HomeMy WebLinkAboutOpening of Bids - Small Drainage Design and Repair Project No 118-063 - G.E. Marshall Inc,s�
CITY OF SOUTH BEND, INDIANA
CONTRACTOR'S BID FOR PUBLIC WORK M65
Project Name Small Drainage Design and Repair
Project No . ..... �11 ii-�63
ForBidsDue December 11, 2018 before 9:30 AM Local Time
. ..........
PART I
(Must be completed for all bids. Please type or print)
Date: December 11, 2018 Bidder ffirm)� G.E. Marshall, Inc.
. . . ....... ... . .. . . .....
Address: 1351 Joliet
City/State/Zip-. _Y�Jp�rai§q, IN ' 46385 Telephone Number: ....... 41 5
. . ... ..... . ..
Agent of Bidder (if Applicable): N/A
Pursuant to notices given, the Li6—deisig-n'ed6ff e r ilto furnish labor and/or material necessary to complete the
public works project of:
Small Drainage Design and Repair
. ....... . . . ... ......... . .....
the City of South Bend, Indiana, in accordance with plans and specifications prepared by:
G.E. Marshall, Inc.
. . . ............. - - ------- ---- --
and dated December 11, 2018 for the sum of (enter the Total Bid as shown on the Proposal)
- 1.1—..-..-.------ ----- -------------
Three Hundred Fift_y-Qng-1hpm3And ;i t 351,889.00
-L--gb -HunA"e Eighty-4$ --" - - - -- ------ ---)-
(Enter sum of Total Base Bid plus Alternates shown on Proposal) Nine Dollars (Numerical)
The undersigned further agrees to furnish a bond or certified check with this bid for an amount specified in
the notice of the letting. If alternative bids apply, the undersigned submits a proposal for each in accordance
with the notice. Any addendums attached will be specifically referenced at the applicable page.
If additional units of material included in the contract are nee 'd, the cost of units mus same as that
shown in the original contract if accepted by the City of So h Bend. If the bid is to e a ar ed on a unit
basis, the itemization of the units shall be shown on a pa te atta Inment.
By L
ACCEPTANCE
The above bid is accepted this _, . ........ day of
Subject to the following conditions:
BOARD OF PUBLIC WORKS
ry
, President
ffi1-iza6-et—hA.'M—aradik, M e m b e ... r, — -- - ------
A, Marshall, liresident
rinted Name of Person Signing)
20
. ... ...... - - -----
Suzanna M. Fritzberg, Member
Therese J. Dorau. Member
Jim,es 'A""".""M—ue'ller,—Membe—r----- — -- — --------------- - - - - - Attest: Linda M. Martin, Clerk
Version 7/20/2016 Contractor's Bid for Public Works - 2
BID/PROPOSAL
CITY
OF SOUTH BEND
Project Name: Small Drainage
Design and Repair
Project Number: 118-063
For Bids Due: December 11, 2018 before 9:30 AM Local Time
. . . . ............ . . ....... . . .. . . . . ...........
Contractor Name:
DIVISION A, HAWBAKER
Item Description
No.
Quantity
Unit
Unit Price
Total
Amount
1
Construction Engineering
1
LS
$4,720.00
$4,720.00
. ..............
2
Maintenance of Traffic
1
LS
- -0-0.
—TrID -
1yo —
3
1
Mobilization and Demobilization
1
. ......... .....
. ...........................
LS
.
........... ............
$12,455.96
. ... 1
$12,455.96
4
Clearing and Grubbing
1
LS
$3,636.00
$3,636.00
5
Excavation, Common
—_i
590
CyS
. ........... . . . . . .
$23-63
$13,941.70
6
Fence, Chain -Link, Reset
. ................ . . . ...............
223
.... . .
LFT
- - - - — - - - - - --
$12'. 25
. .........
$2,731.75
7
Std. Inlet, Beehive Grate
1
EA
$2,581.16
$2,581.16
8
Std. Manhole, Shallow, Bee ive
I
. ...............
EA
Grate
$3,085.39
$3,085.39
1 9
Pipe, 12", RCP
117
LFT
$72.07
$8,432.19
10
Pipe, 15", RCP
7-030
LFT
167
1,1
Pipe, 121", DucNe Iron
...............
—ecti
40
L.J.- "1"'
$264.62
$10,584.80
12
Pipe End S, o n 1' 2" Dia.
8
EA
$224.75
$1.9798 00
13
Core Connection, for, 9#6lGtUre,
15" Dia, Pi�l)e
1
EA
$1,006.00
$1,006.00
14
. ....................
Remove/Replace Concrete
Appro, ach . .
. ... 7 . .
199
. . .............
. . . ...... .. .. .. ....
SYS
$134-55
$26,775.45
'15
Ma0box AssernNy, Reset
I
�EA
$300.00
$300.00
16
Sodding
. ...... . ...... . .... .
1576
SYS
$9.75
$15,366.00
'17
Erosion Control
1
LS
1$3,000.00
$3,000.00
18
Utility Allowance
1
LS
$21,000.00
$21,000.00
HAWBAKER DIVISION A TOTAL$135,628.00
ALTERNATE
#A1 (STREET PAVEMENT REMOVAL/REPLACEMENT)
tern
No.
Description
_ . ................ ... . . . ...........
Quantity
Unit Unit Price
...........
Total Amount
'19
. ...........
Pavement Removal
I
. ...... —
. ..... _
LS $26,944.60
__
— ------
9 A �. 6 0
20
HMA Surface, 1 %"
175
T $109.86
$19,225.50
21
HMA, Intermediate, 2 Y2"
292
T $97.32
$28,417.44
22
.. . .. ............
HMA, Base, 4"
466
T $85.45
$39,819.70
. .... ......
Compacted A(Lq., #53, Base
.....
353
CYS $91-98
$32,468.94
..........
__Z!___JLRipe,
12", RCP
36-r
LFT $67.15
$2,417.40
Version 7/20/2018 Contractor's Bid for Public Works - 7
Project Name:
BID/PROPOSAL
CITY OF SOUTH BEND
Small Drainane Desian and Repair
Pro ect Number: 118-063
For Bids Due: December 11, 2018 before 9:30 AM Local Time
Contractor Name:
,E,_1j,US n I I T n r
ALTERNATE #A1 (STREET PAVEMENT REMOVA LIRE PLAC EME NT)
. . . . . . . . . .................... .
25 Pipe End Section, 12" Dia. 42 EA - $224-.7�5. $449.50
26 Remove/Replace Concrete Approach 36 SYS $126.72 $4,561.92
2 1
rq 1!!:A $300.00 $900.00
_Lr� j(_". A( r � j �st to 3
ALTERNATE #A1 TOTAL $155,205.00
ALTERNATE
#A2 (ADDITIONAL SWALE/SEWER
ON
NORTH
SIDE)
—Fte—m
Quantity
Unit
Unit Price
Total Amount
No.
. .....
..........
......................... —
28
Clearing and Grubbing
I
LS
$9,914.41
$9,914.41
29
Remove/Replace Concrete
App iach
236
SYS
.
I $129.22
. . . .................................
$30,495.92
30
Excavation, Common
215
CYS
$36.69
$7,888-35
31
Fence, Chain Link, Reset
164
LFT
...... . ...
$2,140.20
. ...................
32
Std Inlet, Beehive Grate
. .
I
. . . ........
EA
$2,941.96
$2,941.96
33
Std MH, Shallow, Beehive Grate
2
EA
$2,855.69
$52711.38
34
Pipe, 12� R(�E�
........... 667
LFT
. . .... . ....
$68.09
$45,416.03
3,5
4
EA
$224.75
—tulm-
36
ME:fflbox AL
2
EA
$300.00
$600.00
37
-qoddinA
1273
SYS
$9.75
$12,411.75
3��
Erosion Control
1
LS ,
$3,000.00
$3,000. 0—
Allowance
i
LS
__]
$22,000.00
$22,000.00
. ...... . . . . .......
ALTERNATE
#A2 TOTAL
$143,419-00
Version 7/20/2018 Contractor's Bid for Public Works - 8
BID/PROPOSAL
CITY OF SOUTH BEND
Project Name: Small Drainage Design and Repair
Project Number: 118-063
For Bids Due: December 11, 2018 before 9:30 AM Local Time
ContractorName: G.E. Marshall, Inc.
DIVISION B, OLIVIA CIRCLE
...... item
No.
Description
. . .........................
Quantity
Unit
Unit Price
.
Total Amount
. ........ . .......
I
Construction Engineering
1
LS
$4,240.00
$4,240.00
...
2
.1 . . ........................... . ..... ___ . .........
Maintenance of Traffic
1
. ........
. .........
LS
. .........
$1,000-00
$1,000.00
3
.
Mobilization and Demobilization
. ... .. ....
. . .
1
LS
2 051.52
$12,351.52
3
Clearing and Grubbing
1
LS
$16,150.00
$16,150.00
5
Excavation, Common
. . . .......... . .....
755
CYS
. ...............
1,a6,A10_.a0 . .......
6
HMA Surface, 1 W ...........
2
T
$420.00
....... . ....
$840.00
..... -
7
HMA, Intermediate, 2 W
2
T
$360.00
$720.00
8
HMA, Base, 4
3
.......... T
$360.00
$1,080.00
9
Flowable Fill
3
CYS
$123.90
$371.70
10
Std Inlet Storm, Rolled Curb
ZL-=
2
EA
$2,106.21
$4,212.42
44
- - — ----
4
P'IiAl
11
Remove/Replace Curb and G ut t e r,
10
LFT
$241.57
$2,415-70
Roll Curb
12
Pipe. 12" RCP
26
LFT
$61.60
$1,601.60
13
Pipe, Ductile Iron, 12" Dia,
23
LFT
$147.05
$3,382.15
_14
Pipe End S ficLn, 12",,Dia,,
I
EA
$224.75
$224.75
15
To .....................
151
CYS
$67.94
— — --------
$10,258.94
16
NlWched &.,�ednu j a,.,,,,
. _L r, 2
361356
�SYSLBS
$8.72
$11,824 .32
......... . .
17
Erosion Control
1
LS
$3,000.00
$3,000.00
18
-Core, Concrete Structure 8 IN. Dia,
=� .... . .
1
....... .... . ...... . ............. .
EA
. . . . ..
$420.00
............. . ..........................
$420.00
. . . .....
19
Reset River Rock
1
LS
___$1,508.00
_�L508. 00
20 .,_,,Ri
a ,.Revetment
..... ...............
13
T
$96.13
$1,249.69
21
Geotextile for River Rock, Riprap
61
SY
$8,31
15 9
22
Castini, Grade
just to .. . ....... . .........
1
l:::A
$300.00
. .. . ..............
$300.00
23
LJ��nce
1
LS
$18,000.00
$18,000.00
OLIVIA CIRCLE DIVISION B TOTAL $122,128. 00
Version 7/20/2018 Contractor's Bid for Public Works - 9
BID/PROPOSAL
CITY OF SOUTH BEND
Project Name: Small Drainage Design and Repair
Project Number: 118-063
For Bids Due: December 11, 2018 before 9:30 AM Local Time
ContractorName: G.E. Marshall, Inc.
DIVISION
C, CREEKWATER
No.
Description
Quantity
Unit
Unit Price
Total Amount
I
Maintenance of Traffic
1
LS
$2,500.00
$2,500.00
2
Mobilization and Demobilization
1
LS
$14,683.25
. . ....................
$14.683.25
------------
Pavement Removal
62
SYS
$32.46
$2,012.52
. . . .........
HMA, Surface, 1.5 inches
........ ...
5
T
$1,008,00
$5, 40.00
5
HMA, Base, 6.5 inches
22
T
$465.82
$10,248.04
6
..........................................
Remove/Replace Curb and Gutter, Roll
36
LFT
....................... ....................... . . . .. .
$112.55
$4,051.80
Curb
7
Core7 Connection for 12" Dia, Pipe to
1
EA
9tFJJGtWe
$830-00 �$830.00
8
Pipe, 12" RCP . . ................ .
:�950
LFT
$192-43
$ - 9 621.50
9
l�'�pe, 12" Ductfle lron
28
FT
$121.1a,
-11.39-3.A-4.
10
Manhcile,, Standard
1
$6,419.35
$6,419-35
............ ... . . ..........
11
Drvwell, 6' Dia., 3 sections
2
EA
$12,566.75
$25,133-50
12
'[Wility
Reset Sign and Post
1
EA
$200.00
$200.00
13
Allowance.,
1
............
LS
10g,000-00
I
"1 $100,000.00
CREEK
WATER
DIVISION
C TOTAL
$94,133.00
ALTERNATE
#C1 (STREET MILLIFILL & CURB
RAMPS)
—
-
. ... ...
.... . . . ............
Description
Quantity
Unit
Unit Price
7Total Am o unt
14
Mobilization and Demobilization
1
LS
$5,664.66�$5,664.66
15
Remove/Replace Curb and Gutter, Roll
14
LFT
$120.85
. .. ...............
1,691.90
Curb, Depressed
.. .............. . ....... .......
—
16
Remove/Replace Concrete Sidewalk &
22
SyS
$206-06
$4,533.32
Curb Ramp
. . . ...... . . .
17
Milling, Asphalt, 1.5 to 2.5 inches
268
SYS
$27.59
. .......
$7,394.12
8
. .........................................
HMA, Surface, 1.5 to 2.5 inches
—e - — . . . . . . .. . . . ....
330
.. ...................
T
-
$228.00
11$6,840.00
19
[-6--tility A'"'I'l o"w" a—n c
1
LS
$65,000.00
$66,000.00
ALTERNATE
#C1 TOTAL
$32,124.00
Version 7/20/2018 Contractor's Bid for Public Works - 10
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BID/PROPOSAL
CITY OF SOUTH BEND
Project Name: Small Drainage Design and Repair
Project Number: 118-063
- - - - ------- - - ------ ... . .............. . . .
For Bids Due: December 11, 2018 before 9:30 AM Local Time
. . . . ..... . .............
Contractor Name: G.E. Marshall, Inc.
AND ALTERNATES.
Bidder (Firm): G.E. Marshall, Inc.
Address: 1351 Joliet Rd.
City/State/Zip: Valparaiso, IN 46385 Telephone Number: _(219
_ )A62
By
(Signature)
A. Marshall, President
(Printed Name of Person Signing)
Version 712012018 Contractor's Bid for Public Works - 11
K*en theprospective Contractor is unable to certify to any of the statements below, it shall attach an explanation to this Affidavit.
CONTRACTOR'S NON -COLLUSION AND NON -DEBARMENT AFFIDAVIT, CERTIFICATION
REGARDING INVESTMENT WITH IRAN, EMPLOYMENT ELIGIBILITY VERIFICATION, NON-
DISCRIMINATION COMMITMENT AND CERTIFICATION OF USE OF UNITED STATES STEEL
PRODUCTS OR FOUNDRY PRODUCTS
(Must be completed for all quotes and bids. Please type or print)
STATE OF —,Indiana _,
Porter COLNTY SS:
The undersigned Contractor, being duly sworn upon his/her/its oath, affirms under the penalties of perjury
that:
1. Contractor has not, nor has any other member, representative, or agent of the firm, company,
corporation or partnership represented by him, entered into any combination, collusion or agreement with
any person relative to the price to be bid by anyone at such letting nor to prevent any person from bidding
nor to induce anyone to refrain from bidding, and that this bid is made without reference to any other bid and
without any agreement, understanding or combination with any other person in reference to such bidding.
Contractor further says that no person or persons, firms, or corporation has, have or will receive directly or
indirectly, any rebate, fee, gift, commission or thing of value on account of such sale; and
2. Contractor certifies by submission of this proposal that neither contractor nor any of its principals
are presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from
participation in this transaction by any Federal department or agency; and
3. Contractor has not, nor has any successor to, nor an affiliate of, Contractor, engaged in
investment activities in Iran.
a. For purposes of this Certification, "Iran" means the government of Iran and any agency
or instrumentality of Iran, or as otherwise defined at Ind. Code § 5-22-16.5-5, as
amended from time -to -time.
b. As provided by Ind. Code § 5-22-16.5-8, as amended from time -to -time, a Contractor
is engaged in investment activities in Iran if either:
Contractor, its successor or its affiliate, provides goods or services of twenty
million dollars ($20,000,000) or more in value in the energy sector of Iran;
or
ii. Contractor, its successor or its affiliate, is a financial institution that extends
twenty million dollars ($20,000,000) or more in credit to another person for
forty-five (45) days or more, if that person will (j) use the credit to provides
goods and services in the energy sector in Iran; and (ii) at the time the
financial institution extends credit, is a person identified on list published by
the Indiana Department of Administration.
Version 7/20/2018 Contractor's Bid for Public Works - 4
4. Contractor does not knowingly employ or contract with an unauthorized alien, nor retain any
employee or contract with a person that the Contractor subsequently leams is an unauthorized alien.
Contractor agrees that he/she/it shall enroll in and verify the work eligibility status of all of Contractor's
newly hired employees through the E-Verify Program as defined by I.C. 22-5-1.7-3. Contractor's
documentation of enrollment and participation in the E-Verify Program is included and attached as part of
this bid/quote; and
5. Contractor shall require his/her/its subcontractors performing work under this public contract to
certify that the subcontractors do not knowingly employ or contract with an unauthorized alien, nor retain
any employee or contract with a person that the subcontractor subsequently learns is an unauthorized alien,
and that the subcontractor has enrolled in and is participating in the E-Verify Program. The Contractor agrees
to maintain this certification throughout the term of the contract with the City of South Bend, and understands
that the City may terminate the contract for default if the Contractor fails to cure a breach of this provision
no later than thirty (30) days after being notified by the City.
6. Persons, partnerships, corporations, associations, or joint venturers awarded a contract by the City
of South Bend through its agencies, boards, or commissions shall not discriminate against any employee or
applicant for employment in the performance of a City contract with respect to hire, tenure, terms, conditions,
or privileges of employment, or any matter directly or indirectly related to employment because of race, sex,
religion, color, national origin, ancestry, age, gender expression, gender identity, sexual orientation or
disability that does not affect that person's ability to perform the work.
In awarding contracts for the purchase of work, labor, services, supplies, equipment, materials, or any
combination of the foregoing including, but not limited to, public works contracts awarded under public
bidding laws or other contracts in which public bids are not required by law, the City, its agencies, boards,
or commissions may consider the Contractor's good faith efforts to obtain participation by those Contractors
certified by the State of Indiana as a Minority Business ("MBE") or as a Women's Business Enterprise
("WBE") as a factor in determining the lowest, responsible, responsive bidder.
In no event shall persons or entities seeking the award of a City contract be required to award a subcontract
to an MBE/WBE; however, it may not unlawfully discriminate against said WBE/MBE. A finding of a
discriminatory practice by the City's MBE/WBE Utilization Board shall prohibit that person or entity from
being awarded a City contract for a period of one (1) year from the date of such determination, and such
determination may also be grounds for terminating the contact for which the discriminatory practice or
noncompliance pertains.
7. The undersigned contractor agrees that the following nondiscrimination commitment shall be made
a part of any contract which it may henceforth enter into with the City of South Bend, Indiana or any of its
agencies, boards or commissions.
Contractor agrees not to discriminate against or intimidate any employee or applicant for employment in the
performance of this contract with privileges of employment, or any matter directly or indirectly related to
employment, because of race, religion, color, sex, gender expression, gender identity, sexual orientation,
handicap, national origin or ancestry. Breach of this provision may be regarded as material breach of
contract.
1, the undersigned bidder or agent as contractor on a public works project, understand my statutory
obligations to the use of steel products or foundry products made in the United States (I.C. 5-16-8-1). 1 hereby
certify that I and all subcontractors employed by me for this project will use steel products or foundry
products made in the United States on this project if awarded. I understand I have an affirmative duty to
notify the City in my bid that my proposal does not include the use of steel products or foundry products
made in the United States. I understand it is my sole obligation and responsibility to provide ajustification
to the City, subject to review and approval, why the cost of United States made steel or foundry products is
unreasonable. Prior to award and upon submission of bid which does not use steel products or foundry
products made in the United States, the City, through its director of public works, shall make a determination
if the price of United States made steel or foundry is unreasonable. I understand that violations hereunder
Version 7/20/2018 Contractor's Bid for Public Works - 5
may result in forfeiture of contractual payments.
I hereby affirm under the penalties of perjury that the facts and information contained in the foregoing bid
for public works are true and correct.
Datedthis— 11th d of DecernbenO 18
Subscribed and sworn to before me this
My Commission Expires,_JRnq_ 13, 2�02 5 ......
County of Residence
G.E'. mars"11 I Inc.
Contracto ler (Fir-i
Signaturc hfCo'htract6r/B idder or Its
Fi,Vk A, Marshall, President
Printed Name and Title
of -December 2018
[a
Porter
lie Paige Wawok
Version 7/20/2018 Contractor's Bid for Public Works - 6
,�owl I I I IIII/0,
PAIGe
. ..........
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g .
-4-
OF
1101111ttO, %
1316 Couwry-Crr�� BUTI,DiNG
227 W. JEFFERSON Bo(JLFVARD
SOUTH BEND, INDIANA 46601-1830
Date:
To:
From
Subject
PHONE 574/ 235-9251
FAX 574/ 235-9171
TDD 574/ 235-5567
CITY OF SOUTH BEND PETE BUTTIGfEG, MAYOR
BOARD OF PUBLIC WORKS
December 3, 2018
All Planholders
Linda M. Martin, Clerk, Board of Public Works
Addendum Number: I
Project Name: Small Drainage Design and Repair
Project Number- 118-063
ACKNOWLEDGEMENT OF RECEIPT OF ADDENDUM
Date Received:
This addendum is being forwarded to you for the above referenced project.
Please sign below and acknowledge receipt of this Addendum
by faxing this sheet to the Board of Public Works at (574) 235-9171
within 48 hours of receipt. A copy MUST also be included with your
bid package upon submittal.
THIS ADDENDUM MAY AFFECT YOUR BID.
Notes:
The attached documents are hereby added to the Specifications and Contract
Documents and become a part of herein.
Company:
Authorized Si
Date: -,,, JVY —01- / y . . ...................
Version 4/2/2015
Z
PEACE
1316 COUNTY -CITY BuILDING
PHONE 574/235-9251
227 W. JEFFERSON BOULEVARD
FAX 574/ 235-9171
SOUTH BEND, INDIANA 46601-1830
TDD 574/ 235-5567
CITY OF SOUTH BEND PETE BUTTIGIEG, MAYOR
BOARD OF PUBLIC WORKS
Date: December 7, 2018
To: All Planholders
From Linda M. Martin, Clerk, Board of Public Works
Subject Addendum Number: 2
Project Name: Small Drainage Design and Repair
Project Number: 118-063
ACKNOWLEDGEMENT OF RECEIPT OF ADDENDUM
Date Received:
This addendum is being forwarded to you for the above referenced project.
Please sign below and acknowledge receipt of this Addendum
by faxing this sheet to the Board of Public Works at (574) 235-9171
within 48 hours of receipt. A copyM.UST also be included with your
bid package upon submittal.
THIS ADDENDUM MAY AFFECT YOUR BID.
Notes:
The attached documents are hereby added to the Specifications and Contract
Documents and become a part of herein.
Company: q
Authorized Signature-,
Date: /2/10// 25
Version 4/2/2015
Bid Bond
CONTRACTOR:
(Name, legal status and address)
G.E. Marshall, Inc.
1351 Joliet Rd.
Valparaiso, IN 46384
Document A31OTM-2010
Conforms with The American Institute of Architects AIA Document 310
SURETY:
(Name, legal status and Inincipulphice, of biaipmys)
Fidelity and Deposit Company of Maryland
600 Red Brook Blvd, Suite 600
Owings Mills, MD 21117
Mailing Address for Notices
OWNER: 1299 Zurich Way
(Nante, legalstatusandaddress) Schaumburg, IL 60196-1056
City of South Bend, Indiana, Board of Public Works
1316 County -City Building, 227 West Jefferson Boulevard
South Bend, IN 46601
BOND AMOUNT: 5% Five Percent of the Base Bid Plus any Alternates
PROJECT:
(Saina, location or addruss. andilroject number, irany)
Small Drainage Design and Repair, Project No. 118-063
This document has Important
legal consequences. Consultation
with an attorney is encouraged
with respect to Its completion or
modification.
Any singular reference to
Contractor, Surety, Owner or
other party shall be considered
plural where applicable.
The Contractor and Surety are bound to the Owner in Clio amount set forth above, for Ilia payment of which the Contractor and Surety bind
themselves. their hairs, executors. administrators, successors and assign% jointly and severally, as provided heroin. Tile conditions ofthis
Bond arc such that if the Owner accepts the bid of ilia Contractor within the time specified in the bid documents, or within such time period
as may be agreed to by file Ounier and Contractor, and the Contractor either (1) enters into a contract %vith tile Owner in accordance with
the tenns of such bid, and gives such bond or bonds as inny be specified in the bidding or Contract Documents, with a surety admitted in
the jurisdiction of the Project and otherwise acceptable to the Ov.,ner, for the faithful performance of such Contract and for the prompt
payinent of labor and material fumisfied in the prosecution thereof. or (2) pays to tile Owner the difference, not to exceed the amount of
this Bond, between the amount specified in said bid and such large r amount for which the Owner may in good faith contract with another
party it) perlbrm [lie work covered by said bid, then [his obligation shall be null and void, otherwise to remain in Nil firce and ell�ct. The
Surety hereky waives any notice ol'un agreement between tile O%vner and Contractor to extend the time in which the Owner may accept tile
bid. Wuiver ol'notice by tile Surety %hall not apply to any extension exceeding sixty (60) days in tile aggregate beyond tile time for
acceptance ol'bids speci lied in the bid documents, and tile O%vner and Contractor shall obtain the Surety'% consent I -or all extension beyond
sixty (60) days.
If this Bond is issued in connection with. a stibcontractor's bid ton Contractor. ilia torm Contractor in this Bond shall be doomed to be
Subcontractor and ilia term Owner shall be doomed to be Contractor.
"_ 10,0,
When this Mind has been flumished to comply with u statutory or other legal requirellicilt ili tile looution ol'thq'p�)Iir
,A6AW,ffi%yi,siosi in
this Roodconflicting w�ith mid statutory or legal requirement shall be dcomed: dolelcd herclimm and
stutulory or other legal rcquircnicritsball be dccmod incorporated heroin. Whun so fumisfird, the introt is thaellif c4nstrued
us a statutory bond and not as a conimon law bond.
Signed and scalcd this 1 1th day of December, 2018. SEAL
� I& k1A 111V
&N WAAAMV�_
, '47,; V-/
ant;iess) KAthryh R. Postma
G.E. MarshalVnc,
(Principal) I
FV.nk A. Marshall —Pvesident EJO os"r
Fideh!y and Deposit Company of Ma tand 4"
U
By�
"In M. Wahistrom Attorney-FF-F—act
S-00541AS8/10
Bond Number Bid Bond
Obligee: City of South Bend, Indiana, Board of Public
ZURICH AMERICAN INSURANCE COMPANY
COLONIAL AMERICAN CASUALTY AND SURETY COMPANY
FIDELITY AND DEPOSIT COMPANY OF MARYLAND
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS: That the ZURICH AMERICAN INSURANCE COMPANY, a corporation of the State of New
York, the COLONIAL AMERICAN CASUALTY AND SURETY COMPANY, a corporation of the State of Maryland, and the FIDELITY
AND DEPOSIT COMPANY OF MARYLAND a corporation of the State of Maryland (herein collectively called the "Companies"), by
Michael P. Bond, Vice President in pursuance of authority granted by Article V, Section 8, of the By -Laws of said Companies, which are
set forth on the reverse side hereof and are hereby certified to be in full force and effect on the date hereof, do hereby nominate, constitute,
and appoint Eric M. Wahistrom . its true and lawful agent and Attorricy-in-Fact, to
make, execute, seal and deliver, for, and on its behalf as surety, and as its act and deed: any and all bonds and undertakings, and the
execution of such bonds or undertakings in pursuance of these presents, shall be as binding upon said Companies, as fully and amply, to all
intents and purposes, as if they had been duly executed and acknowledged by the regularly elected officers of the ZURICH AMERICAN
INSURANCE COMPANY at its office in New York, New York., the regularly elected officers of the COLONIAL AMERICAN
CASUALTY AND SURETY COMPANY at its office in Owings Mills, Maryland., and the regularly elected officers of the FIDELITY AND
DEPOSIT COMPANY OF MARYLAND at its office in Owings Mills, Maryland., in their own proper persons.
The said Vice President does hereby certify that the extract set forth on the reverse side hereof is a true copy of Article V, Section 8, of
the By -Laws of said Companies, and is now in force.
IN WITNESS WHEREOF, the said Vice -President has hereunto subscribed his/her names and affixed the Corporate Seals of the said
ZURICH AMERICAN INSURANCE COMPANY, COLONIAL AMERICAN CASUALTY AND SURETY COMPANY, and
FTDELr]rY AND DEPOSIT COMPANY OF MARYLAND, this V4 day of July, A.D� 2015.
By.- Michael P. Bond
Vice President
47 - 'a 46aV007,�
4"r,
By. EricD.Barnes
Secretary
State of Maryland
County of Baltimore
ATTEST:
ZURICH AMERICAN INSURANCE COMPANY
COLONIAL AMERICAN CASUALTY AND SURETY COMPANY
FIDELITY AND DEPOSIT COMPANY OF MARYLAND
]MO
SEAL
j
On this 22nd day of July, A.D. 2015, before the subscriber, a Notary Public of the State of Maryland, duly comniissioned and qualified, Michael P.
Bond, Vice President and Eric D. Barnes, Secretary of the Companies, to me personally known to be the individuals and officers described in and who
executed the preceding instrument, and acknowledged the execution of same, and being by me duly swom, deposeth and saith, that he/she is the said officer of
the Company aforesaid, and that the seals affixed to the preceding instrument are the Corporate Seals of said Companies, and that the said Corporate Seals and
the signature as such officer were duly affixed and subscribed to the said instrument by the authority and direction of the said Corporations.
IN TESTIMONY WHEREOF, I have hereunto set my hand and affixed my Official Seal the day and year first above written.
Constance A. Dunn, Notary Public
My Cormnission Expires: July 9,2019
EXTRACT FROM BY-LAWS OF THE COMPANIES
"Article V, Section 8, 6jjomgys-jn-Fact. The Chief Executive Officer, the President, or any Executive Vice President or Vice President
may, by written instrument under the attested corporate seat, appoint attomeys-in-fact with authority to execute bonds, policies,
recognizances, stipulations, undertakings, or other like instruments on behalf of the Company, and may authorize any officer or any such
attomey-in-fact to affix the corporate seal thereto; and may with or without cause modify of revoke any such appointment or authority at any
time."
CERTIFICATE
I, the undersigned, Vice President of the ZURICH AMERICAN INSURANCE COMPANY, the COLONIAL AMERICAN
CASUALTY AND SURETY COMPANY, and the FIDELITY AND DEPOSIT COMPANY OF MARYLAND, do hereby certify that the
foregoing Power of Attorney is still in full force and effect on the date of this certificate; and I do further cer* that Article V, Section 8, of
the By -Laws of the Companies is still in force.
This Power of Attorney and Certificate may be signed by facsimile under and by authority of the following resolution of the Board of
Directors of the ZURICH AMERICAN INSURANCE COMPANY at a meeting duly called and held on the 15th day of December 1998.
RESOLVED: "That the signature of the President or a Vice President and the attesting signature of a Secretary or an Assistant Secretary
and the Seal of the Company may be affixed by facsimile on any Power of Attomey...Any such Power or any certificate thereof bearing such
facsimile signature and seal shall be valid and binding on the Company."
This Power of Attorney and Certificate may be signed by facsimile under and by authority of the following resolution of the Board of
Directors of the COLONIAL AMERICAN CASUALTY AND SURETY COMPANY at a meeting duly called and held on the 5th day of
May, 1994, and the following resolution of the Board of Directors of the FIDELITY AND DEPOSIT COMPANY OF MARYLAND at a
meeting duly called and held on the 10th day of May, 1990.
RESOLVED: "That the facsimile or mechanically reproduced seat of the company and facsimile or mechanically reproduced signature
of any Vice -President, Secretary, or Assistant Secretary of the Company, whether made heretofore or hereafter, wherever appearing upon a
certified copy of any power of attorney issued by the Company, shall be valid and binding upon the Company with the same force and effect
as though manually affixed.
IN TESTIMONY WHEREOF, I have hereunto subscribed my name and affixed the corporate seals of the said Companies,
this 11 th day of December 2018 .
SZAL
CIO
,�� -:;?. A4:�,
Gerald F. Haley, Vice President
TO REPORT A CLAIM WITH REGARD TO A SURETY BOND, PLEASE SUBMIT ALL REQUIRED
INFORMATION TO:
Zurich American Insurance Co.
Attn: Surety Claims
1299 Zurich Way
Schaumburg, IL 60196-1056
CITY OF SOUTH BEND, INDIANA
CONTRACTOR'S BID FOR PUBLIC WORK
CHECKLIST FOR BIDDERS
Project Name Small Drainage Design and Repair
Project No. 118-063
ForBldsDue December 11, 2018 before 9:30AM Local Time
From time to time the South Bend Board of Public Works finds it necessary to reject a bid because
it does not comply with statutory requirements. In preparing your bid, please use the following
checklist in order to make sure that your bid is done in the proper manner.
Proper bid security included. The bidder has the option of providing either a Certified Check
X or Bid Bond.
Bid prepared on the City of South Bend Contractor's Bid for Public Work Form, completely
X executed.
Contractor's Non -Collusion and Non -Debarment Affidavit, Certification Regarding Investments
with Iran, Employment Eligibility Verification, Non -Discrimination Commitment, and
X111111 Certification of use of United States Steel Products or Foundry Products.
Proof of MBEAA(BE Participation Goal Form [MWBE-1.0]. If minimum participation goal is not
met, also provide Evidence of Good Faith Efforts Form [MWBE-2.0] and MBE/V\/BE Contacted
X Form [MV\IBE-2.1].
X Acknowledge Receipt of 2 Addendum(s) included with the bid.
X All required additional information is included with the bid.
Proposal statements and other affidavits all signed by the proper party with name either
X printed or typed underneath signature.
X This checklist submitted with the Bid.
This checklist is provided for bidder's use in assuring compliance with required
documentation; however, it does not include all specifications requirements and does not
relieve the bidder of the need to read and comply with the specificati "s.
Bidder: G.E. Marshall, Inc. ate,' December 11, 2018
By Authorized Representative:
Signature: (If 1 10, (_
Print Name & Title:
President
Version 7/20/2018 Contractors Bid for Public Works - 1
PART 11
(For projects of $100,000 or more — IC 36-1-12-4)
These statements to be submitted under oath by each bidder with and as part of his/her/its bid.
Attach additional pages for each section as needed.
SECTION I EXPERIENCE QUESTIONNAIRE
1 . Attach information regarding projects your organization has completed for the period of one
(1) year prior to the date of the current bid.
2. Attach a listing of public works projects currently in process of construction by your
organization.
3. Attach information regarding any failure to complete any work awarded to you and the
location thereof.
4. Attach references from private firms for which you have performed work.
SECTION 11 PLAN AND EQUIPMENT QUESTIONNAIRE
I . Attach an explanation of your plan or layout for performing proposed work. (Examples could
include a narrative of when you could begin work, complete the project, number of workers,
etc. and any other information which you believe would enable the City of South Bend to
consider your bid.)
2. Attach a listing of the names and addresses of all subcontractors (i.e. persons or firms outside
your own firm who have performed part of the work) that you have used on public works
projects during the past five (5) years along with a brief description of the work done by each
subcontractor.
3. If you intend to sublet any portion of the work, attach the name and address of each
subcontractor, equipment to be used by the subcontractor, and whether you will require a
bond. However, if you are unable to currently provide a listing, please understand a listing
must be provided prior to contract approval. Until the completion of the proposed project, you
are under a continuing obligation to immediately notify the City of South Bend in the event that
you subsequently determine that you will use a subcontractor on the proposed project.
4. Attach a listing of equipment you have available to use for the proposed project.
5. Have you entered into contracts or received offers for all materials which substantiate the
prices used in preparing your proposal? If not, attach an explanation for the rationale used
which would corroborate the prices listed.
SECTION III CONTRACTOR'S FINANCIAL STATEMENT
Attachment of bidder's financial statement is mandatory. Any bid submitted without said
financial statement as required by statute shall thereby be rendered invalid. The financial
statement provided hereunder to the City of South Bend awarding the contract must be specific
enough in detail so that said City of South Bend can make a proper determination of the bidder's
capability for completing the project if awarded.
Version 7/20/2018 Contractor's Bid for Public Works - 3
CITY OF SOUTH BEND, INDIANA
CONTRACTOR'S BID FOR PUBLIC WORK
RESPONSIBLE BIDDER CHECKLIST
Project Name Small Drainage Design and Repair
Project No. 118-063
For Bids Due December 11, 2018 before 9:30 AM Local Time
Contractor Name: G. E. Marshall, Inc.
The City seeks to enhance its ability to identify responsive and responsible bidders on all City public works
projects by institution of comprehensive submission requirements in compliance with State law. Quality
workmanship, efficient operation, safety, and timely completion of projects requires that all bidders meet
certain minimum requirements to be responsive and responsible bidders.
THIS FORM MUST BE SUBMITTED WITH YOUR BID.
INSTRUCTIONS:
If you are a pre -qualified bidder, complete Section I only.
If you are not a pre -qualified bidder, complete Section 11 only.
Section 11 acts as an application for pre -qualification. Submission of Section 11 will allow the bidder to be
considered for pre -qualification for bids with the City of South Bend Department of Public Works. Pre -
qualified bidders will then be exempt from a portion of the submission requirements outlined in Section 6-
63 of The Responsible Bidding Ordinance No. 10694-18 (hereinafter, "Responsible Bidding Ordinance")
for a period of twelve (12) months.
Thereafter, contractors who are pre -qualified must submit a complete application for continuation of "pre -
qualified" standing, on a form provided by the City ("Responsible Bidder Checklist (1) Pre -Qualified
Bidders") by December 31 st for the upcoming calendar year, or within twelve (12) months of obtaining pre -
qualified standing. If the status of any item changes within the twelve (12) months, it is the responsibility of
the contractor to notify the City. Failure by any pre -qualified contractor to submit its complete application
for continuation of "pre -qualified" standing within the time prescribed above shall result in automatic removal
of the designation, effective January 1 of the following year, or immediately following the twelve (12) months
of pre -qualified standing.
However, the "removed" contractor or subcontractor shall still be permitted to bid on City public works
projects, though the contractor must submit all required documents under 6-63 until "pre -qualified" status
is re-established.
Please Note: The City reserves the right to request supplemental information from the bidder,
additional verification of any information provided by the bidder, and may also conduct random
inquiries of the bidder's current and previous customers regardless of pre -qualified standing.
It is the sole responsibility of the potential bidder to comply with all submission requirements applicable to
the bidder in Section 6-63 of the Responsible Bidding Ordinance no later than the date of the public bid
opening.
Version 7/20/2018 General Conditions - 6
POST BID SUBMISSIONS:
Post -bid submissions must be submitted in accordance with Section 6-64 of the Responsible Bidding
Ordinance. The post -bid submission requirements are as follows:
1 . All bidders shall collect, maintain, and provide upon request, a current written list that discloses the
name, address, licensing status, and type of work for any subcontractor from whom the bidder has
accepted a bid and/or intends to hire on any part of the public work project, including individuals
performing work as independent contractors.
2. Each subcontractor, whose portion of the project is estimated to be at least one -hundred fifty
thousand dollars ($150,000.00), shall be required to adhere to the requirements of Section I of the
Responsible Bidder Ordinance as though it were bidding directly to the City, except that the
subcontractor shall submit the required information (including the name, address, and type of work)
to the successful bidder prior to the commencement of work.
3. Failure of a subcontractor to submit the required information shall not disqualify the successful
bidder from performing work on the project and shall not constitute a contractual default and/or
breach by the successful bidder. However, the City may withhold all payment otherwise due for
work performed by a subcontractor, until the subcontractor submits the required information and
the City approves such information.
4. The disclosure of a subcontractor list ("Disclosed Subcontractor(s)") to the City by a bidder shall
not create any rights in the Disclosed Subcontractor(s). Thus, a bidder may substitute another
subcontractor for a Disclosed Subcontractor by giving the City, upon request, written notice of the
name, address, licensing status, and type of work of the substitute subcontractor.
5. The successful bidder and all subcontractors on a public works project are required to submit
certified payroll utilizing the federal form known as WH-347 or a similar form on a bi-weekly basis,
submitted within 10 days after the end of each bi-weekly payroll period. Certified payrolls shall
identify the job title and craft for each employee. Certified payrolls shall be submitted
electronically.
Please Note: Submissions deemed inadequate, incomplete, or untimely by the City may result in
the automatic disqualification of the bid.
The City, after review of complete and timely submissions, shall, in its sole discretion, after taking into
account all information in the submission requirements, determine whether a bidder is responsive and
responsible, and provide a Pre -Qualification Verification Letter. The City specifically reserves the right to
utilize all information provided in the contractor's submission and any information obtained by the City
through its own independent verification of the information provided by the contractor.
Version 7/20/2018 General Conditions - 7
PRE -QUALIFIED BIDDER CHECKLIST
(a) Acknowledgements:
0) By checking this box, I hereby acknowledge that I am a pre -qualified bidder with
the City of South Bend and that I have met the pre -qualification requirements within
the last twelve (12) months. A copy of my Pre -Qualification verification letter
is attached.
(ii) x By checking this box, I hereby acknowledge that the City reserves the right to
request supplemental information, additional verification of any information
provided by me, and may also conduct random inquiries of my current and prior
customers.
(b) Attachments:
0) Indiana Secretary of State's on-line records (ie. Business verification) dated within
sixty (60) days of the submission of said document showing that business is in
existence, current with the Indiana Secretary of State's Business Entity Report,
and eligible for a certificate of good standing. (Not applicable to individuals, sole
proprietors or partnerships).
x Statement on staffing capabilities, including labor sources. This statement
indicates and ensures I have sufficient employees on staff to complete the work. It
outlines how I intend to meet the staffing needs of the work.
Evidence that I am utilizing a surety company which is on the United States
Department of Treasury's Listing of Approved Sureties as required in the bid
specifications or contract.
(iv) List of projects of similar size and scope of work performed in all areas, including
the State of Indiana, within the last three (3) years.
Version 7/20/201 a General Conditions - 8
PRE -QUALIFICATION CHECKLIST (FOR BIDDERS THAT ARE NOT PRE -QUALIFIED)
(a) Acknowledgements:
(i) x By checking this box, I hereby acknowledge that I am not a pre -qualified bidder
with the City of South Bend.
(ii) x By checking this box, I hereby acknowledge that the City reserves the right to
request supplemental information, additional verification of any information
provided, and may also conduct random inquiries of my current and prior
customers. The City reserved the right to utilize all information provided in this
submission and all information obtained in inquiries or requests to determine if a
bidder is responsive and responsible. Additionally, I acknowledge that all
information provided to the City shall be regarded as public records.
(iii) X By checking this box, I hereby acknowledge that copies of all Applicable
apprenticeship certificates or standards for training programs applicable to the
work performed on the project may be requested at any time and shall be furnished
upon request.
(iv) By checking this box, I hereby acknowledge and ensure that I and all sub-
contractors, from whom I have accepted a bid and/or intend to hire to perform work
on the public work project, are properly licensed. Furthermore, I acknowledge my
understanding that it is my responsibility to ensure that all sub -contractors have
the necessary licenses to undertake the work called for in this bid. If a sub-
contractor loses their license at any point, it is the responsibility of that sub-
contractor to notify the City.
(b) Attachments:
W x
Indiana Secretary of State's on-line records (ie. Business verification) dated within
sixty (60) days of the submission of said document showing that business is in
existence, current with the Indiana Secretary of State's Business Entity Report,
and eligible for a certificate of good standing. (Not applicable to individuals, sole
N/A
proprietors or partnerships).
(ii)
List identifying all former business names.
(iii) �N/A
Any determinations by a court or governmental agency any violations of federal
state, or local laws including, but not limited to, violations of contracting or antitrust
laws, tax or licensing laws, environmental laws, Occupational Safety and Health
Act (OSHA), or federal Davis -Bacon and related Acts, within the preceding five (5)
years.
(iv)
Statement about staffing capabilities, including labor sources. This statement
indicates and ensures I have sufficient employees on staff to complete the work I
am bidding on OR outlines how I intend to meet the staffing needs of the work.
M
Statement that individuals who will perform work on the public work project on my
behalf will be properly classified as an employee or as an independent contractor
under all applicable state and federal laws and local ordinances.
(vi) X
Evidence of participation in apprenticeship and training programs, applicable to the
work to be performed on the project, which are approved by and registered with
the United States Department of Labor's Office of Apprenticeship, or its successor
organization.
(vii)
Copy of a written plan for employee drug testing that covers all of my employees
who will perform work on the public work project and meets or exceeds the
requirements set forth in IC 4-13-18-5 or IC 4-13-18-6.
(viii) x
Evidence that I am utilizing a surety company which is on the Bureau of Fiscal
Service "Department of Treasury's Listing of Approved Sureties" as required in the
bid specifications or contract.
Version 7/20/2018 General Conditions - 9
(ix) N/A Written statement of any federal, state or local tax liens or tax delinquencies owed
to any federal, state or local taxing body in the preceding three years.
W 2__ List of projects of similar size and scope of work performed in all areas, including
the State of Indiana, within three (3) years prior to the date on which the bid is due.
Datw Deceilber 11, 2018
(sign fer96
FrIdA. Marshall
(Print Name Here)
G.E. Marshall, Inc.
(Name of Company)
1351 Joliet Rd.
(Address of Company)
Valparaiso
(City)
Indiana
(State)
219-462-3415
(Telephone Number)
Version 7/20/2018 General Conditions - 10
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CITY OF SOUTH BEND
MINORITY AND WOMEN BUSINESS ENTERPRISE DIVERSITY
DEVELOPMENT PROGRAM
FORM MWBE-2.0
EVIDENCE OF GOOD FAITH EFFORTS
This completed form should be Included as part of the Bids documents related to City of South Bend Public
Works Projects requiring Good Faith Efforts to obtain MBE/WSE participation. It Is the bidder's sole
responsibility to verify whether any listed minority or woman business meets the qualifications of a Minority
or Women's owned business as defi�n�ed by the Indiana Department of Administration ("IDOA").
Project Number: Small Drallnqq,�_De� ir Date: December 11, 2018
Project Name: 118-063
. . . . . . . .........
Bidder: G.E. Marshall, Inc.
Contact Person: Dan Younggreen Telephone: 219-462-3415
. . . .......
Address: 1351 Joliet Rd.
11111_ .... . ..... .. ............ . .. ......... . . ....... .............
City: _YA!pa�. ISO State: Indiana Zip: 46385
Email: Dan.Younggr�_�n_@g Irlarshall.com
............
To determine whether a bidder has demonstrated good faith efforts to reach the MBEANBE utilization goals set
forth in the City of South Bend Public Works Project Specifications, the City and its agencies, boards, or
commissions, REQUIRE ALL of the following Good Faith Efforts as listed in the table below*:
11-11.1 — --- --------- - ----- . ........ -------- - - .......... .
EVIDENCE OF GOOD FAITH EFFORTS
MBEIWBE LIST(S).- The bidder reviewed the City of South Bend's Minority and Women Business
V6— Enterprise Diversity Development Program, which uses the IDOA approved list of Minority and Women
Owned Business as found on their website (hftp://www.in.gov/idoa).
. . .. .. . . . ................. . . . ..... ..
ACTION (ADVERTISEICONTACT): In order for your bid to be deemed responsive, the City of South
Bend requires that all perspective bidders complete no less than 2 of the following:
1 . Attend all pre -bid meetings scheduled by the City to inform MBEANBEs of contracting and
subcontracting opportunities.
2. Advertise in general circulation and/or trade association publications concerning subcontracting
opportunities, and allow MBEANBEs reasonable time to respond.
3. Perform any and all necessary steps to provide written notice in a manner reasonably calculated
to inform MBEAA/BEs of subcontracting opportunities and allowed sufficient time for them to
participate effectively.
4. Utilize pre-existing services of available community organizations, small and/or disadvantaged
business assistance offices and other organizations that provided assistance in the recruitment
and placement of MBE/WBE firms.
"Bidder must circle or otherwise notate which of the two (2) required actions were performed,
............... . ..... . ... . . ............. .
GOOD FAITH NEGOTIATIONS: The bidder negotiated in good faith with interested MBEANgEs,
including providing such MBEAIVBE's with adequate infornnation about the plans, specifications and other
requirements of the subcontract and did not reject MBEANBEs as unqualified without sound business
reasons based on a thorough investigation of their capabilities.
SMALL CONTRACT(S): The bidder selected specific portions of the work to be performed by
MBEANBEs in order to increase the likelihood of meeting the MBEANBE goals (including breaking down
contracts into smaller units to facilitate MBE/WBE participation)
..................
CONTRACT RECORDS: The bidder has maintained the following records for each MBEANBE that has
bid on the subcontracting opportunity:
1. Name, address, and telephone number;
2. A description of information provided by the bidder or subcontractor; and
3. A statement of whether an agreement was reached, and if not, why not, including any reasons for
concluding that the MBEANBE was unqualified to perform the job.
"F�r-o"'p—er demonstralion�_R_d 'fii Effort requires your initials next to all of the abo—ve"" —boxes. Any ........ . ............ . ..
omissions shall be considered grounds for rejection of the bid by the Board of Public Works. The City of
South Bend reserves the right to request additional information.
Version 7/20/2018 Contractor's Bid for Public Works - 13
CITY OF SOUTH BEND
MINORITY AND WOMEN BUSINESS ENTERPRISE DIVERSITY
DEVELOPMENT PROGRAM
,,4
FORM MWBE-2.1
MBEIWBE CONTACTED
This completed form should be supplied with Bids that pertain to City of South Bend Public Works Projects
requiring contacted MBEIWBE to obtain Good Faith Efforts. It is the bidder's sole responsibility to verify
whether any listed minority or woman business meets the qualifications of a Minority or Women's owned
business.
PAGE OF
Project Number:
Project Name:
Riridpr-
By:
Small Drainage Design and
Repair
118-063
G.E. Mzgs,�ajl, Inc.
MBE/WBE Participation Goal
Frank A. Marshall, President December 11, 2018
RESULTS OF CONTACT WITH THE MBENVBE FIRM:
MBEANBE Firm
- — ------- --- — --------------- ..... . . ..... .
Owner or Contact at MBEA1VBE Firm
Telephone: Fax: Email:
.......... . . . . ..... — ------------ — - ------- --- --
TYPE OF WORK SOLICITED FOR THIS PROJECT:
RESULTS OF CONTACT WITH THE MBEIWBE FIRM:
Version 7/20/2018 Contractors Bid for Public Works - 14
CITY OF SOUTH BEND
MINORITY AND WOMEN BUSINESS ENTERPRISE DIVERSITY
DEVELOPMENT PROGRAM
FORM MWBE-2.11
MBE/WBE CONTACTED
Version 7/20/2018 Contractor's Bid for Public Works - 15
G.E. MARSHALL, INC.
SMALL DRAINAGE DESIGN AND REPAIR
DECEMBER 11. 2018
State Board of Accounts
Form 96
Section 11 Plan and Equipment Questionnaire
#1: SCOPE OF WORK
DIVISION A, HAWBAKER
• Call for utility locates.
• Mobilize equipment and materials.
• Provide construction layout.
• Provide traffic control as needed.
• Furnish and install erosion control.
• Sawcut and remove pavement and approaches.
• Relocate boulders.
• Ad ust fire hydrant as needed.
• Remove and re -install fence.
• Excavate for swales and install topsoil.
• Excavate, install and backfill for storm structures and pipe.
• Connect storm pipe into existing structure.
• Furnish and install concrete approaches.
• Re -install mailbox.
• Furnish and install sod.
ALTERNATE #A1 (STREET PAVEMENT REMOVAUREPLACEMENT)
• Remove existing roadway pavement and haul offsite.
• Provide construction layout.
• Excavate, install and backfill for storm culverts.
• Adjust existing castings to grade.
• Furnish and install aggregate base for asphalt roadway,
• Furnish and install asphalt paving.
• Furnish and install concrete approaches.
ALTERNATE #A2 (ADDITIONAL SWALE/SEWER ON NORTH SIDE)
• Provide construction layout.
• Clear and grub for alternate #2 work area.
• Sawcut and remove approaches.
• Excavate for swales and install topsoil.
• Furnish and install erosion control.
• Remove and re -install fencing.
• Excavate, install and backfill for storrn structures and pipe.
• Re -install mailbox.
• Furnish and install sod.
G.E. MARSHALL, INC.
SMALL DRAINAGE DESIGN AND REPAIR
DECEMBER 11, 2018
State Board of Accounts
Form 96
Section H Plan and Equipment Questionnaire
#1: SCOPE OF WORK CONTINUED
DIVISION B, OLIVIA CIRCLE
• Call for utility locates.
• Mobilize equipment and materials.
• Provide construction layout.
• Provide traffic control as needed.
• Furnish and install erosion control.
• Sawcut and remove pavement and curb.
• Remove and stockpile river rock.
• Excavate for basins and install topsoil.
• Excavate, install and backfill for storm structures and pipe.
• Core 8" dia. opening in existing structure.
• Furnish and install asphalt patch.
• Furnish and install concrete curb patch.
• Furnish and install geotextile for river rock and rip -rap.
• Furnish and install revetment rip -rap.
• Re -install existing river rock.
DIVISION C, CREEKWATER
• Call for utility locates.
• Mobilize equipment and materials.
• Provide construction layout.
• Remove existing sign and stockpile.
• Sawcut and remove pavement.
• Excavate, install and backfill for storm structures and pipe.
• Connect 12" storm line into existing structure.
• Prepare subgrade for asphalt patch.
• Furnish and install asphalt pavement.
• Re -install existing sign.
ALTERNATE #C1 (STREET MILL/FILL & CURB RAMPS)
• Call for utility locates.
• Mobilize equipment and materials.
• Sawcut and remove sidewalk and curb.
• Furnish and install concrete curb.
• Mill existing asphalt, furnish and install asphalt surface.
G.E. MARSHALL, INC.
SMALL DRAINAGE DESIGN AND REPAIR
DECEMBER 11, 2018
State Board of Accounts
Form 96
Section 11 Plan and Equipment Questionnaire
#2: Name and Address of Subcontractors —
Acorn Landscaping
3680 W. Sample St.
South Bend,IN 46619
Reith -Riley Construction Co., Inc.
25200 SR 23
South Bend, IN 46614
Concrete Cutting & Breaking
443 Jefferson Street SE
Grand Rapids, MI 49503
Bertsch -Frank & Associates, LLC.
811 Lawrence Drive
Fort Wayne, IN 46804
G.E. MARSHALL, INC.
SMALL DRAINAGE DESIGN AND REPAIR
DECEMBER 11. 2018
Name and Address of Suppliers —
Klink Trucking
24255 State Road 23
South Bend, Indiana
Ferguson Waterworks
1077 Oliver Plow Court
South Bend, Indiana
Farmer Tank
25575 Woodlawn Avenue
Elkhart, Indiana 46514
Lowell Concrete Products
9312 West 18 1 It Avenue
Lowell, Indiana 46356
G.E. MARSHALL, INC.
SMALL DRAINAGE DESIGN AND REPAIR
DECEMBER 11, 2018
State Board of Accounts
Form96
Section 11 Plan and Equipment Questionnaire
#3: Subcontractors used on public works projects during the past five (5) years -
Rieth-Riley Construction Company Walsh & Kelly
7500 West 5th Avenue 1700 East Main Street
Gary, Indiana 46406 Griffith, Indiana 46319
Asphalt & Concrete Asphalt & Concrete
K & S Engineers
9715 Kennedy Avenue
Highland, Indiana 463 52
Material Testing
Midwestern Electric
1620 East Chicago Avenue
East Chicago, Indiana 46312
Electrical
Slusser's Green Thumb
1610 Genesis Drive
LaPorte, Indiana 46350
Landscaping & Seeding
Doug & Steve Construction
204 Division Street
Schererville, Indiana 46375
Concrete
4N
G*Eo, MARSHALL INC*
SITE WORK @ EXCAVATING a DEMOLITION
011100010l10 VALPARAIS09 IN N1NN000011
1351 Joliet Road a P. 0. Box 242 # Valparaiso, IN 46384 a www.gemarshall.com
Tel 219-462-3415 a Fax 219-462-3964
References
Berglund Construction Coolman Communities
126 Venturi Drive 359 S. Franklin Street
Chesterton, IN 46304 Valparaiso, IN 46383
(219)926-4246 Fax 926-3747 (219)464-8055 Fax 477-4557
Fred Berglund Ron Fisher/Bob Coolman
AECOM Community Living Solutions
1800 W. 17'h Street — Suite A 2801 E. Enterprise Ave. — Suite 202
Bloomington, IN 47404 Neenah, WI 54956
(812)336-0972 Fax 336-3991 (920)969-9344 Fax 969-9345
Jason Guenther Charlie Frederick
Georgia-Pacific Gypsum Corporation NIPSCO
133 Peachtree Street Northeast 801 E. 86 th Avenue
Atlanta, GA 30303 Merrillville, IN 46410
(404)652-7123 Fax 230-4689 Craig Hicks
Dave Sundell
Lend Lease U.S. Aggregates
30 S. Wacker Drive — Suite 2400 9331 W. 205 Avenue
Chicago, IL 60606 Lowell, IN 46356
(312) 656-0150 Fax 245-1379 (219)696-5467 Fax 696-5467
Curtis Brown
Graycor Rieth-Riley Construction Co.
I Graycor Drive 7500 W. 5h Avenue
Homewood, IL 60430 Gary, IN 46406
(708)206-0500 Fax 221-7119 (219)977-0722 Fax 944-2472
Jim McAvoy / Randy Norris Keith Rose
Walsh & Kelly Notre Dame University
24358 State Road 23 100 Facilities Building
South Bend, IN 46614 Notre Dame, IN 46556
(574)288-4811 Fax 289-7174 (574)631-5637 Fax 631-8468
Nick Relias Paul Kemph
G*E* MARSHALL INC
SITE WORK e EXCAVATING e DEMOLITION
VALPARA1509 IN
1351 Joliet Road e P. 0. Box 242 a Valparaiso, IN 46384 o www.gemarshall.com
Tel 219-462-3415 o Fax 219-462-3964
References
Valparaiso University
610 Don Hovey
Valparaiso, IN 46383
(219)464-5132 Fax 464-6721
Fred Plant
Taftree Arboretum & Gardens
71 North 500 West
Valparaiso, IN 46385
(219)462-0025 Fax 464-0331
Damien Gabis
Entity Type: Domestic For -Profit Corporation
Creation Date: 04/18/1980
Principal Office Address: POST OFFICE BOX 242, VALPARAISO,
IN, 46384, USA
Jurisdiction of Formation: Indiana
Title Name
Secretary ROSS J. MARSHALL
President FRANK MARSHALL
Vice President ROGER MARSHALL
Address
BUSINESS INFORMATION
CONNIE LAWSON
INDIANA SECRETARY OF STATE
11/26/2018 03:14 PM
Business ID: 198004465
Business Status: Active
Inactive Date:
Expiration Date: Perpetual
Business Entity Report Due 04/30/2020
Date:
Years Due:
1351 JOLIET ROAD, VALPARAISO, IN, 46385, USA
1351 JOLIET ROAD, VALPARAISO, IN, 46385, USA
1351 W JOLIET RD, VALPARAISO, IN, 46385, USA
Treasurer CLINT MARSHALL 1351 W JOLIET RD, VALPARAISO, IN, 46385, USA
ol 1: p": i!!
EMENESSEEMENEEM
Type: Individual
Name: FRANK A. MAP -SHALL
Address: 1351 W JOLIET RD, VALPARAISO, IN, 46385 - 0000, USA
June 1, 2016 — May 31, 2019
ARTICLES OF AGREEMENT
for
GENERAL CONSTRUCTION
OF
HEAVY& HIGHWAY
PROJECTS
Lake and Porter Counties, Indiana
Calumet City, Illinois
TEAMSTERS
LOCAL No. 142
An Affiliate of the
International Brotherhood of Teamsters
The dues of our Local Union are payable quarterly, and in. order for a member to be in
good standing for Union benefits, his dues must be paid by the last day of the first month of
each quarter. No exceptions.
Members leaving the craft must be sure to apply for a withdrawal card. Dues will be
charged to member and all back dues and fines must be paid if member returns to work.
TEAMSTERS UNION LOCAL 142
1300 Clark Road
Gary, Indiana 46404
Gary 219-949-1550
Chicago 773-721-8800
Fax: 219-944-6278
TABLE OF CONTENTS
Article I - Recognition of Scope of Agreement. ............ __ 2
Section 1 - Geographic Coverage ................. .............. ....... 2
Section 2 — Recognition ................................ ......... 2
Section 3 - Bargaining Unit ......................... ............. .................. 2
Section 4 - Work Covered ................................... 2
Section 5 ............................. 2
Section 6 — Work Outside the Scope of this Agreement ................ 2
Article 2 - Work Coverage .................................................... ... __ ........... 3
Article 3 - Union Security .......................... ........ ....... ........ 3
Section 1 -Additional Employees ................ ....... ......... 4
Section 2 - Maintenance of Membership... ....... ........ ...... 4
Section 3 - New Employees .................. ....... ....... 4
Section 4 — Enforcement .............................. 4
Section 5 - Applicability ..................... .............. ............. 4
Article 4 — Subcontracting.. ...... 4
Section I .................... 4
Section 2 ............. 4
Section 3 ............... 4
Section 4 - Spreading Wor Distributing Materials on Construction Sites., 4
Article 5 - Pre -Job Conference.. 5
Section I ......................... 5
Section2 ................................. 5
Article 6 - Adjustments of Disputes ........ ............ ....... 5
Section1.. � ............................................ 5
Section 2 ................... .................... 5
Section3 ........................................ 5
Section4 ............................................ 6
Section5 ......................................... 6
Section 6 — Jurisdictional Disputes ........ ........ ........ 6
Article 7 - Hours of Work & Overtime Pay. . � � � ...... ...... .......... 6
Section 1 - Work Week / Work Day ........... ...... .......... 6
Section 2 - Sundays and Holidays ........ ........ 8
Section 3 - Reporting to Work .............. 8
Section 4 - Special Provisions ............. 8
Article 8 - Loading & Unloading ........ ....... 9
Article 9 - Training Fund .............. ......... ...... 9
Section I ................ ............. 9
Section2 ................................. 9
Section 3 ............... ............. 9
Section 4 ..................... ....... 9
Section 9
Article 10 -Bond for Wages, Fringe Benefits& Industry Fund......,____ 10
Article 11 - Hourly Wages Rates &Job Classifications ..... ...... ....... ....... _ _ 10
Section1 .................................................................... .......
10
Section 2... ...... .......
11
Section 3.. .......
11
Section4.. .............. ................ .........
11
Section 5 ........ .......... .......
11
Section6.. � � � � � � .... ........... .........
12
Section7... ............ ............ ......... ...... ......
13
SectionB.. � _ _ � ...................... ........ ...... .....
13
Section9 ..................... .......... ........ ......
14
Section 10 ......................... ........
14
Section11 ........................ ................ ...........
14
Section12 ............................ ................ ....... ...
14
Section 13 ........................... . ....... ...
14
Section14 _ � .......................... ....... ....... ........ _ _
14
Section15 . ........................... ........ ........ .......
14
Section 16 - Apprentices ... ................. ......
15
Article 12 -Shift Work.... - ....... ............ ........
16
Article 13 - Health &Welfare Benefits.. _., __ � .................. .......
16
Article 14 - Pension ........................... ............
17
Section1 .................................... ....... ___
17
Section2 ......................................... .................. ........ ......
17
Section 3 -Annuity Fund ................... .......
18
Article 15 - Validity & Savings Clause.. , ....... ........... ........ ......
18
Article 16 - Employment Termination ......... .................... ......
18
Section 1 - No Discrimination ................ .....
18
Section 2 - Discharge or Suspension ... .......
18
Section 3 ....................................
18
Article 17 - Owner -Drivers. , � ... ........... .........
19
Section1 ................... _ .......... ........
19
Section2 ................... ............. ........
19
Section3 ........................ ............ ......
19
Section4 ...................... ......................... ........ .............
19
Section5 ..................... ........... _ ............................ ......... .......
19
Section6 ................... .......... ......... ......
19
Section7 .................... ..................... ........
19
Section8 ................... ....................... ...... ......... ............
19
Article 18 - Stewards ...... ........ .... __ ...... .......
19
Section............ ............ __ ....... ........
19
Section2, ........... ........ ........ __ ....... ..................
19
Section3,..,,, ....... ......... __ ....... ...... ....... ___
20
Section4 _ � _ - n.,,. I .............. .................... _,__ .. ...... __ ..... __ ........
20
11
Section5 ....................................................................................... ...
20
Section 6 - Discharge, Permanent or Seasonal Layoff of Union Stewards... .
20
Section 7 - Recall of Union Stewards ................................. ..............
20
Article 19 - Mechanic's Tools ......... ..... ......... -,-- ... ---
21
SectionI ................................. ...... - ....... ..............
21
Section2. ....................... ......... ...... ...... ......
21
Section 3 — Mechanics Preservation Clause ...... ....................
21
Article 20- Protection of Rights- � � ....... ...............
21
Article 21 - Separate Agreements. ... - � -- � ....... ......
21
Article 22 - Compliance with Safety & Traffic Laws.. � ...... ......
21
Article 23 - Inspection Privileges-- ... ........... .............
22
Section1 .............................. _- ...... --- .-- ....... .............
22
Section2 ............................... - ... — ...... .........
22
Article 24 - Contributions to Building & Construction Resource Center Inc.
(Substance Abuse) .................................................................
22
SectionI .......... ...... ............. -- ..........
22
Section2 .......... ...... ...... ...... ............ .....
22
Section3 ............. ............. ........
22
Section 4 ............ ............
22
Section5 .......... ......... ........... ..........
22
Section6 ........... ... --- ........ ...... ........
22
Article 25 - Industry Advancement Foundation ...... .................
22
Section1 .............................................. -- .............. ...
22
Section2 .................................................. ..........
23
Section3 ..................................................... -- ..............
23
Section4 ................................................ ................ ...
23
Article 26 - Family and Medical Leave Act..
23
Article 27- Economic Loss ......................... ....
23
Article 28 - No Strike, No Lockout .............. .......
23
Article 29 - Addendums to the Agreement... ...... .... 23
Article 30 - Contract Duration ...................... ....... ....... 24
Signature Page— .................................... ......... ... --- ......... 25
Mailing Address for H&W Pension Funds.— .. - - 1. -.. —, � ........ 26
LETTER OF UNDERSTANDING #1 ........................ ...... ........ ...... 27
LETTER OF UNDERSTANDING #2 ............ ........ ............ 28
H
JUNE 1, 2016 THROUGH MAY 31, 2019
ARTICLES OF AGREEMENT
for
GENERAL CONSTRUCTION
OF
HEAVY AND HIGHWAY
PROJECTS
IN
LAKE AND PORTER COUNTIES, INDIANA
CALUMET CITY, ILLINOIS
THIS AGREEMENT made and entered into by and between the undersigned, hereinafter referred
to as the 'Employer" and Teamsters Union Local No. 142, an affiliate of the international Brotherhood of
Teamsters, hereinafter referred to as the "Union". An Employer is a person, firm or corporation who is
signatory to this Agreement. (The term 'Employer" includes those members of the Four County Highway
Contractors Group (herein "The Group") who have assigned their bargaining rights to The Group and
those Individual employers who, although not having assigned their bargaining rights to The Group, have
agreed to become signatory to this Agreement.)
WITNESSETH
THE PURPOSE OF THIS Agreement is (a) to enter into a definite labor management contract
covering the wages, hours, conditions of work and terms of employment in the relationship
between Employer and employee; (b) to prevent strikes, lockouts and work stoppages; (c) to
adopt suitable measures for the peaceful settlement of grievances and differences; (d) to
secure to members of The Group or other Employer sufficient capable employees; (e) to
protect the economic and employment welfare of employees,
It is mutually understood and agreed that the following terms relating to the wages, hours and
working conditions of workmen covered by this Agreement have been decided upon by means of
collective bargaining, and that the following provisions will be binding upon the parties to this Agreement
during the terms of this Agreement and any renewal period thereof.
ARTICLE I
RECOGNITION AND SCOPE OF AGREEMENT
Section 1. Geographic Coverage: The geographic area covered by Local Union No. 142 as
granted by the International Brotherhood of Teamsters Joint Council No. 25 Area and hereby recognized
by this agreement is Lake and Porter County in the State of Indiana and Calumet City, Illinois.
Section 2. Recognition: The Employer recognizes the Union as the sole and exclusive
bargaining agent with respect to rates of pay, hours of work, and all other conditions of employment for all
employees covered by this Agreement.
Section 3. Bargaining Unit: Employees covered by this Agreement are all employees in the
classifications of work covered by this Agreement, employed by the Employers in the contract territory
and engaged in the work described in Section 4 hereof.
Section 4. Work Covered: Jurisdiction: All work covered by the terms of this Agreement shall
be performed exclusively by those classifications of employees specified in the Agreement. This
Agreement shall apply to employees in the classifications herein set forth in the performance of work
involved in the following operations, but not limited to:
(a) Highway Construction shall include trucking, towing, pulling, and hauling for construction,
modifications, demolition, additions or repairs of roads and streets and construction thereto;
alleys, guard rails, landscaping, fences, parkways, parking areas, parking lots, airports, bridle
paths. recreational paths, athletic fields, golf courses, highway bridges, elevated highways,
grade separations involving highways; sewers, water lines and underground utilities including
fiber optic lines and pipelines incidental to the above defined construction. Airports, as used
herein, shall mean airports and flight strips, grading, drainage, and paving exclusive of
building construction.
(b) Heavy Construction shall include trucking, towing, pulling, and hauling for construction, or
modification, demolition, or addition, or repair of railroad construction projects, railroad
bridges, grade separations involving railroads, piledriving, piers, abutments, retaining walls,
viaducts, pedestrian tunnels, subways, elevated tracks, underground utility lines, fiber optic
lines, pipelines, drainage projects, sanitation projects, sewerage disposal plant projects,
aquaducts, irrigation projects, flood control projects, reclamation projects, reservoirs, sewers,
water lines, water supply projects landfill sites, water power development, hydroelectric
development, transmission lines, locks, dams, dikes, levees, revetments, channels, channel
cutoffs, intakes. dredging projects, jetties, breakwaters, docks, and harbors.
Section 6. All work covered by this Agreement is specifically the operation of vehicles, group
positions and equipment listed in Article 11 of this Agreement and shall be performed exclusively by those
classifications of employees specified in Article 11.
Section 6. Work Outside the Scope of this Agreement:_This Agreement incorporates the
terms of the Local 142]Northwest Indiana Contractors Association Agreement for "Building" work only as
defined in that agreement ("1421NWI"). For those members of the Four County Highway Contractors
Group who have previously signed the 1421NWI Collective Bargaining Agreement, or have otherwise
become bound to the 142/NWI Agreement for purposes of "Building" work only, it is recognized that such
Contractors are bound to the "Building" portion of the local 1421NWI Agreement only, and not through the
instant Four County Highway Contractors Group Agreement, for purposes of 'Building' work.
2
ARTICLE 2
WORK COVERAGE
This Agreement shall cover Heavy and Highway and all other Construction work in Lake. Porter.
Calumet City, IL and all other Counties wherein: Local No. 142 has jurisdiction.
All work covered by the terms of this Agreement shall be performed exclusively by those
classifications of employees specified in the Agreement. The Employer further agrees that no Trucks or
other equipment specified in the Agreement shall be used or operated unless a Driver or Operator
covered by the terms of this Agreement Is driving same, except for Pickup Trucks used by Foremen or
other Supervisory Personnel for transportation purposes only, This shall be strictly enforced by the
Company and the Union. No one shall haul material' except employees covered by this Agreement,
It is also agreed that Drivers shall not perform major mechanical work on trucks.
ARTICLE 3
UNION SECURITY
Section 1. Additional Employees: When the Employer needs addiflonal employees, it shall
give the Union as much nofice as reasonably possible to provide a list of qualified applicants. It is
understood that the Employer shall not submit such a request "at the last minute" unless it is impossible
to do otherwise, This request shall be made either In writing or verbally to one of the Union designated
individuals responsible for providing the list of qualified applicants. In the event that it is not practicable to
provide written notice, the Employer shall provide a written confirmation of its verbal request within seven
(7) days of the verbal request. Both the written and verbal requests shall identify the specific job
classification(s) to be filled, the certjfication�s) required, the expected hours of the job and the expected
length of the job. It is understood however, that the hours and length of time is only an estimate and not a
guarantee.
Once the Union receives the inifial request (whether in writi�ng or verbally), it shall provide to the
Employer a list of up to ten (10) qualified drivers to perform the specific job classification (s) to be filled
with such individual(s) having the certifications which the Employer seeks. The Union shall provide this
list to the Employer within forty-eight (48) hours of the request, excluding Saturdays, Sundays and
holidays. When the Employers request does not permit the above identified forth -eight (48) hour time
period (including the exclusion of Saturdays, Sundays and hoiidays), to occur, the Union shall provide the
list of qualified drivers within twenty-four (24) hours with the Employer being required to provide written
documentation (within seven (7) days) clemonstrabng that it had no control over such a late request being
made. Similady, when an, Employer requests the list of qualified drivers then fails to hire anyone for the
requested posibon, the Union may request the Employer to provide written documentation that the order
for the driver(s) has been cancelled by the customer. If requested, the Employer shall provide its
documentation within seven (7) days of the Union's request. While the Union agrees that these two
instances shall not be grievable, the parties agree that the Union may request such information for
purposes of provided same for purposes of establishing any abuse of this provision which information can
then be provided to the Group�'s Collective Bargaining Chairman.
In the event that the Employer does not choose to hire any individuals identified in the Union's
provided list, it may request one or more additional lists of up to ten (10) drivers. If the Employer still does
not choose to hire an individual(s) from these lists, then it shall hire individual(s) who has (have) the
required certifications and has had experience performing the sought after job classification (or its
equivalent as identified in the job classification groupings identified in this contract). In the event the
Employer has chosen to hire someone whose name has not been provided by the Union's list(s), the
Union may request the Employer to provide wriften proof that the hired individual has met the above
Idenfified requirements, Any individual hired under the terms of this last paragraph may be required by
the Union to enroll in, and complete training classes conducted by the Teamster Local No, 142 Training
and Apprenticeship Trust Fund at no cost to the Employer in order to bring the skill level of the new
employee to the level of a competent Construction Driver, Such new employees shall start such training
when the next training classes begin, which shall be within six (6) months after the new employee is
hired. The new employee shall be considered a probationaryltemporary Driver until such time as he has
successfully completed the training. Probationary/temporary Drivers are not eligible for the "out of work
list" or referral to other Employers, The use of the work "he" both in this paragraph and all other
paragraphs of the collective bargaining agreement refers to both males and females.
Section 2. Maintenance of Membership: Present employees who are members of the Union
must, as a condition of employment, maintain such membership during the term of this Agreement.
Section 3. Now Employees: New employees shall, as a condition of employment, become
members of the Union by no later than the eighth calendar day worked after the beginning of
employment or after the execution date of this Agreement, whichever is later, and shall maintain such
membership as a condition of contJinued employment.
Section 4. Enforcement: Any employee who refuses or fails to fulfill the obligations of Sections 2
or 3 above, shall forfeit his right to/of employment; and the Employer shall discharge such employee
within forty-eight (48) hours of receiving written notice from the Union of the failure of an employee to
fulfill said obligation; provided, that, the Union shall hold the Employer harmless for demands under this
Section not in accord with federal law.
Section 5. Applicability: Any part of this Article 3 which is in violation of Indiana State Law or
Federal Law shall not be applicable to this Agreement.
ARTICLE 4
SUBCONTRACTING
Section 1. The Employer agrees that neither it nor any of its subcontractors will subcontract any
work covered by this Agreement to be done at the site of construction, alteration, or repair of a building,
structure, road or other work, except to a person, firm or corporation, signatory to this Agreement.
Section 2. Any Employer who sublets to or who hires any other Employer to perform any work or
services including the spreading on the construction site or the road bed of any stabilized base material to
be used for subsurface which shall include but not limited to fill, Poz-O-Pac, aggregate materials,
bituminous aggregate materials, cement aggregate materials, or any other trade name of base or paving
materials shall neither sublet nor hire any such Employers unless the employees of such Employers are
paid an amount equal to the wages and fringe benefits being paid to employees working under this
Contract.
Section 3. In the event a contractor or sub -contractor fails to comply with the provisions of this
Article, he shall be considered in direct violation of this Agreement. The contractor or sub -contractor
shall, within forty-eight (48) hours after receiving notice, excluding Sundays and Holidays, investigate and
meet with the Union to adjust or comply with the requirement.
Section 4. Spreading and/or Distributing Materials On Construction Sites: The Employer
agrees that stone, stabilized base materials, sand, and gravel will be spread or distributed on a
construction site, including road beds. exclusively by employees covered by this Agreement. Deliveries
of stone, stabilized base materials, sand and gravel by employees, firms or entities not covered by this
Agreement, shall be made exclusively to stockpiles and the Employer ordering those materials for
delivery by a third party is responsible to see that the provisions of this Section are not violated provided
that the Union shall hold Employer harmless for suits or demands under this Section not in Accord with
federal law.
ARTICLE 5
PRE -JOB CONFERENCE
Section 1. Before commencing any job that will last two days or more, an Employer shall meet
with the Union at a mutually agreed upon time and place for a pre -job conference for the purpose of
advising the Union of the Employer's requirements as to the number of employees, the probable starting
date, duration of the job, working schedules, personal protective equipment requirements and other
matters affecting employees. Notification by fax of such jobs, before commencing the work, may (at the
discretion of the Union) substitute for a pre -job; said fax will contain the names of sub contractors if
known. Failure to notify the Union, or if the Employer refuses to meet for the pre -job conference, shall
give the Union the right to recourse, after a forty eight (48) hour notice to the Employer. Contractors
holding prime contract should invite their subcontractors to attend the pre -job conference. Said
subcontractors attending the pre -job conference conducted by the prime contractor would fulfill their
obligation of this section.
Section 2. When a project is within the territory of more than one Local Union, the determination
of the division of employees for representation purposes shall be made by an Agreement between the
Local Unions and the Employer(s) involved. In the event the Local Unions and the Employers are unable
to reach such an Agreement, the Issue shall be referred within five (5) days to Teamster Joint Council No.
25. The Teamsters Joint Council No. 25 shall meet with the Employer(s) Involved to settle this dispute
and their joint decision shall be final and binding on all parties concerned.
ARTICLE 6
ADJUSTMENTS OF DISPUTES
Section 1. With regard to any Employer the Group shall be the sole interpreter of this Agreement
and the Employer shall be bound by The Group interpretation thereof in all instances. In the event of any
differences or controversy as to the interpretation or application of this Agreement arising between any
Employer and an Employee in the Bargaining Unit, the difference or controversy shall be taken up at once
by the representatives of both the Union and the Employer who shall endeavor to make satisfactory
settlement. This meeting shall take place prior to the issuance of any grievance related to the same issue
(if agreed to by both the Employer and the Union a telephone conference may fulfill this requirement).
Section 2. If the differences or controversy cannot be settled in accordance with Section 1, then
the differences or controversy shall be reduced to writing within 15 calendar days of alleged occurrence
and shall be referred to a Grievance Panel of six members, three of whom shall be selected as outlined in
Section 5 from signatory employers and three by the Union. These selections shall be made within 21 days
after formal notification to disputed parties following failure of settlement between the representatives of
the Union and an Employer, and the Grievance Panel shall meet within fourteen (14) days after its
members are so selected to hear the evidence and endeavor to arrive at a decision, which shall be
consistent with the terms and provisions of this Agreement. Neither party shall be represented by legal
counsel during these Grievance Panel sessions. It shall be sufficient for a majority of the persons
deliberating to arrive at a decision and any decision reached shall be final, binding and conclusive on all
parties concerned. In the event one party fails to appear without an appropriate notice to one of the co-
chairs, the Grievance Panel shall hear the case and make a decision based upon the evidence presented.
"In the event an employer fails to comply with a non -deadlock decision by the Grievance Panel for a pehod
of thirty (30) calendar days, then after ten (110) days written notice by certified mail to the employer, with a
copy to The Group, and any appropriate prime contractor, the Union shall have the 6ght to strike such non-
complying employer."
Section 3. In the event the procedure in Section 2 results in a deadlock by the Grievance Panel
and one party determines to go to arbitration, they must get their letter requesting arbitration to the FIVICS
within 90 days of the date that the Gdevance Panel deadlock. The matter may be referred to an impartial
arbitrator by either party. The arbitrator shall be a member of the National Academy of Arbitrators. The
parties shall attempt to agree upon the name of such Individual and In the event they cannot, they shall
jointly request the Federal Mediation and Conciliation Service to submit a list of five recognized arbitrators
and by the alternate striking of names, the name of the arbitrator shall be arrived at and such arbitrator
shall make a determination which shall be final, binding and conclusive on all concerned. Either party may
reject one list of arbitrators provided by the FMCS and request a second list of arbitrators, The arbitrator
considering the matter shall have no power to add to or subtract from or otherwise modify this Agreement.
In the event an employer fails to comply with an arbitrator's decision for a pedod of sixty (60) calendar
days, then after ten (10) days written notice by certified mail to the employer, with a copy to The Group,
and any appropriate prime contractor, the Union shall have the right to strike such non -complying
employer unless the employer has filed a timely acbon in court to vacate the arbitrator's decision. The
cost of the impartial arbitrator shall be borne by the party determined to be non -prevailing.
Section 4. A grievance shall be null and void if any time limit required by this Article 6 is not met.
However, this shall not apply in cases where the Employer purposely creates a delay(s). Furthermore,
time limits contained herein may be extended by mutual agreement between the Union and the Employer.
Section S. The Grievance Panel will be co-chaired by one permanent member from Teamster 142
and one member from the management side selected from the membership of The Group, Grievances
will be heard by a panel of three members from the Union including the presiding co-chair and three
members of management including the presiding co-chairs, The Union shall select the panel members
that are Teamsters and The Group shall select the panel members that are signatory Employers. The
participants will be empanelled at the pleasure of the co-chair. The co-chairmen should alternate
presiding over hearings by the panel. Notificationirequest for a headng should be made by the grieving
party to one or both the co-chairmen. It shall be the duty of the co-chairmen to set a date for a headng in
compliance with Article 6 Section 2 of the agreement. The panels may utilize a neutral third party as a
recording secretary, made available to them, by The Group, whose sole purpose is to record the pertinent
sessions of the proceedings in order to record and render the decision of the panel in wdting. In the event
the recording secretary is not at the hearing, the co-chair will produce the decision with details in writing
within 30 days and deliver by certified mail one copy to the non -presiding co-chair, one copy to The
Group, and one copy to the Employer.
Section 6. Jurisdictional Disputes. All jurisdictional disputes between or among building and
construction trades unions and employers, parties to this agreement, shall be settled and adjusted
according to the current edition of the Plan established by the Building and Construction Trades
Department, AFL-CIO, or any other plan or method of procedure that may be adopted in the future by the
Building and Construction Trades Department. Decisions rendered shall be final, binding and conclusive
on the employer and union parties to this agreement. There shall be no work stoppages or picketing of
any kind regarding disputes arising out of any jurisdictional dispute.
ARTICLE 7
HOURS OF WORK AND OVERTIME PAY
Section 1. Work WeeklWork Day:
(a) The regular work week shall be a forty (40) hour week, Monday a.m. through Friday p.m. The project
starting time shall be established in Article 5, 'Pre -Job Conference". Once established. the project
starting time shall not be changed without mutual consent of both parties unless required by the prime
contract. Eight (8) hours shall constitute a day's work as follows: 8:00 AM to noon and 12:30 to
4:30 PM on Monday, Tuesday, Wednesday, Thursday, and Friday, making a forty (40) hour week
straight time. The 8:00 AM starting time and the 4:30 PM quitting time specified above may be
adjusted by the employer by starting no earlier than 6:00 AM to 2:30 PM (inclusive of a 30-minute
unpaid lunch pedod).
(b) If an employee is required to start work prior to the regular starting time established in the prejob
conference, said employee shall receive one and one-half (1-1/2) times the regular rate of pay for
each hour worked prior to the regular starting time. However, during the pre -job conference,
individuals operating certain equipment or performing certain tasks may start their days earlier than
the other workers on the job. These exceptions will be made to compensate for job conditions, special
considerations, and to prepare the work site prior to the other workmen arriving.
In these special circumstances, the individual will be paid straight time for the first eight (8) hours he
works as long as the situation is covered during the pre -job conference.
(c) If the Employer chooses to schedule a lunch it shall be scheduled between the 4th and 6th hours of
the shift.
( d) The Employer shall be entitled to elect working his employees under one or two options -
On the basis of five (6) consecutive work days, Monday through Friday, eight (8) hours per
day, or;
2. On the basis of four (4) consecutive work days, Monday through Thursday, ten (10) hours per
day.
This option is available when all crafts working on the project for the Employer have a 'four -
ten' option.
(e) The option selected during the pre -job conference must be mutually agreed to and may be changed
only by the Employer giving modifications to the Union five (5) days in advance of such change.
(f) If the Employer elects Option 1, all hours worked by the employee in excess of eight (8) hours in any
one day (exclusive of lunch period) or over forty (40) hours in one work week (Monday through
Saturday) shall be paid at the rate of one and one-half (1-1/2) times the regular rate of pay. Saturclay
shall be treated as make-up day if, due to the Inclement weather, the Employer has not worked the
regular work days and hours Monday through Friday. If Saturday is scheduled as a make-up day, no
less than eight (8) hours of work will be scheduled.
(g) If the Employer elects Option 2, all hours worked by the employee in excess often (10) hours in any
one day (exclusive of lunch period) or over forty (40) hours in any one work week (Monday through
Friday) shall be paid at the rate of one and one-half (1 -1/2) times the regular rate of pay�
Friday shall be treated as make-up day if due to inclement weather, the Employer has not worked the
regular work days or hours Monday through Thursday. if Frilday is scheduled as a make-up day no
less than eight (8) hours will be scheduled, Saturday will be worked at the rate of one and one-half (1-
1/2) times the regular rate of pay,
(h) If a Teamster has not worked a minimum of the last regular work day worked during the week, he
cannot work a make-up day at the regular rate of pay. If any other craft of the Employer is receiving
time and one-half wages on the make-up day, the employees covered by this Agreement shall also
be paid at time and one-half,
(i) Employees must be informed prior to the conclusion of the last regular work day during the week that
the make-up day will be in whole or in part at the regular rate of pay (depending on how much
inclement weather was experienced).
Working a make-up day will be strictly on a voluntary basis. Employees refusing to work on make-up
days will not be penalized,
Section 2. Sundays and Holidays:
(a) Work performed on Sundays and holidays will be paid at double (2x) the regular rate of pay. Holidays
recognized by this Agreement are New Year's Day, Memorial Day, Fourth of July, Labor Day,
Thanksgiving Day and Christmas Day, (No work shall be performed on Labor Day except to save life
or property). In jurisdictions where the majority of the other crafts have Veteran's Day or the Day after
Thanksgiving or any other holiday in their Contracts, the Teamsters will be granted the same holiday.
(b) When any of the herein mentioned holidays fall on a Sunday, the following Monday will be observed
as the holiday.
(c) All hours worked between the hours of 12:01 a.m. Saturday and 12:00 midnight Saturday on one (1),
two (2), or three (3) shift jobs shall be paid at the rate of time and one half with the exception of make-
up days. All hours worked between the hours of 12:01 a.m. Sunday and 12:00 midnight Sunday on
one (1), two (2), or three (3) shift jobs shall be paid at the rate of double time. Ali hours worked on a
recognized holiday between the hours of 12:01 a.m. of the holiday and 12:00 midnight of the holiday
on one (1), two (2), or three (3) shift jobs shall be paid at the rate of double time.
Section 3. Reporting to Work:
(a) The Employer not notifying the employee at least two (2) hours prior to reporting time that there will
be no work that day shall give him two (2) hours' pay for reporting. If requested by the Employer, the
employee must stay on the job to qualify for the two (2) hour pay. All reporting time shall be paid at
the applicable hourly rate for that day.
(b) When an employee is ordered by the Employer to report for work, and because of inclement weather
does not go to work, he shall be paid for two (2) hours time. When the employee goes to work and
must stop work after two (2) hours time because of inclement weather or equipment breakdown, he
shall be paid four (4) hours time. If the employee works four (4) hours or more, he shall receive 8
hours pay unless he must stop work because of inclement weather or equipment breakdown.. The
Employer may require the driver to remain at the job site during the hours for which the driver is being
paid.
Section 4. Special Provisions:
(a) Overtime shall be divided as equally as possible between the drivers in each classification, as these
classifications are required for overtime work.
(b) Drivers who haul men to and from job sites shall be guaranteed one half (1/2) hour overtime at the
beginning of the work day and one half (112) hour overtime at the end of the workday for
transportation of men when agreed upon by both the Union and the Employer at the pre -job
conference,
(c) Neither the Employer nor the Union will knowingly call or refer employees who are employed by
another Employer signatory to this Agreement.
(d) Wages shall be payable once a week in United States currency or checks at the option of the
Employer including direct deposit if the employee so chooses. In no event shall the Employer
withhold more than one week's wages,
(e) When the services of an employee are no longer required, he shall receive all of his wages due within
fifteen (15) minutes of his quitting time or by mail postmarked within twenty-four (24) hours of his
normal quitting time. If not paid within said twenty-four (24) hours, the Employer shall pay a penalty of
two (2) hour's pay to such employee at the employee's straight time rate of pay for each twenty-four
(24) period of delay after the initial twenty-four (24) hours. It is understood that said twenty-four hour
(24) periods shall not include Saturdays, Sundays, or holidays.
(f) Employees leaving the job of their accord, except of injury, shall be paid only for the time actually
worked. If an employee voluntarily quits or resigns his job for any reason, he shall be paid on the
regular payday,
(g) The Employer shall pay $100 in liquidated damages to employees who have been issued a bad
Check by the employer.
(h) All Personal Protective Equipment (PPE) shall be furnished by the Employer. This shall include, but
not be limited to, hardhats, safety glasses, safety harnesses, safety footwear (safety toe and
metatarsal), respirators, face shields, FRC, Tyvek suits, rubber boots, etc, as deemed necessary by
OSHA, ANSI, Employer or the Owner.
ARTICLE 8
LOADING AND UNLOADING
Truck Drivers shall help load and unload their trucks and perform other duties assigned to them
that will not violate the recognized jurisdiction of any other Union, provided, however, no Driver will be
required to handle merchandise alone that will endanger his personal Health or Safety, Drivers will be
afforded the opportunity to inspect all loads for safety considerations. The Employer may not take
recourse against a driver who refuses a load for valid safety violations.
ARTICLE 9
TRAINING AND APPRENTICESHIP FUND
Section 1. Effective June 1, 2016 the parties to this Agreement authorizes the Teamsters Local
No. 142 Training Trust Fund to become the Teamsters Local No. 142 Training and Apprenticeship Trust
Fund. The parties agree to reopen this Agreement for the sole purpose of addressing the apprenticeship
program as may be required by action of the Board of Trustees of the Training and Apprentice Fund.
Section 2. On work covered by this Agreement, the Employer agrees to pay into the Teamsters
Local No, 142 Training and Apprenticeship Fund the following amounts per hour. Payment shall be made
on the dates, in the manner, form and in accordance with the rules and regulations as adopted by the
Trustees of the herein mentioned Training and Apprenticeship Fund,
PERIOD EMPLOYER CONTRIBUTION
6/01/16 - 5/31/17 $0.40
6/01/17 - 5/31/18 $0.40
6101/18 - 5/31/19 $0.40
Section 3. The Employer agrees to be bound by the Agreement and Declaration of Trust entered
into establishing the Teamsters Union Local No. 142 Training and Apprenticeship Fund and Participating
Employers and by any amendments to said Trust Agreement.
Section 4. The Teamsters Union Local No. 142 Training and Apprenticeship Fund shall be
administered in accordance with all provisions of applicable law.
Section 5. In the event an employer is delinquent in the payment of the amounts due pursuant to
this Article, the Union shall have the right to strike such employer only if:
(a) The payment is more than thirty (30) days past due.
Z
(b) After the elapse of thirty (30) days from the due date, the Union has given ten (10) days
written Notice by certified mail with a copy to The Group and any appropriate prime
contractor, of such delinquency, In which notice the Union states that the employer Is
delinquent and failure to make payment within ten (10) days of receipt of such notice will
result in a strike; and
(c) There is no genuine dispute that there is a delinquency.
ARTICLE 10
BOND FOR WAGES, FRINGE BENEFITS,
SCRC AND INDUSTRY FUND
The Union may at its discretion require those Employers who have not maintained an established
office In the jurisdiction of the Teamsters Local No. 142 for five (5) years or more, or an Employer who
has a past record of delinquencies of payment, to procure, pay the premium for, and deliver to the Union,
a bond written by a responsible Surety Company. Such bond shall, at the discretion of the Union, be in a
penal sum up to One Hundred Thousand Dollars ($100,000) to insure proper payment of the Employer's
Teamsters 142's wages, fringe benefits, BCRC, and industry fund in accordance with this Agreement. If
the Employer falls to provide a bond in accordance with this Article, the Union, after giving the Employer
ten (10) business days written notice, shall have the right to strike such Employer. All bonds shall be
made payable to Teamsters Local No. 142.
ARTICLE 11
HOURLY WAGE RATES AND JOB CLASSIFICATIONS
A. HOURLY WAGE RATES AND JOB CLASSIFICATION FOR ALL COVERED WORK
Section 1. Effective June 1, 2016, and continuing in full force and effect through May 31, 2017
the following Hourly Rates of Pay shall prevail for the Job Classification listed below:
Straight Time
Time and
Double Time
Friinge
Hourly Rate
One -Half
Rate
Benefits
Group I - 2 or 3 Axle Trucks
$32.29
$48.44
$64.58
$24.58
Group 2 - 4 Axle Trucks
$32.49
$48.74
$64.98
$24.58
Group 3 - 5 Axle Trucks
$32.69
$49.04
$65.38
$24.58
Group 4 - 6 Axle Trucks
$32.89
$49.34
$66,78
$24.58
Group 5 - The rates for this group are Group 4 rates plus $0.35 per axle for each axle over six (6). All
Stretch -Trai le rs are an additional $0.35 over axle pay.
Group 6 -Arbeulated Dumps $34.54 $51.81 $69.08 $24.58
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Section 2. Effective June 1, 2017 and continuing in full force and effect through May 31, 2018, the
following Hourly Rates of Pay shall prevail for the Job Classification listed below:
There will be a total increase of $1.40 in 2017-2018 to be split as determined by the Union.
Straight Time Time and Double Time Fringe
Hourly Rate One Half Rate Benefits
Group 1 2 or 3 Axle Trucks
Group 2 4 Axle Trucks
Group 3 6 Axle Trucks
Group 4 6 Axle Trucks
Group 5 The rates for this group and Group 4 rates plus $0.35 per axle for each axle over six (6). All
Stretch — Trailers are an additional $0.35 over axle pay.
Group 6 Articulated Dumps
Section 3. Effective June 1, 2018 and continuing in full force and effect through May 31, 2019
the following Hourly Rates of Pay shall prevail:
There will be a total increase of $1.40 in 2018-2019, to be split as determined by the Union.
Section 4. Hourly Wage rates for the following equipment shall be based upon the number of axles,
Bulk Tank Trucks Fuel Trucks
Service Trucks
Dry Batch Trucks Grease Trucks
Scissor Trucks
Buses Low Boys
Telescope Trucks
Dump or Conveyor
Water Trucks
Trucks
All Trucks over 6 Axles
The above wage rates shall be paid to employees wherever the employer assigns them to work, unless
they are assigned to a jurisdiction where a higher rate is paid.
Section 5. The classifications listed in this Section shall be paid on the following basis:
GROUP 1:
A Frame Truck
Pavement Breakers
Pole Trailer, up to 40 Feet
Power Mower Tractors
Salt Truck
Ambulances
Batch Hopperman/Batch
Gate Lockers
Skipman
Teamster
Pavement marking & sealing truck
Self-propelled chip spreader
Car and Truck Washers
Carry Alls
Snow Plow Truck
Fork Lifts & Holsters (including articulated & telescopic)
Helpers
Lull
Unskilled Dumpmen
Mechanic Helpers and Greasers
Vacuum/Sucker Truck
Carry -deck cranes (when used exclusively for hauling)
Warehousemen & Dockmen
GROUP2:
Dispatcher
Dump, Turnapulls or
Dump Cretes and
Turnatrailers when
Adgetors under 7 Yards
Pulling other than self-
Dumpsters, Tract Trucks,
loading equipment
Euclids, Hug Bottom
or similar equipment
under 16 cubic yards
Ready -Mix Plant Hopper
Mixer Trucks under 7
Operator
Yards
Winch Trucks, 2 Axles
GROUP3:
Dump Cretes and
Explosives and/or Fission
Adgetors 7
Material Trucks
Yards and over
Mixer Trucks 7 Yards or
Dumpsters, Tract Trucks,
over
Euclids, Hug Bottom
Mobile Cranes while in
Dump, Turnatrallers or
transit
Turnapulls when
Oil Distributors
pulling other than self-
Fork Truck -Straight mast less than 20,000#
loading equipment
Pole Trailer, over 40 Feet
or similar equipment
Quick Change Barriers
over 16 Cubic Yards
(Primary Seat)
Winch Trucks - 3
Slurry Trucks
Axles or more
Sweeper
Hydraulic Boom Truck
Mechanic
GROUP4:
Master Mechanic
GROUP5:
Equipment with 7 axles or more and stretch trailers,
GROUP6:
Articulated Dump
Foreman
Fork Truck — Straight mast 20,000 # & greater
Telescopic boom Fork Truck
Section 6.
(a) Non -Residential Construction Work.
Wage rates for hauling stone, stabilized base materials, sand, gravel, aggregate and fill materials to a
master stockpile on a jobsite and for hauling materials to or from a yard or storage facility may be a
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percentage determined by addendum of the appropriate hourly rate of pay. Stockpiles under this section
may not be placed adjacent to the work site (road beds, ramps, dikes, site of construction, etc.). This
does not include the movement of materials within the job site, materials dumped directly on the road bed
or site of construction and spread, nor does it include delivery of hot mix asphalt or concrete paving
materials or materials dumped into any type of spreading machine on the job site.
(b) Residential Construction Work.
Wage rates for delivering aggregate fill matehal from off of the job site to a job site and for hauling
excavated material from a master stockpile on a job site off of the job site shall be at 80% of the
appropriate hourly rate of pay. This does not include the movement of materials within the job site, nor
does it include delivery of hot mix asphalt or concrete paving matehals or matehals dumped into any tpe
of spreading machine on the job site.
(c) Work Assignment.
When performing work at a reduced rate, as provided for in Sections 6(a) and 6(b) above, all such
reduced rate work shall only be performed by Teamsters Local No. 142 members in good standing.
(d) Offsite Plants and Yards.
This entire Section 6 shall not apply to offsite plants and yards.
(e) Duration.
This entire Section 6 shall remain in effect so long as similar language exists in the NWI Contractors
Association agreement with Teamsters Local No. 142 (NWI Agreement) — currently Article 11, Section 7
within the NWI Agreement. Should all similar language be eliminated from the NWI Agreement in a future
negotiation, then this Section 6 shall be terminated upon the same effective date of the new NWI
Agreement that no longer contains similar language.
Section 7. Drivers shaill be limited to making three (3) equipment changes per day, However, the
following shall not be considered equipment changes:
(a) Buses.
(b) Service Trucks working out of a service pool delivering material and equipment to job sites.
(c) Breakdowns.
(d) Starting a new job during tour of duty which necessitates change of equipment.
Section 8. This Section is applicable to two (2) types of Hazardous/Toxic Waste Material
Handling, Removal and/or Disposal work:
1 -(a) A HazardousfToxic Waste Project that is specifically bid as a project involving the handling,
removal and disposal of Level A, B, C or D HazardousfToxic Waste Materials as defined by the
United States Environmental Protection Agency and which is designated by that agency as a
Hazardous/Toxic Waste removal site at the time of bid.
1 -(b) The handling, removal and/or disposal of Hazardous/Toxic Waste where the following conditions
are met: (1) unexpected Hazardous/Toxic Waste Materials as defined in Section 8, Item (a) above
are encountered; (2) the handling, removal and disposal of Hazardous/Toxic Matedal that
constitutes an item of work not specified in the construction contract; and (3) the location of
Hazardous/Toxic Waste that becomes designated as a HazardousiToxic Waste removal site by
the Environmental Protection Agency after the bid.
2. When employees are required to work with HazardousfToxic Waste Matedals classified as Levels
A, 8, C or D on a Hazardous/Toxic Waste Materials Removal project as defined in Section 8,
Items 1-(a) or 1-(b) above, the following conditions shall apply.
2-(a) The removal of Hazardous/Toxic Waste Materials will be subject to any and all safety regulations
and insurance provisions that may be required by the appropriate governmental agencies.
13
2-(b) Wages for employees working in direct contact with a Hazardous/ Toxic Waste Material which is
cAassified Level A or Level B by the United States Environmental Protection Agency and who are
required to wear personal protective equipment for respirator, skin or eye protection for that level
of work, shall be One Dollar ($ 2.00) per hour over the Group 4 Rate, Under no circumstances
may the Employer require the driver to haul these materials in the cab of the truck,
3. The provisions of this Section are intended to apply only to Hazarclous/Toxic Waste Removal
work as defined. They shall not apply to the handling, application, removal or disposal of
Hazardous/Toxic Waste Materials as encountered on Heavy/Highway Construction Projects
which are subject to government Hazard Communications Regulations, Community Right to
Know Regulations but not designated as Hazardous/Toxic
Waste removal work by EPA guidelines, even though such material may require specialized
handling and personal protective equipment. However, all other Sections of this labor contract continue to
be applicable in such work,
Section 9. Drivers operating different types and sizes of equipment on the same day shall be
paid the rate governing the highest rated equipment operated for the entire day, provided the higher rated
equipment is operated for two (2) hours or more.
Section 10. An employee's pay shall start at whatever time the employee reports for work as
instructed by the Employer, and shall not stop until his truck ts, through work, inclu�ding filling with fuel and
oil if requested by the Employer. Pre -trip and Post -trip inspections are considered work under this
agreement,
The parties recognize that strict compliance with Section 10 by signatory contractors is of the
utmost importance to the well-being of the workers covered by the Agreement and the fringe benefit funds
in which they participate, as well as to maintaining a fair and level competitive playing field for all
signatory contractors.
Section 11. All employees shall be paid weekly and no more than one week's wages shall be
withheld. Employee's pay check to be ready for him not later than quitting time on designated pay day.
Payment will be made in U.S. currency, check, or if employee selects, direct deposit. An employee
selecting direct deposit will be furnished a 'record copy' of his paystub.
Section 12. The Employer shall list on each employee's check stub the amount of straight time
hours and the amount of overtime hours, rates of pay as well as all deductions from the check, and the
beginning and ending dates of the pay period. The Employer shall deduct, collect and remit to the
Teamsters Union Local No. 142 Annuity Fund any pre-tax employee contributions authorized by an
eligible employee of the Employer, provided that the employee's authorization must be made in writing on
a payroll deduction authorization form.
Section 13. An employee who was injured on the job, and is sent home, or to a hospital, or who
must obtain medical attention, shall receive pay at the applicable hourly rate (or the balance of his regular
shift on that day. An employee who has returned to his regular duties after sustaining a compens�able
injury who is required by the Employer's doctor to receive additional medical treatment during his
regularly scheduled working hours shall receive his regular hourly rate of pay for the hours lost from work,
The Employer is to pay for all random DOT required drug tests and time spent for the purposes of the
test.
Section 14. During cold weather, Teamsters shall start their vehicles. Heaters,defrosters and air
conditioners on vehicles, if so equipped, shall be kept in good working order.
Section 15. The Group or Employer and employee agrees to notify the Union Representative
14
when using new types of equipment not formerly used by his Company� the Negotiating Committee of the
Employers and the Unions shall meet to immediately negotiate the wage scale for same, The agreed rate
shaq be retroactive to the equipment's first day of use,
Section 16, Apprentices.
General. The pardes to this Agreement have established an apprenticeship program that is
administered by the Teamsters Union Local No. 142 Training and Apprenticeship Trust Fund
(hereinafter "Apprenticeship Program,"). This Article applies to each apprenbce who Is accepted
into and enrolled in the Apprenticeship Program (hereinafter "'Apprentice").
Probation Period. Each Apprentice shall be required to serve a probationary period of not less
than 600 hours of on-the-job learning, over a period of not less than six consecutive months. The
rate of pay for an Apprentice for this probationary period shall be fifty percent (50%) of the
applicable rates set forth in ARTICLE 11 of this Agreement (hereinafter "Journeyworker Rates").
3. Wages. The wages of an Apprentice shall be a percentage of the Journeyworker Rates, which
percentage shall be:
Minimum
On -The -Job
Hours to
Complete
Minimum Time Required
Applicable
Egri pd
The Period
................ -
D gomplete the Perigo
Percentaae
Dudng Period 1
600
Six (6) consecutive months
50%
Dudng Period 2
Additional 600
Additional six (6) consecutive months
65%
During Period 3
Additional 600
Additional six (6) consecutive months
80%
During Period 4
Additional 600
Additional six (6) consecutive months
90%
3-(a) The applicable percentage for the apprentice wage rate referenced in Section 3 above shall be
applied to the Teamster Group III rate contained in Section I I to determine the correct wage rate
for apprentices doing covered work.
30) The minimum hour and minimum time requirements for each, period are in addition to all minimum
hour and minimum time requirements for previous pedods. The apphcable percentage for
periods 2, 3, and 4 above shall not apply until the Apprentice has completed all of the minimum
hour and minimum time requirements for all previous periods and all other requirements of the
Apprenticeship Program for all previous periotis, Employers shall contact the Apprentice
Coordinator and the appropriate Business Representative responsible for the placement and
wage rates of Apprentices to confirm the applicable wage rate percentage for each Apprentice.
4. Ratio. The maximum number of Apprentices for each Journeyworker shall be a raflo of 1:5 for
each Employer and 1:3 on each job. Any Employer employing at least five (5) Journeyworkers
may choose to employ one (1) apprentice, if available. To avoid the layoff of Journeyworkers
currenty employed by an Employer, Apprentices will be placed by the Union with an Employer
when the Employer makes the next available request for manpower.
5� Work. The Employer shall be responsible for the training of each Apprentice on the job. The
Employer shall take reasonable steps to assign vehicles and work to an Apprentice in a manner
that allows said Apprentice to meet his on-thie-job training requirements under the Apprenticeship
Program,
6, Coordinator. It shall be the responsibility of the Apprentice Coordinator and the appropriate
Business Representative responsible for the placement and wage rates of Apprentices to rotate
Apprenfices among Employers to insure that all Apprentices receive on-the-job training in all
15
facets of the Construction Driver trade, In making such rotations, however, they shall take
reasonable steps to avoid disruptions to the operations of an Employer and to keep an Apprentice
with an Employer if the Employer requests to retain the Apprentice and the Employer has work
available for the Apprentice that will allow said Apprentice to meet his on-the-job training
requirements under the Apprenticeship Program.
ARTICLE 12
SHIFT WORK
Employees assigned to the 2nd or afternoon shift on a two shift operation, shall be paid an
additional fifty cents ($.50) per hour. Employees assigned to the 2nd or afternoon shift on a three shift
operation shall be paid an additional twenty-five cents ($.25) per hour and employees assigned to the 3rd
or night shift shall be paid an additional fifty cents ($0.50) per hour. Where work is being carried on
constantly by two or more shifts, each shift shall be allowed twenty (20) minutes for lunch with pay.
However, the Employer may, at his own option, also schedule employees on the 2nd shift or 3rd shift as
follows: 4:30 P.M. to 12:00 Midnight with 1/2 hour for lunch includecl� 12:00 Midnight to 7:30 A.M. with 1/2
hour for lunch included.
Employees so scheduled shall be guaranteed a minimum of eight (8) hours work or pay at their straight
time hourly rate, except when inclement weather stops work in which case the provisions of Article 7,
section 3 shall apply.
ARTICLE 13
HEALTH AND WELFARE BENEFITS
The Employer shall pay the following amounts per hour for each employee covered by the
provisions of this Agreement for all hours worked into CENTRAL STATES SOUTHEAST AND
SOUTHWEST AREAS HEALTH AND WELFARE FUND (CENTRAL STATES WELFARE FUND), an
irrevocable trust heretofore created by an Agreement and Declaration of Trust (Trust Agreement)
pursuant to a Collective Bargaining Agreement between certain Employers and the Union. The Fund shall
use these payments for purposes permitted under the Trust Agreement and to provide health, welfare,
death and such other benefits as permitted by said Trust Agreement, as amended from time to time, and
by Section 302 (c) of the Labor -Management Relations Act of 1947 and the Employees Retirement
Income Security Act of 1974. The Trustees of the Fund shall have the sole power (a) to construe the
provisions of the Trust Agreement and rules and regulations and all terms used therein, and (b) to
determine all disputes with respect to eligibility, the right to participate in benefits of the Fund, time,
method of payment, payment during periods of employee illness or disability, methods of enforcement of
payment and related matters, and any construction adopted and any determination made by the Trustees
in good faith shall be final and binding upon all Employers, employees, participants, legal representatives,
dependents, relatives, and all persons and parties.
PERIOD EMPLOYER CONTRIBUTION
6/01/16 - 5/31/17 $9.59
6/01/17 - 5/31/18 TBD
6/01118 - 5/31/19 TBD
In the event an Employer is delinquent in the payment of the amounts due pursuant to this Article, the
Union shall have the right to strike such employer only if:
(a) The payment is more than thirty (30) days past due.
(b) After the elapse of thirty (30) days from the due date, the Union has given ten (10) days
written Notice by certified mail with a copy to The Group and any appropriate prime
contractor, of such delinquency, in which notice the Union states that the Employer is
delinquent and failure to make payment within ten (10) days of receipt of such notice will
result in a strike; and
16
(c) There is no genuine dispute that there is a delinquency.
ARTICLE 14
PENSION
Section 1. The Employer shall pay the following amounts per hour worked per employee into
Teamsters Union No. 142 Pension Trust Fund (Fund), an irrevocable trust heretofore created by an
Agreement and Declaration of Trust (Trust Agreement) pursuant to a Collective Bargaining Agreement
between certain Employers and the Union.
PERIOD EMPLOYER CONTRIBUTION
6/01/16 - 5/31/17 $10.00
6/01/17 - 5/31/18 TBID
6/01/18 - 5131/19 TBID
The Fund shall use these payments for purposes permitted under the Trust Agreement to provide
pension, death and such other benefits as permitted by said Trust Agreement, as amended from time to
time, and by Section 302 (c) of the Labor -Management Relations Act of 1947 and the Employees
Retirement Income Security Act of 1974. The Trustees of the Fund shall have the sole power (a) to
construe the provisions of the Trust Agreement and rules and regulations and all terms used therein, and
(b) to determine all disputes with respect to eligibility, the right to participate in benefits of the Fund, time,
method of payment, payment during periods of employee illness or disability, methods of enforcement of
payment and related matters, and any construction adopted and any determination made by the Trustees
In good faith shall be final and binding upon all Employers, employees, participants, legal representatives,
dependents, relatives, and all persons and parties. The method of paying and calculating such
contributions, excepting only as to amounts, shall be in accordance with the provisions set forth in this
Agreement with respect to Health and Welfare Payments.
In the event an Employer is delinquent in the payment of the amounts due pursuant to this Article,
the Union shall have the right to strike such Employer only if:
(a) The payment is more than thirty (30) days past due.
(b) After the elapse of thirty (30) days from the due date, the Union has given ten (10) days
written Notice by certified mail with a copy to the Group and any appropriate prime
contractor, of such delinquency, in which notice the Union states that the Employer is
delinquent and failure to make payment within ten (10) days of receipt of such notice will
result in a strike; and
(c) There is no genuine dispute that there is a delinquency,
Section 2.
In the event that a contributing Employer becomes delinquent for more than 90 days with one or
more of the Fund(s) to which contributions are due pursuant to this Agreement and that such Employer
has not resolved the delinquency with one or more of the Fund(s) or its' representatives pursuant to a
payment plan or other similar arrangement, the Union will strike the Employer on the 91st day of the
delinquency. If the Employer is on a payment plan with the Fund, the Employer must be current under
the settlement agreement(s) or be in good faith with such agreements(s) conditioned upon the actions of
the Employer and the opinion of the Fund(s) and their representatives. Delinquencies pursuant to payroll
audits will be treated as new delinquencies as of the date of the audit and such noted delinquencies will
be subject to strike action by the Union if the Employer does not resolve the delinquency by the 90th day
of the audit date.
17
COLLECTIVE BARGAINING AGREEMENT
BY AND BETWEEN
INTERNATIONAL UNION OF OPERATING ENGINEERS
LOCAL 150, AFL-CIO
AND
FOUR COUNTY HIGHWAY CONTRACTORS GROUP
EFFECTIVE
MAY lo 2017
THROUGH
APRIL 30, 2022
occurring on derailments, including all clean-up and repair in
connection therewith which may be performed by the Employer.
(g) All maintenance, rehabilitation, track removal and other work that
may be performed for the railroad companies and transit commissions
and/or transit authorities on their properties, or on public and private
properties, including relocation of existing tracks where such relocation
of tracks are not in connection with buildings, highway, heavy or
engineering projects.
(h) It shall also include all new Construction in conjunction with a
building, highway, heavy or engineering project on all railroad
transit commissions, transit authorities, public or private owners
of such facilities.
G) It shall include railroad construction where rails are laid to a new
facility to service same, whether new or used materials are used.
Wage Rates listed herein shall apply.
CATEGORY IX — Apprentices — Mandatory Apprentice Language
Section 1. New applicants for employment who cannot provide reasonable proof of 4,000 or
more hours of employment as a Construction Craft Laborer (or, alternatively, cannot
demonstrate equivalent skills in a placement examination administered by the Joint
Apprenticeship and Training Committee (JATC) shall, whenever possible, enter the
Apprenticeship program. Any person entering but failing to maintain and complete his or her
Apprenticeship shall not be employed by the Employer as a Journey Worker under this
Agreement. The failure of any Apprentice to maintain his or her Apprenticeship status shall
obligate the Employer to discharge such person upon notice from the Union.
Section 2. The Apprenticeship and Training Standards approved by the Federal Bureau of
Apprenticeship and Training or State Apprenticeship Committee are hereby incorporated by
reference as a part of this Agreement.
Section 3. The Apprentice wage rates:
Hours of Credit Wage Rate
I st period 0-1000hours 75% ofjourneyworker rate
2nd period 1001-2000hours 85% ofjourneyworker rate
3rd period 2001-3000 hours 90% of journeyworker rate
4th period 3001-4000hours 95% ofjourneyworker rate
Section 4. Entry into the Apprenticeship program shall be controlled by the JATC, which
shall employ appropriate testing and screening procedures. An Apprentice advances from one
27
Section 2 - Wages and Fringe Benefits for Apprentices in all Counties
Fringe Benefits for First and Second Year Apprentices
Health & Welfare
$14,05
$14,50
$15-00
RMSP
S2.25
$2.50
$175
Pension
S7.30
$7.80
$830
Vacation
S1.20
SI.20
$1.20
Apprenticeship
$0.35
$0.35
$0.35
Const Ind Research
& Service Trust Fund (CIRST)
SO.10
SOAS
SOAS
Industry Advancement
$0.15
SOAS
SOAS
Fringe Benefits for Third and FourthYear Apprentices
Health & Wei rare
1+0S
$14.50
$15.00
RMSP
$2.25
S2.50
$2.75
Pension
$9.30
$9.80
$10.30
Vacation
$1.20
$1.20
$1.20
Apprenticeship
$0.35
SO.35
$0,35
Const Ind Research
& Service Trust Fund (CIRST)
$0.10
$015
S0.15
Industry Advancement
$0-15
SO-15
$0,15
Wages for all Apprentices
Istyear
$22.-00
$2240
$22.80
2nd year
$23.15
S23.55
$23.95
I st half of 3rd year
$24.35
S24-75
S2515
2nd half of 3rd year
S25-55
S25.95
$26.35
Ist half of 4th year
S26.70
S27.10
$27.50
2nd half of 4th year
S27.90
$28.30
$2870
At the end or th e fourth yea r, apprentices shall become Journeyman Engineers and shall be paid pursuant to the
terms of the wage classifications set forth in this Agreement,
In no event shall the rate of pay forapprentices exceed that rate provided for in theclassification of machine the
apprentice may be operating as contained in Article VI of this Agreement
Apprentices, shall be paid according to the Apprenticeship Introduction Slip issued to the Employer and the
Apprentice at the time the apprentice is dispatched by the Union to the Employer.
The Introduction Slip must indicate the progress status of the apprentice. As the apprentice progresses in
status, he shall be paid pursuant to the z ates set forth in this Agreement.
In addition to the above provisions for rates o(pay. fringe benefit contributions shall be as provided for in this
Agreement covering work being performed by said apprentices,
is
MICHIANA BUILDERS ASSOCIATION INC
FINAL
OFAGAN,JGARDNER.NCLINE
MAY 19 2017 mic
when using new types of equipment not formedy used by his Company; the Negotiating Committee of the
Employers and the Unions shall meet to immediately negotiate the wage scale for same. The agreed rate
shall be retroactive to the equipments first day of use.
Section 16. Apprentices.
1 General. The parties to this Agreement have established an apprenticeship program that is
administered by the Teamsters Union Local No. 142 Training and Apprenticeship Trust Fund
(hereinafter "Apprenticeship Program."). This Article applies to each apprentice who is accepted
into and enrolled in the Apprenticeship Program (hereinafter "Apprentice").
Z Probatlion Period. Each Apprentice shall be required to serve a probationary period of not less
than 600 hours of on-thejob learning, over a period of not less than six consecutive months. The
rate of pay for an Apprentice for this probationary period shall be fifty percent (50%) of the
applicable rates set forth in ARTICLE 11 of this Agreement (hereinafter "Journeyworker Rates").
Wages. The wages of an Apprentice shall be a percentage of the Journeyworker Rates, which
percentage shall be:
Minimum
On -The -Job
Hours to
Complete
Minimum Time Required
Applicable
Pggg
The Period
p QZ�w 19 pt"
Percen"
Dudng Period 1
600
Six (6) consecutive months
50%
Dudng Period 2
Additional 600
Additional six (6) consecutive months
65%
During Period 3
Additional 600
Additional six (6) consecutive months
80%
Dudng Period 4
Additional 600
Additional six (6) consecutive months
90%
3-(a) The applicable percentage for the apprentice wage rate referenced in Section 3 above shall be
applied to the Teamster Group III rate contained in Section 11 to determine the correct wage rate
for apprentices doing covered work.
3-(b) The minimum hour and minimum time requirements for each period are in addition to all minimum
hour and minimum time requirements for previous periods. The applicable percentage for
periods 2, 3, and 4 above shall riot apply until the Apprentice has completed all of the minimum
hour and minimum time requirements for all previous periods and all other requirements of the
Apprenticeship Program for all previous periods. Employers shall contact the Apprentice
Coordinator and the appropriate Business Representative responsible for the placement and
wage rates of Apprentices to confirm the applicable wage rate percentage for each Apprentice.
4. Ratio. The maximum number of Apprentices for each Journeyworker shall be a ratio of 1:5 for
each Employer and 1:3 on each job. Any Employer employing at least five (5) Joumeyworkers
may choose to employ one (1) apprentice, K available. To avoid the layoff of Joumeyworlwrs
currently employed by an Employer, Apprentices will be placed by the Union with an Employer
when the Employer makes the next available request for manpower.
5. Work. The Employer shall be responsible for the training of each Appren** on the job. The
Employer shall take reasonable steps to assign vehicles and work to an Apprentice in a manner
that allows said Apprentice to meet his on-the-job training requirements under the Apprenticeship
Program.
6. Coordinator. It shall be the responsibility of the Apprenfice Coordinator and the appropriate
Business Representative responsible for the placement and wage rates of Apprentices to rotate
Apprentices among Employers to insure that all Apprentices receive on-the-job training in all
15
Purpose
To reduce the opportunity for accidental injuries to persons, and to protect the property of the
company, employees, other workers, customers, and the general public. To detect illegal
and unauthorized substance abuse and contraband in the workplace, and to improve safety,
productivity, quality workmanship, tardiness and minimize employee absenteeism.
Scope
This policy applies to all G.E. Marshall, Inc. employees. Our Substance Abuse Policy may be
required to comply with the contractual obligations of our customers, government
agreements, a particular federal, state, or local agency, or owner requirements. G. E.
Marshall, Inc. employees will adhere to the Building and Construction Resource Center's
(BCRC) requirements. The requirements for the Standard BCRC Policy and DOT Highway
BCRC Policy can be found in Attachments A and B, respectively, in Section 48 —
Attachments.
Definitions
AJ_qoho1 - Any fermented, distilled or manufactured substance which, when consumed, can
impair normal functions.
Annual - Not based on a calendar year, but based on 12-month periods with the start of the
period reflecting the date the employee began work on the owner's premise.
Com2any Premis@§ - Includes all buildings, land, vehicles, work areas, jobsites, customer
areas and work locations, whether owned, leased, rented, or used by G.E. Marshall, Inc-, as
well as anywhere an employee is working in the course and scope of Company employment
and pay status, including while working on the property of another employer, customer, or a
client.
2wo - As used in this policy, the term means any drug, narcotic or other substance of which
use or possession is prohibited or controlled by state or federal statute. The term includes
substances prescribed by a physician. The terms and conditions under which an employee
may use and possess physician prescribed drugs are covered under prescription medicines
in this policy.
Fj[§J Zisit �c[Sgni_ng - A screening performed upon an employee's initial visit at a healthcare
facility due to a work -related injury suffered on company property or the jobsite.
E±Iqss For _Qqly_Fgrm - A form used to objectively determine reasonable cause for
substance abuse testing.
Illegal drugs - A controlled substance included in Schedule I or 11, as defined by Section 802
(6) of Title 21 of the United States Code, the possession of which is unlawful under Chapter
13 of that title. The five (5) more common illegal substances include:
Marijuana (THC metabolite)
Cocaine
Amphetamines
Opiates (including heroin)
Phencyclidine (PCP)
C 2016 Safety Management Group of IN, Inc. 159
The term "illegal drugs" does not mean the use of a controlled substance pursuant to a valid
prescription or other uses authorized by law.
Ne , - A negative screening obtained if. (1) the screen test indicated the absence of
Aativ_e Jest
legal or illegal substances in excess of the screen limit, or (2) the screen test indicates the
presence of legal or illegal substances in excess of the screen limit but the confirming test
indicates the absence of legal or illegal substances in excess of the confirmation limits.
P t
Mitjyg Tes - A positive test result is obtained if: (1) substance abuse test results indicated
the presence of illegal substances in excess of both the screen and confirmation limits, as
verified by a Medical Review Officer, and (2) the Medical Review Officer has determined that
the test results do not stem from the use of prescriptions medicines, over-the-counter
medicines, food, or any cause than the use of illegal substances.
Pro�gble CaM. - Probable cause will be defined as those circumstances, based on objective
evidence about the worker's conduct in the workplace that would cause a reasonable person
to believe that the worker is demonstrating signs of impairment due to alcohol or other drugs.
In most cases, the objective evidence giving rise to probable cause will be observed by at
least two individuals, but recognizing that in certain circumstances the observation may be
made by only one individual. Examples of objecfive evidence include when a worker shows
signs of impairment such as difficulty in maintaining balance, slurred speech or erratic or
atypical behavior.
Workj9_q_Hours - Includes the entire period of normal working hours, including lunch periods
and break periods.
Procedures
Prohibited Acbvities
• Employees are prohibited from manufacturing, possessing, using, selling, distributing,
receiving or transporting any controlled substance or illegal drug.
• Employees are prohibited from performing duties or operating heavy machinery while
under the influence of alcohol or control led/il legal substances or drugs.
Testing Requirements
Pre -Employment Screening Policy
o All applicants who are being considered for employment will be required to
submit to a drug and alcohol screen. If the applicant refuses to consent or tests
positive, the applicant will not be allowed to report for work.
For Cause Test
• If an employee is reasonably suspected of possessing, distributing or selling
drugs or alcohol on G. E. Marshall, Inc. property or jobsite at any time.
• If the employee's behavior or job performance is reasonable cause to suspect
that he/she is under the influence of drugs or alcohol on the job.
• Employee is unable to perform work in a safe or productive manner.
• Reasonable suspicion will be determined by a company official or competent
person.
0 2016 Safety Management Group of IN, Inc. 160
First Visit Test
o Employees, as a result of a work -related injury, that require professional
medical attention will be subjected to a substance abuse screen upon arrival to
the clinic.
Random Test
• Random testing times/dates are selected by the Safety Officer will be
unannounced with no predictable frequency.
• Employees refusing to be tested will be interpreted as a positive test and refusal
of the test can result in discharge or the employee will have immediate
termination.
Confidentiality
• All test results will be confidential and only accessible to authorized personnel.
• It is imperative that confidentiality be maintained at all times.
• Any positive test results must be confidentially reported to the appropriate
employee manager or supervisor.
Post Incident
o Any employee involved in work -related incident.
Testing Results
Employees testing positive may be allowed to remain employed if the employee at
their own expense meets the following requirements:
• Return to duty drug/alcohol testing is performed and results are negative-
• Employees are required to have successfully completed counseling or
rehabilitation program.
• The employee agrees to remain drug and alcohol free while continuing
employment with G.E. Marshall, Inc.
• Employee that receive unacceptable testing results will not be allowed to work
on owner/host facilities -
SECOND OFFENSE vAll be cause for IMMEDIATE TERMINATION!
C 2016 Safety Management Group of IN, Inc- 161
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ACCREDITED SURETY AND CASUALTY COMPANY, INC. (mA|C#oso7e
U |N
u u EuuauumE^z PO Box 1408:5.unonuo. FLuum4. PHONE: (*07)029-2131. UNDERWRITING
LIMITATION b/: $5.446.000. SURETY LICENSES c,fY:AL, AK, AZ, AR, CA, CO. CT, DE, DC, FL, GA. H|. |D. |L.
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ACE American Insurance Company (NhwC#u2667
BUSINESS ADDRESS: 436 Walnut Street PO. Box 1000. Philado|phia, RA101OO. PHONE: (215)040'1000.
-------
UNDERWRITING LIMITATION b/:*478.037.0OO.SURETY LICENSES oAKAZARCACOC�DE
'T'NE,
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DC. FL, GA. H|. |D. |L. IN, IA, KS, �LA. ME, MD, MA, MI, MN, MS, MO, 'M�'NH, 'NJ, 'NM, 'N)( NC.'
ND, OH. OK, OR, RA, PR, RI, GC, SD.TN, TX, UT,VT VA, WA, WV, VV|. WY. INCORPORATED IN:
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Certified Companies
ACE Property and Casualty Insurance Company (NA|C#uo699)
_ _
BUSINESS ADDRESS: 43OWALNUT STREET, PO.Box 1O0O.Philadelphia, PA181O0.PHONE: (215)04O'
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1o0u.UNDERWRITING LIMITATION h/:$ona.u48.00O SURETY LICENSES u.f/:AL, AK, AZ, AR, CA, CO, CT,
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NC, ND. OH, OK, OR, PA, PR, RI, SC, 8D.TN, TX, UT, VT, VA, WA, WV, WI, WY. INCORPORATED IN:
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Forms
ACSlARINSURANCE COMPANY (N/NC#23950)
BUSINESS ADDRESS: 308OUTH ROAD, FARMINGTON, CTO8032. PHONE: (800)415'8400.
Regulations &Guidance
UNDERWRITING LIMITATION b/:*o.30o.ouo.SURETY LICENSES c.f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC,
FL, GA. H|. |D. |L. IN, |A. KS. KY, LA, ME' MD, MA, M|, MN, MS, MO, MT, NE, N\( NH, NJ, NM, NY NC. ND.
OM. OK, OR, RA, PR, R|, 8C, OD.TN. TX, UT VTN\VVA.VVV VV|. VVY INCORPORATED Illinois.
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Aegis Security Insurance Company (m/NC#u3owo)
opntnmw
BUSINESS ADDRESS: pO.Box n15o.Harrisburg, PA171os.PHONE: (71r)a57'y*71.UNDERWRITING
LIMITATION b/: *5.374.000. SURETY LICENSES u.f/:AL, AK, AZ, AR, CA, CO, CT DE, DC, FL, GA, M|. |D. |L.
IN, |A, K3. KY, LA, ME, MD, MA, M|, MN, MS, MO, MT NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI,
GC.8D. TN, TX, UTVT, VA, WA, WV, WI, WY. INCORPORATED IN: Pennsylvania.
ALL AMsR|C*INSURANCE COMPANY (mxUC#o0ouo)
BUSINESS ADDRESS: P.O, BOX 351.VAN VVERT OH4saS1 0351. PHONE141y)unn'101o.
UNDERWRITING LIMITATION b/: $15,662,000. SURETY LICENSES c,f/: AZ, AR, CA, CO, CT, GA, ID, IL, IN,
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IA, KY, ME, MID, MA, MI, MN, MS, MT, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, SC, TN, TX, UT, Vr, VA,
WA, WI. INCORPORATED IN: Ohio.
Allegheny Casualty Company (NAIC #13285)
BUSINESS ADDRESS: One Newark Center, 20th Floor, Newark, NJ 07102. PHONE: (800) 333-4167 x-269.
UNDERWRITING LIMITATION b/: $2,264,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC,
FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND,
OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, Wl, WY. INCORPORATED IN: New Jersey,
ALLEGHENY SURETY COMPANY (NAIC #34541)
BUSINESS ADDRESS: 4217 Steubenville Pike, Pittsburgh, PA 15205, PHONE: (412) 921-3077.
UNDERWRITING LIMITATION b/: $254,000. SURETY LICENSES c,f/: PA. INCORPORATED IN: Pennsylvania.
ALLIED Property and Casualty Insurance Company (NAIC #42579)
BUSINESS ADDRESS: ONE WEST NATIONWIDE BLVD., 1-04-701, COLUMBUS, OH 43215 - 2220. PHONE:
(515) 508-4211. UNDERWRITING LIMITATION b/: $6,045,000. SURETY LICENSES c,f/: AL, AZ, AR, CA, CO,
CT, DE, DC, FL, GA, ID, IL, IN, IA, KS, KY, ME, MID, Ml, MN, MS, MO, MT, NE, NV, NH, NM, NY, ND, OH, PA.
RI, SC, SID, TN, TX, LIT VT, VA, WA, WV, WI, WY. INCORPORATED IN: Iowa.
Allied World Insurance Company (NAIC #22730)
BUSINESS ADDRESS: 199 Water Street, New York, NY 10038. PHONE: (646) 794-0500. UNDERWRITING
LIMITATION b/: $59,242,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID,
IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA,
PR, RI, SC, SID, TN, TX, UT, VT, VA, WA, WV, WI,. INCORPORATED IN: New Hampshire.
Allied World Specialty Insurance Company (NAIC #16624)
BUSINESS ADDRESS: 199 WATER STREET, NEW YORK, NY 10038. PHONE: (646) 794-0500.
UNDERWRITING LIMITATION b/: $41,919,000. SURETY LICENSES 01: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, PR, RI, SC, SID, TN, TX, UT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Delaware.
AMCO Insurance Company (NAIC #19100)
BUSINESS ADDRESS: ONE WEST NATIONWIDE BLVD., 1-04-701, COLUMBUS, OH 43215 - 2220. PHONE:
(515) 508-4211. UNDERWRITING LIMITATION b/: $20,982,000. SURETY LICENSES c,f/: AL, AZ, AR, CA,
CO, CT, DE, DC, FL, GA, ID, IL, IN, IA, KS, KY, ME, MID, MI, MN, MS, MO, MT, NE, NV, NM, NY, NC, ND, CH,
OR, PA, RI, SC, SD, TIN, TX, LIT VT, VA, WA, VVV, WI, WY. INCORPORATED IN: Iowa.
AMERICAN ALTERNATIVE INSURANCE CORPORATION (NAIC #19720)
BUSINESS ADDRESS: 555 COLLEGE ROAD EAST - P.O. BOX 5241, PRINCETON, NJ 08543. PHONE:
(609) 2434200. UNDERWRITING LIMITATION b/: $20,167,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA,
CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM,
NY, NC, ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT VT, VA, WA, WV, WI, W`Y. INCORPORATED IN:
Delaware.
American Automobile Insurance Company (NAIC #21849)
BUSINESS ADDRESS: 225 W. WASHINGTON STREET, SUITE 1800, CHICAGO, IL 60606 - 3484. PHONE:
(888) 466-7883. UNDERWRITING LIMITATION b/: $7,803,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA,
CO, CT DE, DC, FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH,
NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT, VT, VA, WA, WV, WI, WY. INCORPORATED
IN: Missouri.
AMERICAN BANKERS INSURANCE COMPANY OF FLORIDA (NAIC #10111)
BUSINESS ADDRESS: 11222 QUAIL ROOST DRIVE, MIAMI, FL 33157 - 6596. PHONE: (305) 253-2244.
UNDERWRITING LIMITATION b/: $56,177,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, PR, RI, SC, SID, TN, TX, LIT, VT, VA, VI, WA, WV, WI, WY. INCORPORATED IN: Florida.
American Casualty Company of Reading, Pennsylvania (NAIC #20427)
BUSINESS ADDRESS: 151 N. Franklin St., CHICAGO, IL 60606. PHONE: (312) 822-5000. UNDERWRITING
LIMITATION b/: $14,216,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID,
IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OKI OR, PA,
PR, RI, SC, SID, TN, TX, LIT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Pennsylvania.
AMERICAN CONTRACTORS INDEMNITY COMPANY (NAIC #10216-1)
BUSINESS ADDRESS: 801 South Figueroa Street, Suite 700, Los Angeles, CA 90017. PHONE: (310) 649-
0990. UNDERWRITING LIMITATION b/: $12,855,000, SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT,
DE, DC, FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY, ND,
OH, OK, OR, PA, RI, SC, SID, TN, TX, UT, VA, WA, WV, WI, WY. INCORPORATED IN: California.
American Fire and Casualty Company (NAIC #24066)
BUSINESS ADDRESS: 175 Berkeley Street, Boston, MA 02116. PHONE: (617) 357-9500. UNDERWRITING
LIMITATION b/: $4,070,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN,
IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI,
SC, SID, TN, TX, UT VT, VA, WA, WV, WI, WY. INCORPORATED IN: New Hampshire.
American Guarantee and Liability Insurance Company (NAIC #26247)
BUSINESS ADDRESS: 1299 ZURICH WAY, 5TH FLOOR, SCHAUMBURG, IL 60196 -1056. PHONE: (847)
605-6000. UNDERWRITING LIMITATION bl: $18,450,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO,
CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM,
hftps://www.fiscal.treasury.gov/fsreports/ref/suretyBnd/c570—a-z.htm 2/23
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NY, NC, ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, LIT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: New
York.
American Home Assurance Company (NAIC #19380)
BUSINESS ADDRESS: 175 WATER STREET, 18TH FLOOR, NEW YORK, NY 10038. PHONE: (212) 770-
7000. UNDERWRITING LIMITATION b/: $623,782,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT,
DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA. ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY,
NC, ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT, Vr, VA, WA, WV, WI, WY INCORPORATED IN: New York,
American Insurance Company (The) (NAIC #21857)
BUSINESS ADDRESS: 225 W. WASHINGTON STREET, SUITE 1800, CHICAGO, IL 60606 - 3484. PHONE:
(888) 466-7883. UNDERWRITING LIMITATION b/: $6,667,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA,
CO, CT, DE, DC, FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH,
NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SID, TN, TX, LIT, Vr, VA, WA, WV, WI, Wy
INCORPORATED IN: Ohio.
AMERICAN ROAD INSURANCE COMPANY (THE) (NAIC #19631)
BUSINESS ADDRESS: One American Road, MID 7600, Dearborn, MI 48126 - 2701. PHONE: (313) 337-1102.
UNDERWRITING LIMITATION b/: $27,040,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, DE, DC,
FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND,
OH, OK, OR, PA, RI, SC, SID, TN, TX, UT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Michigan.
American Southern Insurance Company (NAIC #10235) '
BUSINESS ADDRESS: P 0 Box 723030, Atlanta, GA 31139 - 0030. PHONE: (404) 266-9599.
UNDERWRITING LIMITATION b/: $4,335,000, SURETY LICENSES c,f/: AL, AZ, AR, CO, DE, DC, FL, GA, IL,
IN, KS, KY, MD, MI, MN, MS, MO, NE, NJ, NY, NC, CH, PA, SC, TN, LIT, VA, WA, WV, WI, VVY.
INCORPORATED IN: Kansas.
American Surety Company (NAIC #31380)
BUSINESS ADDRESS: 250 East 96th Street, Suite 202, Indianapolis, IN 46240. PHONE: (317) 875-8700.
UNDERWRITING LIMITATION b/: $1,045,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC,
FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND,
OH, OK, OR, PA, RI, SC, SID, TN, TX, UT, VT, VA, WA, WV, WY. INCORPORATED IN: Indiana.
Amerisure Insurance Company (NAIC #19488)
BUSINESS ADDRESS: P. 0. Box 2060, Farmington Hills, MI 48331 - 3586. PHONE: (248) 615-9000.
UNDERWRITING LIMITATION b/: $24,179,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CO, DE, DC, FL,
GA, HI, ID, IL, IN, IA, KS, KY, LA, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK,
OR, PA, PR, RI, SC, SID, TN, TX, UT, VT VA, WA, WV, WI, WY. INCORPORATED IN: Michigan.
Amerisure Mutual Insurance Company (NAIC #23396)
BUSINESS ADDRESS: P. 0. Box 2060, Farmington Hills, MI 48331 - 3586. PHONE: (248) 615-9000.
UNDERWRITING LIMITATION b/: $71,674,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, PR, RI, SC, SID, TN, TX, LIT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Michigan.
Amerisure Partners Insurance Company (NAIC #11050)
BUSINESS ADDRESS: P. 0. Box 2060, Farmington Hills, MI 48331 - 3586. PHONE: (248) 615-9000,
UNDERWRITING LIMITATION b/: $2,398,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CO, DE, DC, FL, GA,
HI, ID, IL, IN, IA, KS, KY, LA, MID, MA, MI, MN, MS, MO, MT, NE, NV, NM, NC, ND, OH, OK, OR, PA, RI, SC,
SID, TN, TX, LIT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Michigan.
Antilles Insurance Company (NAIC #10308)
BUSINESS ADDRESS: PO Box 9023507, San Juan , PR 00902 - 3507. PHONE: (787) 474-4900.
UNDERWRITING LIMITATION b/: $3,387,000. SURETY LICENSES c,f/: PR. INCORPORATED IN: Puerto
Rico.
Arch Insurance Company (NAIC #11150)
BUSINESS ADDRESS: Harborside 3, 210 Hudson Street, Suite 300, JERSEY CITY, NJ 07311 - 1107. PHONE:
(201) 743-4000. UNDERWRITING LIMITATION b/: $92,978,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA,
CO, CT, DE, DC, FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MP, MT, NE, NV,
NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, VI, WA, WV, WI, WY.
INCORPORATED IN: Missouri.
Arch Reinsurance Company (NAIC #10348)
BUSINESS ADDRESS: 445 South Street, Suite 220, P.O. Box 1988, Morristown, NJ 07962 - 1988. PHONE:
(973) 898-9575. UNDERWRITING LIMITATION b/: $35,781,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA,
CO, CT, DE, DC, FL, GA, GU, HI, ID, IL, IN, IA. KS, KY, LA, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ,
NM, NY, ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT, VT, VA, WA, WV. INCORPORATED IN: Delaware.
Argonaut Insurance Company (NAIC #19801)
BUSINESS ADDRESS: P.O. BOX 469011, SAN ANTONIO, TX 78246. PHONE: (800) 470-7958.
UNDERWRITING LIMITATION b/: $87,278,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY,
NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, LIT, VT, VA, VI, WA, WV, WI, WY. INCORPORATED IN:
Illinois.
ASPEN AMERICAN INSURANCE COMPANY (NAIC #43460)
BUSINESS ADDRESS: 175 Capital Boulevard, Suite300, Rocky Hill, CT 06067. PHONE: (860) 258-3500.
https://www.fiscal.treasury.gov/fsreports/ref/suretyBnd/c570—a-z.htm 3/23
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UNDERWRITING LIMITATION bl: $50,628,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID. IL, IN, A KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, PR, RI, SC, SID, TN, TX, LIT, VT, VA, VI, WA, WV, WI, WY. INCORPORATED IN: Texas.
Associated Indemnity Corporation (NAIC #21865)
BUSINESS ADDRESS: 225 W. WASHINGTON STREET, SUITE 1800, CHICAGO, IL 60606 - 3484. PHONE:
(888) 466-7883. UNDERWRITING LIMITATION b/: $9,002,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA,
CO, CT, DE, DC, FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH,
NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, LIT VT, VA, WA, WV, WI, WY. INCORPORATED
IN: California,
Atlantic Specialty Insurance Company (NAIC #27154)
BUSINESS ADDRESS: 605 Highway 169 North, Suite 800, Plymouth, MN 55441. PHONE: (952) 852-2431.
UNDERWRITING LIMITATION b/: $61,805,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, [A, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, PR, RI, SC, SID, TN, TX, UT VT, VA, VI, WA, WV, WI, WY. INCORPORATED IN: New
York.
Auto -Owners Insurance Company (NAIC #18988)
BUSINESS ADDRESS: P.O. BOX 30660, LANSING, MI 48909 - 8160. PHONE: (517) 323-1200,
UNDERWRITING LIMITATION b/: $1,063,474,000. SURETY LICENSES c,f/: AL, AZ, AR, CO, FL, GA, ID, IL,
IN, IA, KS, KY, MI, MN, MS, MO, NE, NV, NM, NC, ND, OH, OR, PA, SC, SD, TN, UT, VA, WA, WI.
INCORPORATED IN: Michigan.
AXIS Insurance Company (NAIC #37273)
BUSINESS ADDRESS: 11680 Great Oaks Way, Ste. 500, Alpharetta, GA 30022. PHONE: (678) 746-9400.
UNDERWRITING LIMITATION b/: $54,467,000. SURETY LICENSES c,f/: AL, AK, AS, AZ, AR, CA, CO, CT,
DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY,
NC, ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, LIT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Illinois.
AXIS Reinsurance Company (NAIC #20370)
BUSINESS ADDRESS: 11680 Great Oaks Way, Suite 500, Alpharetta, GA 30022. PHONE: (678) 746-9400.
UNDERWRITING LIMITATION b/: $96,681,000. SURETY LICENSES c,f/: AL, AK, AS, AZ, AR, CA, CO, CT
DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: New York,
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Bankers Insurance Company (NAIC #33162)
BUSINESS ADDRESS: P.O. BOX 15707, ST. PETERSBURG, FL 33733. PHONE: (727) 823-4000.
UNDERWRITING LIMITATION bl: $7,791,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC,
FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND,
OH, OK, OR, PA, SC, SD, TN, TX, LIT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Florida.
Bankers Standard Insurance Company (NAIC #18279)
BUSINESS ADDRESS: 436 WALNUT STREET, P.O. Box 1000, Philadelphia, PA 19106. PHONE: (215) 640-
1000. UNDERWRITING LIMITATION b/: $19,790,000. SURETY LICENSES c,f/: AL, AK AZ, AR, CA, CO, CT
DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY,
NC, ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT VT VA, WA, WV, WI, WY. INCORPORATED IN:
Pennsylvania.
Beazley Insurance Company, Inc. (NAIC #37540)
BUSINESS ADDRESS: 30 Batterson Park Road, Farmington, CT 06032. PHONE: (860) 677-3700.
UNDERWRITING LIMITATION b/: $12,010,000. SURETY LICENSES c,f/: AL, AK AZ, AR, CA, CO, CT DE,
DC. FL, GA, HI, ID, IL, IN, [A, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, LIT, VT, VA, WA, WV, WI, Wy. INCORPORATED IN: Connecticut,
Berkley Insurance Company (NAIC #32603)
BUSINESS ADDRESS: 475 STEAMBOAT ROAD, GREENWICH, CT 06830. PHONE: (203) 542-3800.
UNDERWRITING LIMITATION bl: $453,117,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS,, MO, MT, NE, NV, NH, NJ, NM, NY,
NC, ND, OH, OK, OR, PA, PR, RI, SC, SID, TN, TX, UT, VT, VA, VI, WA,WV, Wl, WY. INCORPORATED IN:
Delaware.
Berkley Regional Insurance Company (NAIC #29580)
BUSINESS ADDRESS: PO BOX 9190, DES MOINES, [A 50306 - 9190. PHONE: (515) 473-3000.
UNDERWRITING LIMITATION b/: $72,799,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Delaware.
Berkshire Hathaway Homestate Insurance Company (NAIC #20044)
BUSINESS ADDRESS: 1314 Douglas Street, Suite 1300, Omaha, NE 68102 -1944. PHONE: (402) 393-7255.
UNDERWRITING LIMITATION b/: $166,073,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT, VT VA, WA, WV, WI, WY. INCORPORATED IN: Nebraska.
https://Www.fiscal.treasury.govtfsreports/ref/suretyBnd/c570—a-z.htm 4/23
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Berkshire Hathaway Specialty Insurance Company (NAIC #22276)
BUSINESS ADDRESS: 1314 Douglas Street, Suite 1400, Omaha, NE 68102 - 1944. PHONE: (402) 916-3000.
UNDERWRITING LIMITATION b/: $374,964,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM' NY, NC,
ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, LIT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Nebraska.
BITCO GENERAL INSURANCE CORPORATION (NAIC #20095)
BUSINESS ADDRESS: 3700 MARKET SQUARE CIRCLE, DAVENPORT, IA 52807. PHONE: (800) 475-4477.
UNDERWRITING LIMITATION b/: $29,364,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY, NC, ND, CH,
OK, OR, PA, RI, SC, SID, TN, TX, UT, VT, VA, WA, WV, WI, WY, INCORPORATED IN: Illinois.
BOND SAFEGUARD INSURANCE COMPANY (NAIC #27081)
BUSINESS ADDRESS: 10�002 Shelbyville Road, Suite 100, Louisville, KY 40223 - 2979. PHONE: (615) 553-
9500, UNDERWRITING LIMITATION bl: $3,938,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT,
DE, DC, FL, GA, GU, HI, ID, IL, IN, KS, KY, LA, ME, MID, MA, MN, MS, MO, MP, MT, NV, NH, NJ, NM, NC, ND,
OH, OK, RI, SC, SID, TN, TX, LIT, VT, VA, WA, VVV, WI, Wry. INCORPORATED IN: South Dakota.
Bondex Insurance Company (NAIC #12965)
BUSINESS ADDRESS: P.O. Box 6, Florham Park, NJ 07932. PHONE: (973) 377-7000. UNDERWRITING
LIMITATION b/: $351,000. SURETY LICENSES c,f/: DE, NJ, NY, PA. INCORPORATED IN: New Jersey.
Boston Indemnity Company, Inc. (NAIC #30279)
BUSINESS ADDRESS: PO Box 6, Florham Park, NJ 07932. PHONE: (973) 377-7000. UNDERWRITING
LIMITATION b/: $451,000. SURETY LICENSES c,f/: AL, AZ, AR, CT, DE, DC, FL, GA, ID, IN, KS, KY, LA, ME,
MA, MN, MS, MT, NE, NV, NC, ND, OK, PA, SID, TN, WV. INCORPORATED IN: South Dakota.
Brierfield Insurance Company (NAIC #10993)
BUSINESS ADDRESS: 6300 University Parkway, Sarasota, FL 34240 - 8424. PHONE: (800) 226-3224 x-2422.
UNDERWRITING LIMITATION b/: $913,000. SURETY LICENSES c,f/: AL, AR, FL, GA, MS, TN,
INCORPORATED IN: Mississippi.
BRITISH AMERICAN INSURANCE COMPANY (NAIC #32875)
BUSINESS ADDRESS: P.O. Box 1590, Dallas, TX 75221 - 1590. PHONE: (214) 443-5500. UNDERWRITING
LIMITATION b/: $3,249,000. SURETY LICENSES c,f/: TX. INCORPORATED IN: Texas.
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Capitol Indemnity Corporation (NAIC #10472)
BUSINESS ADDRESS: P.O. Box 5900, Madison, WI 53705 - 0900. PHONE: (608) 829-4200. UNDERWRITING
LIMITATION b/: $21,699,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID,
IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA.
RI, SC, SD, TN, TX, UT, VT. VA, WA, WV, WI, WY. INCORPORATED IN: Wisconsin.
Capitol Preferred Insurance Company, Inc. (NAIC #10908)
BUSINESS ADDRESS: 2750 Chancellorsville Dr, Tallahassee, FL 32312. PHONE: (850) 521-0742.
UNDERWRITING LIMITATION b/: $2,654,000. SURETY LICENSES c,f/: FL, GA, SC. INCORPORATED IN:
Florida.
Carolina Casualty Insurance Company (NAIC #10510)
BUSINESS ADDRESS: PO BOX 9190, DES MOINES, [A 50306 - 9190. PHONE: (904) 363-0900.
UNDERWRITING LIMITATION bl: $10,338,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, [A, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, LIT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Iowa.
Centennial Casualty Company (NAIC #34568)
BUSINESS ADDRESS: 2200 Woodcrest Place, Suite 200, Birmingham, AL 35209. PHONE: (205) 414-2600.
UNDERWRITING LIMITATION b/: $8,292,000. SURETY LICENSES c,f/: AL, INCORPORATED IN: Alabama.
CENTRAL MUTUAL INSURANCE COMPANY (NAIC #20230)
BUSINESS ADDRESS: P.O. BOX 351, VAN WERT, OH 45891 - 0351. PHONE: (419) 238-1010.
UNDERWRITING LIMITATION b/: $66,541,000. SURETY LICENSES c,f/: AZ, AR, CA, CO, CT, DE, GA, ID, IL,
IN, IA, KY, ME, MID, MA, MI, MN, MS, MT, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, SC, TN, TX, UT, VT, VA,
WA, WI. INCORPORATED IN: Ohio.
CENTURY SURETY COMPANY (NAIC #36951)
BUSINESS ADDRESS: 550 Polaris Parkway, Westerville, OH 43082. PHONE: (614) 895-2000.
UNDERWRITING LIMITATION b/: $3,931,000. SURETY LICENSES c,f/: AZ, IN, OH, WV, WI.
INCORPORATED IN: Ohio.
Charter Oak Fire Insurance Company (The) (NAIC #2!5615)
BUSINESS ADDRESS: ONE TOWER SQUARE, HARTFORD, CT 06183. PHONE: (860) 277-0111.
UNDERWRITING LIMITATION b/: $22,735,000, SURETY LICENSES c,f/: AL, AK, AZ, AR, CO, CT, DE, DC,
FL, GA, HI, ID, IL, IN, IA. KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND,
OH, OK, OR, PA, PR, RI, SC, SID, TN, TX, UT, V-17, VA, WA, WV, WI, WY. INCORPORATED IN: Connecticut.
https://www.fiscal.treasury.gov/fsreports/ref/suretyBnd/c570—a-z.htm 5/23
OUFULY mufms - ueruueo uompanies
Cherokee Insurance Company (NAIC #10642)
BUSINESS ADDRESS: 34200 Mound Road, Sterling Heights, MI 48310. PHONE: (800) 201-0450 x-3400.
UNDERWRITING LIMITATION b/: $19,781,000. SURETY LICENSES c,f/: AL, AZ, AR, CA, CO, CT, DE, FL,
GA. ID, IL, IN, IA, KS, KY. LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR,
PA, RI, SC, SD, TN, TX, UT Vr, VA, WA, WV, WI, WY. INCORPORATED IN: Michigan,
CHUBB INDEMNITY INSURANCE COMPANY (NAIC #12777)
BUSINESS ADDRESS: 202B Hall's Mill Road, Whitehouse Station, NJ 08889. PHONE: (212) 827-4400.
UNDERWRITING LIMITATION b/: $17,505,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT VT VA, WA, WV, WI, WY. INCORPORATED IN: New York.
Cincinnati Casualty Company (The) (NAIC #286,65)
BUSINESS ADDRESS: P.O. Box 145496, Cincinnati, OH 45250 - 5496. PHONE: (513) 870-2000.
UNDERWRITING LIMITATION b/: $39,229,000. SURETY LICENSES c,f/: AL, AK, A7, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT VT VA, WA, WV, WI, WY. INCORPORATED IN: Dhio.
CINCINNATI INDEMNITY COMPANY, THE (NAIC #23280)
BUSINESS ADDRESS: P.O. BOX 145496, CINCINNATI, OH 45250 - 5496. PHONE: (513) 870-2000 x-4414.
UNDERWRITING LIMITATION b/: $10,000,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA. CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, A, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, LIT VT VA, WA, WV WI, WY. INCORPORATED IN: Ohio.
Cincinnati Insurance Company (The) (NAIC #10677)
BUSINESS ADDRESS: P.O. BOX 145496, CINCINNATI, OH 45250 - 5496, PHONE: (513) 870-2000.
UNDERWRITING LIMITATION b/: $460,128,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, PR, RI, SC, SID, TN, TX, LIT VT, VA, WA, WV, WI, WY. INCORPORATED IN: Ohio,
CITIZENS INSURANCE COMPANY OF AMERICA (NAIC #31534)
BUSINESS ADDRESS: 440 LINCOLN STREET, WORCESTER, MA 01653 - 0002. PHONE: (508) 853-7200,
UNDERWRITING LIMITATION b/: $69,946,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CO, CT, DE, DC,
GA, HI, IL, IN, IA, KS, ME, MD, MA, MI, MN, MS, MO, MT, NE, NH, NJ, NM, NY, NC, ND, OH, OK, PA, RI, SC,
SID, TN, TX, LIT VT VA, WA, WV, WI. INCORPORATED IN: Michigan.
COLONIAL AMERICAN CASUALTY AND SURETY COMPANY (NAIC #34347)
BUSINESS ADDRESS: 1299 ZURICH WAY, 5TH FLOOR, SCHAUMBURG, IL 60196 - 1056. PHONE: (847)
605-6000. UNDERWRITING LIMITATION bl: $2,337,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO,
CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY,
NC, ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Maryland,
COLONIAL SURETY COMPANY (NAIC #10758)
BUSINESS ADDRESS: 123 Tice Boulevard, Suite 250, Woodcliff Lake, NJ 07677. PHONE: (201) 573-8788.
UNDERWRITING LIMITATION bl: $4,052,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC,
FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MP, MT, NE, NV, NH, NJ, NM, NY,
NC, ND, OH, OK, OR, PA, PR, RI, SC, SID, TN, TX, UT VT VA, VI, WA, WV, WI, WY. INCORPORATED IN:
Pennsylvania.
Continental Casualty Company (NAIC #20443)
BUSINESS ADDRESS: 151 N Franklin St., CHICAGO, IL 60606. PHONE: (312) 822-5000. UNDERWRITING
LIMITATION b/: $738,083,000. SURETY LICENSES c.f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID,
IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA,
PIR, RI, SC, SD, TN, TX, LIT, VT, VA, VI, WA, WV, WI, Wy. INCORPORATED IN: Illinois.
CONTINENTAL HERITAGE INSURANCE COMPANY (NAIC #39551)
BUSINESS ADDRESS: 6140 PARKLAND BLVD, STE 321, MAYFIELD HEIGHTS, CH 44124. PHONE: (440)
229-3420. UNDERWRITING LIMITATION b/: $2,514,000. SURETY LICENSES c,f/: AZ, CA, CO, DC, FL, GA,
ID, IL, IN, IA, KY, LA, ME, MD, MN, MS, NE, NV, NJ, ND, OH, PA, SC, SID, TN, TX, UT, VA, WA, WV, WY.
INCORPORATED IN: Florida.
Continental Insurance Company (The) (NAIC #35289)
BUSINESS ADDRESS: 151 N Franklin St., CHICAGO, IL 60606. PHONE: (312) 822-5000. UNDERWRITING
LIMITATION b/: $155,806,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT DE, DC, FL, GA, GU,
HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MP, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH,
OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT VA, VI, WA, WV, WI, WY. INCORPORATED IN: Pennsylvania.
CONTRACTORS BONDING AND INSURANCE COMPANY (NAIC #37206)
BUSINESS ADDRESS: 9025 N. Lindbergh Drive, Peoria, IL 61615. PHONE: (309) 692-1000.
UNDERWRITING LIMITATION bf: $11,490,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT VT VA, WA, WV, WI, WY. INCORPORATED IN: Illinois.
Cooperativa de Seguros Multiples de Puerto Rico (NAIC #18163)
BUSINESS ADDRES& PO BOX 363846, SAN JUAN, PR 00936 - 3846. PHONE: (787) 622-3575 x-2512.
UNDERWRITING LIMITATION b/: $15,318,000. SURETY LICENSES c,f/: PR. INCORPORATED ft Puerto
Rico.
https://www.fiscal.treasury.gov/fsreports/ref/suretyBnd/c570—a-z.htm 6/23
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CorePointe Insurance Company (NAIC #10499)
BUSINESS ADDRES& 401 South Did Woodward Avenue, Suite 300, Birmingham, MI 48009. PHONE: (800)
782-9164. UNDERWRITING LIMITATION b/: $1,452,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO,
CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM,
NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT VA, VI, WA, WV, WI, WY. INCORPORATED IN:
Delaware.
CUMIS INSURANCE SOCIETY, INC. (NAIC #10847)
BUSINESS ADDRESS: POST OFFICE BOX 1084, MADISON, WI 53701. PHONE: (608) 238-5851.
UNDERWRITING LIMITATION b/: $85,551,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY,
NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, VI, WA, WV, WI, WY. INCORPORATED IN:
Iowa.
CUMIS Specialty Insurance Company, Inc. (NAIC #12758)
BUSINESS ADDRESS: Post Office Box 1084, Madison, WI 53701. PHONE: (608) 238-5851. UNDERWRITING
LIMITATION b/: $5,549,000. SURETY LICENSES c,f/: AL, CA, CT, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, MD,
MA, MI, MN, MO, NE, NV, NJ, NY, NC, OH, OK, OR, PA, SC, SD, TX, LIT, VA, WA, W1, WY. INCORPORATED
IN: Iowa.
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Developers Surety and Indemnity Company (NAIC #12718)1
BUSINESS ADDRESS: P.O. BOX 19725, IRVINE, CA 92623 - 9725. PHONE: (949) 263-3300.
UNDERWRITING LIMITATION b/: $9,634,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC,
FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, Ml, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND,
OH, OK, OR, PA, RI, SC, SID, TN, TX, LIT VT, VA, VI, WA, W`V, WI, WY. INCORPORATED IN: California.
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Employers Insurance Company of Wausau (NAIC #21458)
BUSINESS ADDRESS: 175 Berkeley Street, Boston, MA 02116, PHONE: (617) 357-9500. UNDERWRITING
LIMITATION b/: $138,602,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID,
IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA,
PR, Rl, SC, SID, TN, TX, LIT VT VA, VI, WA, WV, WI, WY. INCORPORATED IN: Wisconsin.
Employers Mutual Casualty Company (NAIC #21415)
BUSINESS ADDRESS: P. 0. BOX 712, DES MOINES, IA 50306 - 0712. PHONE: (515) 280-2511.
UNDERWRITING LIMITATION b/: $143,661,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, [A, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Iowa.
Endurance American Insurance Company (NAIC #10641)
BUSINESS ADDRESS: 4 MANHATTANVILLE ROAD, PURCHASE, NY 10577. PHONE: (914) 468-8000.
UNDERWRITING LIMITATION b/: $42,689,000. SURETY LICENSES c,f/: AL, AK, AZ, CO, DE, DC, GA, HI, ID,
IL, IN, IA, KS, KY, LA, MID, MA, MI, MS, MO, MT, NE, NV, NJ, NM, NY, ND, OH, OK, OR, PA, RI, SC, SD, TN,
TX, UT, VT, WA, WV, WY. INCORPORATED IN: Delaware.
Endurance Assurance Corporation (NAIC #11551)
BUSl�NESS ADDRESS: 4 MANHATTANViLLE ROAD, PURCHASE, NY 10577. PHONE: (914) 468-8000.
UNDERWRITING LIMITATION b/: $46,459,000. SURETY LICENSES 01: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, PR, RI, SC, SID, TN, TX, UT VT VA, WA, WV, WY INCORPORATED IN: Delaware.
Erie Insurance Company (NAIC #26263)
BUSINESS ADDRESS: 100 ERIE INSURANCE PLACE, ERIE, PA 16530. PHONE: (814) 870-2000.
UNDERWRITING LIMITATION b/: $37,432,000. SURETY LICENSES c,f/: DC, IL, IN, KY, MID, MN, NY, NC,
OH, PA, TN, VA, WV. Wl. INCORPORATED IN: Pennsylvania.
Euler Hermes North America Insurance Company (NAIC #20516)
BUSINESS ADDRESS; 800 Red Brook Blvd, Owings Mills, MD 21117. PHONE: (410) 753-0753.
UNDERWRITING LIMITATION b/� $15,764,000. SURETY LICENSES c,f/: AL, AK, AZ, CA, CO, CT, DE, DC,
GA, Hl, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK,
PA, Rl, SC, SID, TN, TX, UT, VT, VA, WI, WY. INCORPORATED IN: Maryland,
Everest Reinsurance Company (NAIC #26921)
BUSINESS ADDRESS: P.O. Box 830, Liberty Corner, NJ 07938 - 0830. PHONE: (908) 604-3000.
UNDERWRITING LIMITATION b/: $339,185,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MID, MA, Ml, MN, MS, MO, MP, MT, NE, NV, NH, NJ, NM, NY,
NC, ND, OH, OK, OR, PA, RI, SC, SID, TN, TX, UT, VT, VA, WA, WV, WI, W`Y. INCORPORATED IN: Delaware.
Evergreen National Indemnity Company (NAIC #12750)
BUSINESS ADDRESS: 6140 PARKLAND BLVD, STE 321, MAYFIELD HEIGHTS, OH 44124. PHONE: (440)
https://Www.fiscal.treasury.gov/fsreports/ref/suretyBnd/c570—a-z.htm 7/23
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ourety t5onas - k.,eranea Uornpanies
229-3420. UNDERWRITING LIMITATION b/: $3,445,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO,
CT DE, DC, FL, GA, ID, IL, IN, IA. KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY,
ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, LIT VT VA, WA, WI, WY. INCORPORATED ft Ohio.
Executive Risk Indemnity Inc. (NAIC #35181)
BUSINESS ADDRESS: 202B Hall's Mill Road, Whitehouse Station, NJ 08889. PHONE: (215) 640-5259.
UNDERWRITING LIMITATION bl: $156,166,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, DE, DC,
FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE. NV, NH, NJ, NM, NY, NC, ND,
OH, OK, OR, PA, RI, SC, SD, TN, TX, LIT, Vr, VA, WA, WV, WI, WY. INCORPORATED IN: Delaware.
Explorer Insurance Company (NAIC #40029)
BUSINESS ADDRES& P.O. BOX 509039, SAN DIEGO, CA 92150, PHONE: (858) 350-2400 x-2550.
UNDERWRITING LIMITATION b/: $14,355,000. SURETY LICENSES c,f/: AZ, CA, CO, CT, DE, HI, ID, IL, IN,
IA. MD, MA, MI, MS, MT, NV, NJ, NM, OR, PA, TN, TX, LIT, Vr, VA, WA, WV. INCORPORATED IN: California
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Fair American Insurance and Reinsurance Company (NAIC #35157)
BUSINESS ADDRESS,�� One Liberty Plaza, 165 Broadway, New York, NY 10006. PHONE: (212) 365-2200.
UNDERWRITING LIMITATION bl: $19,390,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, LIT, VT, VA, VI, WA, WV, WI, WY. INCORPORATED IN: New York.
Farmers Alliance Mutual Insurance Company (NAIC #19194)
BUSINESS ADDRESS: P.O. Box 1401, McPherson, KS 67460. PHONE: (620) 241-2200. UNDERWRITING
LIMITATION b/: $17,571,000. SURETY LICENSES c,f/: CO, ID, IA, KS, MN, MO, MT, NE, NM, ND, OK, SD.
INCORPORATED IN: Kansas.
Farmington Casualty Company (NAIC #41483)
BUSINESS ADDRESS: ONE TOWER SQUARE, HARTFORD, CT 06183. PHONE: (860) 277-0111.
UNDERWRITING LIMITATION b/: $27,447,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC,
ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, LIT, VT, VA, WA, WV, WI, WY. INCORPORATED IN: Connecticut.
Farmland Mutual Insurance Company (NAIC #13838)
BUSINESS ADDRESS: ONE WEST NATIONWIDE BLVD., 1-04-701, COLUMBUS, OH 43215 - 2220. PHONE:
(515) 508-3300. UNDERWRITING LIMITATION bl: $16,365,000. SURETY LICENSES c,f/: AL, AZ, AR, CA,
CO, DE, DC, FL, GA, ID, IL, IN, ]A, KS, KY, MD, MI, MN, MS, MO, MT, NE, NV, NC, ND, OH, OK, OR, PA, SC,
SD, TN, TX, UT, VA, WA, W-V, WI, WY INCORPORATED IN: Iowa.
FCCI Insurance Company (NAIC #10178)
BUSINESS ADDRESS: 6300 University Parkway, Sarasota, FL 34240 - 8424. PHONE: (800) 226-3224 x-2726.
UNDERWRITING LIMITATION b/: $54,754,000. SURETY LICENSES c,f/: AL, AZ, AR, CO, DC, FL, GA, IL, IN,
A, KS, KY, LA, MD, MI, MS, MO, NE, NC, OH, OK, PA, SC, TN, TX, VA. INCORPORATED IN: Florida.
Federal Insurance Company (NAIC #20281)
BUSINESS ADDRESS: 202B Hall's Mill Road, Whitehouse Station, NJ 08889. PHONE: (908) 903-2000.
UNDERWRITING LIMITATION b/: $393,705,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MP, MT, NE, NV, NH, NJ, NM,
NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT VT VA, VI, WA, WV, WI, WY. INCORPORATED IN:
Indiana.
FEDERATED MUTUAL INSURANCE COMPANY (NAIC #139,35)
BUSINESS ADDRESS: 121 EAST PARK SQUARE, OWATONNA, MN 55060. PHONE: (507) 455-5200.
UNDERWRITING LIMITATION b/: $336,551,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE,
DC, FL, GA, ID, IL, IN, A KS, KY, LA, ME. MD, MA, MI, MN, MS. MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND,
OH, OK, OR, PA, RI, SC, SID, TN, TX, LIT, Vr, VA, WA, WV, WI, WY. INCORPORATED IN: Minnesota.
Fidelity and Deposit Company of Mlaryland (NAIC #39306)
BUSINESS ADDRESS: 1299 ZURICH WAY, 5TH FLOOR, SCHAUMBURG, IL 60196 -1056. PHONE� (847)
605-6000. UNDERWRITING LIMITATION b/: $14,785,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO,
CT, DE, DC, FL, GA, GU, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MP, MT, NE, NV, NH,
NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, Vi, WA, WV, WI, Wy.
INCORPORATED IN: Maryland.
FIDELITY AND GUARANTY INSURANCE COMPANY (NAIC #35386)
BUSINESS ADDRESS: One Tower Square, Hartford, CT 06183. PHONE: (860) 277-0111. UNDERWRITING
LIMITATION b/: $1,775,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL,
IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI,
SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY INCORPORATED IN: Iowa.
Fidelity and Guaranty Insurance Underwriters, Inc. (NAIC #25879)
BUSINESS ADDRESS: One Tower Square, Hartford, CT 06183. PHONE: (860) 277-0111. UNDERWRITING
LIMITATION b/: $8,899,000. SURETY LICENSES c,f/: AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL,
IN, IA, KS, KY, LA, ME, MID, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI.
SC, SD, TN, TX, LIT, VT VA, WA, WV, WI, VVY. INCORPORATED IN: Wisconsin,
https://www,fiscal.treasury.govtfsreports/ref/suretyBnd/c570-a-z.htm 8/23
QeEo MARSHALL INCO
SITE WORK * EXCAVATING o DEMOLITION
VALPAKASS9, 10
1351 Joliet Road. P.O. Box 242. Valparaiso, IN 46384. www.gemarshall.com
Tel 219-462-3415. Fax 219-462-3964
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CERTIFICATE OF QUALIFICATION
to provide
CONSTRUCTION SERVICES
for
PUBLIC WORKS PROJECTS
to the
STATE OF INDIANA
This Certification Board, having duly considered application for qualification in terms of apparent experience and financial
resources; and under the applicable Indiana Code 4-13.6-4 and adopted rules of this Board, hereby issues a
Certificate of Qualification to provide construction services to the State of Indiana for Public Works Projects to:
MARSHALL, G E INC
1351 JOLIET RD
PO BOX 242
VALPARAISO IN 46384
Phone 219-462-3415
Fax 219-462-3964
Company Official
FRANK MARSHALL
for the twenty-seven month period stated herein, unless revoked by this Board for cause,
and in the class i fi cations of services stated below. This certificate supercedes any previous certificate.
1611.01 Concrete Construction of Roads & Curbing
1611-02 Asphalt Construction of Roads and Parking Lots
1623.03 Sewers and/or Water Lines
1794.01 Earthmoving and Land Clearing
1794.02 Excavation
1795.01 Demolition of Buildings and Other Structures
1795.02 Demolition of Pavements and Roads
CERTIFICATION DATE 4/19/2018
EXPIRATION DATE 711912020
THIS CERTIFICATE ISSUED BY THE STATE OF INDIANA, PUBLIC WORKS DIVISION CERTIFICATION BOARD,
402 WEST WASHrNGTON STREET, ROOM W467, INDIANAPOLIS, INDIANA 46204,
ALSO ACTS AS THE OFFICIAL NOTICE OF EXPIRATION.
cretary
Tracy L. Cross, Executve
Certification Board
DAPW P02 State Form 3983R Rev 07106
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G*E* MARSHALL ING40
SITE WORK e EXCAVATING a DEMOLITION
VALPARAISO, IN
1351 Joliet Road P. 0. Box 242 a Valparaiso, IN 46385 * www.gemarshall.com
Tel 219-462-3415 e Fax 219-462-3964
G.E. Marshall, Inc. states that any individuals who will perform work for Small Drainage Design
and Repair will be properly classified as an employee or an independent contractor under all
applicable state and federal laws and local ordinances.