HomeMy WebLinkAbout01-22-18 Board of Finance SOU TH
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OFFICE OF THE CITY CLERK
KAREEMAH FOWLER,CITY CLERK
BOARD OF FINANCE JANUARY 22, 2018 3:30 P.M.
Council Members Present: Tim Scott, Randy Kelly, Dr. David Varner, Oliver Davis,
Gavin Ferlic, Karen White
Council Members Absent: Regina Williams-Preston, Jo M. Broden, John Voorde
Others Present: Kareemah Fowler, Bianca Tirado, Graham Sparks, Bob
Palmer
Presenters: Jen Hockenhull, Paul Gifford, Rahman Johnson
Agenda: Annual Board of Finance Meeting where the South Bend
Common Council convenes as a local Board of Finance to
elect its officers
Board of Finance Secretary Dr. David Varner called to order the Annual Board of Finance
Meeting at 3:30 p.m. He introduced Council members present and proceeded to open the floor to
nominations for President of the Board of Finance.
Councilmember Tim Scott nominated Councilmember Gavin Ferlic for President of the Board of
Finance. There were no other nominations. Secretary Dr. Varner closed the floor to nominations
for President. He then opened the floor to accept nominations for Secretary of the Board of
Finance. Councilmember Ferlic nominated Councilmember Dr. David Varner for Secretary of
the Board of Finance. There were no other nominations. Secretary Dr. Varner closed the floor to
nominations for Secretary of the Board of Finance.
Councilmember Ferlic was elected President of the Board of Finance unanimously by a voice
vote of six(6) ayes. Councilmember Dr. Varner was elected Secretary of the Board of Finance
unanimously by a voice vote of six (6) ayes.
President Ferlic then gave the floor to the presenters.
Jen Hockenhull, City Controller of the City of South Bend with offices on the 12th floor of the
County-City Building passed out copies of the Annual Fiscal Report for Calendar Year 2017
(available in the City Clerk's Office). Ms. Hockenhull stated, Good afternoon and thank you for
allowing us to provide this update on the finances of the City. We come before you to discuss
our investments that are held by 1` Source Corporation. We have individuals here from 1't
455 County-City Building•227 W.Jefferson Boulevard•South Bend,Indiana 46601
Phone 574-235-9221 •Fax 574-235-9173•TDD 574-235-5567•www.SouthBendIN.gov
JENNIFER M.COFFMAN BIANCA L.TIRADO JOSEPH R.MOLNAR
CHIEF DEPUTY/DIRECTOR OF DEPUTY/DIRECTOR OF POLICY ORDINANCE VIOLATION CLERK
OPERATIONS
Source to provide more detailed information. There have been no changes to the State
Investment Policy and that is where we find basis for our City Policy. There are no changes to
the policy and we are also not asking for any changes to the policy. There is a schedule for
quarterly meetings and they are open to your attendance. Rahman will report the stale dated
checks policy as well as the interest reports. Our cash trends and reserve policy reports are also
included in this report. However, since we distribute those on a monthly basis, we didn't plan to
go into any detail on those reports. If anybody has any questions, we will be happy to answer
them. Because of the timing of the meeting and the timing of the year-end's close, there are
reports in front of you for the Controller's Report, the Trends Report and the Cash Reserves
Report. They are all preliminary at this time. We don't foresee them changing but if there are any
adjustments, we will send out revised copies.
Paul Gifford, Chief Investment Officer of 1St Source Corporation with offices located at 100 N.
Michigan Street, stated, Thank you for the opportunity to meet with you today. If you all could
turn to page six (6) of the report, you will see the presentation. For the last five (5) or six (6)
years, 1St Source has had the opportunity to work with the City and manage your excess cash in
your portfolio. The original investment was $175 million. Today that is invested between money
market,treasuries, agencies, CDs and Municipal Bonds which are all State-approved
investments. You will see on page seven(7) a mix of those three (3) assets. On page eight(8) is
actually a listing of all the holdings. As I've mentioned in the past, anything that is $250,000 or
less in CDs is FDIC insured. As I'm sure you are aware, the State of Indiana has a Public
Deposit Insurance Fund so any investment over$250,000 is on that list for approved depository
institution fund. As money matures, we are buying and selling the securities for you and
collecting the income. Then, the City gets paid the net-income every month out. On page nine (9)
the CDs continue and on page ten(10) we are getting to the Government Agency Bonds. For the
last year, I can say the CDs have been a more attractive investment vehicle given the investment
policy and we are starting to see that change right now. I would expect in the next ye the
amount in the Government Agency bucket would tend to increase. The next thing about what is
going to happen in the portfolio is that you will see on page thirteen(13), there are a fair amount
of maturities in the portfolio over the next several quarters. Most of those bonds, when they
mature, we will be able to reinvest at approximately a one percent(1%)higher interest rate. So
next year when we come, hopefully you will all see a nice jump in earnings again. And hopefully
the next several years as the Federal Reserve has been raising rates. Right now it looks like you
will see a one percent (1%) increase on somewhere around $85 million which would be really
nice for the budget.
Mr. Gifford continued, If you flip to page fourteen (14), in the last year,the portfolio was up
about eight tenths of a percent(0.8%). That is ahead of the benchmarks we have agreed to with
the City. This means the portfolio generated about an extra$350,000 of earnings. As Jen has said
there really are no changes to the investment policy so we should be good to go with this year's
investments.
Secretary Dr. Varner asked, What was the overall rate of return?
Mr. Gifford replied, It was point eight two percent(.82%).
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Secretary Dr. Varner followed up, In our reduced evaluation of the bond,that is because interest
rates are going higher?
Mr. Gifford replied, You are correct. We have an agreement with the City that we are not going
to sell them at a loss and we will just let it come back because it matures so quickly.
Rahman Johnson, Director of Treasury for the City of South Bend with offices on the 121" floor
of the County-City Building, stated, I will be walking you through pages fifteen(15)to twenty-
seven(27). Page fifteen(15) deals with our Stale Dated Check Policy. He read from the policy,
"The City has defined that payroll checks and account payable disbursement checks drawn on
city accounts will have a two (2) year active life from the date of issuance as noted on the check.
Un-cashed checks, beyond the two (2) year active life period, are no longer valid and shall be
classified as a stale dated check."He went on, Pages seventeen(17) and eighteen(18)have a list
of accounts payable checks that have expired. We do reissue those checks and do our best to
locate those individuals. Page nineteen(19)has a gentleman by the name of Dr. Fred Ferlic, a
former Councilmember, who has yet to cash his checks from April 2015. 1 believe we could
track him down.
Councilmember Karen White asked, Looking at the two (2) year policy timeline based on the
month, most of these are past that two (2) year threshold. Have you notified these individuals of
what the action will be?
Mr. Johnson replied, Yes,they are notified one (1) more time and if there is no response or no
subsequent action, the funds are absorbed back into our fund. Page twenty(20),twenty-one (21)
and twenty-two (22) is the Monthly Controller's Cash Report. We provide this every month and
it is basically a summary of cash and investments by Fund for a given month. Currently,the City
has approximately one hundred seven(107) Funds. With the help of the various fiscal officers
throughout the City, we are pretty accurate in placing the monies in the appropriate funds. I do
rely heavily on the fiscal officers throughout the City to input the money correctly and at the end
of the month,I have to reconcile and I trust that everybody has put the money in their correct
Fund. Page twenty-three (23) deals with our interest summary. You just heard Mr. Paul Gifford
speak about the interest. After their monthly activity, interest kicks in for me. This year, for
2017,the total was $2,737,881.
Councilmember White asked, Is there any particular Department that gets the biggest share of
the interest disbursement?
Mr. Johnson replied, It would be the Fund with the most monies in its current balance and that is
usually Fund#324. He continued, Page twenty-four(24) shows the same interest but in graph
form. That data is from 2009 through 2017. There was a big jump in 2015. Pages twenty-five
(25) and twenty-seven (27) show a different format of this summary that breaks it down by the
Fund per year.
President Ferlic opened the floor to Councilmembers for any other questions they may have.
There were none.
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Councilmember Tim Scott made a motion to accept the 2018 Annual Finance Report as
presented. Councilmember Oliver Davis seconded this motion which carried unanimously by a
voice vote of six (6) ayes.
With no further business, President Ferlic adjourned the 2018 Annual Board of Finance meeting
at 3:49 p.m.
Respectfully Submitted,
C�-
Gavin Ferlic,President
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