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OFFICE OF THE CITY CLERK
KAREEMAH FOWLER, CITY CLERK
UTILITIES DECEMBER 10, 2018 4:20 P.M.
Committee Members Present: Jake Teshka, Oliver Davis, Sharon L. McBride, Regina
Williams-Preston
Committee Members Absent: None
Other Council Present: Tim Scott,Jo M. Broden, John Voorde, Karen White,
Gavin Ferlic
Other Council Absent: None
Others Present: Bianca Tirado, Graham Sparks, Bob Palmer
Presenters: Eric Horvath
Agenda: Bill No. 61-18- Amending the South Bend Municipal Code
to add a new Article 14 Establishing Interim Storm Water
Utility Rates
Committee Chair Jake Teshka called to order the Utilities Committee meeting at 4:20 p.m. He
introduced members of the Committee and proceeded to give the floor to the presenters.
Bill No. 61-18- Amending the South Bend Municipal Code to add a new Article 14
Establishing Interim Storm Water Utility Rates
Eric Horvath, Director of Public Works for the City of South Bend with offices located on the 13th
floor of the County-City Building, stated, I am here to answer any questions.
Committee Chair Teshka stated, We've been through this a little bit. After the last Committee
meeting, I did receive some questions from you all and I submitted them to Mr. Horvath. You all
should have gotten his responses sometime late last week.
Committee Chair Teshka then opened the floor to questions and comments from Committee and
Council Members.
Councilmember Karen White stated, I know it's been asked if other funds could be used for the
six (6)month window to give you more time to really do the study. The other question was if the
Rainy Day Fund could be used for the six (6)month period.
Mr.Horvath replied, I don't have an answer on the Rainy Day Fund. I know it is set aside to handle
major events, emergencies and so it is kind of like an insurance fund. I know there is a significant
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amount of money in that Fund but I don't know, legally, what the requirements are and if you
could use it for something like this. There may not be restrictions but I just don't know. I'm sorry
about that. Generally speaking, you can use other funds. You could use bridge funding or other
funds and perf to it. The issue is we have already done the budgets for 2019 so we would have to
go back and adjust. You could either go into a fund that has an existing balance, use that fund and
do a bridge funding for a six (6) month gap or you could do it forever. I was proposing to move
ahead with this storm water fee because it's a sustainable fund and then it sets up the funding in
perpetuity on a moving forward basis. I think the City has missed an opportunity years ago to
establish a fund so that we can keep up with our infrastructure needs, including our storm water
needs. That is why it is important, to me, to move forward with a funding source for storm water.
Any funds that have the legal ability to fund storm water, which are quite a few in the City, would
be eligible for gap funding.
Councilmember Jo M. Broden stated, Colloquially we call it Rainy Day but we shouldn't be
confused.
Committee Chair Teshka then opened the floor to members of the public wishing to speak in favor
of or in opposition to the legislation.
Barb Sutton, 528 Ostemo Place, stated, We were part of the flood zone last year and we hope it
doesn't happen again this year. Talking to a number of my neighbors, I just wanted to let you all
know that we would very much approve of the two dollar($2)per month rate to start to have funds
to correct our sewer issues. That is a pittance compared to the amount of funds needs to repair the
damage. I think this would be a good start to get that going. I know people have been concerned
about the additional cost. For some people, two dollars ($2) a month is simply utilities. Is there a
way for people to apply for help if they are having trouble with their utilities because of this
additional two dollars($2)? If that puts someone over the edge financially and they can't meet this
obligation, could there be funds available to help folks out? That would be a discussion question
at some point but I wanted to lend my support to the fee, as proposed.
Sue Kesim, 4022 Kennedy Drive, stated, As I stated before, I think we need to look at the
demographics of our City.We have a huge percentage of ALICE level poverty and we have seniors
who are already deciding between their food and their prescriptions, but I don't want them to lose
their houses. I'm particularly concerned that, unlike other utilities, this can attach to the property
tax. I don't know if you can make it not attached to property taxes. That would be something to
think about. I really think we need to look at other funding methods. I think we should limit how
much it can be raised in the next five (5) years. I think it is tempting to start it at two dollars ($2)
and, oh, and then four dollars ($4) and then, oh, eight dollars ($8) and then, oh, twenty dollars
($20). I think you need to be really clear about the escalation and put some breaks on that.
Whatever ordinance you are deciding I think you need to put some caps and parameters on how it
can be raised. Don't attach it to the property tax and limit how much it can be raised. I think there
is time to consider. There's not even software to put it into place. I don't think there is a huge
hurry. I think you can continue it to 2019. It's not a big deal because we aren't going to start
funding it anyway with the fees to people. I would hate for Council to rush into it without thinking
about all the options. I would also like to point out, and I printed this out today, in terms of bonds
for sewer and water, $73,865,311. So we've got close to $74 million that we owe already and I
don't know if there can be a refunding of some of the bonds to wrap it in. Sometimes that is another
funding mechanism to change a bond and extend it or whatever. I just really hate seeing the fee
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added to the average person and those are my reasons. I hope the Council will think about those
and think about better ways to fund it than the average population.
Committee Chair Teshka gave the floor to Mr. Horvath for response.
Mr. Horvath stated, I appreciate both of your comments. We've talked before and they are both
right. We've got a hurting community and about fifty-four percent(54%) is below ALICE which
looks at basic survival needs that people have. That's why when we've talked before, it is
something that's important for us to look at income-based rates and to try to find ways to do
differential rates on our utilities. That is something that we've started to do. There are a number of
different pieces that we've got to put in place so it's not going to be a quick process but over the
next number of months we will be working on that. Of course there is a financial piece to it, too,
to try and figure out different ways to structure it so that we can ultimately still fund it. There is
also a legal piece to it to make sure we can get it done,legally,in Indiana. This has only been done
once in the country and not in Indiana. There are a couple of other folks looking at it right now so
it is something the IURC is going to need to figure out what they're going to do with the program
but they haven't yet. That will mostly be a timing challenge.
He continued, I think that is an important next step we have to do. We will look at all of our utility
rates, solid waste, waste water, water, storm water all together. In terms of assistance, there are
some places we send folks for customer assistance but we do not have any City program for
customer assistance. There is no ordinance enabling any customer assistance programs so if we
went to an income-based rate, that would be, essentially, our assistance program. In terms of
attaching this to property tax, the way this ordinance is structured, it will not attach to property
taxes. This is structured so it will be in the user fees and attached to the sewer and water bills. It
will be like the other utilities. Same thing with water, sewer and solid waste, if you don't pay that
bill we don't take that house or collect on your taxes.
He went on,We haven't issued bonds since I've been here other than refunding bonds. The reason
to refund bonds at that time was because we had an opportunity for a call,the rates were lower and
so we saved significant dollars doing a refund.That is a possibility that they will have specific call
dates but I don't think we have any existing ones with call dates we can refund right now. So I
would have to have bond counsel to answer questions more specifically but I think what would
happen would be if you do an early call, you'd pay a penalty so you would be double paying for a
period of time until the call date. That probably won't make sense to do unless the rates were so
drastically different. There is always an opportunity to refund in the future. However, it's not like
you're mortgaging your house. It seems like we would go through with a new bond issue. But if
you're going to do a bond, something has to back that bond. You can't just do a bond without
anything there. So utility fees can back bonds. A storm water fee could back a bond. Typically,
they would have a lot of difficulty with giving us a bond for storm water if we haven't established
that fund to show them we have a consistent amount of money coming in. So if we are going to do
that, we probably need to back it with something else like the General Fund or something else.
Committee Chair Teshka asked, Do any rate increases have to come before Council?
Mr. Horvath replied, Absolutely.
Committee Chair Teshka stated, So that is our assurance for the escalation piece.
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Mr. Horvath stated, Council one hundred percent(100%) controls that. We won't have any ability
and there's nothing in the ordinance that says anyone else has the ability to raise the rate. It is
always Council. So,when we go to look at impervious surfaces and put the whole proposal together
that will lay out the whole framework,it will change who pays what and how much each individual
pays. Some might pay more, and some might pay less depending on how it's structured. I will say
that we started the rate off low in terms of fully meeting the needs. We had shared in our budget
presentation that there were approximately$3 million of need every year and what we are funding
with this rate was about $1 million of need. We felt it important to get this established and get
moving to at least start funding storm water needs. You could put something in the ordinance for
a cap but by its nature it has to come back to the Council before anything can increase anyway.
Councilmember Tim Scott asked, Is there a way that maybe by the meeting this evening that you
could come up with a date or a commitment to come back to Council to present to us an income-
based rate? I would like to have a commitment from you. I don't know what that looks like or how
long it would take but a commitment to come back to us and report if we can do it or not with the
understanding we do want to do it. I would like to have a literal date and would like to know when.
I think you guys could put together a date and a group to work on that.
Mr. Horvath replied, I have no problem with that. We will be moving forward with that. We will
have a proposal but I can only propose. I would need both Council's and the State's agreement to
move forward with that. But I would think by June 1st, 2019 we could have a proposal that would
lay out what we are thinking. There was a question about software, too. We can add fees to
software, but it is just really tough to add. With Philadelphia's program, they do a percentage of
income and they actually do it by actual income rather than a tiered structure. It would be a lot
easier for us to do it by a tiered structure because then we could attach it to certain bills. If it is
something like what Philadelphia is doing, we would have to go into every single bill. Even with
the new software program, it would still be difficult but it would allow us to bring in a database of
income and then a database of the percentage or whatever the process would be to determine their
rate. But I'm comfortable that by June 1St, 2019, we will have a proposal in front of Council.
Councilmember Scott followed up, Well let's make a date. I would like to follow up on that. I
would like South Bend to be the first(1St) in the State to be proposing something like that. That is
something we need to push downstate and I think this whole group would be there to help you
push downstate. The other thing is, I wouldn't mind looking at some of the construction that is
happening in our City that is using permeable paving. What kind of incentives do we give for that?
Is there anything in the State or nationwide to incentivize that? I know there are requirements for
retaining ponds and what not but that is for later.
Committeemember Oliver Davis asked, What is your name?
Ms. Sutton replied, Barb Sutton.
Committeemember Davis followed up, Ms. Sutton, thank you for coming. If something were to
happen to Ms. Sutton's house this year in her neighborhood, right now, no matter what happens,
there would not be any funds coming out of this starting June 1. I mean, there is nothing coming
out, it would happen this spring, correct?
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Mr. Horvath replied, I'm not following your question, I'm sorry.
Committeemember Davis asked, If something were to happen, the same thing that happened last
year in February, right now, all plans on the table, there would not be any funds available for her
neighborhood this year?
Mr. Horvath replied,Yes, that is mostly true.
Committeemember Davis interrupted, So most of it but part of it's not true?
Mr. Horvath continued, When we pushed this to June 1st, and in my answers to Council, I stated
there were two (2) things moving forward. One (1) was the flood inundator study which will help
people determine the level the river will be at and it gives a predictive analysis of where that's
going. We are partnering with the USGS on that. And the other one (1)was doing these backflow
gates on the storm lines that would prevent the river from coming back into the storm sewers.
Those two (2)things are moving forward with waste water funding because we felt like they were
important to keep moving forward. We had to give USGS a commitment to get the grant funding
and we felt it was important for those backflow gates to be on. But beyond that, there is no other
funding.
Committeemember Davis followed up, Where is that funding coming from?
Mr. Horvath reiterated, That is from the Waste Water Fund.
Committeemember Davis then asked, And that is already regardless of what we are doing right
now, currently?
Mr. Horvath replied, Those are established, yes.
Committeemember Davis asked, So basically, that is separate than what we are talking about?
Mr. Horvath replied, That is correct. Initially we would fund this Storm Water Fund as well and
we were proposing starting January 1 but moved it back to June 1.
Committeemember Davis stated, I just wanted you to be clear that what's happened whether this
is voted up or down, that part is going to still take care of your situation and that is not contingent
on this vote tonight, ok? So if that is voted down and those are voted down, whatever. That is not
affecting that but it can be perceived that if we voted no that it would be affecting your situation.
But your situation is covered no matter what, ok?
Ms. Sutton interjected, But it's an ongoing issue for the City.
Committeemember Davis continued, I understand it's an ongoing issue. And that funding of that,
part of it will be ongoing no matter what,too.And so that is ongoing and that is already established
in our budget, correct?
Mr. Horvath clarified, Which one(1)?
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41.CITY OF SOUTH BEND OFFICE OF THE CLERK
Committeemember Davis asked, The part that's already established is already established all the
way through?
Mr. Horvath clarified, Those two (2)projects? Yes.
Committeemember Davis continued, So that's established ongoing, that is what I'm telling her.
That is established for 2019 and is established for 2020 or whenever or how long it's going on. So,
I just wanted her to know that her neighborhood is taken care of. That's established and we took
care of that. Thank you.
Committee Chair Teshka stated, I would just like to clarify. Mr. Horvath, I believe you've said
this many times and we don't want to give any false assurances to residents that by establishing
this that all of the sudden the flooding problems are going to go away, correct? You've said that
and I think this is not an emergency fund. This is s fund, rather, to help us keep up with continual
improvements, correct?
Mr. Horvath replied, Yes, that is absolutely true. The funding established will help us build storm
water infrastructure which will help alleviate problems. On catastrophic events, there is probably
no level of funding that you could throw to help the situation. The river coming up as high as it
did, short of building walls through the river or the City, you're really going to have difficultly
completely solving that issue. Even if you built walls, it would be stuck on the outside. I say that
because I don't want to mislead people in thinking that this is a cure-all but there is significant
needs that need to be met and this will help us start addressing those needs. We'll start picking
them off one (1) at a time. We will start with the worst areas where we know we have major
flooding problems and we will hit those areas first(18t)
Councilmember Broden stated,Just a couple things but I'm going to name them, four(4). One(1),
your paragraph three (3) stating the storm water user rate shall apply for a period of at least two
(2) years. I mean, what would be the difficultly of saying for two (2) years and being very specific
on that? Then your sentence continues and say with subsequent transition to a rate based upon the
quantity, blah, blah, blah. Ok? It's as if we are identifying what we want to do before we, I mean,
you probably have a good indication of the direction we want to go, but, to me, that is almost a
certainty the way that is worded there. I guess I would like to see some consideration of language
that indicates that we have an inclination it will go that way but after due diligence. Something
that gets at that is not a done deal to go that direction because what if your data and other
information points you otherwise? That is probably a small matter because I think you wouldn't
have bagged that from your earlier proposal in order to get to this flat fee. So just some wording
there that, I think in my opinion, would offer some clarity for some members of the public. Then
going along with the impervious surface, I agree with Councilmember Scott. Looking at, and this
is down the line and sort of version two (2) of this, whatever Council looks at, and I guess that is
one (1) of my things.
She continued, Since my tenure, I have seen some things not happen so I like tying in a specific
date of two(2)years.This is in place and within two(2)years,the next Administration and Council
can look at it when it comes up. But I do think when we do look at that impervious surface piece,
one (1), we will have to anticipate an appeal process that will be a part of that and then two (2), I
like the concept of credits or offsets of some sort. The building plans, or Code, should support
developers who are trying to do right by that whether it is new build or renovation. Then I guess I
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CITY OF SOUTH BEND OFFICE OF THE CLERK
don't want this to be taken wrong, but I'm having a little bit of difficulty understanding. My
understanding is when you look at flat fees or taxes that are flat,to me,you're going at that because
you're trying to get at something simpler that doesn't get weighed down by a lot of variables and
in this case a lot of staff time. Or, if you get it wrong, you have members of the public circling us
in this huge appeals process. I guess in my mind, if I remember your earlier presentation, the
national average is seven dollars ($7) or what is eight dollars ($8)?
Mr. Horvath replied, No, it's less. It is five dollars ($5) a month.
Councilmember Broden then asked, And the State average for Indiana?
Mr. Horvath replied, It is actually the same. It's a little over five dollars ($5).
Councilmember Broden continued, Ok, so in some regard, because of timing reasons and all the
stuff that would need to go on this sort of impervious surface model, to me, we're almost adding,
I don't want to say an income-based rate because flat fees, in some ways are getting us, but the
national and statewide average is five dollars($5) so we are actually doing a nod to income-based
at the two dollars($2),in my opinion. I know others feel differently but my next thought is to take
that further. What would income-based rates look like? Are we as a Council thinking one dollar
($1) would get it done? Fifty cents ($0.50)? Or twenty cents ($0.20)? If you push that as far as it
could possibly go, we could eliminate the very thing we are trying to create here to alleviate some
of our City's issues. We need to be careful. I think we know the national average, the statewide
average, and if Council votes in support of this, we are coming in at something that is far off those
averages. So in some ways, I mean to me, we are being responsive and are acknowledging our
residents' incomes already in approving this at the two dollar($2)rate. That is kind of my take on
it.
Councilmember John Voorde stated,This thought just came to me. Maybe you could structure this
the way the County Auditor structures exemptions.There is a senior exemption but that is income-
based. It's an opportunity but they would have to file to take advantage of it. So it would leave the
burden on you to do the checking and that kind of thing but it works for property taxes and it could
potentially work for rates without potentially putting a whole big burden on the City. It would also
put a little responsibility on the property owner.
Mr. Horvath asked, Is that for seniors only though? Or all?
Councilmember Voorde replied, Right now it's just for seniors, I believe, yes. I'm just thinking.
Mr. Horvath replied,that is helpful and that is part of the thought process going into income-based
rates and that is trying to find a system that's easy to implement so you're not using the dollars to
hire staff to run the program. That doesn't make sense. We want the breaks to go to the residents
and not to paying for fancy programs. We're going to have a dialogue with United Way because
they are doing some income-based stuff already on the heating programs. They've already got
income verifications they have to do for that to make sure during the winter months that people's
heat stays on, so that's one (1) possibility and that sounds like another possibility. It is our hope
that someone has already been doing it and we can do it.
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•CITYOFSOTJTHBENDTCommitteeChairTeshkaOFFICE stated, IOF just HE CLERK wanted to ask about what Councilmember Voorde said.
Typically when folks hear the term income-based, they think of tiers based on income, right?
Especially with a user fee like this, it gets real money real quick by saying if you make under this
amount, you pay this or you pay nothing. I would like to see more of an assistance program or an
exemption, so I wouldn't take that off the table. I would also like to say, too,just to put out there,
this is not going to solve our flooding issues. We've got a lot more. This just barely scratches the
surface as far as infrastructure goes. This is specifically for storm water and we are going to have
to address some of those things coming up like CSO and those types of things. We're going to
have to find some money and I think this is something we can bond against. I don't know and we
will have to cross that bridge when it comes but we definitely have some stuff to do.
Committeemember Regina Williams-Preston stated, I really like that idea. Since this is just a two
(2) year kind of a trial, is it something that wouldn't be hard to do to add in that we could have an
exemption for this trial period as well?
Mr. Horvath replied, I would have to look into how that is formulated. Our thought was that we
would get income-based rates to be our assistance program and that is how we would end up setting
those. It wouldn't be necessarily just for seniors but for anybody whose income qualifies. I think
the challenge is trying to figure out the most uncomplicated way as possible, in that regard. There
will be some rate sensitivities we will have to look at. We will have to make some assumptions
about how many people would qualify for the program. Ultimately when we go to income-based
rates, it will be a revenue neutral scenario. It will mean there will be some of us paying more and
some paying less. That is how the structure will work.
Committeemember Williams-Preston followed up, I guess what I'm thinking is we are going to
know about the income-based. What I heard was by June 1, we would have a proposal that the
City would bring to Council. That doesn't mean it will start then. The Council might look at that
but then you still have to deal with the State, right? That's a whole other process. My thought was
since we're doing this two (2) year kind of pilot or stop gap, maybe we could try out this model
and after two (2) years we could assess that and see how that worked and decide if that is the way
to go. Again, I don't know how hard that would be.
Councilmember Voorde interjected, The Auditor has got some sort of verification process. I don't
know what it is but it works for them.
Committeemember Williams-Preston made a motion to send Bill No. 61-18 to the full Council
with an unfavorable recommendation. Committeemember Davis seconded this motion which
failed by a voice vote of two (2) ayes and two (2) nays (Committeemember Teshka and
Committeemember McBride). Council President Tim Scott broke the tie with a nay vote.
Committeemember Williams-Preston then made a motion to send Bill No. 61-18 to the full Council
with no recommendation. Committeemember McBride seconded this motion which carried by a
voice vote of three(3) ayes and one (1) nay(Committeememeber Davis).
With no further business, Committee Chair Teshka adjourned the Utilities Committee meeting at
4:59 p.m.
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0 CITY OF SOUTH BEND OFFICE OF THE CLERK 0R-- .;ctfully Submi ed, /
J.. e Teshka, mmittee Chair
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