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HomeMy WebLinkAboutPSA - Neighborhood Resources Connection for the Programming & Capacity Building - Neighborhood Resources & Technical Services Corporation, Inc. dba Neighborhood Resources ConnectionAGREEMENT FOR PROGRAMS AND SERVICES WITH NEIGHBORHOOD RESOURCES & TECHNICAL SERVICES CORPORATION, INC. (PROGRAMS AND SERVICES) THIS AGREEMENT (the or this "Agreement') is made effective the S-1h day of 2020, by and between the CITY OF SOUTH BEND, INDIANA, a municipal corporation organized and operating under the laws of the State of Indiana, acting by and through its Board of Public Works (collectively the "City") and NEIGHBORHOOD RESOURCES & TECHNICAL SERVICES CORP. d/b/a NEIGHBORHOOD RESOURCES CONNECTION (the "Organization"). RECITALS WHEREAS, the Organization is an Indiana non-profit corporation, with a mission to build and foster neighborhood organization capacity in South Bend, Indiana; and WHEREAS, the Organization has represented that it is a duly existing non-profit corporation under Indiana law and exempt from federal income taxation under Section 501(c)(3) of the Internal Revenue Code, as evidenced by the copy of its Tax -exemption Letter issued by the Internal Revenue Service, attached as A ems, dix l; and WHEREAS, the City desires to provide for certain services and programs to be provided to the residents of the City, which services and programs are more particularly described at Exhibit A (collectively, the "Program"); and WHEREAS, the Organization is duly qualified to provide for, oversee and administer the Program; and WHEREAS, the City has appropriated funds for the Program in the amount of Eighty -Thousand Dollars ($80,000.00) (the "Contract Amount'), and Twenty percent (50%), Forty Thousand and 00/100 dollars ($40,000), of this amount is required to have a 1:1 match of non-federal dollars; and WHEREAS, the City believes that the actions contemplated by this Agreement are in the best interests of the health, safety and welfare of the City and its residents and that such actions comply with the public purposes and applicable provisions of state and local law. NOW THEREFORE, for and in consideration of the mutual covenants and promises contained herein, the City and the Organization hereby agree as follows: 1. Contract Amount and Term. The Organization shall provide the programs and services set forth at Exhibit A (the "Program") on behalf of the City, for the Contract Amount for the period commencing January 1, 2020 and ending December 31, 2020. The schedule for the Program is set forth at ,Exhibit B (the "Program Schedule"). The Organization shall submit quarterly reports to the Contract Administrator on March 31, June 30, September 30 and December 31 showing the progress of the Program. 2. L'i�o ratan . uel et and llud yet il4ocla lca Lion. The Program budget is set forth at Exhibit C hereto (the "Budget"), which exhibit is hereby incorporated herein by reference. The Organization shall not seek from the City more than the Contract Amount for any expenses related to the Program or otherwise. The Organization shall use the Contract Amount to implement the Program in conformance with the Budget and for no other purpose. 3. Coinpensation /o _��`rUpon both parties' execution of this Agreement, the City will pay the Organization Forty Thousand Dollars ($40,000.00) as the first installment of the Contract Amount. The City will pay the Organization the remaining portion Forty Thousand Dollars ($40,000.00) of the Contract Amount as reimbursement of the Organization's expenses in carrying out the Program, provided that the Organization has first obtained an equivalent amount of funds from a non-federal funding source satisfactory to the City (the "Matching Funds"). To request such reimbursement, the Organization will submit to the Contract Administrator (as defined below) satisfactory documentation, including at least (a) an invoice detailing the expenses the Organization seeks to have reimbursed, (b) documentation evidencing the Organization's receipt of Matching Funds of at least the same amount, and (c) a report summarizing disbursements and expenditures of the Contract Amount to date by the line items set forth in the Budget and describing the progress of the Organization's implementation of the Program. Wherever possible, the Organization will not request reimbursement of less than Two Thousand Dollars ($2,000) at a time. By way of example, the Organization may request reimbursement for $3,000 in expenses by providing an invoice detailing those particular expenses, documentation of the Organization's receipt of $3,000 in Matching Funds, and a progress report showing the disbursements and expenditures of the Contract Amount (exclusive of the $3,000 in expenses the Organization seeks to have reimbursed). The City may withhold any payments under this Agreement in the event the Contract Administrator determines that the Organization is materially failing to complete the Program in accordance with this Agreement. 4. Design and Implementation of Pro ram. To the extent not set forth in Exhibit A, Exhibit B and Exhibit C, the Organization shall be solely responsible for the design and implementation of the Program, unless specifically directed otherwise by the City, the City's Internal Auditor (as defined herein), or the Director of Engagement & Economic Empowerment or any person appointed by said Director or the City to administer this Agreement (the "Contract Administrator"). The Program and this Agreement must be performed and administered in accordance with all applicable federal, state and local laws. The Organization shall use the Contract Amount only for activities related to the Program. 2 5. Termination o . If the City Controller makes a written determination that funds are not appropriated or are otherwise unavailable to support the continuation of this Agreement, it shall be cancelled. A determination by the City Controller that funds are not appropriated or are otherwise unavailable to support the continuation of performance shall be final and conclusive. Effective thirty (30) days after delivery of a written termination notice, the City may terminate this Agreement, in whole or in part, for any reason, if the City determines that such termination is in the best interest of the City. The Organization shall be compensated for completion of the Program properly done prior to the effective date of termination. The City will not be liable for work on the Program performed after the effective date of termination. In no case shall total payment made to the Organization exceed the original Contract Amount. 6. Remedies or° Breach o(° ontr act. Failure to complete the Program in accordance with this Agreement may be considered a material breach, and shall entitle the City to impose sanctions against the Organization including, but not limited to, suspension of all payments, and/or suspension of the Organization's involvement in the Program, on behalf of the City. The Organization shall repay any portion of the Contract Amount expended for matters not within the scope of the Program or the Budget. In addition to the foregoing, the City may pursue any and all remedies available to it at law or in equity. 7. Maintenance o RecorlvAccess toRe(,,-ords.. The Organization shall keep a written record, in a form acceptable to the City, related to the use and expenditure of the Contract Amount. Within thirty (30) days of the expiration or termination of this Agreement, the Organization shall provide the City with a final accounting of the use and disposition of the Contract Amount by the Organization. Unless otherwise authorized by the City or required by law, such records shall be maintained by the Organization for a period of four (4) years of the date of this Agreement. The Organization understands and agrees to comply with the legal requirements of Indiana Code § 5-14-3-1 et seq. (commonly known as Indiana's Access to Public Records Act), if applicable, with respect to all documentation related to the Contract Amount. 8. Audit sec uh-errreids. The Organization agrees to make all information available to the Indiana State Board of Accounts, the City's Internal Auditor, and the Contract Administrator as requested to comply with any audit requested related to the receipt and use of the Contract Amount and the Organization's performance in delivering the Program in accordance with the provisions of this Agreement. If requested by the City or the Contract Administrator, the Organization shall provide the City a progress report on the Program. If requested by the City or the City's Internal Auditor, the Organization shall arrange for a financial and compliance audit of the Contract Amount to be conducted by an independent public or certified public accountant (or as applicable, the Indiana State Board of Accounts) and in accordance with applicable Indiana State Board of Accounts standards. The City's Internal Auditor shall mean the City Controller or Acting City Controller appointed pursuant to Indiana Code § 36-4-9-6 (the "City Controller") or any person appointed or retained by the City Controller or the City for the purpose of auditing the Organization for this Agreement or other agreements of the City. 3 9. Conflicts o Interest. The Organization hereby certifies and agrees that no member, officer, or employee of the City, or its designees or agents, and no member of the governing body of the City of South Bend or the Organization (and no one with whom there is a family or business tie) who exercises any functions or responsibilities with respect to the receipt and use of City funds during his or her tenure or for one year thereafter, shall have any financial benefit, direct or indirect, in any contract or subcontract, or the proceeds thereof, for work to be performed in connection with the Program. To the extent the Program involves the awarding of a contract or grant, the Organization shall not award the same to a person or entity that creates a conflict of interest described in Indiana Code § 5- 16-11-5.5. 10. l elataons°h . The Organization shall at all times be an independent contractor for the performance of the Program rather than an employee of the City, and no act, action or omission to act by the Organization shall in any way bind or obligate the City. This Agreement is strictly for the benefit of the parties and not for any third -party or person. This Agreement was negotiated by the parties at arm's length and each of the parties hereto has reviewed the Agreement after the opportunity to consult with independent legal counsel. Neither party shall maintain that the language in the Agreement shall be construed against any signatory hereto. The City and the Organization hereby renounce the existence of any form of agency relationship, joint venture or partnership between the Organization and the City and agree that nothing contained herein or in any document executed in connection herewith shall be construed as creating any such relationship between the City and the Organization. 11. Notices. Any notice required or permitted to be delivered hereunder shall be deemed to be delivered when deposited in the United States Postal Service, postage prepaid, registered or certified mail, return receipt requested, addressed to the City or the Organization, as the case may be, at the address set forth below. OEganization: Neighborhood Resources Connection 217 S. Michigan Street South Bend, IN 46601 Attention: Executive Director City: Alkeyna M. Aldridge Department of Community Investment City of South Bend, Indiana 227 W. Jefferson Blvd., Suite 1400S South Bend, IN 46601 12. L7ua1.0 )ortyLjky. The Organization shall comply with federal, state and local laws in its hiring and employment practices and policies for any activity covered by this Agreement. 13. E"nttre A reirri nt" and �lnigidinent. This Agreement sets forth the entire agreement and understanding between the parties as to the subject matter hereof, and merges and supersedes all prior discussions, agreements, and understanding of any and every nature between them. This Agreement may be amended only by separate writing, G EXHIBIT A Program Description This program description reflects expectations given the financial and technical support provided to the NRC by the City of South Bend. The NRC is highly encouraged to fulfill these obligations by pursuing new partnerships in order to leverage City of South Bend funding to build capacity and a greater network of support. The Organization must build it's administrative capacity by doing the following: Execute an annual programmatic work plan to develop neighborhood leaders through education and training (e.g. NLA, Roundtable plan); provide evidence of outcomes impacting neighborhoods based on the resulting work of individuals receiving such education and training. 1 Design and implement an active fund development plan that includes a long- term sustainability plan. i. Pursue external funding to support neighborhood programming and the NRC's plan toward organizational sustainability. This entails successfully securing $40,000 in matchingfunds. Identify sources of external support (such as internship programs) and successfully engage external support for internal capacity building over the course of the year. 4. Secure legal representation. 5. The Board of Directors shall have no less than one representative from each of the following fields: finance, real estate, law, neighborhoods, police, schools, and local government. Unless a board member is a representative of an active South Bend neighborhood association, membership is contingent upon annual review by the City of South Bend. • Include a City representative as an NRC executive board member, to be selected by the Mayor. 6. Work with Common Council representatives and the Residential Neighborhoods Committee to identify neighborhood association leaders, needs, and potential initiatives in council districts. The Organization shall actively support neighborhoods by providing the following programs and services to its residents and neighborhood organizations: Attend assigned neighborhood association meetings and report on key findings at the end of every month. The monthly report is to be shared with the City of South Bend and neighborhood association leadership. • Communicate available city resources to neighborhood associations and facilitate engagement with resources on offer. Collaborate the Engagement Team to develop and produce the Monthly Neighborhood Association Report in collaboration with the City's Engagement Team. 2. Organize and host another Neighborhood Summit for 2020 in collaboration with the City of South Bend. 3. Market EYEN programming as a pipeline to the recently created Youth Council in collaboration with the Clerk's Office & Common Council. 4. Survey existing associations and assess them based on INRC's Healthy Neighborhood Matrix framework. Advance the capacity of a majority of neighborhood associations (including newly formed organizations) at least one step on the capacity framework by December 31 ", 2020. This can include, but is not limited to, increasing membership and capacity of existing neighborhood associations through technical assistance programming. 5. Sustain neighborhood associations using the following tools: • Neighborhood leader training and coaching o NLA o Quarterly Roundtables o EYEN • Neighborhood association tool -kits o Block Party o Neighborhood Association meeting o Outreach & Surveying o Neighborhood Clean-ups • Neighborhood association registration with incentives • Form Mayor's Neighborhood Steering Committee in Collaboration with the Engagement & Economic Team • Printing of flyers and other technical resource support including social media • INSPIRE Technical assistance grants for neighborhood leadership conference attendance. 6. Promote activities within South Bend sponsored or encouraged by the City through NRC's print and electronic mediums. 7. Provide Quarterly Reports to the Contract Administrator with the final annual report due no later than December 15th to the Department of Community Investment and the Common Council. EXHIBIT B Program Schedule The Organization shall provide the Program as described in Exhibit A during the period of January 1, 2020 — December 31, 2020. Quarterly Reporting Schedule to the Contract Administrator & the Residential Neighborhoods Committee: 1, April 20, 2020 2. August 17, 2020 3. TBD Final December Presentation EXHIBIT C Program Budget Total Cost for Programs and Services $80,000.00 $40,000 to be disbursed at time of agreement execution. $40,000 required to have a 1:1 match, disbursed in minimum increments of $2,000 based on documentation of match during the term of January 1, 2020 — December 31, 2020. The City of South Bend CDBG funds will not be eligible as match. IN WITNESS WHEREOF, the Parties hereto have caused this Agreement to be executed as of the day and year first above written. CITY OF SOUTH BEND, INDIANA BOARD OF PUBLIC WORKS Date: � / -- .2020 President Me bei- Member ATTEST: e. A. Lilida M. Martin . ...... NEIGHBORHOOD RESOURCES CONNECTION Date: . 2020 Dr. Barbara Milon, Executive Director approved by both the Organization and the City. 14. Additional Representations. tions. The undersigned persons executing and delivering this Agreement on behalf of the Organization represent and certify that they are the duly authorized officers of the Organization and have been fully empowered to execute and deliver this Agreement and that all necessary corporate action has been taken and done. 15. Non -Collusion a11 CPrior to the City's execution of this Agreement, the Organization will execute and file with the City a Contractor's Non - Collusion And Non -Debarment Affidavit, Certification Regarding Investment With Iran, Employment Eligibility Verification, Non -Discrimination Commitment And Certification Of Use Of United States Steel Products Or Foundry Products, the form of which is attached hereto and incorporated herein as APMIdix 11. (remainder of page intentionally left blank) 5 INTERNAL REVENUE SERVICE DISTRICT DIRECTOR P. O. BOX 2508 CINCINNATI, OH 45201 Date 19P NEIGHBORHOOD RESOURCES SERVICES CORP 1200 COUNTY -CITY BLDG SOUTH BEND, IN 46601 Dear Applicant: DEPARTMENT OF THE TREASURY Employer Identification Number: 35-1897463 DLN: 17053165788018 & TECHNICAL Contact Person: D. A. DOWNING Contact Telephone Number: (513) 241-5199 Our Letter Dated: June 1994 Addendum Applies: No This modifies our letter of the above date in which we stated that you would be treated as an organization that is not a private foundation until the expiration of your advance ruling period. Your exempt status under section 501(a) of the Internal Revenue Code as an organization described in section 501(c)(3) is still in effect. Based on the information you submitted, we have determined that you are not a private foundation within the meaning of section 509(a) of the Code because you are an organization of the type described in section 509(a)(1) and 170(b)(1)(A)(vi). Grantors and contributors may rely on this determination unless the Internal Revenue Service publishes notice to the contrary. However, if you lose your section 509(a)(1) status, a grantor or contributor may not rely on this determination if he or she was in part responsible for, or was aware of, the act or failure to act, or the substantial or material change on the part of the organization that resulted in your loos of such status, or if he or she acquired knowledge that the Internal Revenue Service had given notice that you would no longer be classified as a section 509(a)(1) organization. If we have indicated in the heading of this letter that an addendum applies, the addendum enclosed is an integral part of this letter. Because this letter could help resolve any questions about your private foundation status, please keep it in your permanent records. If you have any questions, please contact the person whose name and telephone number are shown above. Sincerely yours, Distr"'t Director Letter 1050 (DO/CG) INTERNAL REVENUE SERVICE DISTRICT DIRECTOR P. O. BOX 2508 CINCINNATI, OH 45201 Date: NEIGHBORHOOD RESOURCES & TECHNICAL SERVICES CORP 1200 COUNTY -CITY BLDG SOUTH BEND, IN 46601 Dear Applicant: DEPARTMENT OF THE TREASURY Employer Identification Number: 35-1897463 DLN: 17053185788018 Contact Person: D. A. DOWNING Contact Telephone Number: (513) 241-5199 Our Letter Dated: June 1994 Addendum Applies: No This modifies our letter of the above date in which we stated that you would be treated as an organization that is not a private foundation until the expiration of your advance ruling period. Your exempt status under section 501(a) of the Internal Revenue Code as an organization described in section 501(c)(3) is still in effect. Based on the information you submitted, we have determined that you are not a private foundation within the meaning of section 509(a) of the Code because you are an organization of the type described in section 509(a)(1) and 170(b)(1)(A)(vi). Grantors and contributors may rely on this determination unless the Internal Revenue Service publishes notice to the contrary. However, if you lose your section 509(a)(1) status, a grantor or contributor may not rely on this determination if he or she was in part responsible for, or was aware of, the act or failure to act, or the substantial or material change on the part of the organization that resulted in your loss of such status, or if he or she acquired knowledge that the Internal Revenue Service had given notice that you would no longer be classified as a section 509(a)(1) organization. If we have indicated in the heading of this letter that an addendum applies, the addendum enclosed is an integral part of this letter. Because this letter could help resolve any questions about your private foundation status, please keep it in your permanent records. If you have any questions, please contact the person whose name and telephone number are shown above. Sincerely yours, ''. w "mac .�✓if �a� 7 00 � -lw �, �r1 ,. Dist,r"ict Director Letter 1050 (DO/CG) APPROVED AND FILED CONNIE LAWSON INDIANA SECRETARY OF STATE 06/15/2018 11:15 AM BUSINESS ID 1993070205 BUSINESS TYPE Domestic Nonprofit Corporation BUSINESS NAME NEIGHBORHOOD RESOURCES & TECHNICAL SERVICES CORP. ENTITY CREATION DATE 06/25/1993 JURISDICTION OF FORMATION Indiana PRINCIPAL OFFICE ADDRESS 115 North William Street, South Bend, IN, 46601, USA YEARS 2018/2019 EFFECTIVE DATE 06/14/2018 EFFECTIVE TIME 5:09 PM REGISTERED AGENT TYPE Individual NAME DIANA HESS ADDRESS 115 N. William Street, So Bend, IN, 46601, USA SERVICE OF PROCESS EMAIL nrcneighbors@gmail.com I acknowledge that the Service of Process email provided above is the email address at which electronic service of process may be accepted and is publicly viewable. -Page 1 of 2 - APPROVED AND FILED CONNIE LAWSON INDIANA SECRETARY OF STATE 06/15/2018 11:15 AM i47 t ,j1' P.., ;%° ���'IN "/r, 11 TITLE President NAME Ronald Silvernan ADDRESS 5652 Yellow Wood Drive, South Bend, IN, 46614 - 5565, USA TITLE Treasurer NAME Gary Benedix ADDRESS 1108 High Street, South Bend, IN, 46601, USA TITLE Vice President NAME Karla Riley ADDRESS 2530 Summit Ridge Drive, South Bend, IN, 46628, USA TITLE Secretary NAME Keya Young ADDRESS 2117 Vassar Avenue, South Bend, IN, 46628, USA THE SIGNATOR(S) REPRESENTS THAT THE REGISTERED AGENT NAMED IN THE APPLICATION HAS CONSENTED TO THE APPOINTMENT OF REGISTERED AGENT. IN WITNESS WHEREOF, THE UNDERSIGNED HEREBY VERIFIES, SUBJECT TO THE PENALTIES OF PERJURY, THAT THE STATEMENTS CONTAINED HEREIN ARE TRUE, THIS DAY June 14, 2018. SIGNATURE Diana Lee Hess TITLE CEO Business ID: 1993070205 Filing No.: 7938959 - Page 2of2- OPINION OF PROGRAM ADMINISTRATOR* THAT MWBE GOAL SETTING UNDER SOUTH BEND MUNICIPAL CODE CHAPTER 14.5 IS NOT REQUIRED Date: February 20, 2020 Date of Board of Public Works ,o or M, pl�at�w��ll l�cl��y lla crf� �a � fat ; BPW Feb. 25, 2020 Qotttpa,lly or;Ygtg tr: Neighborhood Resources & Technical Services Corp. d/b/a Neighborhood Resource Connection Cijy Dcpartnient,: DCI Qi" y nojpp t MaNg r: Alkeyna Aldridge Total Expenditure L(r Contract: not to exceed $80,000 Prnject Namp. Neighborhood Programming and Capacity Building Erojacct Number: lIpa on k(r 0 inion of N Coal $cttin ): The project requires multiple services to invigorate neighborhoods and cultivate their leadership through training programs, publications, organizing and hosting another Neighborhood Summit, marketing, preparing a survey of all South Bend neighborhood associations among other services. This contractor has worked with the City of South Bend for the past fourteen years and has continued to build up its specialized service program. As such this is virtually a sole source contract. Conclusion: No goals due to lack of MWBE's. Additional Comments: I hereby certify that the above project does not require goal setting under the terms of South Bend's Inclusive Procurement and Contracting Ordinance #10693-19, as codified in Chapter 14.5 Article 2, Section 14.5-3 of the South Bend Municipal Code. Signature+ +° Michael Patton Program Administrator *Program Administrator means the person designated by and reporting directly to the Mayor to support the City's inclusion, diversity, equity, and access goals. Opinion of Program Administrator Form BOARD OF PUBLIC WORKS AGENDA ITEM REVIEW REQUEST FORM Date 2/20/2020--------.— Department Alke1na Aldridge DCI —Name........— February 25, 2020 (February 20'1' BPW Date Review Phone Extension 5896 - - -------------- Review w an Submittal to Board Diversity Compliance Z _Ap Officer Name Michael Patton/Aladean DeRose and In Officer BPW Attorney z Attorney Name ................................. Clara McDaniel ......... . . .... .... ... Dept. Attorney Z Attorney Name Sandra fennel Purchasing . Z .............. Amanda Pietsch . ................................... ... .... . ...........ww Check the Appropriate Item Type — Z Professional Services Agreement E] Contract F] Open Market Contract El Amendment/Addendum F-1 Bid Opening E] Bid Award E] Quote Opening E] Quote Award Proposal Opening F-IC/0 & PCA No. Chg. Order, No. F-1 Traffic Control E] Other: Company or Vendor Name New Vendor MBE/WBE Contractor Project Name Project Number Funding Source Account No. Amount Terms of Contract Purpose/Description Information All Submissions LJ Proposal E] Special Purchase, QPA ❑ Req. to Advertise Reject Bids/Quotes PCA E] Resolution Ease./Encroach 0 Title Sheel Neighborhood Resources & Technical Services Corporation, Inc. DBA The .Nei w��borhoo�i Resources Connection (NRC) .......... F1 Yes] If Yes, Approved by Purchasing Z No ❑MBE Completed E-Verify Form Attached Yes WBE No Neighborhood Resources Connection- Neighborhood Programming & Capacity Building ... ..... . . ...................... Neiborhood OrRanization Sypp .. ......................... ........ ............... 408-1004-460.39-30 . ....... . . . .......... $80,000 (not to exceed) . ....... . ........ ...... ................... January 1, 2020- December 31, 2020 I For ChnLe Orders my . .... Amount of El Increase . ........... ........ . ......... Decrease Previous Amount Increase % .... ........... Current Percent of Change: Decrease ... ................ . New Amount Increase % .......... Total Percent of Change: Decrease %) Time Extension Amount: New Completion Date: . . ......... .... . Completion . ........... . . ....... . . . . . ...... ......