety award program ADDITIONAL SAFETY TRAINING All of Reynolds’ new hires attend a detailed safety orientation program. Typical annual instruction includes training applicable to Confined Space Entry, Excavations, Fall Protection, Hand and Power Tools, Hazard Communication, Scaffolding, Crane Awareness, Rigging Safety, Traffic Control, American Red Cross First Aid and CPR, Smith Driving Systems. In addition, at each. COVID19 PPE Below is a list of Company COVID19 Personal Protective Equipment (PPE) for our workers: 1. Hard hat 4. Tyvek coveralls (TY122S with attached boots 2. Safety Glasses (with side shields) and hood) (if required) 3. Face covering (mouth and nose) 5. Nitrile gloves (if required) Page | 39 PROJECT IMPLEMENTATION CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT SAFETY AND SUBCONTRACTORS Prior to mobilization, subcontractor personnel must complete Reynolds’ Subcontractor Qualification Form and submit certificates of insurance that meet required minimums. The subcontractor must comply with applicable OSHA or Owner-specified safety procedures. Furthermore, the subcontractor shall comply with Reynolds’ safe work practices. Violation of the rules and regulations may result in immediate dismissal of subcontractor employees, or removal of the subcontractor from the site. SCHEDULE MANAGEMENT Early in the design process we will create an overall CPM schedule that includes appropriate construction durations, milestones, review times (permits and submittals), and fabrication times (verified by suppliers) for process equipment. Details matter when it comes to scheduling. Our schedule will reflect reality, but also be able to be organized and summarized so that everyone on the team can understand it. To ensure we are staying on track, we will compare our actual progress with the baseline schedule and report our status monthly. A sample CPM project schedule can be found at the end of Section 4. COST TRACKING AND REPORTING As the GSC Provider, we view ourselves as stewards of your money. We take this responsibility personally and are always committed to providing you 100% transparency into the budgets and costs. Our open-book approach extends to the procurement of materials and subcontracts for the project. Our cost control system is based upon our Computer Guidance Corporation (CGC) Accounting Software. We use cost codes, separated by structure, to break down the costs for each aspect of the project. This makes it easy for everyone to understand how much has been spent and how much budget remains. We will use CGC for: Tracking heavy equipment costs Tracking labor costs Tracking Subcontract / Purchase Order costs Tracking the Contingency budget reserved for the Owner’s use Report costs for each structure or element of the project This level of transparency has gained us the trust of our design-build customers. We are the largest constructor of American Water (United States largest investor-owned water and wastewater services company) projects for good reason. They trust us and cost management is a key reason. GENERAL CONSTRUCTION SUBCONTRACTOR 4.C General Construction Subcontractor: Identify the General Contractor Team Member who will perform the general construction and the approximate percentage of the contract value that such effort might represent. Explain the Provider’s ability to work with such General Construction Team Member including experience working together on past projects. Michael Benter is the project manager for Reynolds, and he will be responsible for overseeing 100% of the general construction activities to make sure this project is completed on-time, on-budget, safely and successfully. As mentioned previously, Reynolds is 100% responsible for this project. Michael will oversee the entire project of which Reynolds will self-perform 70%-80% of the work. He is very experienced in working with other team members on projects like this one. Michael’s communication and project coordination skills, and his detail to safety are what have made previous projects some of Reynolds best. Page | 40 PROJECT IMPLEMENTATION CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT Reynolds is both a Qualified GSC Provider and a revered water/wastewater contractor known for self-performing the construction of our projects. To maximize the value for the City of South Bend, we will be completing 100% of the Provider requirements and self-performing the majority of the construction including the work as agreed upon during the scoping period. Historically, these scopes represent 70 to 80 percent of the total project construction cost and control 90% of the schedule’s critical path. Reynolds has the supervision, manpower, equipment, and knowledge to self-perform these disciplines. We take pride in those skills and believe it important that we maintain control of the critical path of the project throughout. However, we also believe in partnering with other local contractors and we will actively pursue quotes for scope that we typically self-perform if it will provide a higher value for the City. SUBCONTRACTOR INVOLEMENT 4.D Other Subcontractor’s Involvement: Identify which portions of the project the Provider intends to implement with subcontractors and how the subcontractors will interact with the Team. Reynolds Construction will be the self-performing General Contractor for the project. Our focus will be to secure all subcontracted work with local contractors keeping as much of the project funds as possible in South Bend. This approach helps to maintain and create jobs and allocates project funds back into the local community. Our team will work with the utility dept team to understand which subcontractors have not only performed work for the dept but have performed quality to a satisfactory level. Also, our typical approach is to prepare bid documents for work we do not self-perform and bid this work to a minimum of 3 bidders. All bid results are open to the owner for review. The only work Reynolds does not self-perform is electrical, I&C, and specialties such as masonry/ painting and HVAC. All subcontractors will be contracted directly with Reynolds and we take the responsibility for managing our subcontractors very seriously. If they are not successful, we are not successful. Our approach to managing subcontractors: We will include them in our weekly progress meetings, daily huddles, and end-of-shift meetings. We will expect them to actively participate in all meetings We will ensure that they have right supervisors to manage their scope of work We will assist them to plan and perform their work SAFELY We will include their activities in the Project Schedule and make sure they complete their work on time We will ensure they adhere to the quality requirements of the project During commissioning, startup, and closeout we will coordinate with our subcontractors to finish strong and drive the project to a timely completion Page | 41 Activity NameOriginalStartFinishDecember 2020January 2021February 2021March 2021April 2021May 2021June 2021July 2021August 2021 Duration 906132027031017243107142128071421280411182502091623300613202704111825010815 16308-Dec-2002-Aug-2102-Aug-21, S SUMMARY Contract approval and notice to proceed008-Dec-20*Contract approval and notice to proceed Design coordination and GMP development3008-Dec-2021-Jan-21Design coordination and GMP development Procure equipment and subcontracted work222-Jan-2125-Jan-21Procure equipment and subcontracted work Field verify dimensions and conditions of existing valves1008-Dec-2021-Dec-20Field verify dimensions and conditions of existing valves GSC contract execution022-Jan-21GSC contract execution Develop project execution plan with owner to ensure uniterrupted operation 208-Mar-2109-Mar-21Develop project execution plan with owner to ensure uniterrupted operation of plant Develop and review operations plan with construction site supervisor210-Mar-2111-Mar-21Develop and review operations plan with construction site supervisor MOBILIZATION014-May-21*MOBILIZATION Pre-outage prep work1514-May-2104-Jun-21Pre-outage prep work BEGIN PLANT OUTAGE007-Jun-21BEGIN PLANT OUTAGE PLANT OUTAGE3707-Jun-2128-Jul-21PLANT OUTAGE RESUME PLANT OPERATION028-Jul-21*RESUME PLANT Required project completion per RFP002-Aug-21*Required proj 9422-Jan-2104-Jun-2104-Jun-21, SUBMITTALS AND FABRICATION SUBMITTALS AND FABRICATION Supplier-generated submittals2022-Jan-2119-Feb-21Supplier-generated submittals Submittals review and approval1022-Feb-2105-Mar-21Submittals review and approval Fabricate/deliver valves, actuators, supportng materials6408-Mar-2104-Jun-21Fabricate/deliver valves, actuators, supportng materials Fabricate/deliver newfilter media, underdrains, supporting materials3008-Mar-2116-Apr-21Fabricate/deliver newfilter media, underdrains, supporting materials Order/fabricate/deliver prepackaged nuts, bolts & gasket packs2008-Mar-2102-Apr-21Order/fabricate/deliver prepackaged nuts, bolts & gasket packs 3507-Jun-2126-Jul-2126-Jul-21, FILTER FILTER REHABILITATION - EAST Begin work on first of four filter cells (east filter set)007-Jun-21Begin work on first of four filter cells (east filter set) Remove existing filter media107-Jun-2107-Jun-21Remove existing filter media Remove existing media retainer108-Jun-2108-Jun-21Remove existing media retainer Power-wash filter cell walls, troughs, and underdrain surfaces109-Jun-2109-Jun-21Power-wash filter cell walls, troughs, and underdrain surf Inspect existing underdrain system109-Jun-2109-Jun-21Inspect existing underdrain system Remove and replace existing damaged underdrains as necessary210-Jun-2111-Jun-21Remove and replace existing damaged underdrains a Install new media retainer and filter media214-Jun-2115-Jun-21Install new media retainer and filter media Backwash, remove fines, disinfect, perform bacteria test from water sample116-Jun-2116-Jun-21Backwash, remove fines, disinfect, perform bacter Repeat process for east filter cells 2-42417-Jun-2121-Jul-21Repeat process for ea Test water samples and return east fiilter set to active service223-Jul-2126-Jul-21Test water samples 3407-Jun-2123-Jul-2123-Jul-21, FILTER RE FILTER REHABILITATION - WEST Begin work on first of four filter cells (west filter set)007-Jun-21Begin work on first of four filter cells (west filter set) Remove existing filter media107-Jun-2107-Jun-21Remove existing filter media Remove existing media retainer107-Jun-2107-Jun-21Remove existing media retainer Power-wash filter cell walls, troughs, and underdrain surfaces108-Jun-2108-Jun-21Power-wash filter cell walls, troughs, and underdrain surfa Inspect existing underdrain system108-Jun-2108-Jun-21Inspect existing underdrain system Remove and replace existing damaged underdrains as necessary209-Jun-2110-Jun-21Remove and replace existing damaged underdrains as Install new media retainer and filter media211-Jun-2114-Jun-21Install new media retainer and filter media Backwash, remove fines, disinfect, perform bacteria test from water sample115-Jun-2115-Jun-21Backwash, remove fines, disinfect, perform bacteria Repeat process for west filter cells 2-42416-Jun-2120-Jul-21Repeat process for wes Test water samples and return west fiilter set to active service222-Jul-2123-Jul-21Test water samples a 5214-May-2128-Jul-2128-Jul-21, FACIL FACILITY UPGRADES Perform outstanding HVAC and/or roofing work per updated scope2014-May-2111-Jun-21Perform outstanding HVAC and/or roofing work per up Replace (26) valves and actuators3007-Jun-2119-Jul-21Replace (26) valves and Electrical work3016-Jun-2128-Jul-21Electrical work Actual WorkCritical Remaining WorkSOUTH BEND PINHOOK WTP Preliminary Project Schedule Remaining WorkMilestone Page | 42 SECTION 5: FINANCIAL APPROACH CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT FINANCIAL APPROACH FINANCIAL APPROACH CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT FINANCIAL APPROACH A. The City may implement the capital improvements in several phases over a three (3) to five (5) year period. Explain how the Provider will handle a phased project approach. Reynolds Construction is proposing an opportunity to complete as much work as necessary to avoid the multi-phase approach and performing this work under the time-period planned for the shutdown. We understand based on conversations during the pre-bid walk thru that time will be of the essence, coordination will be a must and communication will be required to be open and often. Reynolds is structuring our crews to be located on the upper level and lower level concentrated on specific tasks so we can perform and complete these tasks concurrently. Our approach is worth a more in-depth discussion before its discounted as unachievable. B. Describe in detail the process that the Provider intends to utilize to obtain the best prices for the Owner. Explain why this approach is better than other available approaches. Reynolds understands that the improvements at the plant need to be installed quickly, at a high quality and at a fair and open price. The single biggest opportunity to save money will occur during design collaboration. By working closely with American Structurepoint and the operators of the plant, Reynolds will focus on presenting options for equipment, manufacturers, and budgets. Together we will work to reduce the risk of the project associated with equipment selection and installation. Our pre-shutdown planning process will provide lower project risk, and additional cost containment. Lower risk results in lower costs and 100% of that savings will be realized by South Bend. Once the design is complete, REYNOLDS WILL BE THE LOWEST COST HIGHEST QUALITY OPTION for construction due to our high rate of production, modest markup, lower average labor rate, and internally owned equipment fleet. As mentioned earlier, we will also bid any work that is not self-performed to local contractors and include the owner and the design team in every step of that process. DESIGN PHASE COLLABORATION During the design collaboration process, we will work closely with the City of South Bend’s (City’s) team and American Structurepoint to identify cost effective options for the work identified in the basis of design document. Our approach to the design collaboration will include: The best technical resources available to solve your challenges “Reynolds’ input during the o Design Manager – Scott Huber (PE) with 26 years of experience design phase is invaluable to the o Project Manager – Michael Benter with 28 years of experience Owner offering cost savings o Midwest EVP – Paul Burton with 36 years of experience ideas and resolving o VP Facilities – Adam Ralph with 19 years of experience constructability issues...” o Superintendent – James Bartrum with 21 years of experience A design brain-storming session with all individuals engaged in the Very Truly Yours, recommendation and evaluation of design alternatives. We will Jeff Raffensperger identify VE ideas to save the City money. Our clients and partners Vice President, Principal Project rave about this. Manager Water Practice Using actual historical production and current material costs, our Gannett Fleming, Inc. experienced estimators will develop realistic budgets for the options. We do this every day and know the market well. We will create a CPM schedule for each option and assist with the creation of a cost-benefit evaluation including O&M costs and construction risks. As the design for the preferred solution progresses, Reynolds will continue to provide constructability reviews to drive out cost. At the 60% stage, we will provide the City a Guaranteed Maximum Price (GMP) with a commitment to no change orders. Page | 43 FINANCIAL APPROACH CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT MAXIMIZING THE CONTINGENCY While maintaining the GMP that we provide, we will be working diligently to increase the contingency that the City can use to complete additional work. Our efforts will include: Create an overall site plan that shows the sequencing required for the project Generate excitement about the project within our vendor base in advance of soliciting their quotes Solicit the input of electrical contractors early in the design process to gain their interest in the project Solicit a minimum of 3 quotes for all commodities, equipment, and subcontracts Create a project schedule that is achievable by all parties, avoids overtime, and minimizes risks due to weather Reynolds owns $17 Million in Be organized and professional so vendors know they can construction assets bid confidently (and aggressively) Conduct “interviews” with key subcontractors to ensure they have the resources to execute their work GMP APPROACH WITH NO CHANGE ORDERS C. Explain how the Provider plans to offer a Guaranteed Maximum Price, with no change orders, for this project. Our pricing Guarantee starts with a reliable estimate created by our experienced estimating team. Using the design documents created by American Structurepoint, we will create an organized budget and opinion of probable cost for the project at the 30% design phase. We will refine it at the 60% phase and provide a detailed estimate for each specification section like the one shown below for Division 11 of a previous project. Sticking with our commitment to complete transparency, we give our clients visibility into the detailed costs for each structure and system including the rationale and value for the contingency. Reynolds will invest the time to make sure the contingency budget for each element of the project is appropriate. We will include this budget within the GMP and guarantee that the contract will not exceed the GMP due to change orders that we or the owner request. We have taken this approach with several of our projects and our client’s trust is reflected in the repeat business they award us. REYNOLDS CONSTRUCTION WTF CHLORINE CONVERSION - 60% DESIGN CONSTRUCTION ESTIMATE PROJECT: SITE 1 WTF & SITE 2 WTF LOCATION: Johnson County, INMADE BY: JB/JHDATE:8/19/2019 CHECKED: MPBDATE:8/22/2019 CLIENT: UNDISCLOSED Cost ItemDescriptionQuantityUnitLabor EquipmentMaterials Subcontract TotalContingency Division 11 - Process Equipment 1Site 1 - Install New Chem Feed System1.00LS$15,134.00$0.00$2,000.00$0.00$17,134.00 2Site 2 - Install New Chem Feed System1.00LS$5,902.00$0.00$250.00$0.00$6,152.00 3Buy Metering Pumps1.00LS$0.00$0.00$127,741.00$0.00$127,741.00$3,832.23 (3%) 4Buy Tanks1.00LS$0.00$0.00$55,192.00$0.00$55,192.00 DIVISION 11 SUBTOTAL = $21,036.00$0.00$185,183.00$0.00$206,219.00$3,832.23 Page | 44 FINANCIAL APPROACH CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT The customary GSC Open-Book Pricing Model consists of the three following components: 1) Cost of construction (open book pricing and cost tracking) 2) Provider/Contractor fixed fee (includes overhead and profit) 3) Project contingency Below we are providing a graphical representation of how the City’s GMP would be calculated based this typical GSC GMP model. It assumes a construction cost of $7M, a fixed fee of $560,000, and a project contingency of $350,000 (all speculative assumptions for this example). OPEN BOOK PRICING STRUCTURE D.1 Explain the Provider’s approach to open book pricing allowing the City to view the pricing structure (mark-up covering overhead and profit) of the Qualified Provider and subcontractors. In alignment with our commitment to 100% transparency, the table below shows which costs are considered project costs and which ones are included in our fixed fee. Our subcontractors will use this same approach. Once we develop the estimated Project Cost and select a suitable contingency, we will recommend a fixed fee for the project (typically 8 to 10%) which compensates us for the items in the “FIXED FEE COST” column. COST CATEGORY MATRIX CATEGORYFIXED FEE COST PROJECT COST Home office overhead X Payroll administration X Accounts payable processingX Legal support X Executive Safety X Page | 45 FINANCIAL APPROACH CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT Field office overhead X Profit X ContingencyX GSC Provider guarantee documentations X Pre-Construction services X Construction Value Engineering X Constructability reviews X On-site management staff X Project management X Construction engineering X Project trailersX Mobilization X Small tools and consumables X Heavy operated equipment X Non-operated equipmentX Commodities and materialX Process equipmentX Subcontractors and subcontract prep X Project-based safety X Out of town staff housing / per diemX OPEN BOOK PRICING TO VIEW CONTINGENCY D.2. Explain the Provider’s approach to open-book pricing allowing the City to view the contingency for the project. As suggested previously, all pricing for the Project Cost, continency, and fixed fee is always 100% transparent. The contingency we select for the various items we price will vary depending on the amount of risk each price includes. Inflation, freight costs, unknown underground conditions, potential utility conflicts, and design changes are all potential risks that would merit contingency. The example table on the following page shows contingency calculations in the right-hand columns. Page | 46 FINANCIAL APPROACH CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT REYNOLDS CONSTRUCTION WTF CHLORINE CONVERSION - 60% DESIGN CONSTRUCTION ESTIMATE PROJECT: SITE 1 WTF & SITE 2 WTF LOCATION: Johnson County, INMADE BY: JB/JHDATE:8/19/2019 CHECKED: MPBDATE:8/22/2019 CLIENT: UNDISCLOSED COST ItemDescriptionLabor EquipmentMaterials Subcontract TotalContingency Division 11 - Process Equipment 1Site 1 - Install New Chem Feed System$15,134.00$0.00$2,000.00$0.00$17,134.00 2Site 2 - Install New Chem Feed System$5,902.00$0.00$250.00$0.00$6,152.00 3Buy Metering Pumps$0.00$0.00$127,741.00$0.00$127,741.003%$3,832.23 4Buy Tanks$0.00$0.00$55,192.00$0.00$55,192.005%$2,759.60 DIVISION 11 SUBTOTAL = $21,036.00$0.00$185,183.00$0.00$206,219.00$6,591.83 Division 12 - Furnishings (NOT USED) DIVISION 12 SUBTOTAL$0.00$0.00$0.00$0.00$0.00$0.00 Division 13 - Special Construction 1I&C - Maxim Automation$0.00$0.00$0.00$214,200.00$214,200.00 2Install Field Mounted Instruments$3,921.00$0.00$1,000.00$0.00$4,921.00 DIVISION 13 SUBTOTAL = $3,921.00$0.00$1,000.00$214,200.00$219,121.00$0.00 Division 14 - Conveying Systems (NOT USED) DIVISION 14 SUBTOTAL = $0.00$0.00$0.00$0.00$0.00$0.00 Division 15 - Mechanical Systems 1Chemical Feed Piping - Site 1 - Install New Chemical Feed Pipe$28,436.00$0.00$0.00$1,584.00$30,020.00 - Site 2 - Install New Chemical Feed Pipe$9,456.00$0.00$0.00$432.00$9,888.00 2Exposed Pipe Material - Site 1 Piping - Material$0.00$0.00$29,423.00$0.00$29,423.00 - Site 2 Piping - Material$0.00$0.00$6,965.00$0.00$6,965.00 3Precast Vaults - Site 1 Precast Manholes & Inlets$0.00$0.00$5,872.00$0.00$5,872.00 - Site 2 Precast Manholes & Inlets$0.00$0.00$5,872.00$0.00$5,872.00 4Valves Included in Pipe Material 5Site Underground Piping - Site 1 WTF$22,838.00$6,508.00$10,103.00$2,398.00$41,847.005%$2,092.35 - Site 2 WTF$16,464.00$5,198.00$9,119.00$939.00$31,720.005%$1,586.00 6HVAC - HVAC - Site 1$0.00$0.00$0.00$24,000.00$24,000.00 - HVAC - Site 2$0.00$0.00$0.00$28,950.00$28,950.00 7Plumbing - Plumbing - Site 1$0.00$0.00$0.00$31,650.00$31,650.003%$1,012.80 - Plumbing - Site 2$0.00$0.00$0.00$39,750.00$39,750.003%$1,192.50 DIVISION 15 SUBTOTAL = $77,194.00$11,706.00$67,354.00$129,703.00$285,957.00$5,883.65 Division 16 - Electrical 1Electrical - Site 1$0.00$0.00$0.00$39,582.00$39,582.0010%$1,192.50 2Electrical - Site 2$0.00$0.00$0.00$40,585.00$40,585.0010%$1,192.50 DIVISION 16 SUBTOTAL = $0.00$0.00$0.00$80,167.00$80,167.00$2,385.00 PROJECT COST SUBTOTAL$231,294.00$37,769.00$334,129.00$550,253.00$1,153,445.00$ 23,479.45 CONTINGENCY VALUE$23,479.45 Page | 47 FINANCIAL APPROACH CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT OPEN BOOK PRICING TO VIEW SAVINGS D.3. Explain the Provider’s approach to open book pricing allowing the city to view savings from value engineering or other project cost reductions We use simple spreadsheets to track the budgets as the design progresses. We summarize the costs by specification section and by structure (headworks, clarifier, U/V, oxidation ditch, etc) so that everyone can clearly see how the budget has changed from start to finish. 60% Design Costs (VE Reflected) Original Costs @ 30% Design Opinion of Cost LaborEquipmentMaterialSubcontractor Revised Total LaborEquipmentMaterialSubcontractorOriginal Total Div. 1$ 4,327$ 14,312 $ 18,454$ 10,000$ 47,093$ 4,333$ 14,311$ 35,236$ 2,500$ 56,380 Div. 2$ 44,054$ 5,057$ 5,980$ 23,842$ 78,933$ 32,984$ 4,022$ 7,384$ 23,668$ 68,057 Div. 3$ 19,112$ 1,821$ 4,935$ 1,000$ 26,868$ 53,986$ 6,503$ 18,229$ 3,150$ 81,868 Div. 4$ -$ -$ -$ 40,400$ 40,400$ -$ -$ -$ 32,850$ 32,850 Div. 5$ 8,968$ -$ 8,351$ 4,000$ 21,319$ 20,182$ -$ 25,700$ -$ 45,882 Div. 6$ -$ -$ -$ -$ -$ -$ -$ -$ -$ - Div. 7$ -$ -$ -$ 7,250$ 7,250$ -$ -$ -$ 14,250$ 14,250 Div. 8$ 1,925$ -$ 2,370$ 3,500$ 7,795$ 2,295$ -$ 6,750$ 3,500$ 12,545 Div. 9$ -$ -$ -$ 14,650$ 14,650$ -$ -$ -$ 27,935$ 27,935 Div. 10$ 3,788$ 625$ 6,048$ -$ 10,461$ -$ -$ -$ -$ - Div. 11$ 21,036$ -$ 185,180$ -$ 206,216$ 18,172$ -$ 123,385$ -$ 141,557 Div. 12$ -$ -$ -$ -$ -$ -$ -$ -$ -$ - Div. 13$ 3,921$ -$ 1,000$ 150,200$ 155,121$ 4,602$ -$ 1,550$ 143,000$ 149,152 Div. 14$ -$ -$ -$ -$ -$ -$ -$ -$ -$ - Div. 15$ 75,484$ 11,706 $ 67,354$ 109,703$ 264,247$ 87,337$ 13,448$ 84,154$ 48,764$ 233,703 Div. 16$ -$ -$ -$ 82,667$ 82,667$ -$ -$ -$ 115,568$ 115,568 Cost of the Work Subtotal$ 963,020$ 979,748 As mentioned in Section 4 – Project Implementation, we use our accounting software (CGC) to track budgets and costs using use cost codes separated by structure. This makes it easy for everyone to understand how much was originally budgeted, how much has been spent, and how much budget remains. BONDING CAPABILITY E. Provide proof that the Provider can furnish a Performance Bond and a Payment Bond each in the amount of 100 percent of the project. Please refer to the following page for our Surety Letter. Page | 48 Bond & Financial Products nd 7465 W. 132Street Overland Park, KS Phone: (913)402-5436 Fax: (913)402-5457 September 2020 RE: REYNOLDS CONSTRUCTION, LLC dba REYNOLDS CONSTRUCTION OF , LLC PROJECT: To Whom It May Concern: This letter will serve to confirm Reynolds Construction, LLC has the ability to provide single project bonding in excess of $25 million with an aggregate limit of $200 million. Travelers Casualty and Surety Company’s commitment to write any final bond is conditioned upon several factors being reviewed and accepted by us as satisfying our underwriting criteria at the time the final bonds are required. Those factors include, but are not limited to, the final contract documents and all related contracts, the bid results, financing arrangements for the project, the financial condition of Reynolds Construction, LLC based on the most recent information available to us at the time of the final bonds are required and the terms of the requested final bonds. This letter is issued only as a bonding reference as requested from our client and is not an assumption of liability or a bond. We assume no liability to third parties or to you if, for any reason, we do not execute said bonds. Travelers Casualty and Surety Company of America, a member of the Travelers Group, is rated as A++(Superior), Financial Classification XV by A.M. Best Company and appears on the U.S. Treasury Department List of approved sureties and is licensed to conduct business in all 50 states. Should you require additional information regarding our relationship with Reynolds Construction, LLC, please contact us at the Louisville, KY address below. It is with pride we recommend Reynolds Construction, LLC. Sincerely, William A. Kantlehner, III Authorized Surety Representative Arthur J. Gallagher Risk Management Services, Inc. 1601 Alliant Avenue Louisville, KY 40299-6338 (502)415-7000 Page | 49 SECTION 6: GUARANTEE MANAGEMENT CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT GUARANTEE MANAGEMENT GUARANTEE MANAGEMENT CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT GUARANTEE MANAGEMENT GUARANTEE APPROACH & HOW IT MEETS IC 36-1-12-5 A. Explain how the Provider plans to address the guarantee for this type of project and how it meets Indiana requirements of IC 36-1-12.5. In Indiana, capital costs avoided may be identified as a financial benefit that helps to form the statutory justification for implementing a guaranteed savings contract (“GSC”). Capital costs are referred to statutorily as “related capital expenditures.” These costs, by definition, must satisfy three essential requirements in order to be used as cost reductions that offset the price of a GSC. Those requirements include: 1. the customer’s reasonable belief such capital costs will be incurred during the guarantee term, 2. appropriate documentation of capital costs using specified standards, and 3. a causal link between the capital costs avoided and the conservation measures (“ECMs”) being implemented. All the savings categories can be verified by stipulating the savings using documented engineering standards to model the operating characteristics. These engineering standards include. a. Lifecycle costing b. R.S. Means estimating c. Historical data d. Manufacturers data As defined in the statute, stipulated savings are savings which the City/utility believes are reasonable and are documented by industry engineering standards using a single method or combination of methods. For capital intensive projects like this project, stipulating savings are fully compliant and meet the requirements of I.C. 36-1-12.5. Savings are calculated using assumptions, variables, and equations which will be shown on actual models and spreadsheets. These spreadsheets will provide total annual savings, including energy, operational and capital costs avoided. These savings will be stipulated between the parties throughout the term of the performance guarantee. METHODOLOGY FOR BASELINE B. Describe the methodology used to compute the energy baseline. Baselines can be developed in several ways to include analyzing the actual utility bills or modeling the electrical consuming devices or by using historical data from the manufacturer’s nameplate data. The Reynolds team will collect data (primarily horsepower and motor efficiency) from manufacturers nameplates of equipment required to process the related flows. This data will be inputted into a spreadsheet that will calculate baseline energy consumption and cost ENERGY BASELINE CALCULATION EXISTING SYSTEM Electric Power Usage Utility Fee = $ 0.05 /kW-hr Item# UnitsBHP/UnitMotor Eff.Hrs/DayDays/WkWk/Year$/Yr WWTP TREATMENT @ 2.0 MGD Primary Pumps445.091%24.0752$64,428 Primary Screen212.091%24.0752$8,590 Aeration Rotors440.091%24.0752$57,270 WAS Pump18.088%24.0752$2,978 Anaerobic Mixer210.088%24.0752$7,445 Clarification11.5083%24.0752$592 Addl. Return Sludge Pumping115.090%24.0752$5,459 Disinfection18.090%24.0752$2,911 Sludge Drying120.090%24.0752$7,279 $156,953 Annual Cost Collection Pumping @ 2.0 MGD Pumps259.394.1%10.0752$17,105 $174,059 TOTAL ANNUAL Page | 50 GUARANTEE MANAGEMENT CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT for the project using the average hourly electricity cost the City is currently paying. An example of these calculations is shown in the previous table. These calculations would also be used for the annual report submitted to the Dept of Local Government Finance, (DLGF) on the Guaranteed Energy Savings Contract. The Reynolds team has experience in identifying energy savings within projects and will work diligently to identify and document the energy conservation measures, (ECM) and associated savings. COST FOR GUARANTEE MANAGEMENT, SCHEDULE DELIVERY, & REPORT DESCRIPTION C. Describe the cost for guarantee management, schedule for delivery and describe the report. As defined in the statute, a governing body participating in a GESC is required by IC 36-1-12.5 to provide a copy of the executed guaranteed energy savings contract 60 days after full authorization. The contract will include all calculations and documentation validating all stipulated savings and related capital expenditures. In addition to the contract, Reynolds will also provide the Annual Savings Report. The report is required to be submitted on an annual basis to the DLGF. Reynolds will prepare these reports, submit to the City for review and approval. After approval is received, Reynolds, on behalf of the City will submit to the DLGF. This process will be provided at no additional cost to the City. Page | 51 GUARANTEE MANAGEMENT CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT ENERGY SAVINGS ESTIMATE APPROACH D. Note how an Energy Savings estimate will be prepared and applied to the process. As outlined in section B above, Reynolds Construction will develop a baseline for energy consumption using manufacturers operating data on equipment. This equipment could be pumps, motors, or ancillary devices which qualify for energy savings opportunities. Reynolds will model the energy consumption prior to and after the system has been optimized with more efficient equipment and/or processes. A sample 20 years energy savings calculation would be as follows: 20 YEAR ENERGY SAVINGS - SAMPLE CALCULATIONS CURRENT REVISED SYSTEMSYSTEM Electric Power$ 174,059$ 152,055 Total 20-Year Energy Savings$ 440,071 EXISTING SYSTEM Electric Power Usage Utility Fee = $ 0.05 /kW-hr Item# UnitsBHP/UnitMotor Eff.Hrs/DayDays/WkWk/Year$/Yr WWTP TREATMENT @ 2.0 MGD Primary Pumps445.091%24.0752$64,428 Primary Screen212.091%24.0752$8,590 Aeration Rotors440.091%24.0752$57,270 WAS Pump18.088%24.0752$2,978 Anaerobic Mixer210.088%24.0752$7,445 Clarification11.5083%24.0752$592 Addl. Return Sludge Pumping115.090%24.0752$5,459 Disinfection18.090%24.0752$2,911 Sludge Drying120.090%24.0752$7,279 $156,953 Annual Cost Collection Pumping @ 2.0 MGD Pumps259.394.1%10.0752$17,105 $174,059 TOTAL ANNUAL MODIFIED SYSTEM Electric Power Usage Utility Fee = $ 0.05 /kW-hr Item# UnitsBHP/UnitMotor Eff.Hrs/DayDays/WkWk/Year$/Yr WWTP TREATMENT @ 2.0 MGD Primary Pumps445.091%22.0752$59,059 Primary Screen212.091%24.0752$8,590 Aeration Rotors340.091%24.0752$42,952 WAS Pump18.088%24.0752$2,978 Anaerobic Mixer210.088%24.0752$7,445 Clarification11.5083%24.0752$592 Addl. Return Sludge Pumping115.090%24.0752$5,459 Disinfection18.090%24.0752$2,911 Sludge Drying120.090%22.0752$6,672 $136,660 Annual Cost Collection Pumping @ 2.0 MGD Pumps259.394.1%9.0752$15,395 $152,055 TOTAL ANNUAL Page | 52 GUARANTEE MANAGEMENT CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT OPERATIONS & MAINTENANCE ESTIMATE APPROACH E. Note how an Operations & Maintenance estimate will be prepared and applied to the process. 20 YEAR OM&R SAVINGS - SAMPLE CALCULATIONS Upon determination of the final scope of work CURRENT REVISED the Reynolds Construction team will assemble SYSTEMSYSTEM Maintenance Labor$ 7,800$ 6,500 the O&M manuals for the City of South Bend Equipment Repair and Replacement Costs$ 9,389$ 6,609 Water Treatment Plant personnel. These Total Est. Annual OM&R Costs$ 17,189$ 13,109 Total 20-Year OM&R Savings$ 81,600 manuals will contain the manufacturer’s Maintenance Labor Labor Rate $ 25.00 per hour CURRENT REVISED recommendations for operating and PROCESSPROCESS maintenance practices for the equipment Weekly Maintenance Labor65hrs/week Annual Maintenance Labor312260hrs/year installed as a part of the project. Reynolds will Annual Labor Cost $ 7,800 $ 6,500 model the labor and material costs prior to and EXISTING SYSTEM after the system has been optimized with more Equipment Repair and Replacement Costs ItemInterval (Yrs)Material CostQuantityAnnual efficient equipment and/or processes. A sample Aeration Rotors Gear Box 20$ 14,0001$ 700 20-year OM&R savings calculation would be as Aeration Rotor Bearings Replace20$ 1,4002$ 140 Grease Cartridges1$ 9601$ 960 follows: Gear Box Oil1$ 6001$ 600 Clarfier Drive Oil1$ 5001$ 500 Addlt. RAS Pump/Screen Maint.1$ 1,0001$ 1,000 Mixer Motor Grease1$ 42$ 8 FUTURE CAPITAL SAVINGS Blower Oil Change2$ 453$ 68 Blower Air Filter1$ 1703$ 510 ESTIMATE APPROACH Blower Belt2$ 803$ 120 Decanter Actuator5$ 1,2002$ 480 F. Note how a Future Capital DO Sensor Head2$ 2242$ 224 Sludge Pump Repair Kit5$ 4512$ 180 Expenditure Savings estimate will be Diffused Aeration Membranes5$ 32600$ 3,840 prepared and applied to the process. Controller Relays1$ 501$ 50 Controller Batteries3$ 261$ 9 $ 9,389 IC 36-1-12.5-3.5, which requires documentation MODIFIED SYSTEM of related capital expenditures by “industry Equipment Repair and Replacement Costs engineering standards.” Indiana statutes ItemInterval (Yrs)Material CostQuantityAnnual Aeration Rotors Gear Box 20$ 14,0001$ 700 identify five methodologies that Reynolds may Aeration Rotor Bearings Replace20$ 1,4002$ 140 use to document related capital expenditures. Grease Cartridges1$ 9601$ 960 Gear Box Oil1$ 6001$ 600 They are, pursuant to IC 36-1-12.5-2.5: (1) Clarfier Drive Oil1$ 5001$ 500 Addlt. RAS Pump/Screen Maint.1$ 1,0001$ 1,000 Lifecycle costing; (2) The R. S. Means Mixer Motor Grease1$ 42$ 8 estimating method developed by the R. S. Blower Oil Change2$ 453$ 68 Blower Air Filter1$ 1701$ 170 Means Company; (3) Historical data; (4) Blower Belt2$ 802$ 80 Manufacturer's data; and (5) American Society Decanter Actuator5$ 1,2000$ 0 DO Sensor Head2$ 2242$ 224 of Heating, Refrigeration, and Air Conditioning Sludge Pump Repair Kit5$ 4512$ 180 Diffused Aeration Membranes5$ 32300$ 1,920 Engineers (ASHRAE) standards. And so, in Controller Relays1$ 501$ 50 order to properly claim capital costs avoided, Controller Batteries3$ 261$ 9 $ 6,609 Reynolds will utilize a proscribed methodology or methodologies to document and justify the amounts associated with such costs. In the case of capital costs avoided, we are generally comparing the future value of a projected cost with the current, expected costs associated with performing work required to be performed in order to implement a project. Thus, lifecycle costing will help establish assumptions relating to whether and when an expense will be incurred during the guarantee term; and some or all of the other four methods – historical data, R.S. Means, manufacturer’s data, and ASHRAE standards might be used to project future costs associated with the expected expense. As with all the savings categories, Reynolds will prepare a report that details the savings this project will provide. This data will be based on the reporting requirements within IC 36-1-12.5. The report will detail the method of calculation and the amount of the savings generated and how each item will be reconciled for review and comment before a contract is approved. The creation of this plan is a process that is collaborative, transparent, and will meet all Indiana codes. Page | 53 SECTION 7: NOTARIZED FORM CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT NOTARIZED FORM Page | 54 Page | 55 Page | 56 SECTION 8: PREQUALIFICATION FORM/ ATTACHMENTS CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT PREQUALIFICATION FORM WITH ATTACHMENTS CITY OF SOUTH BEND, INDIANA PUBLIC WORK RESPONSIBLE BIDDER CHECKLIST Pinhook Water Treatment Plant GSC Project Project Name Project No. For Bids Due October 13, 2020 Reynolds Construction, LLC dba Reynolds Construction of Indiana, LLC Contractor Name: The City seeks to enhance its ability to identify responsive and responsible bidders on all City public works projects by institution of comprehensive submission requirements in compliance with State law. Quality workmanship, efficient operation, safety, and timely completion of projects requires that all bidders meet certain minimum requirements to be responsive and responsible bidders. THIS FORM MUST BE SUBMITTED WITH YOUR BID. INSTRUCTIONS: If you are a pre-qualified bidder, complete Section I only. If you are not a pre-qualified bidder, complete Section II only. Section II acts as an application for pre-qualification. Submission of Section II will allow the bidder to be considered for pre-qualification for bids with the City of South Bend Department of Public Works. Pre- qualified bidders will then be exempt from a portion of the submission requirements outlined in Section 6- 63 of The Responsible Bidding Ordinance No. 10594-18 for a period of twelve (12) months. Thereafter, contractors who are pre-- qualified-Qualified st for the upcoming calendar year, or within twelve (12) months of obtaining pre- qualified standing. If the status of any item changes within the twelve (12) months, it is the responsibility of the contractor to notify the City. Failure by any pre-qualified contractor to submit its complete application -n automatic removal of the designation, effective January 1 of the following year, or immediately following the twelve (12) months of pre-qualified standing. works projects, though the contractor must submit all required documents under 6-- is re-established. Please Note: The City reserves the right to request supplemental information from the bidder, additional verification of any information provided by the bidder, and may also conduct random -qualified standing. It is the sole responsibility of the potential bidder to comply with all submission requirements applicable to the bidder in Section 6-63 of the Responsible Bidding Ordinance no later than the date of the public bid opening. POST BID SUBMISSIONS: Post-bid submissions must be submitted in accordance with Section 6-64 of the Responsible Bidding Ordinance. The post-bid submission requirements are as follows: 1. All bidders shall collect, maintain, and provide upon request, a current written list that discloses the name, address, licensing status, and type of work for any subcontractor from whom the bidder has accepted a bid and/or intends to hire on any part of the public work project, including individuals performing work as independent contractors. 2. Each subcontractor, whose portion of the project is estimated to be at least one-hundred fifty thousand dollars ($150,000.00), shall be required to adhere to the requirements of Section I of the Responsible Bidder Ordinance as though it were bidding directly to the City, except that the subcontractor shall submit the required information (including the name, address, and type of work) to the successful bidder prior to the commencement of work. 3. Failure of a subcontractor to submit the required information shall not disqualify the successful bidder from performing work on the project and shall not constitute a contractual default and/or breach by the successful bidder. However, the City may withhold all payment otherwise due for work performed by a subcontractor, until the subcontractor submits the required information and the City approves such information. 4. not create any rights in the Disclosed Subcontractor(s). Thus, a bidder may substitute another subcontractor for a Disclosed Subcontractor by giving the City, upon request, written notice of the name, address, licensing status, and type of work of the substitute subcontractor. 5. The successful bidder and all subcontractors on a public works project are required to submit certified payroll utilizing the federal form known as WH-347 or a similar form on a bi-weekly basis, submitted within 10 days after the end of each bi-weekly payroll period. Certified payrolls shall identify the job title and craft for each employee. Certified payrolls shall be submitted electronically. Please Note: Submissions deemed inadequate, incomplete, or untimely by the City may result in the automatic disqualification of the bid. The City, after review of complete and timely submissions, shall, in its sole discretion, after taking into account all information in the submission requirements, determine whether a bidder is responsive and responsible, and provide a Pre-Qualification Verification Letter. The City specifically reserves the right to through its own independent verification of the information provided by the contractor. I. PRE-QUALIFIED BIDDER CHECKLIST Not Applicable (a) Acknowledgements: (i) ___ By checking this box, I hereby acknowledge that I am a pre-qualified bidder with the City of South Bend and that I have met the pre-qualification requirements within the last twelve (12) months. A copy of my Pre-Qualification verification letter is attached. (ii) ___ By checking this box, I hereby acknowledge that the City reserves the right to request supplemental information, additional verification of any information provided by me, and may also conduct random inquiries of my current and prior customers. (b) Attachments: (i) ___ -line records (ie. Business verification) dated within sixty (60) days of the submission of said document showing that business is in and eligible for a certificate of good standing. (Not applicable to individuals, sole proprietors or partnerships). (ii) ___ Statement on staffing capabilities, including labor sources. This statement indicates and ensures I have sufficient employees on staff to complete the work. It outlines how I intend to meet the staffing needs of the work. (iii) ___ List of projects of similar size and scope of work performed in all areas, including the State of Indiana, within the last three (3) years. (iv) ___ For every project, submit evidence of participation in apprenticeship and training programs, applicable to the work to be performed on the project, which are Apprenticeship, or its successor organization. II.PRE-QUALIFICATION CHECKLIST(FOR BIDDERS THAT ARE NOT PRE-QUALIFIED) (a)Acknowledgements: X (i)___By checking this box, I hereby acknowledge that I am not a pre-qualified bidder with the City of South Bend. X (ii)___By checking this box, I hereby acknowledge that the City reserves the right to request supplemental information, additional verification of any information provided, and may also conduct random inquiries of my current and prior customers. The City reserved the right to utilize all information provided in this submission and all information obtained in inquiries or requests to determine if a bidder is responsive and responsible. Additionally, I acknowledge that all information provided to the City shall be regarded as public records. X (iii)___By checking this box, I hereby acknowledge that copies of all Applicable apprenticeship certificates or standards for training programs applicable to the work performed on the project may be requested at any time and shall be furnished upon request. X (iv)___By checking this box, I hereby acknowledge and ensure that I and all sub- contractors, from whom I have accepted a bid and/or intend to hire to perform work on the public work project, are properly licensed. Furthermore, I acknowledge my understanding that it is my responsibility to ensure that all sub-contractors have the necessary licenses to undertake the work called for in this bid. If a sub- contractor loses their license at any point, it is the responsibility of that sub- contractor to notify the City. (b)Attachments: X (i)___on-line records (ie. Business verification) dated within sixty (60) days of the submission of said document showing that business is in and eligible for a certificate of good standing. (Not applicable to individuals, sole proprietors or partnerships). X (ii)___List identifying all former business names. X (iii)___Any determinations by a court or governmental agency any violations of federal state, or local laws including, but not limited to, violations of contracting or antitrust laws, tax or licensing laws, environmental laws, Occupational Safety and Health Act (OSHA), or federal Davis-Bacon and related Acts, within the preceding five (5) years. X (iv)___Statement about staffing capabilities, including labor sources. This statement indicates and ensures I have sufficient employees on staff to complete the work I am bidding on OR outlines how I intend to meet the staffing needs of the work. X (v)___Statement that individuals who will performwork on the public work project on my behalf will be properly classified as an employee or as an independent contractor under all applicable state and federal laws and local ordinances. X (vi)___For every project, submit evidence of participation in apprenticeship and training programs, applicable to the work to be performed on the project, which are Apprenticeship, or its successor organization. X (vii)___Copy of a written plan for employee drug testing that covers all of my employees who will perform work on the public work project and meets or exceeds the requirements set forth in IC 4-13-18-5 or IC 4-13-18-6. X (viii)___Evidence that I am utilizing a surety company which is on the Bureau ofFiscal bid specifications or contract. X (ix)___Written statement of any federal, state or local tax liens or tax delinquencies owed to any federal, state or local taxing body in the preceding three years. X ()___List of projects of similar size and scope of work performed in all areas, including the State of Indiana, within three (3) years prior to the date on which the bid is due. October 13, 2020 Date: ___________________________________________ ________________________________________________ (Sign Here) Scott Huber, PE ________________________________________________ (Print Name Here) Reynolds Construction, LLC dba Reynolds Construction of Indiana, LLC ________________________________________________ (Name of Company) 1119 N Keystone Way, Suite 201 ________________________________________________ (Address of Company) Carmel ________________________________________________ (City) Indiana ________________________________________________ (State) (877) 770-0127 ________________________________________________ (Telephone Number) Section II B Attachment i State of Indiana Office of the Secretary of State CERTIFICATE OF EXISTENCE To Whom These Presents Come, Greeting: I, CONNIE LAWSON, Secretary of State of Indiana, do hereby certify that I am, by virtue of the laws of the State of Indiana, the custodian of the corporate records and the proper official to execute this certificate. I further certify that records of this office disclose that REYNOLDS CONSTRUCTION OF INDIANA, LLC duly filed the requisite documents to commence business activities under the laws of the State of Indiana on September 22, 2016, and was in existence or authorized to transact business in the State of Indiana on September 11, 2020. I further certify this Foreign Limited Liability Company has filed its most recent report required by Indiana law with the Secretary of State, or is not yet required to file such report, and that no notice of withdrawal, dissolution, or expiration has been filed or taken place. All fees, taxes, interest, and penalties owed to Indiana by the domestic or foreign entity and collected by the Secretary of State have been paid. In Witness Whereof, I have caused to be affixed my signature and the seal of the State of Indiana, at the City of Indianapolis, September 11, 2020 CONNIE LAWSON SECRETARY OF STATE 201609221159756 / 20201618223 All certificates should be validated here: https://bsd.sos.in.gov/ValidateCertificate Expires on October 11, 2020. SECTION II B ATTACHMENTS II - VI CITY OF SOUTH BEND: PREQUALIFICATION APPLICATION ii FORMER BUSINESS NAMES The Reynolds name has long been recognized as an industry leader in water/wastewater infrastructure. The Reynolds’ legacy began in the mid 1930’s under the name John L. Reynolds & Sons. After continued growth, the company first incorporated in Indiana in 1965 as John Reynolds & Sons, Inc., then later as Reynolds, Inc. in 1987. The company merged with Layne Christensen Company in 2005 as two separate operating divisions, Reynolds Inc., and Reynolds Inliner. In 2012, Reynolds, Inc. assumed the name Layne Heavy Civil, Inc. and continued operations as such until April 30th, 2017. On May 1st, 2017, a privately held group, including former owner Jeff Reynolds, and members of senior management, acquired certain assets of the Heavy Civil business and began operations as Reynolds Construction, LLC. iii OSHA CITATIONS LAST THREE YEARS Inspection Issue Date Corrective Year Office Level Fine Description # Date Closed Action Initial: Referral Ft. Penalty $13,260 Inspection- 2019 1420608.015 7/24/2019 Open Lauderdale, Serious Payment In Current: Trench FL Place $9,282 Safety *Reynolds started operations in May of 2017, therefore we can only provide the last three years OSHA information. iv SUFFICIENT EMPLOYEES Reynolds is recognized as one of the nation’s leading water resource contractors, offering innovative project design and construction. Our knowledge and capabilities include the previous experience from former operating groups under previous ownership in combination with those of our current company. As such, with over 75 years of experience, we are uniquely qualified to provide the City with an experienced team you can count on for results. Over the last 25 years, operations groups of the company have constructed new or completed modifications to over 150 pump stations, and 230 treatment plants, and installed over 18 million LF of pipeline. The company has grossed between $175M and $450M in annual revenue over the last decade, currently employs approximately 400 people, and owns an equipment fleet valued in excess of $17 million. v PROPERLY CLASSIFIED All individuals who will perform work on the public work project on Reynolds’ behalf will be properly classified as an employee or as an independent contractor under all applicable state and federal laws and local ordinances. vi APPRENTICESHIP All the jobs Reynolds has completed in Indiana and New Jersey utilized employees from the Laborers Carpenters, and Operators Unions. Each of these Unions provide Apprentice Programs and Related Training. Section II B Attachment vii SUBSTANCE ABUSE POLICY POLICY OBJECTIVES: The use of alcohol and other drugs leads to unsafe working conditions for workers; the impaired worker is a potential hazard to himself and to those working with him/her. The purpose of the program is to outline a substance abuse policy that will establish and help maintain a drug and alcohol free, safe and healthy work environment for all workers. SCOPE AND APPLICATION: This policy covers all personnel employed whether full or part-time by Reynolds Construction, and assigned to certain safety-sensitive areas. Whenever the term “company” is used herein, it shall be deemed to include the employees who are assigned to those areas that are considered to be SAFETY SECURITY SENSITIVE by management. Management has designated that all employees of Reynolds Construction are working in either safety or security sensitive areas. This policy applies to all “company property” which for purposes of this policy includes: 1.Property controlled by the company. 2.Buildings and/or areas where company work is being developed, conducted, evaluated, or inspected. WRITTEN SAFTEY PROGRAM Page | 236 3. Leased spaces. 4. Company vehicles. 5. Personal vehicles used for company business. 6. Customer premises and customer vehicles where a Reynolds Construction employee is working or performing services. 7. The grounds and parking lot adjacent or approximate to any of these above areas. GENERAL: To comply with federal highway DOT regulations, as well as DOT pipeline safety regulations and the regulations of Reynolds Construction, this policy extends to include the following type of tests for drugs and alcohol: Pre-employment testing. Company random testing. Post incident/injury testing. Reasonable cause testing. Return to work testing. EXPLANATION OF DRUG AND ALCOHOL TESTING CATEGORIES: Pre-Employment Testing: Prior to being employed, applicants shall undergo pre-employment screening by urine testing for the presence of illegal drugs or other controlled substances. An applicant will not be employed or authorized to report to work until a negative test result has been reported. A confirmed positive test result shall be grounds for denying or revoking employment to the applicant and will disqualify an applicant for reconsideration for six (6) months. Proof of rehabilitation will be required for reconsideration of employment. Testing will be performed by a laboratory certified by the National Institute on Drug Abuse or an equivalent organization as determined by the Company at its sole discretion. A pre-employment substance abuse test will be considered valid for up to 30 days. If a prospective employee has not begun work within that time period, it will be necessary for him/her to take another pre-employment test. If a new hire decides not to take a position, but applies later for another, it will be necessary for he/she to start over with another pre- employment test. Random Testing: Only DOT covered employees are subject to random drug testing at the level of 25% every twelve months, with testing to be conducted on a quarterly basis. In addition, all other employees of the company in safety security sensitive positions will be drug tested at a rate of WRITTEN SAFTEY PROGRAM Page | 237 25% and alcohol tested at 10% every twelve months, with testing again to be conducted on a quarterly basis. The current DOT Federal Highway Administration requirements for people with CDL licenses are required to be tested at the rate of 25% annually. In addition, the company intends to apply this same ratio to all other employees of the company. Tests for both groups will be unannounced and based on a computerized random selection from both pools. Post Incident / Injury Testing: Any covered employee working within safety sensitive guidelines and whose performance either contributed to an incident or an injury and cannot be discounted as a contributing factor to an incident, will be drug and/or alcohol tested under the following guidelines if the incident meets any of the following criteria: DOT Pipeline Jobs: An event that involves a release of gas from a liquid pipeline or of liquefied natural gas or gas from an LNG facilities; Death or personal injury necessitating in-patient hospitalization or estimated property damage, including cost of gas loss to the operator of others or both of $50,000 or more; An event that results in emergency shut-down of an LNG facility; An event that is significant in the judgement of the operator. DOT Federal Highway Administration: Post incident testing is required for employees with CDL’s that were involved in reportable driving related incidents such as: When any fatality occurs as a result of an incident, or When a company driver is issued a citation under state or local law for a moving violation arising from an incident. Company Additional Requirements: One or more motor vehicles incurring physical damage due to the operation of a company owned vehicle operated by an active employee. Any job-related injury requiring medical treatment. An event of significance in the judgement of the company even if it does not meet the above criteria. An event that is significant in the judgment of the employer (i.e., substantial damage to company, customer or public property). Employee(s) must be escorted by a supervisor to the collection facilities. The breath alcohol testing ideally must be administered within two (2) hours after the incident, but no longer than eight (8) hours after the incident. Drug testing in the above circumstances must be completed within eight (8) hours following the above conditions. WRITTEN SAFTEY PROGRAM Page | 238 CARE SHALL BE TAKEN THAT NO CONCLUSIONS ARE STATED BY ANY MEMBER OF MANAGEMENT AS TO WHETHER OR NOT AN EMPLOYEE IS A SUBSTANCE ABUSER; BUT ONLY THAT, UNDER THE GUIDELINES OF THE COMPANY’S SUBSTANCE ABUSE POLICY, THAT THE EMPLOYEE MAY BE REQUIRED TO UNDERGO THESE TESTS. THE EMPLOYEE SHALL NOT BE ALLOWED TO PROCEED ALONE TO OR FROM THE COLLECTION SITE. IN ADDITION TO THE SAFETY CONCERNS FOR THE EMPLOYEE, ACCOMPANYING THE EMPLOYEE ASSURES THAT THERE IS NO OPPORTUNITY TO INGEST ANYTHING TO AFFECT THE OUTCOME OF THE TESTS. IF THESE TESTS ARE POSITIVE, THE EMPLOYEE SHALL MAKE ARRANGEMENTS TO BE TRANSPORTED HOME AND BE INSTRUCTED NOT TO DRIVE A MOTOR VEHICLE. IF THE EMPLOYEE INSISTS ON DRIVING, THE PROPER LAW ENFORCEMENT AGENCY MAY BE NOTIFIED THAT AN EMPLOYEE IS LEAVING COMPANY PREMISES DRIVING A MOTOR VEHICLE AND MAY BE UNDER THE INFLUENCE. Employees are required to immediately report all instances that are defined as reportable by DOT alcohol testing regulations. Failure to do so will result in immediate disciplinary action, up to and including discharge. Any employee who is post-incident tested will be removed from duties covered by DOT regulations without loss of pay pending a negative determination based on laboratory results for drug testing as well as breath alcohol testing results. Employees may also lose pay if other reasons exist for disciplinary suspension. Inspection: Whenever the company reasonably suspects that an employee's work performance or on-the-job behavior is affected in any way by alcohol or drugs, they may search the employee, the employee's locker, desk, work area, vehicle or other company property or at a work site. Whenever the company reasonably suspects that an employee has sold, purchased, used or possessed alcohol, drugs or drug paraphernalia on company premises or at a work site, they may search the employee the employee's locker, desk, work area, vehicle, or other company property under the control of the employee, as well as the employee's personal effects or motor vehicle on company property or at a work site. Reasonable Cause Training: All employeesare subject to reasonable cause testing for drugs as well as alcohol. The decision to test under this basis must be based upon a reasonable articulate belief that the individual used a drug or alcohol based upon direct observation of specific, contemporaneous physical, behavioral or performance indicators of probable use. At least two supervisors, one of which trained in detection of the possible symptoms of drug and/or alcohol use, shall substantiate and concur in the decision to test an employee. The agreement between the two supervisors may be by telephone. Documentation of the employee’s conduct shall be prepared and signed by the supervisors within twenty-four (24) hours of this observed behavior. The supervisors shall complete and sign the fitness for duty, reasonable WRITTEN SAFTEY PROGRAM Page | 239 cause observation documentation form. Following collection of the urine sample for drug testing, the employee must be advised that they will be indefinitely suspended pending results of this drug test and then be transported to his/her residence. The employee shall be permitted to return to work and shall be paid wages for time lost if the lab results received are negative. Compensation for lost time will not be granted if the conduct associated with the drug testing warrants a suspension without pay for the term of the suspension. Care shall be taken that no conclusions are stated by any member of management as to whether or not an employee is a substance abuser; but only that, under the guidelines of the company’s substance abuse policy, that the employee may be required to undergo these tests. The employee must not be allowed to proceed alone to or from the collection site. In addition to the safety concerns for the employee, accompanying the employee assures that there is no opportunity to ingest anything to affect the outcome of the tests. If these tests are positive, the employee shall make arrangements to be transported home and be instructed not to drive a motor vehicle. If the employee insists on driving, the proper law enforcement agency may be notified that an employee is leaving company premises driving a motor vehicle and may be under the influence. Return to Work Testing: Any individual who has been suspended due to either drug or alcohol abuse shall comply with the provisions stated in the policy statement at the start of this drug policy. The employee shall be evaluated by a substance abuse professional and the cost of performing additional drug tests are at the employee’s expense as previously indicated. If a driver has had an alcohol test with a breath alcohol content of 0.04 or greater, they may not return to work until they have completed a test producing a result of less than 0.02. There shall be also at least six (6) follow-up tests in the first twelve months following a return to duty from post substance abuse treatment. In both instances, follow-up testing may be completed without prior notice for up to five years following his/her return to work. Once returned to work, the employee enters into a Last Chance Agreement with Reynolds Construction and shall agree to remain drug and/or alcohol free during his employment. Any subsequent confirmed positive test result shall result in discharge. TESTING PROCEDURES Drug Testing: Testing shall be performed utilizing urine samples. Testing will be performed by a laboratory certified by the National Institute on Drug Abuse or an equivalent organization as determined by the Company at its sole discretion. Alcohol Testing: In some instances, the company shall utilize law enforcement officers or some other organization which has been certified by state or local governments to conduct breath alcohol tests as qualified as breath alcohol technicians, in the absence of our breath alcohol technician. WRITTEN SAFTEY PROGRAM Page | 240 ALCOHOL USAGE RESTRICTIONS Pre-Duty Use: Employees may not perform covered duties within four (4) hours after consuming alcohol. On- call employees, who are not at work but could be called to perform covered functions, are subject to the pre-duty alcohol prohibition (i.e. they would have to decline a call to work if acceptance would result in performing covered duties within the four (4) hours). Once notified to respond to an emergency, the employee must not consume any alcohol. On-Duty Use: Covered employees may not consume alcohol while performing covered functions. This prohibition also applies to covered employees who are at work and immediately available to perform covered functions. Use after an Incident: Covered employees with knowledge of an incident either for a pipeline, highway safety or according to our corporate program for which they performed a covered function at or near the time of the incident, may not use alcohol for eight (8) hours after the incident unless they have been given a post-incident test or Reynolds Construction has determined that their performance could not have contributed to the incident. EMPLOYEE ASSISTANCE PROGRAM The employee assistance program for employees, as well as supervisory personnel, is provided to determine whether an employee must be drug tested based on reasonable cause. The education program shall include the display and distribution of: Informational material, Community service hot-line telephone numbers for contacting substance abuse professionals, Reynolds’ policy regarding drug and alcohol abuse. The training program shall include: The effects and consequences of drug and/or alcohol abuse on your personal health, safety and work environment. The specific contemporaneous observations, behavioral and performance indicators, including speech, of probable drug and/or alcohol abuse. Supervisors and other employees must be given at least sixty (60) minutes of training as part of this program. WRITTEN SAFTEY PROGRAM Page | 241 Supervisory personnel responsible for employees shall receive additional training under both the drug abuse and alcohol abuse prevention plans. This training shall consist of two (2) separate sixty (60) minute periods of training on specific, contemporaneous physical, behavioral speech, and performance indicators of probable drug and alcohol misuse. This training is required for supervisors who may determine whether an employee must be tested for these substances based on reasonable suspicion. Are we still doing this? RECORD KEEPING: The company shall maintain the following records for the periods specified and permit access to the records only as specified under regulations and shall conform to the following: One year for records of employees who have passed drug and alcohol tests. Three years for records that demonstrate the collection process conformed to regulations. Five years for records that show employees who failed drug tests, the type of test, and records that show rehabilitation, if any, and shall contain the following: o Functions performed by the employee o Prohibited drugs used by the employee o Disposition of the employee who failed the drug test o Age of the employee who failed the drug test o Records of employee indicating an alcohol concentration of 0.02 or greater o Documentation of refusals to take required alcohol and/or drug test Five years for the number of employees tested by the type of drug test Three years confirming supervisors and employees had been trained as required by regulations under the employee assistance program. RELEASE OF INFORMATION: The company shall maintain all drug and alcohol related testing information, test results and other appropriate records in a secure manner to prevent disclosure of such information to unauthorized personnel. These results will not be included in employee personnel files. An employee’s drug and alcohol test results shall not be released EXCEPT upon the written consent of the employee or upon the request by a state or federal agency with regulatory authority over the company. The company can also make the records available to a subsequent employer UPON RECEIPT OF THE WRITTEN REQUEST FROM THE COVERED EMPLOYEE. Disclosure by the subsequent employer is permitted only as expressly authorized by the terms of the employee’s written request. SEVERABILITY: If any part of this policy is determined to be unenforceable under state or federal law, the remainder of the policy, to the extent possible, shall remain in full force and effect. No part of this policy, or any procedures related to it, is if intended to: WRITTEN SAFTEY PROGRAM Page | 242 Guarantee employment, continued employment, or terms or conditions of employment. Affect Reynolds Construction’s right to manage its workplace, or to discipline its employees and they being: Any employee suspected of appropriating or participating in the collection of a fraudulent sample after being requested to produce one for testing, or any employee in collusion regarding the appropriation of a fraudulent sample will be immediately terminated from active employment with the company. When an employee is requested to render a sample for the purpose of testing, he or she shall leave immediately for the collection site without stopping any place between his or her job site and the assigned collection site. Violation of this shall result in disciplinary action depending on the gravity of the violation and situation. Never during the collection of any requested sample shall the employees being tested be allowed to consort or fraternize with other employees or individuals without a recognized attendant being present or giving approval. Violation of this shall result in disciplinary action depending on the gravity of the violation and situation. DEFINITIONS: To insure common understanding of terms, the following definitions shall be consistently used: Breath Alcohol Technician (BAT): This is an individual trained in operation of an evidential breath-testing device used for alcohol testing under these regulations. Law enforcement officers who have been certified by state or local governments to conduct breath alcohol tests are qualified as BAT’s provided the officer has been certified on the evidential breath testing device being used for the test. Consent Form: All employees in the company must sign a consent form for drug, alcohol and substance abuse testing. The separate part of that form authorizes us to obtain information for DOT type drivers on their previous drug test for the past two (2) years for prior employment. In accordance with the new federal law, the driver’s previous employers must furnish reports of any positive test(s) and/or refusals. That information must be obtained prior to a new driver ever being placed behind the wheel of a company vehicle. He/His: As used in this policy, the terms he or his are similar masculine pronouns and that shall be construed to include the feminine alternatives of said pronouns. These terms are used solely for grammatical purposes and shall not be construed to limit this policy or its application on the basis of gender. Illegal drugs as mentioned in this policy include but are not limited to: Marijuana (THC METABOLITE) Cocaine WRITTEN SAFTEY PROGRAM Page | 243 Opiates Phencyclidine (PCP, ANGEL DUST) Amphetamines Ecstasy (MDMA) Heroin Metabolic of those drugs of which possession and use are prohibited by state and federal law in this country. Prescription drugs used by a person in a manner other than as prescribed by the treating physician or in accordance with the physician’s directions. So-called “designer drugs”, and any similar substances even if state or federal law does not specifically prohibit them. *While we recognize that the DOT requires a SAMNSA 5-panel drug screen, some of our jobs require a 10-panel drug screen. In those instances, we shall make that a mandatory part of our program. Last Chance Agreement: An agreement between the employee and the company where upon the employee agrees to remain drug and/or alcohol free after testing positive for substance abuse the first time. A subsequent positive test would result in termination. Legally Prescribed Drugs: This policy also covers drugs which may be abused even though they are available legally, such as cough syrup, over-the-counter medications, or drugs for which an employee has a valid prescription. Medical Review Officer: A licensed physician responsible for receiving laboratory results generated by a substance abuse testing program. He/she has knowledge of substance abuse disorders and has received appropriate medical training to interpret and evaluate an individual’s medical history and other relevant valuable medical information as certified by either the American Medical Association or the American College of Occupational and Environmental Medicines. Other Substances: Other substances, whether inhaled, injected, ingested, or absorbed, and which are not intended for human consumption (i.e. glue, solvents, patches, etc.) are also prohibited by this policy. Possession of Alcohol and/or Drugs: The possession, use, transfer, or sale of alcohol, illegal drugs or prescription drugs (without a valid prescription) on company property (as defined in this policy) by ANY EMPLOYEE is prohibited and disciplinary action up to and including discharge is appropriate. Any circumstances that indicate the violation of state, federal or local laws may be reported to appropriate law enforcement officials and the company will cooperate in any criminal prosecutions. Probable and Reasonable Cause: This is defined as those circumstances based on objective evidence about the worker’s conduct in the workplace, that would cause a reasonable person to WRITTEN SAFTEY PROGRAM Page | 244 believe that the worker is demonstrating signs of impairment due to alcohol and/or other drugs. In most cases, the objective evidence given rise to probable cause shall be observed by at least two individuals, ideally two supervisors, but the parties recognize that in certain circumstances the observation may be made by only one individual. An example of objective evidence is when a worker shows signs of impairments, such as difficulty in maintaining balance, slurred speech or erratic typical behavior. Random: Employees shall be randomly selected for unannounced drug and alcohol testing through a system using scientifically, statistically, and legally valid number generation process. A list of names and corresponding numbers shall be selected at random to select the employees for testing on a monthly basis. Using this process, an employee could be selected for testing more than once a year. Employees selected for testing shall be notified by their supervisor on the day that they are to be tested. Refusal to Test:Refusal by an employee to submit to a drug or alcohol test when requested to do so, under the terms of this policy, shall be considered the same as a confirmed positive test result and shall be grounds for termination of employment. Re-Instatement: An employee who was discharged for a positive drug test may be given an opportunity to retain employment, provided they have been evaluated by a Substance Abuse Professional (SAP) following successful completion of a rehabilitation program and must test negative before returning to work or before re-employment. Employees who are rehired or return to work following a layoff, extended vacation, or an illness of six weeks or longer must also test negative prior to returning to work. Employees who have been discharged for a positive drug or alcohol test are responsible for those costs unless the test proves that these employees are in fact negative. If an employee had tested positive for drugs, then there must be at least six (6) follow-up tests in the first twelve months after returning to duty. Those tests are also at the employee’s expense. Personnel testing .04 or greater for alcohol must have test results less than .02 before returning to work and be subject to follow-up testing. Those tests must be unannounced and there must be at least six tests in the first twelve months. These tests may be extended up to sixty (60) months, based on the advice of the medical review officer. Safety Security Sensitive Positions: Includes all positions where an employee is operating a company-owned vehicle or performing tasks where unsafe practices could endanger health, safety, or security of the employee or others. Security sensitive positions are those that have access to or handle company funds, bidding information, or perform security services at job sites. Special Drug and Alcohol Searches: When there is a reason to believe that a specific employee or group of employees may be in possession of alcohol and drugs which are prohibited under the company’s policy, the employees may be required, as a condition of employment, to submit to a reasonable search (i.e., clothing, lockers - if available, purses, lunch boxes or other containers including desks or personnel vehicles while on company property). Split Specimen: Starting on August 15, 1994, all companies doing drug testing must implement the use of split specimens. Laboratories plan to furnish two identical vials for each test kit. The driver’s test sample is divided into thirty millimeter and fifteen millimeter samples and one can WRITTEN SAFTEY PROGRAM Page | 245 be used by the employee to request a retest, using the smaller sample within 72 hours of a positive test. Substance abuse: includes any of the following: Reporting to work or working under the influence of or impaired by alcohol or any drug. Chemical dependency or the abuse of alcohol or any drug which does or may adversely affect job performance or safety. The abuse of any illegal or legal drug or substance. Substance Abuse Professional: That is defined as any licensed physician, licensed or certified psychologist, social worker, employee assistant professional, or a certified addiction counselor with clinical experience and a knowledge of diagnosis treatment of alcohol and controlled substances related disorders. Temporary Employee: A laborer whose employment with the company does not exceed three (3) work days. Under the Influence: For the purpose of this policy, employee’s behavior which has adversely been affected by alcohol or other drugs, or the combination in any detectable manner. Influence is not limited to obvious impairment of physical or mental ability, such as slurred speech or difficulty in maintaining balance, but may be established by a professional opinion, a legally valid test, or especially in cases involving alcohol by a lay person’s observation. Usage: consumption of any kind of alcohol or illegal drug, or any drug used other than intended. Working Under the Influence: Reporting for duty or working while under the influence of any alcohol or any drugs, whether legal or illegal, that may adversely affect the ability of the employee to safely or effectively perform the duties of their positions is not permitted and shall be handled under disciplinary procedures. It is the employee’s responsibility to notify his/her supervisor immediately upon return to work of any drug or alcohol use, whether legal or illegal, which may adversely affect his/her ability to perform safety sensitive duties. WRITTEN SAFTEY PROGRAM Page | 246 FITNESS FOR DUTY REASONABLE CAUSE OBSERVATION DOCUMENTATION All employees, including yourself, occasionally exhibit some performance problems and behavior changes. Sometimes these problems and changes cause concern that an employee may be unfit to perform the employee’s regular duties as a result of substance abuse. Below is a checklist of observations for you to use in determining when there is a reasonable cause for such concern and possible substance testing. NAME________________________ LOCATION _________________________ DATE ________________________ TIME ______________________________ The onset of one or more of the following observations may be cause for substance abuse testing: SPEECH AWARENESS BALANCE PHYSICAL INDICATORS ___ Incoherent ___ Confused ___ Swaying ___ Pupils dilated/red eyes ___ Muddled___ Sleepy___ Staggering ___ Cold Sweats/tremors ___ Slurred ___ Erratic Behavior ___ Falling ___ Alcohol/marijuana odor When you observe behaviors that may interfere with the employee’s performance, you shall note and document your observations. The employee shall be counseled about any performance problems, and any explanations volunteered or offered by the employee shall be noted. Although work related performance or behavior problems might be cause for substance abuse testing, continued work related performance and behavior problems might result in reassignment, or discipline up to and including termination of employment. WORK OBSERVATIONS _____ Unexplained or excessive absenteeism or tardiness _____ Unexplained or excessive absence from work area _____ Frequent trips to water cooler or restroom _____ Difficulty in understanding/recalling instructions _____ High frequency of incident occurrence MOODS PHYSICAL INDICATORS _____ Withdrawn /sad/morbid _____ Rapid breathing _____ Mood swings high and low _____ inappropriate wearing of sunglasses _____ Nervousness/agitation _____ Neglect of personal hygiene COMMENTS:___________________________________________________________ ___________________________________________________________ To the best of my knowledge and belief, This report represents the actions, appearances and/or conduct observed by me and upon which I base my decision to suggest said employee be tested or be further evaluated by a supervisor. EMPLOYEE: _________________________SUPERVISOR: ________________________ WITNESS: ____________________________ WRITTEN SAFTEY PROGRAM Page | 247 REQUIRED SIXTY (60) MINUTE EAP TRAINING CERTIFICATION I, the undersigned, do hereby certify that I attended a training and education program covering: The effects and consequences of alcohol and drug abuse on personal health, safety, and work environment. The manifestations and behavioral causes that may indicate alcohol and drug abuse or misuse. The appropriate way to load, transport, and unload equipment as well as pre-trip inspections, driving safety and regulations for height, weight, etc. This training program consisted of sixty (60) minutes of instruction containing descriptions and pictures of these very important topics. Date Attended: ___________________________________ Signature of Attendee: ___________________________________ Signature of Supervisor: ___________________________________ REQUIRED SUPERVISOR TRAINING CERTIFICATION I, the undersigned, do hereby certify that I attended the training and education program covering: The effects and consequences of controlled substances and alcohol use on personal health, safety, and the work environment. The manifestations and behavioral causes that may indicate controlled substance and/or alcohol use or abuse. This program consisted of video tapes entitled “Creating a Drug Free Workplace”, "Recognizing Drug & Alcohol Abuse", "D.O.T. Drug testing", and "Substance Abuse Awareness & Intervention". ______________________________ ______________________________ Date Attended Attending Supervisor ________________________________________ Signature of Company Representative WRITTEN SAFTEY PROGRAM Page | 248 PRE-EMPLOYMENT/NEW EMPLOYEE CONSENT AND AUTHORIZATION FOR SUBSTANCE TEST COLLECTION AND ANALYSIS Reynolds Construction has a policy prohibiting the possession, distribution, use, consumption or being under the influence of alcohol or illegal and unauthorized drugs, including synthetics and designer types and other harmful substances while at work, in order to provide a safe and healthful environment for our employees, customers, suppliers, visitors, and members of the general public. I HAVE READ THE REYNOLDS CONSTRUCTION COMPANY SAFETY POLICY FOR DRUGS AND ALCOHOL, WHICH I UNDERSTAND AND AGREE TO ABIDE BY AS A CONDITION OF EMPLOYMENT. I FURTHER UNDERSTAND THAT THIS POLICY IS NOT A CONTRACT BETWEEN REYNOLDS CONSTRUCTION AND MYSELF. I UNDERSTAND, HOWEVER, THAT EMPLOYMENT WITH REYNOLDS CONSTRUCTION IS CONDITIONAL UPON SATISFACTORILY PASSING THE REQUIRED DRUG AND ALCOHOL SCREENING TEST. All employees of REYNOLDS CONSTRUCTION who test Positive for Drug/Alcohol tests which include Pre- Employment, Probable Cause, Random, and Post Incident will pay for the tests, including (G.C.M.S.) Confirmation Tests. All Employees who request split specimens to be forwarded to another lab shall pay for the cost. Cost of the tests shall be withheld from employee's paycheck effective next paycheck. REYNOLDS CONSTRUCTION will pay for all Negative Drug/Alcohol Tests. I hereby consent to Reynolds Construction to have collected from me urine and to conduct other necessary medical tests to determine the presence of drugs or controlled substances and alcohol. I give my consent for the release of these tests results and other relevant medical information to the authorized company designee for appropriate review. I understand that if I refuse consent I may be subject to disciplinary action, including termination of employment. This test is required for the company substance abuse policy as well as for the federal code of regulations for various DOT drivers. Federal regulations require this consent form to be signed so that information on drug and alcohol test results for the previous two years can be obtained from prior employer. The previous employer’s shall furnish reports of any positive drug tests, any BAT results of 0.04 or greater or refusal to either test. I hereby agree to submit to the various tests as required for either specific reasons or just generally for our 50% drug test and 10% alcohol test standards as presented by the federal government. Pre-Employment ______________ Random _____________ Periodic ______________ Follow-up_____________ Reasonable Cause ______________ Post Incident/Injury _____________ Agreed to: ___________________________ Date/Time: ____________________ Witness to: ___________________________ Date/Time: ____________________ Refused: ___________________________ Date/Time: ____________________ Witness to: ___________________________ Date/Time: ____________________ Reason for Refusal: ______________________________________________________ WRITTEN SAFTEY PROGRAM Page | 249 EMPLOYEE ACKNOWLEDGEMENT REYNOLDS CONSTRUCTION I, ____________________________________, hereby acknowledge that I have been given a copy of Reynolds Construction’s Substance Abuse Policy to read and to understand. I further acknowledge that I have read and that I understand the policy. I understand that failure to comply with the policy may result in my termination from employment. _________________________________ _________________________________ WITNESS EMPLOYEE SIGNATURE ____________________________________ ____________________________________ Date Date WRITTEN SAFTEY PROGRAM Page | 250 Section II B Attachment viii Bond & Financial Products nd 7465 W. 132Street Overland Park, KS Phone: (913)402-5436 Fax: (913)402-5457 May 29, 2020 RE: REYNOLDS CONSTRUCTION, LLC To Whom It May Concern: This letter will serve to confirm Reynolds Construction, LLC has the ability to provide single project bonding in excess of $25 million with an aggregate limit of $200 million. Travelers Casualty and Surety Company’s commitment to write any final bond is conditioned upon several factors being reviewed and accepted by us as satisfying our underwriting criteria at the time the final bonds are required. Those factors include, but are not limited to, the final contract documents and all related contracts, the bid results, financing arrangements for the project, the financial condition of Reynolds Construction, LLC based on the most recent information available to us at the time of the final bonds are required and the terms of the requested final bonds. This letter is issued only as a bonding reference as requested from our client and is not an assumption of liability or a bond. We assume no liability to third parties or to you if, for any reason, we do not execute said bonds. Travelers Casualty and Surety Company of America, a member of the Travelers Group, is rated as A++(Superior), Financial Classification XV by A.M. Best Company and appears on the U.S. Treasury Department List of approved sureties and is licensed to conduct business in all 50 states. Should you require additional information regarding our relationship with Reynolds Construction, LLC, please contact us at the Louisville, KY address below. It is with pride we recommend Reynolds Construction, LLC. Sincerely, William A. Kantlehner, III Authorized Surety Representative Gallagher 1601 Alliant Avenue Louisville, KY 40299-6338 (502)415-7000 SECTION II B ATTACHMENT IX CITY OF SOUTH BEND: PREQUALIFICATION APPLICATION ix FEDERAL, STATE, OR LOCAL TAX LIENS Reynolds Construction does not have anyfederal, state or local tax liens or tax delinquencies owed to any federal, state or local taxing body in the preceding three years. Page | 1 SECTION II B ATTACHMENT X WATER SUPPLY AND TREATMENT RELATED EXPERIENCE LAST 3 YEARS Project Features Raw Water Supply Treatment System Components Completion DateContract Amount Owner/Project/Location American Water Co - Pennsylvania Oct-20208.0$80,242,425 Ellwood WTP and Raw Water Facilities Wampum, PA American Water Co - Indiana Sep-202017.0$19,700,415 Muncie WTF Phase 2 Improvements Muncie, IN Citizens Energy Group Jul-2020N/A$1,638,118 Hamilton SE Booster Indiana American Water Co - Military Service Design Build Confidential Jun-201.0CONFIDENTIAL Confidential Location, NJ American Water Co- Indiana May-202010.0$17,083,911 INAW Allisonville Rd Noblesville, Indiana Citizens Energy Group May-2020n/a$1,957,257 TW Moses Basin Indianapolis, Indiana American Water Co - Indiana Design-Build (Target Cost) Newburgh Mar-20206.0$3,498,997 WTP Consolidation & Chlorine Conversion Newburgh, Indiana Page 1 of 2NOTE: Projects listed include the previous experience, from former operating groups under previous ownership, in combination with those of our current company. SECTION II B ATTACHMENT X WATER SUPPLY AND TREATMENT RELATED EXPERIENCE LAST 3 YEARS Project Features Raw Water Supply Treatment System Components Completion DateContract Amount Owner/Project/Location Town of Wolcott Mar-2020$1,904,304 Wolcott, Indiana American Water Co- Indiana Marlin and Orme WTF Chlorine Gas Aug-2019n/a$1,968,741 Conversion Greenwood, Indiana American Water- New York May-2019$2,740,735 NYAW Demott Ave Wantaugh, New York American Water Co - Missouri Parkvile WTPJun-20184.0$20,694,969 Parkville, MO Aqua America-Pennsylvania May-20183.0$4,625,440 EPC/LSB Aqua Neshaminy WTP Oakford PA Page 2 of 2NOTE: Projects listed include the previous experience, from former operating groups under previous ownership, in combination with those of our current company. APPENDIX CITY OF SOUTH BEND: PINHOOK WTP IMPROVEMENTS PROJECT GUARANTEED SAVINGS CONTRACT APPENDIX Reynolds Construction, LLC Independent Auditor’s Report and Financial Statements December 31, 2019 and 2018 On May 1st, 2017, a privately held group, including former owner Jeff Reynolds, and members of senior management, acquired the assets of the Layne Heavy Civil business and began operations as Reynolds Construction, LLC. There were no substantive change in assets, resources, personnel or bonding/insurance capacity. An audited balance sheet is attached. Reynolds Construction (including operations groups and key management staff formerly operating as: Reynolds, Inc., followed by Layne Heavy Civil most currently) has grossed between $175M and $450M in annual revenue over the last decade, currently employs approximately 400 people, and owns an equipment fleet valued in excess of $17 million. Reynolds Construction, LLC December 31, 2019 and 2018 Contents Independent Auditor’s Report ............................................................................................... 1 Financial Statements Balance Sheets .................................................................................................................................... 3 Statements of Operations .................................................................................................................... 4 Statements of Member’s Equity ......................................................................................................... 5 Statements of Cash Flows .................................................................................................................. 6 Notes to Financial Statements ............................................................................................................ 7 Supplemental Information Analysis of Earnings From Contracts ............................................................................................... 20 Schedule of Completed Contracts .................................................................................................... 21 Schedule of Contracts in Progress .................................................................................................... 22 Independent Auditor’s Report Management Reynolds Construction, LLC Orleans, Indiana We have audited the accompanying financial statements of Reynolds Construction, LLC (a wholly owned subsidiary of Reycon Partners, LLC), which comprise the balance sheets as of December 31, 2019 and 2018, and the related statements of operations, member’s equity and cash flows for the years then ended and the related notes to the financial statements. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Opinion In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of Reynolds Construction, LLC as of December 31, 2019 and 2018, and the results of its operations and its cash flows for the years then ended in accordance with accounting principles generally accepted in the United States of America. Emphasis of Matter As discussed in Note 2 to the financial statements, in 2019, the entity adopted new accounting guidance regarding recognition of revenue with customers. Our conclusion is not modified with respect to this matter. Supplementary Information Our audits were conducted for the purpose of forming an opinion on the financial statements as a whole. The analysis of earnings from contracts, schedule of contracts in progress and the schedule of completed contracts listed in the table of contents are presented for purposes of additional analysis and are not a required part of the financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the financial statements as a whole. Bloomington, Indiana June 3, 2020 2 Reynolds Construction, LLC Notes to Financial Statements December 31, 2019 and 2018 Note 1: Nature of Operations and Summary of Significant Accounting Policies Nature of Operations Reynolds Construction, LLC (Company) is a construction contractor of water and wastewater treatment facilities and pipeline installation headquartered in Orleans, Indiana. The Company is a wholly owned subsidiary of Reycon Partners, LLC. The Company’s operating cycle is the length of each individual contract. Therefore, costs incurred and amounts earned on specific jobs in excess of billings are included as a current asset and billings in excess of costs incurred and earnings are included as a current liability. Retainages will generally span the length of each job. Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. Cash At December 31, 2019, the Company’s cash accounts exceeded federally insured limits by approximately $5,109,000. Accounts Receivable and Contract Assets Prior to the adoption of Accounting Standards Update (ASU) No. 2014-09, Revenue from Contracts with Customers (Topic 606), accounts receivable are based on amounts billed to customers plus any accrued and unpaid interest. The Company provides an allowance for doubtful accounts, which is based upon a review of outstanding receivables, historical collection information and existing economic conditions. Accounts receivable are ordinarily due 30 days after the issuance of the invoice. Contract retentions are due 30 days after completion of the project and acceptance by the owner. Accounts past due more than 120 days are considered delinquent. Delinquent receivables are written off based on individual credit evaluation and specific circumstances of the customer. Upon adoption of Topic 606 on January 1, 2019, accounts receivable includes billed amounts for services provided to customers for which the Company has an unconditional right to payment. Unbilled amounts for which payment is contingent on satisfaction of additional performance obligations are included in costs and estimated earnings on uncompleted contracts. The Company provides an allowance for doubtful accounts, which is based upon a review of outstanding receivables, historical collection information and existing economic conditions. 7 Reynolds Construction, LLC Notes to Financial Statements December 31, 2019 and 2018 Accounts receivable are ordinarily due 30 days after the issuance of the invoice. Accounts past due more than 120 days are considered delinquent. Delinquent receivables are written off based on individual credit evaluation and specific circumstances of the customer. Retention receivables for which the Company has an unconditional right to payment that is only subject to the passage of time are included in accounts receivable. Retention receivables subject to conditions other than the passage of time, such as fulfillment guarantees, future performance, or achievement of stated milestones are included in contract assets. Inventory Pricing Inventories consist of purchased materials. Inventories are stated at the lower of cost or net realizable value. Property and Equipment Property and equipment are depreciated over the estimated useful life of each asset. Annual depreciation is computed using the straight-line method. Leasehold improvements are amortized over the shorter of the lease term or estimated useful lives. The estimated useful lives for each major depreciable classification of property and equipment are as follows: Building and leasehold improvements15 - 39 years Construction equipment3 - 10 years Office furniture and equipment3 - 5 years Vehicles5 - 10 years Long-Lived Asset Impairment The Company evaluates the recoverability of the carrying value of long-lived assets whenever events or circumstances indicate the carrying amount may not be recoverable. If a long-lived asset is tested for recoverability and the undiscounted estimated future cash flows expected to result from the use and eventual disposition of the asset is less than the carrying amount of the asset, the asset cost is adjusted to fair value and an impairment loss is recognized as the amount by which the carrying amount of a long-lived asset exceeds its fair value. No asset impairment was recognized during the years ended December 31, 2019 and 2018. Allocation of Equipment Costs The Company charges each contract for the use of the Company-owned equipment based upon pre- established monthly rates. The actual equipment costs, including depreciation, are accumulated separately. The difference between amounts charged to contracts and the actual costs is netted within cost of revenue earned in the statements of operations. 8 Reynolds Construction, LLC Notes to Financial Statements December 31, 2019 and 2018 Accounts Payable Retainage payable, included in accounts payable, was approximately $4,891,000 and $5,077,000 at December 31, 2019 and 2018, respectively. Contract Liabilities Contract liabilities represent the Company’s obligation to transfer goods or services to a customer when consideration has already been received from the customer. Income Taxes The Company is not directly subject to income taxes under the provisions of the Internal Revenue Code and applicable state law. Therefore, taxable income or loss is reported to the member for inclusion in its respective tax returns and no provision for federal and state income taxes has been included in the accompanying financial statements. Revenue and Cost Recognition - 2018 Profits from construction contracts are generally recognized by applying percentages of completion for each year to the total estimated profits for the respective contracts. The length of each contract varies, but is typically about one to three years. The percentages of completion are determined by relating the actual costs of work performed to date to the current estimated total costs of the respective contracts. Contract costs include all direct material and labor costs and those indirect costs related to contract performance, such as indirect labor, supplies, tools, repairs and depreciation costs. Selling, general and administrative costs are charged to expense as incurred. When the estimate on a contract indicates a loss, the Company’s policy is to record the entire loss. The cumulative effect of revisions in estimates of total costs or revenue during the course of the work is reflected in the accounting period in which the facts that caused the revision first become known. An amount equal to the costs attributable to unapproved change orders and claims is included in the total estimated revenue when realization is probable. Profit from claims is recorded in the year such claims are resolved. Because of the inherent uncertainties in estimating costs and revenues, it is at least reasonably possible that the estimates used could change in the near term. Revenue Recognition - 2019 Revenue is recognized when control of the promised services is transferred to the Company’s customers, in an amount that reflects the consideration that it expects to be entitled to in exchange for those services. The amount and timing of revenue recognition varies based on the nature of the services provided and the terms and conditions of the customer contract. See Note 2 for additional information about the Company’s revenue. 9 Reynolds Construction, LLC Notes to Financial Statements December 31, 2019 and 2018 Self Insurance The Company has elected to self-insure certain costs related to employee health and accident benefit programs. Costs resulting from noninsured losses are charged to income when incurred. The Company has purchased insurance that limits its exposure for individual claims to $125,000 and that limits its aggregate exposure to $1,936,339. Future Change in Accounting Principle Accounting for Leases FASB amended its standard related to the accounting for leases. Under the new standard, lessees will now be required to recognize substantially all leases on the balance sheet as both a right-of-use asset and a liability. The standard has two types of leases for income statement recognition purposes: operating leases and finance leases. Operating leases will result in the recognition of a single lease expense on a straight-line basis over the lease term similar to the treatment for operating leases under existing standards. Finance leases will result in an accelerated expense similar to the accounting for capital leases under existing standards. The determination of lease classification as operating or finance will be done in a manner similar to existing standards. The new standard also contains amended guidance regarding the identification of embedded leases in service contracts and the identification or lease and nonlease components in an arrangement. The new standard is effective for annual periods beginning after December 15, 2020. The Company is evaluating the impact the standard will have on the financial statements; however, the standard is expected to have a material impact on the financial statements due to the recognition of additional assets and liabilities for operating leases. Note 2: Revenue From Contracts With Customers Change in Accounting Principle In May 2014, the Financial Accounting Standards Board (FASB) issued Accounting Standards Update (ASU) No. 2014-09, Revenue from Contracts with Customers (Topic 606), that replaces existing revenue recognition guidance. The new standard requires companies to recognize revenue in a way that depicts the transfer of promised goods or services to customers in an amount that reflects the consideration to which the entity expects to be entitled in exchange for those goods or services. In addition, Topic 606 requires disclosures of the nature, amount, timing and uncertainty of revenue and cash flows arising from contracts with customers. The Company adopted this standard on January 1, 2019, using a modified retrospective approach. Comparative prior period information has not been adjusted and continues to be reported in accordance with previous revenue recognition guidance in ASC Topic 605-35, Construction-Type and Production-Type Contracts. The Company has applied the new standard to all contracts not complete at the date of adoption. 10 Reynolds Construction, LLC Notes to Financial Statements December 31, 2019 and 2018 Performance Obligations The Company recognizes revenue from construction contracts over time, as performance obligations are satisfied, due to the continuous transfer of control to the customer. Construction contracts are generally accounted for as a single unit of account (a single performance obligation) and are not segmented between types of services. The Company measures transfer of control utilizing an input method to measure progress based on contract cost incurred to date compared to total estimated contract cost (cost-to-cost method). The cost-to-cost method is the most faithful depiction of the Company’s performance because it directly measures the value of the services transferred to the customer. Cost of revenue includes an allocation of depreciation and amortization. The Company recognizes revenue, but not profit, on certain uninstalled materials that are not specifically produced, fabricated or constructed for a project. Revenue on these uninstalled materials is recognized when the cost is incurred (when control is transferred). Changes to total estimated contract cost or losses, if any, are recognized in the period in which they are determined as assessed at the contract level. Pre-contract costs are expensed as incurred unless they are expected to be recovered from the customer. Project mobilization costs are generally charged to project costs as incurred when they are an integrated part of the performance obligation being transferred to the customer. Variable Consideration The nature of the Company’s contracts gives rise to several types of variable consideration, including claims and unpriced change orders; awards and incentives; and liquidated damages and penalties. The Company recognizes revenue for variable consideration when it is probable that a significant reversal in the amount of cumulative revenue recognized will not occur. The Company estimates the amount of revenue to be recognized on variable consideration using the expected value, i.e., the sum of a probability-weighted amount or the most likely amount method, whichever is expected to better predict the amount. Factors considered in determining whether revenue associated with claims including, change orders in dispute and unapproved change orders in regard to both scope and price should be recognized include the following: The contract or other evidence provides a legal basis for the claim Additional costs were caused by circumstances that were unforeseen at the contract date and not the result of deficiencies in the company’s performance Claim-related costs are identifiable and considered reasonable in view of the work performed Evidence supporting the claim is objective and verifiable If the requirements for recognizing revenue for claims or unapproved change orders are met, revenue is recorded only when the costs associated with the claims or unapproved change orders have been incurred. Back charges to suppliers or subcontractors are recognized as a reduction of cost when it is determined that recovery of such cost is probable and the amounts can be reliably estimated. Disputed back charges are recognized when the same requirements described above for claims accounting have been satisfied. 12 Reynolds Construction, LLC Notes to Financial Statements December 31, 2019 and 2018 As of December 31, 2019, there was $535,000 of total unrecognized compensation cost related to nonvested share-based compensation arrangements granted under the Plan. That cost is expected to be recognized over a weighted-average period of 3 years. The Company recorded compensation expense of $135,000 for the year ended December 31, 2019. Note 10: Pension and Other Postretirement Benefit Plans Profit-Sharing Plan The Company maintains profit-sharing plans for substantially all eligible employees. The Company’s 401(k) plan maintains safe harbor provisions with employer matching contributions of 100% of the first 3% and 50% of the next 2% of eligible compensation. The Company made matching contributions of approximately $377,000 and $447,000 for the years ended December 31, 2019 and 2018, respectively. Multiemployer Pension Plans The Company contributes to a number of multiemployer defined-benefit pension plans under the terms of collective-bargaining agreements that cover its union-represented employees. The risks of participating in these multiemployer plans are different from single-employer plans in the following aspects: 1.Assets contributed to the multiemployer plan by one employer may be used to provide benefits to employees of other participating employers. 2.If a participating employer stops contributing to the plan, the unfunded obligations of the plan may be borne by the remaining participating employers. 3.If the Company chooses to stop participating in some of its multiemployer plans, the mpany may be required to pay those plans an amount based on the underfunde Cod status of the plan, referred to as a withdrawal liability. 17 Reynolds Construction, LLC Notes to Financial Statements December 31, 2019 and 2018 Note 11: Significant Estimates and Concentrations Accounting principles generally accepted in the United States of America require disclosure of certain significant estimates and current vulnerabilities due to certain concentrations. Those matters include the following: General Litigation The Company is subject to claims and lawsuits that arose primarily in the ordinary course of business. It is the opinion of management the disposition or ultimate resolution of such claims and lawsuits will not have a material adverse effect on the financial position, results of operations and cash flows of the Company. Events could occur that would change this estimate materially in the near term. Major Customers Net revenues from three and one customers approximated 55% and 33% of contract revenue earned during the years ended December 31, 2019 and 2018, respectively. The Company extends unsecured credit to its customers, with credit extended to three and four customers approximating 43% and 60% of accounts receivable at December 31, 2019 and 2018, respectively. Note 12: Reliance on Third-party Liquidity The Company has incurred operating losses and negative cash flows from operations. The Company has received a commitment from the majority member of ReyCon Partners, LLC to provide additional funds during the next year to meet liquidity needs not covered by operating cash flows. Note 13: Subsequent Events As a result of the spread of the COVID-19 coronavirus, economic uncertainties have arisen which may negatively affect the financial position, results of operations and cash flows of the Company. The duration of these uncertainties and the ultimate financial effects cannot be reasonably estimated at this time. On March 27, 2020, President Trump signed into law the Coronavirus Aid, Relief, and Economic Security Act. On April 10, 2020, the Company received a loan in the amount of $6,629,400 pursuant to the Paycheck Protection Program. The Company anticipates using all of the proceeds to make eligible payments and, therefore, expects substantially all of the loan will be forgiven. Subsequent events have been evaluated through June 3, 2020, which is the date the financial statements were available to be issued. 19 HEADQUARTERS INDIANA 6225 N County Road 75 E, Orleans, IN 47452 (877) 770-0127 ALABAMACOLORADO FLORIDA th 2700 Corporate Drive, 1775 East 69Avenue 12421 San Jose Blvd., Suite 200 Denver, CO 80229 Suite 200B Birmingham, AL 35242 (303) 287-7700 Jacksonville, FL 32223 (205) 494-7700 (904) 695-9290 FLORIDA FLORIDAGEORGIA 1990 Main Street, 12535 Orange Drive, 300 East Broad Street Suite 750 Suite 603 Fairburn, GA 30213 Sarasota, FL 34236 Davie, FL 33330 (770) 969-4040 (877) 770-0127 (954) 301-4964 INDIANA PENNSYLVANIA TENNESSEE 1119 N Keystone Way, 210 Kelly Road 1825 Lebanon Pike Suite 201 Quakertown, PA 18951 Nashville, TN 37210 Carmel, IN 46032 (615) 255-3161 (215) 538-6177 (877) 770-0127 www.reynoldscon.com