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HomeMy WebLinkAboutOpening of Bids - Wayne St and Leighton Plaza Parking Structure Repairs 2019 Project No 119-048 - Berglund Construction CompanyCITY OF SOUTH BEND, INDIANA CONTRACTOR'S BID FOR PUBLIC WORK1866 S"��. Project Name Wayne Street & Leighton Plaza Parking Structures Repairs 2019 Project No. 119-048 For Bids Due July 23, 2019 PART (Must be completed for all bids. Please type or print) Date: July 23, 2019 Bidder (Firm) Bergh C m Address: 8410 S. South Chicc Avenue City/State/Zip: Chicago, IL 60617 Telephone Number: (773 ) 374- MQ Agent of Bidder (if Applicable): Pursuant to notices given, the undersigned offers to furnish labor and/or material necessary to complete the public works project of: Wayne Street & Leighton Plaza Parking Structures Repairs 2019 the City of South Bend, Indiana, in accordance with plans and specifications prepared by: Wantman Group, Inc. and dated July 1,, 2019 for the sum of (enter the Total Bid as shown on the Proposal) Eiq t Hundred Twen -Seven Thousand Five and 0/100 Dollars $ 827,005 (Enter sum of Total Base Bid plus Alternates shown on Proposal) (Numerical) The undersigned further agrees to furnish a bond or certified check with this bid for an amount specified in the notice of the letting. If alternative bids apply, the undersigned submits a proposal for each in accordance with the notice. Any addendums attached will be specifically referenced at the applicable page. If additional units of material included in the contract are needed, the cost of units must be the same as that shown in the original contract if accepted by the City of South Bend. If the bid is to be awarded on a unit basis, the itemization of the units shall be shown on a separate attachment. By ignature) Jac Tribbia - Presjde�nf# Restoration (Printed Name of Person Signing) ._.. ACCEPTANCE The above bid is accepted this 23rd day of July__ 20 19 Subject to the following conditions: BOARD OF PUBLIC WORKS Gary A. Gilot, President Genevieve E. Miller, Member Elizabeth A. Maradik, Member Therese J. Dorau, Member Laura L. O'Sullivan, Member Attest: Linda M. Martin, Clerk Version 4/2/2019 Contractor's Bid for Public Works - 2 BID/PROPOSAL CITY OF SOUTH BENDr, Project Name: Wayne Street & Leighton Plaza Parking Structures Repairs 2019 ' 5 Ij Project Number: 119-048 For Bids Due: July 23, 2019 IBM, Contractor Name: —Berglund Construction Company BASE BID PART #1 — WAYNE STREET PS Item No, ...... Description Quantity Unit Unit Price Total Amount 1 Contractor Mobilization 1 LS N/A 2 Contractor General Requirements 1 LS N/A 45 000 3 Cast -in -Place Concrete Testing _._ 1 �_. LS N/A 2,500 4 Floor Repair 250 SF $125.00 $31.250 5 Column Repair 5 SF $30_0.00 $1,500 6 Beam Repair ��wwww 50 SF $300.00 $15,000 7 Grout Pocket Repair 25 EA $160.00 . 4 000 8 Stair Tread Repair 15 SF 525.00 9 Stair Landing Repair 10 SF $350.00 MIN 0 10 Repair Control Joint Sealants 50 LF $12.00 60C 11 Cove Joint Sealant at Stairs 900 LF 10.00 _9 000 12 Cove Joint Sealant at Walls 220 _ LF 10.00 $2 200 13 R&R Horiz. Jt Sealant at Walls (1-1/2") 120 wwWW LF $12.00 $1 440 14 R&R Horiz. Jt Sealant at Walls (2") 450 LF 6 750 15 R&R Horiz. Jt Sealant at Walls (2-3/4") 120 LF 10.00 1.200 16 R&R. Jt Sealant at Wall Caps (1/2" to 1") 300 LF $30.00 $9 000 17 R&R Vert. Jt Sealant at Facade (1/2" to 1") 450 LF $15.00 $6,750 18 Rout & Seal Cracks at Stairs 40 LF $15.00 $600 19 R&R Ribbon Seal 45 LF _$420..00 18,,9Q(j 20 R&R Winged Seal 61 LF 21 Deck Coating Repair WWWWWWWWWWWWWW�Yw 400 SF $16.00 $6 400 22 m Sealer at Stairs ........ WWWWWWWWWWW . 3,300 SF um . WWWWWWWW2.50 8 250wwwww 23 Wet Sealant at Stairs ..�.mm.�...�........................._. 2,300 ....._..... LF ��._.�. 13 800 �...__�..... 24 R&R Mullion to Concrete Sealants �..._ .......... 1,100 LF ........ 0Q__ 13,200............ 25 Paint Touchup at Ceiling 2,500 SF 8.00 _ $2000.0 26 Repaint Wall & Columns _......... .............................. 23,000 SF $6.75 $155,250 27 Install Door Push Bar 1 EA $3,000.00 3 Q00..._.. 28 Remove Corroded Door Frame Bottom 6 EA $1,200.00 200 ....$7,......__ 29 Clean Floor Drains 1 LS j N/A $1.0000 BASE BID PART #1 — WAYNE STREET PS TOTAL _.....$44L.. .. Version 4/2/2019 Contractor's Bid for Public Works - 7 BID/PROPOSAL,���,� CITY OF SOUTH BEND Project Name: Wayne Street & Leighton Plaza Parking Structures Repairs 2019 ,:�/ Project Number: 119-048 For Bids Due: July 23, 2019 " Contractor Name: erglund t tin Companny _- BASE BID PART #2 — LEIGHTON PLAZA PS Item Description Quantity Unit Unit Price Amotal unt 1 Contractor Mobilization 1 LS N/A 25 000 2 Contractor General Requirements 1 LS N/A 30 000 AM...._......_ 3 Cast -in -Place Concrete Testing 1 LS N/A $2,500 4 Floor Repair 340 SF $125�0 $42 500 5 Tee Flange Repair 20 SF 300.00 6 Tee Stem Repair 15 SF 300.00 ,Q . .. $4 500 7 Column Repair 30 SF $300.00 0 8 Beam Repair 10 SF $300.00 $3,000 9 Wall Repair 10 SF $300.00 3 000 10 Stair Tread Repair 10 SF 525.00 _$5 250 11 Repair Tee -to -Tee Joint Sealants 50 LF 16.00 $800 12 Repair Cove Joint Sealant 50 LF 10 00 500 13 Rout & Seal Cracks 1,300 LF 10.00 $13 000 14 R&R Horiz. Joint Sealant at Walls (1/2" 270 LF to 1" - - ....._$.1..0.00 $2 700 15 R&R Vert. Joint Sealant at Cols. (1/2") 400 LF 10 00 4�Q� 16 Gland R&R Expansion Joint... ....... 240 LF ...............�.. $175.00 $42000, 17 Install Expansion Joint Cover 80 LF $100.00 $8 000 18 Column Coating .� 26 EA $300.00 700 19 Sealer at Floors _...................w.. 125,400 � .........�. SF $,60 ............_... 7`��4 20 Sealer at Walls 2,500 SF 1.00 $2 500 21 Chemical Grout Cracks 50 LF 105.00 .....$52.50 22 Clean Floor Drains 1 LS N/A 20 000 23 Pavement Marking 1 LS N/A $67 000 BASE BID PART #2 — LEIGHTON PLAZA PS TOTAL $379,540 Version 4/2/2019 Contractor's Bid for Public Works - 8 BID/PROPOSAL CITY OF SOUTH BEND���� Project Name: Wayne Street & Leighton Plaza Parking Structures Repairs 2019,C", Project Number: 119-048 k For Bids Due: July 23, 2019 ww_ww Contractor Name: Berglund Construction Company BASE BID PART # 1 & BASE BID PART #2 TOTAL ALTERNATES Alternate Description Quantity Unit Unit Price Total Amount No. 1 Paint Fire Protection System at Leighton 1 L.S. N/A 2 Remove all Paint from Wayne Street 1 L.S. N/A ALTERNATES TOTAL BASE BID PART # 1, BASE BID PART #2 & ALTERNATES TOTAL J Bidder (Firm): Berglund ConstructionCompany Address: 3410—a ..Smtb—Ghicag a.Ay City/State/Zip: Chicago IL 60617 Telephone Number: 773 374-1000 BY ... (Signature) Jack mTribbwa..-_PresLdant of Restoration (Printed Name of Person Signing) Version 4/2/2019 Contractor's Bid for Public Works - 9 When the prospective Contractor is unable to certify to any of the statements below, it shall attach an explanation to this Affidavit. CONTRACTOR'S NON -COLLUSION AND NON -DEBARMENT AFFIDAVIT, CERTIFICATION REGARDING INVESTMENT WITH IRAN, EMPLOYMENT ELIGIBILITY VERIFICATION, NON- DISCRIMINATION COMMITMENT AND CERTIFICATION OF USE OF UNITED STATES STEEL PRODUCTS OR FOUNDRY PRODUCTS (Must be completed for all quotes and bids. Please type or print) STATE OF Illinois ) ) SS:. The undersigned Contractor, being duly sworn upon his/her/its oath, affirms under the penalties of perjury that: 1. Contractor has not, nor has any other member, representative, or agent of the firm, company, corporation or partnership represented by him, entered into any combination, collusion or agreement with any person relative to the price to be bid by anyone at such letting nor to prevent any person from bidding nor to induce anyone to refrain from bidding, and that this bid is made without reference to any other bid and without any agreement, understanding or combination with any other person in reference to such bidding. Contractor further says that no person or persons, firms, or corporation has, have or will receive directly or indirectly, any rebate, fee, gift, commission or thing of value on account of such sale; and 2. Contractor certifies by submission of this proposal that neither contractor nor any of its principals are presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency; and 3. Contractor has not, nor has any successor to, nor an affiliate of, Contractor, engaged in investment activities in Iran. a. For purposes of this Certification, "Iran" means the government of Iran and any agency or instrumentality of Iran, or as otherwise defined at Ind. Code § 5-22-16.5-5, as amended from time -to -time. b. As provided by Ind. Code § 5-22-16.5-8, as amended from time -to -time, a Contractor is engaged in investment activities in Iran if either: i. Contractor, its successor or its affiliate, provides goods or services of twenty million dollars ($20,000,000) or more in value in the energy sector of Iran; or ii. Contractor, its successor or its affiliate, is a financial institution that extends twenty million dollars ($20,000,000) or more in credit to another person for forty-five (45) days or more, if that person will (i) use the credit to provides goods and services in the energy sector in Iran; and (ii) at the time the financial institution extends credit, is a person identified on list published by the Indiana Department of Administration. Version 4/2/2019 Contractor's Bid for Public Works - 4 4. Contractor does not knowingly employ or contract with an unauthorized alien, nor retain any employee or contract with a person that the Contractor subsequently learns is an unauthorized alien. Contractor agrees that he/she/it shall enroll in and verify the work eligibility status of all of Contractor's newly hired employees through the E-Verify Program as defined by I.C. 22-5-1.7-3. Contractor's documentation of enrollment and participation in the E-Verify Program is included and attached as part of this bid/quote; and 5. Contractor shall require his/her/its subcontractors performing work under this public contract to certify that the subcontractors do not knowingly employ or contract with an unauthorized alien, nor retain any employee or contract with a person that the subcontractor subsequently learns is an unauthorized alien, and that the subcontractor has enrolled in and is participating in the E-Verify Program. The Contractor agrees to maintain this certification throughout the term of the contract with the City of South Bend, and understands that the City may terminate the contract for default if the Contractor fails to cure a breach of this provision no later than thirty (30) days after being notified by the City. 6. Persons, partnerships, corporations, associations, or joint venturers awarded a contract by the City of South Bend through its agencies, boards, or commissions shall not discriminate against any employee or applicant for employment in the performance of a City contract with respect to hire, tenure, terms, conditions, or privileges of employment, or any matter directly or indirectly related to employment because of race, sex, religion, color, national origin, ancestry, age, gender expression, gender identity, sexual orientation or disability that does not affect that person's ability to perform the work. In awarding contracts for the purchase of work, labor, services, supplies, equipment, materials, or any combination of the foregoing including, but not limited to, public works contracts awarded under public bidding laws or other contracts in which public bids are not required by law, the City, its agencies, boards, or commissions may consider the Contractor's good faith efforts to obtain participation by those Contractors certified by the State of Indiana as a Minority Business ("MBE") or as a Women's Business Enterprise ("WBE") as a factor in determining the lowest, responsible, responsive bidder. In no event shall persons or entities seeking the award of a City contract be required to award a subcontract to an MBE/WBE; however, it may not unlawfully discriminate against said WBE/MBE. A finding of a discriminatory practice by the City's MBE/WBE Utilization Board shall prohibit that person or entity from being awarded a City contract for a period of one (1) year from the date of such determination, and such determination may also be grounds for terminating the contact for which the discriminatory practice or noncompliance pertains. 7. The undersigned contractor agrees that the following nondiscrimination commitment shall be made a part of any contract which it may henceforth enter into with the City of South Bend, Indiana or any of its agencies, boards or commissions. Contractor agrees not to discriminate against or intimidate any employee or applicant for employment in the performance of this contract with privileges of employment, or any matter directly or indirectly related to employment, because of race, religion, color, sex, gender expression, gender identity, sexual orientation, handicap, national origin or ancestry. Breach of this provision may be regarded as material breach of contract. I, the undersigned bidder or agent as contractor on a public works project, understand my statutory obligations to the use of steel products or foundry products made in the United States (I.C. 5-16-8-1). I hereby certify that I and all subcontractors employed by me for this project will use steel products or foundry products made in the United States on this project if awarded. I understand I have an affirmative duty to notify the City in my bid that my proposal does not include the use of steel products or foundry products made in the United States. I understand it is my sole obligation and responsibility to provide a justification to the City, subject to review and approval, why the cost of United States made steel or foundry products is unreasonable. Prior to award and upon submission of bid which does not use steel products or foundry products made in the United States, the City, through its director of public works, shall make a determination if the price of United States made steel or foundry is unreasonable. I understand that violations hereunder Version 4/2/2019 Contractor's Bid for Public Works - 5 may result in forfeiture of contractual payments. I hereby affirm under the penalties of perjury that the facts and information contained in the foregoing bid for public works are true and correct. Dated this 23rd day of July , 2019 Berglund Construction Company Contractor/Bidder (Firm) Signature of Contractor/Bidder or Its Agent Jack Tribbia - President of Restoration Printed Name and Title Subscribed and sworn to before me this 23rd day of, Jul . „ 21 4M Commission Expires August 1 2022 A w Y p Aatk - Nota y Public County of Residence Will E FFICIAL SEAL"RANKLIN WILSONPublic, State of Illinoision Eirplwa Aug. ol, so2s Commission No. 879455 Version 4/2/2019 Contractor's Bid for Public Works - 6 0 : • E CONTRACTOR: (Name, legal status and address) Berglund Construction Company 8410 S. South Chicago Avenue Chicago, Illinois 60617 OWNER: (Name, legal status and address): BOND AMOUNT: Five Percent TRAVELERS CASUALTY AND SURETY COMPANY OF AMERICA Hartford, Connecticut 06183 SURETY: (Name, legal status and principal place of business) Travelers Casualty and Surety Company of America One Tower Square Hartford, CT 06183 City of South Bend, Indiana Department of Public Works 227 West Jefferson Blvd., Suite 1316 South Bend, Indiana 46601 ( 5% ) PROJECT: (Name, location or address, and Principal number, if any) Wayne Street &Leighton Plaza Parking Structures Repairs 2019 South Bend, Indiana The Contractor and Surety are bound to the Owner in the amount set forth above, for the payment of which the Contractor and Surety bind themselves, their heirs, executors, administrators, successors and assigns, jointly and severally, as provided herein. The conditions of this Bond are such that if the Owner accepts the bid of the Contractor within the time specified in the bid documents, or within such time period as may be agreed to by the Owner and Contractor, and the Contractor either (1) enters into a contract with the Owner in accordance with the terms of such bid, and gives such bond or bonds as may be specified in the bidding or Contract Documents, with a surety admitted in the jurisdiction of the Project and otherwise acceptable to the Owner, for the faithful performance of such Contract and for the prompt payment of labor and material furnished in the prosecution thereof; or (2) pays to the Owner the difference, not to exceed the amount of this Bond, between the amount specified in said bid and such larger amount for which the Owner may in good faith contract with another party to perform the work covered by said bid, then this obligation shall be null and void, otherwise to remain in full force and effect. The Surety hereby waives any notice of an agreement between the Owner and Contractor to extend the time in which the Owner may accept the bid. Waiver of notice by the Surety shall not apply to any extension exceeding sixty (60) days in the aggregate beyond the time for acceptance of bids specified in the bid documents, and the Owner and Contractor shall obtain the Surety's consent for an extension beyond sixty (60) days. If this Bond is issued in connection with a subcontractor's bid to a Contractor, the term Contractor in this Bond shall be deemed to be Subcontractor and the term Owner shall be deemed to be Contractor. When this Bond has been furnished to comply with a statutory or other legal requirement in the location of the Project, any provision in this Bond conflicting with said statutory or legal requirement shall be deemed deleted herefrom and provisions conforming to such statutory or other legal requirement shall be deemed incorporated herein. When so furnished, the intent is that this Bond shall be construed as a statutory bond and not as a common law bond. Signed and sealed this 23rd day of July 1 20 19 (Wines %Zv (Witness) 7-4 Berglund Construction Company (Priaci a (Seal) (Title) Jack Tribbia, President - Restoration Travelers Casualty.and Su et Company of America )S� ...�.�(Seal).... (Title) Gina M. Damato Attorney'.ln-l=act The Company executing this bond vouches that this document conforms to American Institute of Architects Document A310, 2010 Edition Travelers Casualty and Surety Company of America Travelers Casualty and Surety Company TRAVELERS ' St. Paul Fire and Marine Insurance Company POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS: That Travelers Casualty and Surety Company of America, Travelers Casualty and Surety Company, and St. Paul Fire and Marine Insurance Company are corporations duly organized under the laws of the State of Connecticut (herein collectively called the "Companies"), and that the Companies do hereby make, constitute and appoint Gina M. Damato of Chicago/Naperville, Illinois, their true and lawful Attorney -in -Fact to sign, execute, seal and acknowledge any and all bonds, recognizances, conditional undertakings and other writings obligatory in the nature thereof on behalf of the Companies in their business of guaranteeing the fidelity of persons, guaranteeing the performance of contracts and executing or guaranteeing bonds and undertakings required or permitted in any actions or proceedings allowed by law. IN WITNESS WHEREOF, the Companies have caused this instrument to be signed, and their corporate seals to be hereto affixed, this 3rd day of February, 2017. TEFL + w State of Connecticut y Robert L. Raney, Se� B : .._._ ....... City of Hartford ss, y Vice President On this the 3rd day of February, 2017, before me personally appeared Robert L. Raney, who acknowledged himself to be the Senior Vice President of Travelers Casualty and Surety Company of America, Travelers Casualty and Surety Company, and St. Paul Fire and Marine Insurance Company, and that he, as such, being authorized so to do, executed the foregoing instrument for the purposes therein contained by signing on behalf of the corporations by himself as a duly authorized officer. In Witness Whereof, I hereunto set my hand and official seal. My Commission expires the 30th day of June, 2021 r r Made C. Tetreault, Notary Public This Power of Attorney is granted under and by the authority of the following resolutions adopted by the Boards of Directors of Travelers Casualty and Surety Company of America, Travelers Casualty and Surety Company, and St. Paul Fire and Marine Insurance Company, which resolutions are now in full force and effect, reading as follows: RESOLVED, that the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President, any Vice President, any Second Vice President, the Treasurer, any Assistant Treasurer, the Corporate Secretary or any Assistant Secretary may appoint Attorneys -in -Fact and Agents to act for and on behalf of the Company and may give such appointee such authority as his or her certificate of authority may prescribe to sign with the Company's name and seal with the Company's seal bonds, recognizances, contracts of indemnity, and other writings obligatory in the nature of a bond, recognizance, or conditional undertaking, and any of said officers or the Board of Directors at any time may remove any such appointee and revoke the power given him or her; and it is FURTHER RESOLVED, that the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President or any Vice President may delegate all or any part of the foregoing authority to one or more officers or employees of this Company, provided that each such delegation is in writing and a copy thereof is filed in the office of the Secretary; and it is FURTHER RESOLVED, that any bond, recognizance, contract of indemnity, or writing obligatory in the nature of a bond, recognizance, or conditional undertaking shall be valid and binding upon the Company when (a) signed by the President, any Vice Chairman, any Executive Vice President, any Senior Vice President or any Vice President, any Second Vice President, the Treasurer, any Assistant Treasurer, the Corporate Secretary or any Assistant Secretary and duly attested and sealed with the Company's seal by a Secretary or Assistant Secretary; or (b) duly executed (under seal, if required) by one or more Attorneys -in -Fact and Agents pursuant to the power prescribed in his or her certificate or their certificates of authority or by one or more Company officers pursuant to a written delegation of authority; and it is FURTHER RESOLVED, that the signature of each of the following officers: President, any Executive Vice President, any Senior Vice President, any Vice President, any Assistant Vice President, any Secretary, any Assistant Secretary, and the seal of the Company may be affixed by facsimile to any Power of Attorney or to any certificate relating thereto appointing Resident Vice Presidents, Resident Assistant Secretaries or Attorneys -in -Fact for purposes only of executing and attesting bonds and undertakings and other writings obligatory in the nature thereof, and any such Power of Attorney or certificate bearing such facsimile signature or facsimile seal shall be valid and binding upon the Company and any such power so executed and certified by such facsimile signature and facsimile seal shall be valid and binding on the Company in the future with respect to any bond or understanding to which it is attached. I, Kevin E. Hughes, the undersigned, Assistant Secretary of Travelers Casualty and Surety Company of America, Travelers Casualty and Surety Company, and St. Paul Fire and Marine Insurance Company, do hereby certify that the above and foregoing is a true and correct copy of the Power of Attorney executed by said Companies, which remains in full force and effect. Dated this day of , 20 wy,. ww w gym% �C"UdtlPN. amcrr .r. 9 rant � !d4 je �, Kevin E. Hughes, Assi tant Secretary To verify the authenticity of this Power of Attorney, please calf us at 1-800-421-3880. Please refer to the above -named Attorney -in -Fact and the details of the bond to which the power is attached. . 0 m 7�ft'A 1316 COUNTY-Ciry BuH, I[NG PHONE 574/ 235 9251 227 W. JEFFL-RSON BOULEVARD I � �'4; FAx 574/ 235-9171 SOUTH BEND, INDIANA 46601-9 830 �� PEACE � TDD 574/ 235-5567 r CITY OF SOUTH BEND PETE BUTTIGIEG, MAYOR BOARD OF PUBLIC WORKS Date: July 19, 2019 To: All Planholders From Linda M. Martin, Clerk, Board of Public Works Subject Addendum Number: 1 Project Name: Wayne Street & Leighton Plaza Parking Structures Repairs 2019 Project No.: 119-048 ACKNOWLEDGEMENT OF RECEIPT OF ADDENDUM Date Received: Julv 22. 2019 This addendum is being forwarded to you for the above referenced project. Please sign below and acknowledge receipt of this Addendum by faxing this sheet to the Board of Public Works at (574) 235-9171 within 48 hours of receipt. A copy MUST, also be included with your bid package upon submittal. THIS ADDENDUM MAY AFFECT YOUR BID. Notes: The attached documents are hereby added to the Specifications and Contract Documents and become a part of herein. Company: mm_ Berglund onstr°uct on—,Q-Qmp t y...�........................................................ ,,I Authorized Signature: Date: July 23, 2019 CITY OF SOUTH BEND, INDIANA CONTRACTOR'S BID FOR PUBLIC WORK. CHECKLIST FOR BIDDERS Project Name Wayne Street & Leighton Plaza Parking Structures Repairs 2019 Project No. 119-048 For Bids Due July 23, 2019 From time to time the South Bend Board of Public Works finds it necessary to reject a bid because it does not comply with statutory requirements. In preparing your bid, please use the following checklist in order to make sure that your bid is done in the proper manner. Proper bid security included. The bidder has the option of providing either a Certified Check X or Bid Bond. Bid prepared on the City of South Bend Contractor's Bid for Public Work Form, completely X executed. Contractor's Non -Collusion and Non -Debarment Affidavit, Certification Regarding Investments with Iran, Employment Eligibility Verification, Non -Discrimination Commitment, and X Certification of use of United States Steel Products or Foundry Products. Proof of MBE/WBE Participation Goal Form [MWBE-1.0]. If minimum participation goal is not met, also provide Evidence of Good Faith Efforts Form [MWBE-2.0] and MBE/WBE Contacted X Form [MWBE-2.1]. X Acknowledge Receipt of Addendum(s) included with the bid. X All required additional information is included with the bid, Proposal statements and other affidavits all signed by the proper party with name either X printed or typed underneath signature. X This checklist submitted with the Bid. This checklist is provided for bidder's use in assuring compliance with required documentation; however, it does not include all specifications requirements and does not relieve the bidder of the need to read and comply with the specifications. Bidder: B.rgl �fJJi arty ....... Date: July 23, 2019 By Authorized Representative: Signature: Print Name &Title: ,hack Triblpia Ds - Prl.?.r1.....Qf ? n Version 4/2/2019 Contractor's Bid for Public Works - 1 PART LI (For projects of $100,000 or more — IC 36-1-12-4) These statements to be submitted under oath by each bidder with and as part of his/her/its bid. Attach additional pages for each section as needed. SECTION I EXPERIENCE QUESTIONNAIRE 1. Attach information regarding projects your organization has completed for the period of one (1) year prior to the date of the current bid. 2. Attach a listing of public works projects currently in process of construction by your organization. 3. Attach information regarding any failure to complete any work awarded to you and the location thereof. - N/A 4. Attach references from private firms for which you have performed work. SECTION II PLAN AND EQUIPMENT QUESTIONNAIRE 1. Attach an explanation of your plan or layout for performing proposed work. (Examples could include a narrative of when you could begin work, complete the project, number of workers, etc. and any other information which you believe would enable the City of South Bend to consider your bid.) 2. Attach a listing of the names and addresses of all subcontractors (i.e. persons or firms outside your own firm who have performed part of the work) that you have used on public works projects during the past five (5) years along with a brief description of the work done by each subcontractor. 3. If you intend to sublet any portion of the work, attach the name and address of each subcontractor, equipment to be used by the subcontractor, and whether you will require a bond. However, if you are unable to currently provide a listing, please understand a listing must be provided prior to contract approval. Until the completion of the proposed project, you are under a continuing obligation to immediately notify the City of South Bend in the event that you subsequently determine that you will use a subcontractor on the proposed project. 4. Attach a listing of equipment you have available to use for the proposed project,. 5. Have you entered into contracts or received offers for all materials which substantiate the prices used in preparing your proposal? If not, attach an explanation for the rationale used which would corroborate the prices listed. SECTION III CONTRACTOR'S FINANCIAL STATEMENT Attachment of bidder's financial statement is mandatory. Any bid submitted without said financial statement as required by statute shall thereby be rendered invalid. The financial statement provided hereunder to the City of South Bend awarding the contract must be specific enough in detail so that said City of South Bend can make a proper determination of the bidder's capability for completing the project if awarded. Version 4/2/2019 Contractor's Bid for Public Works - 3 GL ■ CON S 7 RUCTION PART II Estz'd'Alshed 1911 Section I Experience Questionnaire i6rcem u1„I' u u i� n�l'r: r�u.�,ra�ilrmu Completed Proiects within one J1 I year: 1. Project: National Mascot Hall of Fame Contract Amount: $6,390,000 Completion Date: 2018 2. Project: Valparaiso Central Park Expansion Contract Amount: $6,800,000 Completion Date: 2018 Current projects: 1. Project: Purdue Bioscience Innovation Building Contract Amount: $30,000,000 Completion Date: 2019 2. Project: Bellaboos Discovery Center Contract Amount: $2,883,245 Completion Date: 2019 Private Firm References: 1. University of Chicago, Barry O'Quinn, 773-834-1548 2. Kellermeyer Godfryt Hart, P.C., Hans Kiefer, 847-682-0037 3. Klein and Hoffman, Inc., Phil Renouf, 312-251-1900 4. Wiss Janney Elstner Associates, Brett Laureys, 847-753-6406 5. Inspec Inc., Don Kilpatrick, 414-744-6962 5410 S. outrte South 1u1�::.1�°�1�r����:go . Section II Plan and Equipment Questionnaire Chi ca c. IIL 60 617 (773) 374-101.10 1. All work is anticipated to begin immediately after contract and submittal 11 6id� u�� a �u .�����, d��+,�� approval. Majority of work to be self -performed by Berglund Construction. Chh g uu. CuflCH Berglund employs the necessary skilled tradespeople to complete work as (ail) 726 6 '4 described in bid documents. Berglund will staff the project to complete it within the specified schedule. RindianOfffAc�- 12.6Venhurl Dr, 2. Robert Haines Co., 2747 N. Emerson Avenue, Indianapolis, IN 46218. Scope Chesterton, IN 45304 of work to include masonry and concrete. (219) 926-4246 3. N/A F::6 r lda Off'f#ce 4e1e Eagle FaHs Place 4. See attached. raimpa, I:::I... 33619 5. Yes. 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N- d ao 0a O N N � E O O N N N N CD d d G�.O•C E.0.0 d N -W C 's H 3 F- = 0 cz O W m LU 00 2 m E m z U N 0 CL co Re O o� T YSIILNN-1 O CD CD cu d cam o o Lo c o p, ~ U d IL m c a� O C O a �E OO 0 aw O L mm (D Do LU a� m a ro c o EY `o as m m IL a) �` o° m O CD 3 v >_ pL C 0 0 U _Y W a Cl) O L C O y cz 0 N C ao CN C N C n rnI vti oar au? E `C° 0 N- E EZ �M a` w m r Q 04 o V CO y Z N N � Q C E .N =LLQ a) . Z Z p ti of N E U) 7 C rn m a) E ca z C :z INDIANAPOLIS IIIWAVOIR NOR 9,00051111111T A. ¢6Y, i61i February 20, 2019 RHCI, LLC dba Robert Haines, Inc.. Attn: James Pridgen 2747 N. Emerson Ave. Indianapolis, IN 46218 Dear Mr. Pridgen;. The Office of Minority & Women Business Development has completed its review of your firm's application for certification as a certified Minority Business Enterprise (MBE). Your company is hereby certified with the City of Indianapolis in the Construction trade specializing in Waterproofing, Sealing & Caulking, Masonry & Concrete Restoration. This certification is issued pursuant to the City's Minority & Women Business Utilization Plan, part B. Your certification is valid until February 28, 2022, and is subject to revocation if: (1) changes in ownership; managerial or operational control causes your firm to no longer qualify for the City's M/W/V/*DOBE Program; or (2) if just cause is determined through established investigative procedures. MJW/V/DOBE firms must inform OMWBD, in the form of an affidavit, of any changes affecting the ability of the Firm or its owners to meet the guidelines of the City's Utilization Plan with regards to ownership, control or the other certification requirements of the City Minority & Women Business Utilization Plan, part B. (Affidavits must be received within thirty (30) days of the change). Additionally, M/W/V/DOBE firms must provide, yearly, to the Office of Minority & Women Business Development a No Change Statement stating that the qualifying owner(s) continue to meet the ownership and control requirements of the City's Utilization Plan. Failure to provide a yearly No Change Statement may jeopardize your certification status. _ Please ensure t yak. y �buL���a�rot�L�q.mfoilnation �s accurate _,_.. _m_and stays current. Inaccurate information limits our ability to provide outreach business opportunities. This certification is not necessarily accepted by other States or Agencies and does not verify the ability of your firm to perform the types of work you may indicate. Please visit the Purchasing Division's website to update your business at: J3jj „a'or� �ollare cc or call (317) 327-4900 for further instructions. Sincerely, l ,tlta d Beg Senior Manager M/W/V/DOBE Certification Program cc: dr Phone: 31.7.327.5262 11.260 (Ity Coa.un ity EIWHdiraq Fax: 317.327.4482 200 East'' Washington Street Evn ails: ii' �"aLCLp ca cnc� q_y 4idianapoHs, tlu16 airua 46204 tWebsute: www^ww in"udy 2nr DEPARTMENT OF ADMINISTRATION r*p STATE OF INDIANA Division of Supplier Diversity Eric J. Holcomb, Governor Indiana Government Center South 402 West Washington Street, Room W469 Indianapolis, IN 46204 (317) 232 - 3061 February 28, 2019 Mr. James Pridgen RHCI, LLC 2747 N Emerson Ave. Indianapolis, IN 46218 Subject: Application for MBE Certification Dear Mr. Pridgen: Congratulations! The Indiana Department of Administration, Division of Supplier Diversity is pleased to inform you that RHCI, LLC, is hereby certified as a Minority Business Enterprise (MBE). Your company provides a commercially useful function in the areas listed below. Only work performed in these areas will be counted towards Minority Business Enterprise participation: UNSPSC E' CODS.:( )..mm..mm ......_._�.-�.......� ._..._ Code Description .. _ 72151910 .��.� � .�..�..�.� _ � Tuckpointing Service Mortar p rating and Restoration 72153205 Caulking service 72153207 Glazing of concrete surfaces service 72153209 Water Proofing Service 72153501 Building exterior cleaning service 72154011 Epoxy application service On September 13, 2010, the Governor's Commission on Minority and Women's Business Enterprises approved the department's effort to streamline its recertification process. Instead of conducting an onsite visit to each company seeking recertification, the department now has the discretion to waive the visit after a thorough review of the company's file and recertification documents. We have approved your recertification and it is valid through February 28, 2022. Please note that IDOA continues to reserve the right to conduct a site visit or phone interview at any time to certified companies. Although your certification is valid for a three-year period, you are required to submit an annual Affidavit of Continued Eligibility (ACE) form, located at ww w.wJmr1_. xov/i( 111wbcl'1 tlCs/A 9 ; �'orm..pdf, Please remember you must notify us immediately if any changes occur. Failure to notify us of changes or to provide an ACE form annually will result in revocation of your certification. Changes include, but are not limited to, changes in location, contact information, ownership and control. We encourage you to visit IDOA's procurement website, Nvww,.iii Lo\,/idoa 24641 ltltl.1. and update your Business Registration Profile. It is important that you review and update your profile regularly, because state purchasing agents and prime contractors may use this information to contact you for business opportunities. For questions regarding your registration profile, you may contact our office at 317-232- 3061. While this letter serves as notification of certification, it does not serve to prove continued eligibility. Please I A Reference: RHC1, LLC visit ?m� aiimg�;�vddp h743.1itin. to verify certification status. Please contact our office at (317) 232- 3061 if you have any other questions. We ask that you please contact Amy L. Wolf, Deputy Director of Certification, at (317) 232-3061 or awolf@idoa.in.gov if you have any questions or concerns about your letter. Siucerc,&�„� r -" Y. Wolff l epy i ij-ectrjr of Certification Indiana Department of Administration Division of Supplier Diversity ALW:cI CITY OF SOUTH BEND, INDIANA CONTRACTOR'S BID FOR PUBLIC WORK RESPONSIBLE BIDDER CHECKLIST Project Name Wayne Street & Leighton Plaza Parking Structures Repairs 2019 Project No. 119-048 For Bids Due July 23, 2019 Contractor Name: Ber 'lund Construction Company The City seeks to enhance its ability to identify responsive and responsible bidders on all City public works projects by institution of comprehensive submission requirements in compliance with State law. Quality workmanship, efficient operation, safety, and timely completion of projects requires that all bidders meet certain minimum requirements to be responsive and responsible bidders. THIS FORM MUST BE SUBMITTED WITH YOUR BID. INSTRUCTIONS: If you are a pre -qualified bidder, complete Section I only. If you are not a pre -qualified bidder, complete Section II only. Section II acts as an application for pre -qualification. Submission of Section II will allow the bidder to be considered for pre -qualification for bids with the City of South Bend Department of Public Works. Pre - qualified bidders will then be exempt from a portion of the submission requirements outlined in Section 6- 63 of The Responsible Bidding Ordinance No. 10594-18 (hereinafter, "Responsible Bidding Ordinance") for a period of twelve (12) months. Thereafter, contractors who are pre -qualified must submit a complete application for continuation of "pre - qualified" standing, on a form provided by the City ("Responsible Bidder Checklist (1) Pre -Qualified Bidders") by December 31 st for the upcoming calendar year, or within twelve (12) months of obtaining pre - qualified standing. If the status of any item changes within the twelve (12) months, it is the responsibility of the contractor to notify the City. Failure by any pre -qualified contractor to submit its complete application for continuation of "pre -qualified" standing within the time prescribed above shall result in automatic removal of the designation, effective January 1 of the following year, or immediately following the twelve (12) months of pre -qualified standing. However, the "removed" contractor or subcontractor shall still be permitted to bid on City public works projects, though the contractor must submit all required documents under 6-63 until "pre -qualified" status is re-established. Please Note: The City reserves the right to request supplemental information from the bidder, additional verification of any information provided by the bidder, and may also conduct random inquiries of the bidder's current and previous customers regardless of pre -qualified standing. It is the sole responsibility of the potential bidder to comply with all submission requirements applicable to the bidder in Section 6-63 of the Responsible Bidding Ordinance no later than the date of the public bid opening. Version 3/19/2019 General Conditions - 6 POST BID SUBMISSIONS: Post -bid submissions must be submitted in accordance with Section 6-64 of the Responsible Bidding Ordinance. The post -bid submission requirements are as follows: 1. All bidders shall collect, maintain, and provide upon request, a current written list that discloses the name, address, licensing status, and type of work for any subcontractor from whom the bidder has accepted a bid and/or intends to hire on any part of the public work project, including individuals performing work as independent contractors. 2. Each subcontractor, whose portion of the project is estimated to be at least one -hundred fifty thousand dollars ($150,000.00), shall be required to adhere to the requirements of Section I of the Responsible Bidder Ordinance as though it were bidding directly to the City, except that the subcontractor shall submit the required information (including the name, address, and type of work) to the successful bidder prior to the commencement of work. 3. Failure of a subcontractor to submit the required information shall not disqualify the successful bidder from performing work on the project and shall not constitute a contractual default and/or breach by the successful bidder. However, the City may withhold all payment otherwise due for work performed by a subcontractor, until the subcontractor submits the required information and the City approves such information. 4. The disclosure of a subcontractor list ("Disclosed Subcontractor(s)") to the City by a bidder shall not create any rights in the Disclosed Subcontractor(s). Thus, a bidder may substitute another subcontractor for a Disclosed Subcontractor by giving the City, upon request, written notice of the name, address, licensing status, and type of work of the substitute subcontractor. 5. The successful bidder and all subcontractors on a public works project are required to submit certified payroll utilizing the federal form known as WH-347 or a similar form on a bi-weekly basis, submitted within 10 days after the end of each bi-weekly payroll period. Certified payrolls shall identify the job title and craft for each employee. Certified payrolls shall be submitted electronically. Please Note: Submissions deemed inadequate, incomplete, or untimely by the City may result in the automatic disqualification of the bid. The City, after review of complete and timely submissions, shall, in its sole discretion, after taking into account all information in the submission requirements, determine whether a bidder is responsive and responsible, and provide a Pre -Qualification Verification Letter. The City specifically reserves the right to utilize all information provided in the contractor's submission and any information obtained by the City through its own independent verification of the information provided by the contractor. Version 3/19/2019 General Conditions - 7 PRE -QUALIFIED BIDDER CHECKLIST (a) Acknowledgements: (i) _ By checking this box, I hereby acknowledge that I am a pre -qualified bidder with the City of South Bend and that I have met the pre -qualification requirements within the last twelve (12) months. A copy of my Pre -Qualification verification letter is attached. (ii) _ By checking this box, I hereby acknowledge that the City reserves the right to request supplemental information, additional verification of any information provided by me, and may also conduct random inquiries of my current and prior customers. (b) Attachments: (i) _ Indiana Secretary of State's on-line records (ie. Business verification) dated within sixty (60) days of the submission of said document showing that business is in existence, current with the Indiana Secretary of State's Business Entity Report, and eligible for a certificate of good standing. (Not applicable to individuals, sole proprietors or partnerships). (ii) Statement on staffing capabilities, including labor sources. This statement indicates and ensures I have sufficient employees on staff to complete the work. It outlines how I intend to meet the staffing needs of the work. (iii) List of projects of similar size and scope of work performed in all areas, including the State of Indiana, within the last three (3) years. (iv) For every project, submit evidence of participation in apprenticeship and training programs, applicable to the work to be performed on the project, which are approved by and registered with the United States Department of Labor's Office of Apprenticeship, or its successor organization. Version 3/19/2019 General Conditions - 8 II. PRE -QUALIFICATION CHECKLIST (FOR BIDDERS THAT ARE NOT PRE -QUALIFIED) (a) Acknowledgements: (i) x By checking this box, I hereby acknowledge that I am not a pre -qualified bidder with the City of South Bend. (ii) x By checking this box, I hereby acknowledge that the City reserves the right to request supplemental information, additional verification of any information provided, and may also conduct random inquiries of my current and prior customers. The City reserved the right to utilize all information provided in this submission and all information obtained in inquiries or requests to determine if a bidder is responsive and responsible. Additionally, I acknowledge that all information provided to the City shall be regarded as public records. (iii) x By checking this box, I hereby acknowledge that copies of all Applicable apprenticeship certificates or standards for training programs applicable to the work performed on the project may be requested at anytime and shall be furnished upon request. (iv) x By checking this box, I hereby acknowledge and ensure that I and all sub- contractors, from whom I have accepted a bid and/or intend to hire to perform work on the public work project, are properly licensed. Furthermore, I acknowledge my understanding that it is my responsibility to ensure that all sub -contractors have the necessary licenses to undertake the work called for in this bid. If a sub- contractor loses their license at any point, it is the responsibility of that sub- contractor to notify the City. (b) Attachments: (i) x Indiana Secretary of State's on-line records (i.e. Business verification) dated within sixty (60) days of the submission of said document showing that business is in existence, current with the Indiana Secretary of State's Business Entity Report, and eligible for a certificate of good standing. (Not applicable to individuals, sole proprietors or partnerships). (ii) x List identifying all former business names. - Fred Berglund & Sons, Berglund Companies (iii) N[A Any determinations by a court or governmental agency any violations of federal state, or local laws including, but not limited to, violations of contracting or antitrust laws, tax or licensing laws, environmental laws, Occupational Safety and Health Act (OSHA), or federal Davis -Bacon and related Acts, within the preceding five (5) years. (iv) x Statement about staffing capabilities, including labor sources. This statement indicates and ensures I have sufficient employees on staff to complete the work I am bidding on OR outlines how I intend to meet the staffing needs of the work. (v) x Statement that individuals who will perform work on the public work project on my behalf will be properly classified as an employee or as an independent contractor under all applicable state and federal laws and local ordinances. (vi) x For every project, submit evidence of participation in apprenticeship and training programs, applicable to the work to be performed on the project, which are approved by and registered with the United States Department of Labor's Office of Apprenticeship, or its successor organization. (vii) x Copy of a written plan for employee drug testing that covers all of my employees who will perform work on the public work project and meets or exceeds the requirements set forth in IC 4-13-18-5 or IC 4-13-18-6. (viii) x Evidence that I am utilizing a surety company which is on the Bureau of Fiscal Service "Department of Treasury's Listing of Approved Sureties" as required in the bid specifications or contract. Version 3/19/2019 General Conditions - 9 (ix) N/A Written statement of any federal, state or local tax liens or tax delinquencies owed to any federal, state or local taxing body in the preceding three years. (i) x List of projects of similar size and scope of work performed in all areas, including the State of Indiana, within three (3) years prior to the date on which the bid is due. Date:.........) u l 23.�IT 2019 (Sign Here) Jack Tribbia (Print Name Here) Berglund Construction Company _ (Name of Company) _ 8410 S. South Chicago Avenue (Address of Company) Chico (city) Illinois (State) (Telephone Number)..��.....���.....��..������._..�.�....�._��__.�._.��__..��_._�����... Version 3/19/2019 General Conditions - 10 Prequalif!cation Checklist lwwsta:;,d:sllmd 1911, bo gliiiIlirmdm: o,coiivl Section II, b.iv: Berglund Construction Company is a signatory contractor with the following unions: Laborers, Finishers, Operatior, Brick Layers, Tuckpointers, Carpenters and Iron Workers. Our field workforce and management staff consist of over 300 skilled people. We fully understand the workforce requirement for this project and is able to fulfill those needs based upon our current labor pool. Section II, b.v: Berglund Construction is in good standing with unions required to perform this work. Attached is our Certificate of Good Standing with the State of IL. Section II, b.vi: Berglund is a union contractor and all trades we are affiliated with have an apprenticeship training program certified by the Department of Labor. Copies of the certification can be provided upon request. Section II, b.i: Please see attached project sheets, Corporate Of f ice 1. hilrago„ IIII...50517 (77',`0 3-14._1000 111 L Vh+dkor I ti II, -I9t � AA tiC. i:rl 126 6624 1ui 1anzi Of -Nee 126Wr'tturri Dr, Chesterton, 114 46304 (219) 926-4246 Rarl1da Office 4616 Eagle Falls Race 1.ar'mp a, H 33619 (313) 612-5165 10 hil Of 371 Maier Place B15 Columbus, 0H 43215 (773) 374-1000 APPROVED AND FILED CONNIE LAWSON INDIANA SECRETARY OF STATE 03/12/2018 11:36 AM BUSINESS ID 1996041004 BUSINESS TYPE Foreign For -Profit Corporation BUSINESS NAME BERGLUND CONSTRUCTION COMPANY ENTITY CREATION DATE 03/27/1996 JURISDICTION OF FORMATION Illinois PRINCIPAL OFFICE ADDRESS 8410 S. CHICAGO AVE., CHICAGO, IL, 60617, USA YEARS 2018/2019 REGISTERED AGENT TYPE Individual NAME FRED BERGLUND ADDRESS 1430 RYDER ROAD, CHESTERTON, IN, 46304 - 0000, USA SERVICE OF PROCESS EMAIL bdavis@berglundco.com I acknowledge that the Service of Process email provided above is the email address at which electronic service of process may be accepted and is publicly viewable. TITLE Treasurer NAME Kevin Geshwender ADDRESS 1110 North Shore Court, Barrington, IL, 60010 - 0000, USA TITLE President NAME FRED BERGLUND ADDRESS 1430 RYDER ROAD, CHESTERTON, IN, 46304 - 0000, USA APPROVED AND FILED CONNIE LAWSON INDIANA SECRETARY OF STATE 03/12/2018 11:36 AM THE SIGNATOR(S) REPRESENTS THAT THE REGISTERED AGENT NAMED IN THE APPLICATION HAS CONSENTED TO THE APPOINTMENT OF REGISTERED AGENT. IN WITNESS WHEREOF, THE UNDERSIGNED HEREBY VERIFIES, SUBJECT TO THE PENALTIES OF PERJURY, THAT THE STATEMENTS CONTAINED HEREIN ARE TRUE, THIS DAY March 12, 2018. SIGNATURE Kevin Geshwender TITLE CFO Business ID : 1996041004 Filing No.: 7857229 Drug & Alcohol, Firearms Policy 1. Drug and Alcohol Abuse Policy It is the policy of BERGLUND to provide a healthy and safe working environment for its employee by assuring that all employees are fit for duty on the job. Employee involvement with alcohol or drugs can adversely affect the work environment, job performance and safety. Therefore, the following are strictly prohibited: 1.1 The use, consumption, distribution, manufacture or dispensing of unlawful drugs or alcohol while on duty or during working hours, 1.2 Reporting to work or working while under the influence of or impaired by alcohol, controlled substances or any other drug 1.3 The unauthorized possession, during work hours, of alcohol, controlled substances, or any other drug, 1.4 The possession of drug paraphernalia All reported drug related information would be kept confidential. Employees have a responsibility to BERGLUND and to those with whom they work to read any and all informational labels on medication and to ask their physician what effect the drug, substance or medication may have on them physically or mentally. Any employee who fails to comply with the above shall be subject to disciplinary action up to and including termination. 2. Reporting of Policy Violations and Criminal Convictions All employees shall abide by the terms of this drug and alcohol policy and shall immediately report any unsafe working condition or hazardous activity that may jeopardize the employee's safety or the safety of fellow employees. This responsibility includes immediately reporting violations of this drug and alcohol policy. It is also the employee's responsibility to report any criminal use, possession, manufacture, distribution or dispensing of drugs, controlled substances, or alcohol. Failure to comply with this requirement will subject the employee to disciplinary action up to and including termination. 3. Security Inspections BERGLUND wishes to maintain a work environment that is free of illegal drugs, alcohol, firearms, explosives, or other improper materials. To this end, BERGLUND prohibits the possession, transfer, sale, or use of such materials on its premises. BERGLUND requires the cooperation of all employees in administering this policy. Desks, lockers, and other storage devices may be provided for the convenience of employees but remain the sole property of BERGLUND. Accordingly, any agent or representative of BERGLUND can inspect them, as well as articles found within them, at any time, either with or without prior notice. 4. Searches BERGLUND reserves the right to carry out reasonable searches of employees and their property (including but not limited to storage areas, lunch boxes, and private vehicles) when there is reasonable cause to suspect that illegal drugs or alcohol may be present. Any employee who refuses to submit immediately to such a search will subject the employee to disciplinary action up to and including termination. 5. Testing 86 All employees are subject to a pre -hire drug screen. This test and negative test results are required to be eligible for employment. Employees and applicants are subject to testing for the presence of alcohol, drugs, or controlled substances. Testing will be at the discretion of BERGLUND or otherwise in compliance with applicable laws concerning drug and alcohol testing. Testing procedures are intended to protect individual privacy, ensure accountability and integrity of the specimens, and provide confidentiality of test results. A certified laboratory will perform all tests. 6. Drug type Employees will be testing for the following drugs: Amphetamines Barbiturates Cocaine Benzodiazepenses Marijuana Proporyphene Opiates Methadone Phencyclidine (PCP) 7. Applicant Screening Applicants being considered for employment will be subject to pre -employment screening for drugs and alcohol as set forth above. A positive result from such screening tests will be grounds for denying or revoking employment to the applicant. 8. Reasonable Suspicion Employees will be tested if there exists a "reasonable suspicion" that the employee is under the influence or impaired by alcohol, a controlled substance, or other drug. Any corporate office is authorized to require testing. Tests will be performed in accordance with this policy using blood and / or urine samples collected from the employee. A positive test result will be grounds for immediate discharge. Refusal to submit to a request for testing for the presence of alcohol or drugs will give rise to a presumption of intoxication or usage and such refusal shall also constitute insubordination and be grounds for immediate discharge. Observations leading to a determination of reasonable suspicion include, but are not limited to, the following: 8.1 Drinking of alcohol or use of unlawful drugs or other controlled substances 8.2 Slurred speech 8.3 Unsteady gait or posture 8.4 Erratic behavior 8.5 Disorientation and confusion 8.6 Inability to perform routine tasks 8.7 Disorderly appearance in dress or grooming 8.8 Odor of alcohol or other ingested substances 8.9 Proximity to discovered substances or containers reasonably believed to be or hold alcohol or drugs 8.10 Glassy or red eyes or other characteristics associated with the use of alcohol or other drugs 8.11 Any accident or incident on or off company premises while conducting company business or while on duty which results in personal injury or property damage where it is reasonably to suspect that human error could be at least in part at issue. For drivers subject to DOT-FHWA regulations, in addition the above, testing will be required after any reportable accident for which the employee receives a citation for a moving traffic violation. Reportable accidents include those which involve the following: 8.11.1 A fatality, or 87 8.11.2 Bodily injury to a person who, because of injury, immediately receives medical treatment away from the scene of the accident, or 8.11.3 Property damage estimated to equal or exceed $1,000, or 8.11.4 Any other reported actions and behavior, or observations that a corporate officer believes create a reasonable suspicion of drug or alcohol use Corporate officers have the authority and the responsibility to make determinations as to whether or not there is a "reasonable suspicion" that an employee is under the influence of, or impaired by alcohol, controlled substances, or other drugs. Authorized personnel should note any observations concerning the appearance, behavior, speech, or body odors of the employee. They may also include information gathered from other persons or sources in their determination. If an employee is under the influence of, or impaired by alcohol, controlled substances, or other drugs it does not matter whether the use of alcohol or drugs was at work or prior to reporting to work. Such use shall be grounds for discharge. 9. Drivers and Motor Vehicle Operators Drivers and motor vehicle operators subject to regulations by the federal Department of Transportation or other agency will be subject to testing requirements as determined by the governmental agency and shall be subject to all BERGLUND policies. To the extent that BERGLUND policy is more strict or specific than a government regulation, the Company policy will control, unless expressly preempted by law. 10. Treatment BERGLUND recognizes that drug and alcohol dependency is a treatable health problem. Employees needing assistance in dealing with such a problem or dependency are encouraged to consult with BERGLUND to obtain information on the availability of treatment clinics and programs. Costs of treatment will be the responsibility of the employee. BERGLUND encourages treatment for any drug or alcohol dependency and this policy is implemented to encourage employees with health problems to seek treatment before their jobs are in jeopardy or the safety, health and security of fellow employees or the work environment is put at risk. However, once an employee is in a job jeopardy status, subsequent treatment may not be considered a mitigating factor. 11. Re-employment / Re-entry into the Workforce An employee who leaves BERGLUND either through layoff, resignation, termination, or disability for a period exceeding 60 days will be subject to the same testing as a new applicant prior to re- entry into the workforce. BERGLUND will not rehire any individual who fails to pass the alcohol and drug test. 12. Discipline Employees are warned and advised that those who violate the Drug and Alcohol Policy shall be subject to disciplinary action up to and including termination. 13. Implementation The implementation of this drug policy does not alter the employment -at -will status of its employees nor does it create an expressed or implied contract in the employment relationship. You or BERGLUND may terminate your employment at any time without cause or reason. 88 MNr � rkl Mw Gina M. Damato Underwriter, Construction Services Travelers Bond 215 Shuman Blvd., Naperville, IL 60563 Telephone: (630) 961-7052 Fax: (866) 216-5979 January26, 2017 RE: BERGLUND CONSTRUCTION COMPANY 8410 S. Chicago Avenue, Chicago, IL 60617 To Whom It May Concern: This will advise that TRAVELERS CASUALTY AND SURETY COMPANY has provided bonding credit to BERGLUND CONSTRUCTION COMPANY, for over 45 years. During that time we have executed many Performance and Payment bonds and we are presently providing BERGLUND CONSTRUCTION COMPANY, with bonding support on single contracts in excess of $100,000,000, and an aggregate bonding program in excess of $250,000,000, This firm has been most successful on a consistent basis, and the experience of this firm, its competent personnel, and their excellent financial rating have made the handling of their bonding requirements relatively simple. During the time we have serviced this account, we can comment only favorably on the excellent ability of BERGLUND CONSTRUCTION COMPANY, to push a project through to its completion on or before the scheduled date of completion set by the architect or engineer. This firm meets all its obligations promptly and our underwriting file is replete with compliments we have received on their behalf. The excellent performance record of BERGLUND CONSTRUCTION COMPANY has resulted in many repeat contracts from owners, architects and engineers. TRAVELERS CASUALTY AND SURETY COMPANY has a Treasury Listing of $398,134,000, and is licensed in all fifty (50) states and is rated A++ XV by A.M. Best Company. Should you desire more information on our bonding relationship with this firm, please do not hesitate to contact us, Yours truly, TRAVELERS CA,S.V Y ANC RETY COMPANY Gina M, Dam6 to, -- Attorney -In -Fact File Number 2892-627-8 To all t+ wi m these Presents Shall Come Greeting, I, Jesse White, Secretary of State of the State of Illinois, do hereby certify that I am the keeper of the records of the Department of Business Services. I certify that BERGLUND CONSTRUCTION COMPANY, A DOMESTIC CORPORATION, INCORPORATED UNDER THE LAWS OF THIS STATE ON JUNE 08, 1946, APPEARS TO HAVE COMPLIED WITH ALL THE PROVISIONS OF THE BUSINESS CORPORATION ACT OF THIS STATE RELATING TO THE PAYMENT OF FRANCHISE TAXES, AND AS OF THIS DATE, IS IN GOOD STANDING AS A DOMESTIC CORPORATION IN THE STATE OF ILLINOIS. In Testimony ereof I hereto set my hand and cause to be affixed the Great Seal of the State of Illinois, this 7TH day of MARCH A.D. 2019 Authentication #: 1906602150 verifiable until 03/07/2020 Authenticate at: hftp://www.cyberdriveiIIinois.com ram 0- 0'' project ArchitectContract a 'e'� ill eltt », �t t � or'iiiplett� nh���.ett1lplete Carle Foundation Hospital Eckenhoff $75,000,000 80% 2019 Project Y Saunders Architect Urbana, IL New Office Building James A. Rhodes Tower Schooley Caldwell $40,000,000 50% 2020 Columbus, OH Associates Ohio State Office Tower Restoration UIC College of Engineering Dewberry $34,000,000 25% 2019 Modular Design Building Chicago, IL Curtainwall Repairs Purdue University Cannon Design $30,670,890 14% 2019 Hammond, IN New Bioscience Innovation Building Chase Bank Wiss Janney $23,000,000 75% 2019 Chicago, IL Elstner Associates Curtainwall Repairs UIC University Hall RATIO Architects, $20,500,000 99% 2019 Chicago, IL Inc. CM for Concrete Restoration of High -Rise Union Station Goettsch Partners $16,200,000 99% 2019 Chicago, IL Skylight Dome Restoration Danish Home Harley Ellis $12,000,000 0% 2019 Chicago, IL Devereaux Senior Living Facility Swedish Covenant Hospital Anderson Mikos $12,000,000 90% 2019 Chicago, IL Emergency Room Remodel Advocate Trinity Hospital Grumman Butkus $10,000,000 80% 2019 Chicago, IL South Building HVAC Blue Chip Casino Novus Architecture $9,250,000 0% 2019 Michigan City, IN Conference and Convention Space Expansion NiBERGLUND C O N S T R U C T I O N Ir��� ��.� fl,-i 'test � In"t""` ���� 'u�IIIITali"'t p��IIV �et'I1it� tr�� to"� Arw''ix)euu t CaiemVplete CoirnIiIrliege Mercy Hospital Anderson $8,000,000 99% 2019 Chicago, IL Mikos Life Safety Architects Dixon High School Inspec Architecture $6,000,000 50% 2019 Dixon, IL Exterior Upgrades Ohio Supreme Court Building OHM Advisors $5,000,000 5% 2019 Columbus, OH Exterior Repairs Bellaboos Outdoor Hitchcock Design $3,000,000 65% 2019 Discovery Center Group Lake Station, IN Imagination Outdoor Garden and Interactive Play Station Baycare Winter Haven Harvord Jolly $2,730,620 5% 2019 Hospital Winter Haven, FL GME Columbia College Chicago REVIVE Architecture $2,000,000 75% 2019 Chicago, IL Masonry Repairs The Caring Place Stephan Pease $2,000,000 5% 2019 Valparaiso, IN Architecture Residential Community East Porter School Projects Chester $12,500,000 0% 2019 Porter, IN Architectural Renovation of four schools Poe Elementary Classical FGM Architects $11,000,000 0% 2019 Chicago, IL Annex and Renovation Decatur Elementary Classical SMNG-A $16,000,000 0% 2019 Chicago, IL Annex and Renovation