HomeMy WebLinkAboutIndustrial Discharge Permit - New Carlisle and St. Joseph Energy CenterAttachment 2
ENFORCEMENT
CITY OF SOUTH BEND
INDUSTRIAL PRETREATMENT
Enforcement Response Plan Outline
Management Plan
A. Permit Application and Classification
B. Permitting
C. Monitoring
D. Field Inspection and Analysis
E. Compliance Decisions and Enforcement
IL Enforcement Procedures
III. Significant Non -Compliance
IV. Enforcement Response Examples
A. Sampling, Monitoring, Reporting
B. Compliance Schedules
C. Discharge Limitations
D. Non -Compliance Detected Through Inspections or Field Investigations
E. Other Non -Compliance
V. Timeframes for Responses
This Enforcement Response Plan was written with the guidance of U.S. EPA document PB90-185083,
Guidance for Developing Control Authority Enforcement Response Plans. Office of Water Enforcement and
Permits. U.S. Environmental Protection Agency, Washington, DC 20460 1989,
Revised 4/29/2011
Approved by US EPA in a letter dated July 21, 2011
This document will describe the enforcement procedures that are used in controlling industrial discharges to
the South Bend Publicly Owned Treatment Works.
I. Management Plan
The pretreatment program for the City of South Bend is administered by the Division of Environmental
Services. The responsibilities of the pretreatment program are:
l . Collect and verify industrial discharge data through laboratory analyses.
2. Make recommendations to the Board of Public Works concerning the issuance of discharge
permits.
3. Review user discharge monitoring reports.
4. Determine the status of user compliance with federal, state, and local regulations.
5. Write federal, state, and local mandated pretreatment reports.
6. Make recommendations for enforcement actions.
Enforcement procedures such as letters of violation, administrative fines, and administrative orders are issued
by a Pretreatment Coordinator. Pretreatment Coordinators recommend more serious enforcement responses
to the Director of Utilities. Severe violations are reported to the Board of Public Works with
recommendations from the Director of Utilities.
The following information describes in more detail the management procedures which are used in
enforcement of the program.
A. Permit Application and Classification
Lists of Industrial Users (IUs) are evaluated based on operations performed, water usage and discharge, and
chemical inventory, among other factors. Industries identified as belonging to one of the following groups
are issued industrial wastewater discharge permits, and categorized as either an Industrial User, or a
Significant Industrial User.
LIUs subject to federal categorical standards — SIU
2.IUs that have process wastewater discharge exceeding 25,000 gallons per day — SIU
3.IUs that contribute process wastewater discharge exceeding 5% of the POTW's dry weather
hydraulic or organic loading capacity.- SIU
4.IUs that have a reasonable potential to adversely affect POTW workers, the POTW itself, and the
receiving stream. — SIU
5.IUs that have non -significant waste water discharge streams may or may not be issued an industrial
wastewater discharge permit. — IUISIU
B. Permitting
The pretreatment staff assesses the information supplied by a user in its permit application. Discharge
parameters to be monitored are set based on application information and local requirements, and limits are
set in accordance with local, state, and federal regulations. The industrial wastewater discharge permit is
issued by the South Bend Board of Public Works.
C. Monitoring
Monitoring consists primarily of the following items:
St. Joseph Energy Center - Water Treatment Facility Industrial Wastewater Discharge Pen nit —
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I . Periodic Compliance Reports submitted to the City of South Bend pretreatment staff as described in
each permitted user's discharge permit.
2. Control Authority (City of South Bend) monitoring including site inspections, and sample collection
and analysis. Monitoring events will be conducted both with and without announcement.
3. Compliance report submitted to the City of South Bend pretreatment staff as described in each
permitted user's discharge permit.
4. Other information and reports that convey compliance status which the City of South Bend
pretreatment staff may request.
D. Field Inspection and Analysis
The City of South Bend pretreatment staff collect wastewater discharge samples and inspect industries as
required to determine compliance, and to obtain verification of self -monitoring data.
E. Compliance Decisions and Enforcement
Industries found to be out of compliance with federal state, or local requirements are subject to the conditions
found in Chapter 17 of the South Bend Municipal Code, described in this Enforcement Response Plan.
Informal enforcement actions, letters of violation, administrative fines, and administrative orders are
conducted by a Pretreatment Coordinator or by the Director of Utilities, depending on the severity of the
noncompliance. Enforcement actions which require legal action, criminal investigation, sewer ban, or other
penalties may be made by the Board of Public Works upon the recommendation of the Director of Utilities.
11. Enforcement Response
Violations and discrepancies that have been identified are evaluated by the City of South Bend pretreatment
staff as to the type of enforcement response necessary. In order to ensure equitable treatment of violators and
provide a stronger basis for selection of appropriate responses to violations, the following Enforcement
Response Plan should normally be followed. However, certain circumstances or types of violations may
require responses that deviate from this plan.
The Enforcement Response Plan indicates the type of noncompliance, the circumstances which might vary
the type of response and the range of responses for that particular category of noncompliance. The
Enforcement Response Plan has been developed with the intention of serving the following purposes.
1. It recommends enforcement responses that are appropriate in relation to the nature and
severity of the violation and the overall degree of noncompliance.
2. It provides a guide to encourage a uniform application of enforcement responses to
comparable levels in types of violations, and it can be used as a mechanism to review the
appropriateness of the response.
The Enforcement Response Plan groups various types of violations into the following four categories:
1. Violations of sampling, monitoring, and reporting
2. Violations of compliance schedules
3. Violations of discharge limitations
4. Violations detected through inspection or field monitoring
St. Joseph Energy Center - Water Treatment Facility Industrial Wastewater Discharge Permit -
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In order to provide a concise document in a usable format, abbreviations have been used for the types of
response. A definition of each abbreviation is listed in increasing order of severity.
I. IA - An Informal Action may be used to respond to minor violations. This is typically
conveyed to the industry contact person, either by phone or with a written notice. This
type of response is used for very minor violations that only require follow up action at the
next compliance event.
2. LOV -- A Letter of Violation is the most widely used and is a written notification to the
User indicating the type of apparent violation. The LOV will require a response within 14
days which usually consists of a written letter to the Control Authority (POTW --- City of
South Bend) indicating the reason for the noncompliance and a description of measures
that are being taken to eliminate similar future violations.
3. AF -- An Administrative Fine is a monetary penalty assessed by the Control Authority for
violations of pretreatment standards and requirements. An administrative fine may not
exceed $2,500 per day per violation and the Control Authority has discretion in setting the
amount of the fine. In the case of long tern noncompliance, or noncompliance with a long
term average standard, a fine shall accrue for each day of the period of noncompliance.
4. AO - An Administrative Order is issued to a User by the Control Authority and contains
necessary corrective measures that need to be carried out by a User to achieve compliance.
The four basic types of administrative orders are: Cease and Desist, Consent, Show Cause,
and Compliance. A description of each follows. The order would normally contain a
short time frame.
a. Cease and Desist - When the Director finds that a User has violated, or continues to
violate, any provision of this ordinance, an individual wastewater discharge permit,
or order issued hereunder, or any other Pretreatment Standard or Requirement, or that
the User's past violations are likely to recur, the Director may issue an order to the
User directing it to cease and desist all such violations and directing the User to:
(1) Immediately comply with all requirements; and
(2) Take such appropriate remedial or preventive action as may be needed
to properly address a continuing or threatened violation, including halting
operations and/or terminating the discharge. Issuance of a cease and desist order
shall not be a bar against, or a prerequisite for, taking any other action against
the User.
b. Consent - The Director may enter into Consent Orders, assurances of compliance,
or other similar documents establishing an agreement with any User responsible for
noncompliance. Such documents shall include specific action to be taken by the User
to correct the noncompliance within a time period specified by the document.
c. Show Cause - The Director may order a User which has violated, or continues to
violate, any provision of this ordinance, an individual wastewater discharge permit,
or order issued hereunder, or any other Pretreatment Standard or Requirement, to
appear before the Director and show cause why the proposed enforcement action
should not be taken. Notice shall be served on the User specifying the time and place
for the meeting, the proposed enforcement action, the reasons for such action, and a
request that the User show cause why the proposed enforcement action should not be
taken.
St. Joseph Energy Center - Water Treatment Facility Industrial Wastewater Discharge Permit -
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d. Compliance - When the Director finds that a User has violated, or continues to
violate, any provision of this ordinance, an individual wastewater discharge permit,
or order issued hereunder, or any other Pretreatment Standard or Requirement, the
Director may issue an order to the User responsible for the discharge directing that the
User come into compliance within a specified time. If the User does not come into
compliance within the time provided, sewer service may be discontinued unless
adequate treatment facilities, devices, or other related appurtenances are installed and
properly operated. Compliance orders also may contain other requirements to address
the noncompliance, including additional self -monitoring and management practices
designed to minimize the amount of pollutants discharged to the sewer. A compliance
order may not extend the deadline for compliance established for a Pretreatment
Standard or Requirement, nor does a compliance order relieve the User of liability for
any violation, including any continuing violation.
5. LIT — Litigation is the most severe enforcement action and is utilized when a User has not
cooperated with the Control Authority or responded to the other enforcement remedies.
Litigation defines several courses of action including civil suits for injunctive relief and/or
civil penalties, criminal suits, termination of service, etc. These types of actions would all
involve the courts and the City Attorney and would follow the procedures necessary for
the due process.
M. Significant Non -Compliance (SNC)
Utilizing the Enforcement Response Plan, Pretreatment Staff will initiate the appropriate response and see that
the enforcement tracking files have been updated to show the type of action being taken and the response date.
On a quarterly basis the Pretreatment Staff will be responsible for reviewing the compliance file of all Industrial
Users for the previous six (6) months to determine significant non-compliance of any industrial user and on an
annual basis, the names of all Industrial Users found in significant non-compliance will be published in the
South Bend Tribune. A definition of significant non-compliance follows.
Instances of Significant Non -Compliance (SNC) are Industrial User Violations which meet one or more of the
following criteria:
(a) Chronic violations of wastewater Discharge limits, defined here as those in which
sixty-six (66) percent or more of all of the measurements taken for the same pollutant
parameter during a six-month period exceed (by any magnitude) a numeric
Pretreatment Standard or Requirement, including instantaneous limits, as defined by
40 CFR 403.3(1);
(b) Technical Review Criteria (TRC) violations, defined here as those in which thirty-
three (33) percent or more of all of the measurements taken for the same pollutant
parameter during a six-month period equal or exceed the product of the numeric
Pretreatment Standard or Requirement including instantaneous limits, multiplied by
the applicable TRC (TRC = 1.4 for BOD, TSS, fats, oils and grease, and 1.2 for all
other pollutants except pH);
(c) Any other violation of a Pretreatment Standard or Requirement that the Director
determines has caused, alone or in combination with other Discharges, Interference or
Pass Through (including endangering the health of POTW personnel or the general
public);
St. Joseph Energy Center - Water Treatrnent Facility Industrial Wastewater Discharge Permit -
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(d) Any discharge of a pollutant that has caused imminent endangerment to human
health, welfare, or to the environment, or has resulted in the POTW's exercise of its
emergency authority to halt or prevent such a discharge;
(e) Failure to meet, within ninety (90) days after the schedule date, a compliance
schedule milestone contained in local control mechanism or enforcement order for
starting construction, completing construction, or attaining final compliance;
(f) Failure to provide, within thirty (30) days after the due date, required reports, such
as baseline monitoring reports, ninety (90) day compliance reports, periodic
compliance reports, and reports on compliance with compliance schedules;
(g) Failure to accurately report noncompliance;
(h) Any other violation or group of violations, which may include a violation of Best
Management Practices, which the Director determines will adversely affect the
operation or implementation of the local Pretreatment program.
Note: A determination of Significant Non -Compliance will not be made if the non-compliance events
triggering SNC occurred only in the first 3 month period of any 6 month period being evaluated, and if the
events caused the user to be in SNC for the previous 6 month period. If a user is found to be in SNC and
continuing violations of the same type occur in the following 6 month period, the events from the previous
quarter may be used in determining SNC in the following period.
IV. Enforcement Response Plan Examples
A. Sampling, Monitoring, and Reporting
Non -Compliance Circumstances Range of Response
Failure to sample, monitor or LOV requiring correction
report Isolated, or infrequent within 14 days, AF, AO
LOV requiring correction
Failure to sample, monitor, report, within 14 days, Escalated AF,
and notify Control Authority Isolated or infrequent AO
Failure to sample, monitor, report, Frequent, or IU does not respond to
and notify Control Authority LOV
Failure to notify of effluent limit Isolated, or infrequent. No known
violation, or slug discharge
effects.
Failure to notify of effluent limit
violation
Frequent or continued violation
Failure to notify of effluent limit
Known environmental or POTW
violation, or slug discharge
damage
Failure to submit renewal permit
application 90 days prior to permit
expiration
Number of days will be considered
Reporting false information
Any instance
LOV, AF, AO, SNC
LOV, AF, AO if no response
within 14 days
LOV, AF, AO, SNC, LIT
LOV, AF, SNC, AO, Lit
LOV, AF
LIT, Criminal Investigation
St, Joseph Energy Center - Water Treatment, Facility Industrial Wastewater Discharge Permit -
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B. Discharge Limitations
Non -Compliance Circumstances Range of Response
Exceeding Final Limits
(categorical, local, or prohibited)
Exceeding Final Limits
Exceeding Final Limits
Exceeding Interim Limits
Exceeding Interim Limits
Reported Slug load
Reported Slug load
Reported Slug load
Discharge without permit or
approval
Discharge without permit or
approval
Discharge without permit or
approval
Infrequent or isolated minor violation
Infrequent or isolated major violations,
exceed TRC limits
Violation(s) which are SNC
No known damages
Results in known environmental or
POTW damage - SNC
Isolated, no known damage
Isolated with known interference, pass
through or damage
Recurring - SNC
One time, no known damage
One time, results in damage
Continuing violation with known
damage
LOV, AF
LOV & AF, AO, LIT if
environmental harm results
AF, AO, LIT
LOV, AF, AO
LOV, AF, AO, LIT
LOV, Show cause, AF, AO
LOV, AF, AO, LIT
LOV, AF, AO, LIT
LOV, AO, AF
LOV,AF, AO, LIT, or request for
criminal investigation
LIT, request for criminal
investigation, sewer disconnect
C. Non-compliance detected through inspections or field investigation
Non -Compliance Circumstances Range of Response
Minor violation of analytical LOV, AF with continuing
procedures Any instance violation
Major violation of analytical
procedures No evidence of intent
Major violation of analytical
procedures Evidence of negligence or intent - SNC
Minor violation of permit condition No evidence of negligence or intent
Minor violation of permit condition Evidence of negligence or intent - SNC
Major violation of permit condition Evidence of negligence or intent - SNC
D. Compliance schedules
LOV, AF, AO
LOV, AF, AO, LIT (possible
criminal action)
LOV, immediate corrective
action required, AF
AF, AO, SNC, LIT (possible
criminal action)
AF, AO, SNC, LIT (possible
criminal action)
Non -Compliance
Circumstances
Range of Response
Reporting false information
Any instance - SNC
LIT, criminal investigation
Will not cause late final or other
Missed interim date
interim date
LOV
Will result in other missed interim
Missed interim date
dates, violation for valid cause
LOV, AO
Will result in other missed interim
Missed interim date
dates, no valid cause - SNC
LOV, AO, LIT
94 days or more, failure or refusal to
Missed final date
comply without a valid cause
AO, LIT
St. Joseph Energy Center - Water'Freatinent Facility Industrial Wastewater Discharge Permit —
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V. Time frame for responses
A. Initial enforcement action responses [involving contact with industrial users and requesting
information on corrective or preventative action (s)] will occur within 15 days of becoming aware of
violation.
B. Follow up actions for continuing or recurring violations will be taken within sixty (60) days of the
initial enforcement response. For all continuing violations, the response will include an administrative
order with milestones or deadlines.
C. Violations which threaten health, property, or environmental quality are considered emergencies and
will receive immediate responses such as halting the discharge or terminating service.
D. All violations meeting the criteria for Significant Non -Compliance will be addressed with an
enforceable order within 30 days of the identification of Significant Non -Compliance.
St. Joseph Energy Center - Water Treatment Facility Industrial Wastewater Discharge Permit
Attacl-nrient 2
FYI ... The Water Treatment Facility's permit includes the following requirements found within the
discharge permit.
1) The Water Treatment Facility shall report flow daily.
2) The Water Treatment Facility's Authorized Representative shall sign all reports including but not limited
to Periodic Compliance Reports (PCR), Slug Control Plans, Flow Measurement Plans, and corrective
actions in response to permit violations.
3) The Water Treatment Facility shall, within 90 days of receipt of this discharge permit, submit a Slug Control
Plan and a Flow Measurement Plan. Please see Part III (E) and (H).
4) When collecting composite samples, samples must be obtained over a 24 hour period or for the duration of
discharge within the 24 hour sampling period including, if applicable, multiple batches.
5) Samples shall be obtained through a flow -proportional sampling technique. If the Water Treatment Facility
can demonstrate that time -proportional sampling is as representative as flow -proportional sampling, then a
time -proportional sample may be collected. If the Water Treatment Facility chooses to demonstrate that
time -proportional sampling is accurate they must do so within 120 days of the effective date of this permit
or they shall commence flow -proportional sampling at that time. Please see Part lI (B) (1) of your
wastewater discharge permit for details.
6) The Water Treatment Facility shall have a Certified Operator for the State of Indiana sign all
compliance reports including, but not limited to PCR's, Corrective Action responses related to
effluent limits violations.... See Part III (F) (1).
7) To be submitted with the PCR, the Certified Operator shall sign one of the following statements:
"Pretreatment Standards and Requirements are being met on a consistent basis" or "Pretreatment Standards
and Requirements are not being met on a consistent basis. Additional operation and/or additional
pretreatment is required to meet the Pretreatment Standards and Requirements". Please see PART III (A)
(3) (a).
8) Only the Authorized Representative shall be required to sign the certification statement found in Part III
(A) (4) of this permit.
9) Please review Section Part IV (B) (15), which clarifies the requirements concerning the Authorized
Representative.
10) For all after hours required oral notifications call: 574-277-8515 and dial zero (0) to reach an operator. See
Part III (1) of your permit for details.
If you have any questions, feel free to contact Manny Bueno at: (574) 235-5798 or
mbueno@southbendin.gov or Lauren Trapp at: (574) 235-5852 or ltrapp@southbendin.gov
3
PERMIT BRIEFING MEMO
1. Facility Description
The St. Joseph Energy Center - Water Treatment Facility's (Water Treatment Facility)
engages in the production of process well water which is filtered through a greensand
system to remove by precipitation iron and manganese, prior to being pumped to the St.
Joseph Energy Center. The process will also precipitate arsenic.
2. Discharge description:
Discharge is primarily backwash water, though sanitary is also included. The Water
Treatment Facility will periodically go into a backwash cycle, which will send backwash
water to a settling lagoon. The water is metered prior to discharge into the City of South
Bend Sewer System.
Estimated average discharge is 32,000 gpd, with an estimated 96,000 maximum gpd.
3. Sample Site Description
Sample Site Outfall 4 745 is located on the east side of the settling lagoon within the lift
station, inside the fence along Walnut Road.
4. Wastewater Treatment
Wastewater treatment consists of a settling lagoon.
5. Classification
Based on the City's Industrial Pretreatment Program, The Water Treatment Facility is
classified as a Significant Industrial User (SIU) and, because of the facility's discharge of
> 50,000 gpd - < 100,000 gpd, it is categorized as a Category B industrial discharger.
6. Calculation of Limits
Discharge limits are applied from the South Bend Municipal Code directly to The Water
Treatment Facility's effluent. Find these limits in Part I (A) (2) of this permit.
7. Monitoring Frequency
Monitoring frequencies are based on South Bend's US EPA approved industrial
Pretreatment Program monitoring requirements. However, more frequent monitoring
will be required in the first year of new industrial users.
Industrial Operator Certification Requirement
Operator Certification Requirement: A -SO. — Industrial Certification requirements are
based on the criteria listed in Indiana Administrative Code Title 327-5-22-5
City of South Bend
Department of Public Works
Industrial Pretreatment Program
Significant Industrial User ---- Permit No.
In accordance with all the terms of Chapter 17 of the City of South Bend's Municipal Code, and
with any applicable provisions of federal or state law and regulations, permission is hereby
granted to:
St. Joseph Energy Center - Water Treatment facility
54955 Walnut Road
New Carlisle IN 46552
for the contribution of wastewater into the City of South Bend Publicly Owned Treatment
Works.
This permit is granted in accordance with the application filed on Mqy 19 2017.
Effective on: June 1, 2017
Expires on the: December 1, 2017
Revised:
Any violation of the terms and conditions of this permit shall be deemed a violation of the City
of South Bend Municipal Code and will subject the permittee to the sanctions set out in section
17-11 through 17-13 of the Municipal Code.
Approved By: Board of Public Works
AA)-,L, Vc��
Gary A, ilot, PE.
4 - 7--",
s A. Mueller
A. Maradik
Therese J. o
0
CONTENTS
PART I EFFLUENT LIMITATIONS
PART II MONITORING REQUIREMENTS
PART III REPORTING REQUIREMENTS
PART IV STANDARD CONDITIONS
ATTACHMENT 1 DEFINITIONS
ATTACHMENT 2 ENFORCEMENT RESPONSE PLAN
Facility Description:
The St. Joseph Energy Center - Water Treatment Facility's (Water Treatment Facility) engages in the
production of process well water which is filtered through a greensand system to remove iron and
manganese, prior to being pumped to the St. Joseph Energy Center.
PART I — EFFLUENT LIMITATION
A. Sample Port and Collection Location
I. Sample Site #745 is located in the lift station on the east side of the settling
lagoon.
2. Any discharge of water or waste having a pH lower than 6.0 S.U. or a pH higher
than 11.0 S.U. is prohibited. In addition, the permittee's wastewater discharge
shall not exceed the following effluent limitations:
Effluent limitations for sam-Dle site 745:
-
Parameter
Daily Maximum Limit (mg/L)
Arsenic (mg/L)
0.05
Cadmium (mg/L)
Report
Chromium (mg/L)
Report
Copper (mg/L)
0.3
C y anide(mg/L)Re
-
P ort
[Lead (mg/L) _
Report
Imercuty (mg/L)
F
0.00019
Nickel (mg/L)u ----
r--
Report
Silver (mg/L)--
Report
Zinc (mg/L)
Report
Oil and grease (mg/L)
300
Oil and Grease TPH (mg/L)
100
a. Daily Maximum Limit means the maximum allowable discharge limit of a
pollutant during a calendar day or any 24-hour period that represents a
calendar day. Where Daily Maximum Limits are expressed in units of mass,
the daily discharge is the total mass discharged over the course of the day.
Where Daily Maximum Limits are expressed in terms of a concentration,
the daily discharge is the arithmetic average measurement of the pollutant
concentration derived from all measurements taken that day. In the case of
samples collected by the grab method, the daily maximum shall be applied
as an Instantaneous Maximum Allowable Discharge Limit or as an
Instantaneous Minimum Allowable Discharge Limit as follows:
i. Instantaneous Maximum Allowable Discharge Limit -- shall mean the
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maximum concentration or loading of a pollutant allowed to be
discharged at any time, determined from analysis of any grab or
composite sample collected, independent of the industrial flow rate
and the duration of the sampling event.
ii. Instantaneous Minimum Allowable Discharge Limit — shall mean the
minimum concentration of a pollutant allowed to be discharged at any
time, determined from analysis of any grab or composite sample
collected, independent of the industrial flow rate and the duration of
the sampling event. The lower pH limit is applied as an Instantaneous
Minimum Allowable Discharge Limit.
b. Monthly Average. Limit means the maximum allowable average of daily
discharges over a calendar month, calculated as the sum of the
concentrations of all daily discharges measured during a calendar month
divided by the number of daily discharges measured that month.
3. Discharge Screening Level Limitations have been established to evaluate the need for
a limitation for pollutants that are not listed in the Effluent Limitation section of the
permit. If a permittee has no limit for a particular pollutant, but observes, through
monitoring and analysis, a concentration of that pollutant greater than the listed
Discharge Screening Level concentration found in the table below, the permittee shall
notify the Control Authority. This notification shall be made in writing within five
days of observing the pollutant concentration.
Parameter
Daily Maximum Screening Level (mg/L)
Arsenic (mg/L)_
0.2
Cadmium (mg/L)
0.1
Chromium (mg/L)
2.0
Copper (mg/L)
Cyanide {mg/L)
0.3
0.1
Lead (mg[L)
0.3
Nickel (mg(L)
0.3
Silver (mg/L)
0.2
Zinc (mg/L)
0.3
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PART II - MONITORING REQUIRMENTS
A. Monitoring Frequency
1. The following parameters shall be monitored at the frequency and with the
sampling type stated below. All measurements, tests, and analyses of the
characteristics of water and wastes to which reference is made in this permit shall
be conducted using the methods and procedures approved in 40 CFR 136 and
amendments thereto, unless otherwise specified.
Parameter
Sampling Frequency
sampling Type
Flow, total (gpd)
Daily
Continuously
Flow Monthly (gal)
Monthly
Continuously
Arsenic (mg/L)
Weekly
Composite
Copper (mg/L)
Weekly
Composite
PH (SU)
Monthly
Grab
Ammonia, nitrogen
(mg/L)
Monthly
Composite
BOD5 (mg/L)
Monthly
Composite
Phosphorus (mg/L)
Monthly
Composite
TSS (mg/L)
Monthly
Composite
Cadmium (mg/L)
Monthly
Composite
Chromium (mg/L)
Monthly
Composite
Lead (mg/L)
Monthly
Composite
Nickel (mg/L)
Monthly
Composite
Oil and Grease
(mg/L)
Monthly
Grab
Oil and Grease TPH
(mg/L)
Monthly
Grab
Zinc (mg/L)
Monthly
Composite
Cyanide (mg/L)
Semiannually
Grab
Mercury (mg/L)
Semiannually
Composite
Silver (mg(L)
Semiannually
Composite
See Flow Measurement Requirements referenced in Part III - Reporting Requirements,
B. Monitoring Definitions
Samples shall be obtained through a flow -proportional sampling technique. If the Water
Treatment Facility can demonstrate that time -proportional sampling is as representative
as flow -proportional sampling, then a time -proportional sample may be collected. If the
Water Treatment Facility chooses to demonstrate that time -proportional sampling is
accurate they must do so within 120 days of the effective date of this permit or they shall
commence flow -proportional sampling at that time.
4
2. Grab Sample — A single sample collected from a waste stream without regard to
the flow in the waste stream and over a period of time not to exceed fifteen (15)
minutes and taken at a time representative of normal discharge.
3. Continuously — The permittee shall monitor the discharge flow continuously and
submit totalized daily flows with the Periodic Compliance Report (PCR). Each
PCR shall include all flow measurements for the entire monitoring period covered
in the report. This flow information shall be in addition to the flow data collected
during sampling which shall be measured from the start of the sampling event to
the end of the sampling event.
4. Daily monitoring frequency requires sampling to be conducted one (1) time in
each calendar day.
5. Weekly monitoring frequency requires sampling to be conducted one (1) time in
each calendar week (Sunday to Saturday).
6. Monthly monitoring frequency requires sampling to be conducted a minimum of
one (1) time per calendar month.
7. Semiannual monitoring frequency requires sampling to be conducted a minimum
of one (1) time per semiannual period (I" Semiannual period: January — June; 2"d
Semiannual period: July — December).
8. Quarterly monitoring frequency requires sampling to be conducted a minimum
of one (1) time per calendar quarter (I" Quarter: January — March; 2" Quarter:
April -- June; 3`d Quarter: July — September; 4ch Quarter: October —December).
9. The following conventional pollutants shall incur a surcharge in excess of the
stated limitations below, as stated in Section 17-23 (b) of the City of South Bend's
Municipal Code.
Surcharge for ammonia (NH3-N) >25 mg/L
Surcharge for BOD5>250 mg/L
Surcharge for phosphorus >10 mg/L
Surcharge for Total Suspended Solids (TSS) >250 mg/L
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C. Representative Sampling
1. Sampling shall be carried out by customarily accepted methods to reflect the
effect of constituents upon the sewage works and to determine the existence of
hazards to life, limb and property.
2. All wastewater samples must be representative of the permittee's discharge.
Wastewater monitoring and flow measurement facilities shall be properly
operated, kept clean, and maintained in good working order at all times.
a. The failure of a permittee to keep its monitoring facility in good working
order shall not be grounds for the permittee to claim that sample results are
unrepresentative of its discharge.
C
PART III- REPORTING REQUIREMENTS
A. Monitoring Reports
1. Monitoring results obtained shall be summarized and reported on an Industrial
User Periodic Compliance Report (PCR). The PCRs are due on the twentieth
20'h da of the month following the required monitoring time frame.
2. The PCR shall indicate the nature and concentration of all pollutants in the
effluent for which sampling and analysis were performed during the monitoring
time frame preceding the submission of each report, including measured flows.
The PCRs shall also include all supporting documentation necessary to
demonstrate compliance.
3. The PCR shall be signed by a Certified Industrial Wastewater Operator of the
State of Indiana indicating whether Pretreatment Standards and Requirements are
being met on a consistent basis, and if not whether additional operation and
maintenance and/or additional pretreatment is required to meet the Pretreatment
Standards and Requirements.
a. The Certified Operator shall sign one of the following statements:
"Pretreatment Standards and Requirements are being met on a consistent
basis."
Or
"Pretreatment ,Standards and Requirements are not being met on a
consistent basis. Additional operation and maintenance and/or additional
pretreatment is required to meet the Pretreatment Standards and
Requirements."
4. All reports, including but not limited to PCRs, the Flow Measurement Plan, the
Slug Control Plan, and corrective actions in response to permit violations, shall
include the following certification statement signed by an Authorized
Representative. See Part IV (B) (1 S) of this permit for requirements concerning
the Authorized Representative.
"I certify under penalty of law that this document and all attachments
were prepared under my direction or supervision in accordance with a
system designed to assure that qualified personnel properly gather and
evaluate the information submitted. Based on my inquiry of the person
or persons who manage the system, or those persons directly responsible
for gathering the information, the information submitted is to the best of
my knowledge and belief, true, accurate, and complete. I am aware that
there are significant penalties for submitting false information, including
the possibility of fine and imprisonment for knowing violations."
a. If the designation of an Authorized Representative is no longer accurate
because a different individual or position has responsibility for the overall
operation of the facility or overall responsibility for environmental
matters for the company, a new written authorization must be submitted
to the Director prior to or together with any reports to be signed by the
Authorized Representative.
B. Additional Sampling
If the permittee monitors their wastewater discharge for any pollutant more
frequently than required by this permit, using test procedures in 40 CFR 136 or
amendments thereto or otherwise approved by U.S EPA or as specified in the
permit, the results of such monitoring shall be included in any calculations of
actual daily maximum or monthly average pollutant discharge, and results shall
be reported in the specific time frame report submitted to the Control Authority.
C. Notification of Batch or Infrequent Discharge
1. Within 30 days of the effective date of this permit, the permittee shall commence
to notify the City of South Bend via e-mail twenty-four (24) hours in advance of
all batch or infrequent discharges to the City's sewer so that during this time
compliance monitoring may be conducted. The subject line shall include the
words "discharge notification" followed by the outfall number, anticipated time
of discharge, and the anticipated volume of discharge. The permittee may request
a modification of notification requirements. All requests for modification of
notification requirements are subject to approval by the City of South Bend. The
notification shall be made via e-mail to Pretreatment SoythBendlN. Gov.
D. Noncompliance Notification and Re -Sampling
The permittee shall notify the Control Authority immediately of discharges that
may cause problems to the POTW, including any slugload or accidental
discharge.
2. If sampling performed by the permittee indicates a violation, the permittee shall:
a. notify the Control Authority orally within twenty-four (24) hours of
becoming aware of the violation and;
b. submit a written follow up report within five (5) days of becoming aware
of the violation and;
r.
c. re -sample and submit the results of that analysis to the Control Authority
within thirty (30) days after becoming aware of the violation.
3. The permittee shall notify the Control Authority of any other noncompliance with
this permit, not described in D (1) and D (2) above, in writing within five (5) days
of becoming aware of the noncompliance.
E. Accidental Discharge/Slug Discharge Control
As required by Section 17-10 (b) of the South Bend Municipal Code: within
ninety (90) days of the effective date of this permit the permittee shall submit an
Accidental Discharge/Slug Control Plan or report as to whether the existing plan
is still being implemented. Thereafter, this plan shall be updated by the 30tn
of November on a continuous even two (2) year cycle (i.e. 2016, 2018, 2020...).
If an updated plan is not received by the date listed above, a $500.00 fine may be
assessed followed by a $500.00 fine for every month following, until an updated
Accidental Discharge/ Slug Control Plan is submitted. The Accidental
Discharge/ Slug Control Plan shall address, at a minimum, the following:
a. Description of discharge practices, including non -routine batch discharges.
b. Description of stored chemicals.
c. Procedures for immediately notifying the Director of any accidental or slug
discharge, as required hereafter.
d. Procedures to prevent adverse impact from any accidental or slug discharge.
Such procedures include, but are not limited to:
i. inspection and maintenance of storage areas.
ii. handling and transfer of materials.
iii. loading and unloading operations.
iv, control of plant site runoff.
v. worker training
vi. building of containment structures or equipment.
vii. measure for containing toxic organic pollutants, including solvents.
viii. measures and equipment for emergency response.
2. The permittee shall orally notify the Control Authority immediately upon the
occurrence of a slug or accidental discharge of prohibited substances. The
notification shall include location of discharge, date and time of occurrence, type
of waste, concentration and volume, and corrective action. Immediate
notification shall be verbal followed by a written verification within five (5) days
of the incident.
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3. The permittee shall notify the Control Authority immediately if any changes
occur at the facility that affect the potential for a slug or accidental discharge.
Additionally, the permittee shall submit a revised plan that reflects those changes.
4. Once submitted, the Accidental Discharge/Slug Control Plan shall be deemed an
enforceable part of the permit and shall be implemented as written. Any deviation
from the Accidental Discharge/Slug Control Plan shall constitute a permit
violation.
F. Certified Operator Requirement:
1. As required by Section 17-10 (o) (4) (b) of the South Bend Municipal Code:
St. Joseph Energy Center
Water Treatment Facility
54745 Walnut Road
New Carlisle IN 46552
(Hereafter "permittee") shall be required to have a Certified Industrial Wastewater
Operator of the State of Indiana with the minimum classification listed below, sign
all periodic compliance reports, 90 day compliance status reports, all compliance
schedule reports, and all corrective actions related to an effluent limitations
violation.
Industrial Certified Operator Classffacation: A -SO
The Certified Operator shall sign one of the following statements:
"Pretreatment Standards and Requirements are being met on a consistent
basis."
Or
"Pretreatment Standards and Requirements are not being met on. a
consistent basis. Additional operation and maintenance and/or additional
pretreatment is required to meet the Pretreatment Standards and
Requirements."
2. If a certified operator is not signing permittee's user compliance reports, a
$500.00 fine will be assessed followed by a $500.00 fine for every un-signed user
report submitted, until the certified operator requirement is met.
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G. Significant Change in Discharge / or Production
1. The permittee shall notify the Control Authority of any significant changes to the
permittee's operations or system which might alter the nature, quality, or volume
of its wastewater at least thirty (30) days before the change.
2. For permittee subject to categorical production based mass standards, average
rates of production shall be reported in the months of July and January. If at any
time the permittee becomes aware that the average production rate has changed
or will change by twenty (20) percent or more, the permittee shall notify the
Control Authority regarding the change.
a. Any permittee operating under a permit incorporating equivalent mass or
concentration limits calculated from a Production -Based Standard shall
notify the Director within two (2) business days after the permittee has a
reasonable basis to know that the production level will significantly
change within the next calendar month. Any permittee not notifying the
Control Authority of such anticipated change will be required to meet the
mass or concentration limit in its permit that were based on the original
estimate of the long-term average production rate.
H. Flow Measurement Devices
The permittee shall submit a Flow Measurement Plan (FMP) within 90 days of
the issuance of this permit. The FMP shall describe, at a minimum, how the
permittee will measure and record water and wastewater flow in their facility,
including how wastewater discharged to the sewer will be measured. The FMP
shall also describe how the flow of any internal processes will be measured when
such measurement is required. The FMP shall be subject to review by the Control
Authority.
2. The permittee shall measure and report the wastewater discharge flow for the
duration of each sampling event. Totalized daily flows shall also be submitted
with the Periodic Compliance Report (PCR). For batch discharges, the permittee
shall report the date and the volume of each and every batch discharge. Each
PCR shall include all flow measurements for the entire monitoring period covered
in the report.
3. The permittee shall calibrate any flow measurement device as needed, but no less
than once annually. The calibration shall be performed by a qualified individual,
with the appropriate equipment, and by a method acceptable to the Control
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Authority. The permittee shall submit all records of calibration to the Control
Authority.
4. Spare level sensing and totalizing/recording instrumentation, and sampling repair
parts shall be available for immediate installation upon discovery that flow
measurement devices are not operating properly, or as described in the FMP.
The permittee shall not, at any time, remove, alter, or change any of the flow
measurement devices described in the FMP. Any proposed change to the FMP
shall be submitted to the Control Authority for approval. If the permittee is
unable to measuro flow as described in the FMP, the permittee shall immediately
notify the Control Authority.
I. Reporting Information and Correspondence with the
Permittee
1. Unless otherwise provided in this permit, all correspondence related to this
wastewater discharge permit shall be sent to the Control Authority at this address:
City of South Bend
Division of Environmental Services
Industrial Pretreatment Group
3113 Riverside Dr.
South Bend IN 46628
Phone number: 574-277-8515
Fax Number: 574-277-8980
2. In the event that an oral notification is required the permittee shall call 574-277-
8515 and dial zero (0) to reach an operator.
3. All correspondence from the Control Authority to the permittee regarding
compliance with this permit will be directed to the Authorized Representative
identified in the application in Question A.3. The permittee shall be responsible
for all requirements and information in correspondence directed to the attention
of this designated individual, including but not limited to due dates.
a. Should the permittee wish to change the Authorized Representative
responsible to receive correspondence from the Control Authority a
written designation must be submitted to the Control Authority indicating
the name of the new Authorized Representative designated to receive
compliance correspondence, their position in the company, a statement
that they meet the requirements in part IV (15) of this permit, complete
contact information, and an effective date of this designation.
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PART IV -- STANDARD CONDITIONS
A. Prohibited Discharges
General prohibitions. No perrnittee shall introduce or cause to be introduced into
the POTW any pollutant or wastewater which causes Pass Through or
Interference.
2. Specifrc prohibitions. No permittee shall introduce or cause to be introduced
certain pollutants, substances, or wastewater into any public sewers or directly or
indirectly into the POTW. Those pollutants, substances or wastewater prohibited
by this subsection shall not be processed or stored in such a manner that they
could be discharged to the POTW. The following described pollutants are
expressly prohibited:
a. Any gasoline, benzene, naphtha, fuel oil or other pollutants which create a
fire or explosive hazard to the POTW, including, but not limited to, waste
streams with a closed -cup flashpoint of less than one hundred forty (140)
degrees Fahrenheit (sixty (60) degrees Celsius) using the test methods
specified in 40 CFR 261.21.
b. Any wastewater containing toxic pollutants in sufficient quantity, either
singly or by interaction with other pollutants, to injure or interfere with any
wastewater treatment process, constitute a hazard to humans or animals,
create a toxic effect in the receiving waters of the wastewater works, or to
exceed the limitations set forth in the applicable Federal Categorical
Pretreatment Standards or other pretreatment standards or regulation issued
by the EPA or the IDEM. Toxic pollutants are identified pursuant to Section
307(a) of the Federal Water Pollution Control Act, as amended.
c. Solid or viscous substances in quantities or of such size capable of causing
obstruction to the flow in sewers, or other interference with the proper
operation of the sewage works such as, but not limited to ashes, cinders,
sand, mud, straw, shavings, metal, glass, rags, feathers, tar, plastics, wood,
unground garbage, whole blood, paunch manure, hair and fleshings,
entrails, paper, dishes, cups, milk containers, etc., either whole or ground
by garbage grinders.
d. Any pollutant, including oxygen -demanding pollutants (BOD, etc.),
released in a discharge at a flow rate and/or pollutant concentration which,
either singly or by interaction with other pollutants, will cause interference
with the POTW.
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c. Wastewater or any liquid having a temperature greater than one hundred
fifty (150) degrees Fahrenheit (sixty-five (65) degrees Celsius), or which
will inhibit biological activity in the treatment plant resulting in
interference, but in no case wastewater or liquid which causes the
temperature at the introduction into the treatment plant to exceed one
hundred four (104) degrees Fahrenheit (forty (40) degrees Celsius).
f. Trucked or hauled pollutants, except at discharge points designated by the
Director.
g. Any pollutant that results in the presence of toxic gases, vapors, or fumes
within the POTW in a quantity that may cause acute worker health and
safety problems.
h. Any radioactive wastes or isotopes of such half-life or concentration as may
exceed limits established by the Board in compliance with applicable State
or Federal regulations.
i. Any water or waste containing Total Oil and Grease (biodegradable animal
and vegetable fats, oil, waxes and greases and non -biodegradable
hydrocarbon oils and greases), whether emulsified or not, in excess of three
hundred (300) mg/L, Total Oil and Grease. The total petroleum
hydrocarbon portion of the Total Oil and Grease concentration may not
exceed one hundred (100) mg/L. Proper testing procedures shall be outlined
for each permittee. No permittee shall introduce or cause to be introduced
petroleum oil, non -biodegradable cutting oil, or products of mineral oil
origin, in amounts that will cause Pass Through or Interference.
j. Any garbage that has not been properly shredded. The installation and
operation of any garbage grinder equipped with a motor of three -fourths -
horsepower (0.76 hp metric) or greater shall be subject to the review and
approval of the Board.
k. Any waters or wastes containing strong acid iron pickling wastes or
concentrated plating solutions whether neutralized or not.
Any waters or wastes containing iron, chromium, copper, zinc and similar
objectionable or toxic substances; or wastes exerting an excessive chlorine
requirement, to such degree that any such material received in the composite
sewage at the sewage treatment works exceeds the limits established by the
Director for such materials.
in. Any waters or wastes containing phenols or other taste- or odor -producing
substances, in such concentrations exceeding limits which may be
established by the Board as necessary, after treatment of the composite
14
sewage, to meet the requirement of the State, Federal or other public
agencies of jurisdiction for such discharge to the receiving waters.
n. Any waters or wastes having a pH lower than 6.0, any waters or wastes
having a pH in excess of 11.0, or having any corrosive property capable of
causing damage or hazard to structures, equipment, or personnel of the
publicly owned treatment works (POTW), or that interferes with any
treatment process.
o. Noxious or malodorous liquids, gases, solids, or other wastewater which,
either singly or by interaction with other wastes, are sufficient to create a
public nuisance or a hazard to life, or to prevent entry into the sewers for
maintenance or repair.
p. Sludges, screenings, or other residues from the pretreatment of industrial
wastes.
q. Medical Wastes, except as specifically authorized by the Director.
r. Wastewater causing, alone or in conjunction with other sources, the
POTW's effluent to fail a toxicity test.
s. Materials which exert or cause:
i. Unusual concentrations of inert suspended solids (S.S.) (such as, but
not limited to, Fullers earth, lime slurries and lime residues) or of
dissolved solids (such as, but not limited to, sodium chloride and
sodium sulfate).
ii. Excessive discoloration (such as, but not limited to, dye wastes and
vegetable tanning solutions).
iii. Unusual S.S., CBOD, BOD, ammonia -nitrogen, phosphorus, or
chlorine requirements in such quantities as to constitute a significant
load on the sewage treatment works.
iv. Unusual volume of flow or concentration of wastes constituting
"slugs," as defined herein.
t. Waters or wastes containing substances which are not amenable to
treatment or reduction by the sewage treatment processes employed, or are
amenable to treatment only to such degree that the sewage treatment plant
effluent will be compromised.
u. It shall be unlawful for any permittee to place, deposit, permit to be
deposited, or discharged in any manner whatsoever, any substance into a
15
sewer at a point different than the proposed sewer connection to the sanitary
sewer system.
3. Dilution Prohibition. No permittee shall ever increase the use of process water,
or in any way attempt to dilute a discharge as a partial or complete substitute for
adequate treatment to achieve compliance with a discharge limitation unless
expressly authorized by an applicable Pretreatment Standard or Requirement.
The Director may impose mass limitations on permittees who are using dilution
to meet applicable Pretreatment Standards or Requirements or in other cases
when the imposition of mass limitations is appropriate.
4. Right of Revision. The City reserves the right to establish by ordinance or in
individual wastewater discharge permits, more stringent standards or
requirements on discharges to the POTW consistent with the purpose of the
Pretreatment Program.
B. General Pretreatment Requirements
1. Power and Authority o Ins ectors
a. The Director, Inspector and other duly authorized employees of the City
bearing proper credentials and identification shall be permitted to enter all
properties for the purpose of inspection, observation, measurement,
sampling, and testing in accordance with the provisions of the City of South
Bend's Municipal Code. The Director or his representative shall have no
authority to inquire into any processes including metallurgical, chemical,
oil, refining, ceramic, paper or other industries that do not have a direct
bearing on the kind and source of discharge to the sewers or waterways of
facilities for waste treatment.
b. While performing the necessary work on private properties, the Director or
duly authorized employees of the City shall observe all safety rules
applicable to the premises established by the company and the company
shall be held harmless for injury or death to the City employees and the City
shall indemnify the company against loss or damage to its property by City
employees and against liability claims and demands for personal injury or
property damage asserted against the company and growing out of the
gauging and sampling operation, except as such may be caused by the
negligence or failure of the company to maintain safe conditions in their
facility.
c. The Director and other duly authorized employees of the City bearing
proper credential and identification shall be permitted to enter all private
properties through which the City holds a duly negotiated easement for the
purpose of, but not limited to, inspection, observation, measurement,
sampling, repair and maintenance of any portion of the sewage works lying
within said easement. All entry and subsequent work on said easement shall
16
be done in full accordance with the terms of the duly negotiated easement
pertaining to the private property involved.
2, Facilities Operation
a. The permittee shall at all times maintain in good working order and operate
as efficiently as possible, all pretreatment or control facilities or systems
installed or used by the permittee to achieve compliance with the terms and
conditions of this permit.
3. Bypassing
a. The permittee may allow any bypass (i.e., an intentional diversion of any
waste stream from any portion of the permittee's treatment facility) to occur
that does not cause any Pretreatment Standards or Requirements to be
violated, provided that the bypass is for maintenance essential to assure
efficient operation of the facility.
b. Any other bypass is prohibited except:
i. where it would be unavoidable to prevent loss of life, personal injury
or severe property damage. Severe property damage means
substantial physical damage to property, damage to the treatment
facilities which causes them to become inoperable or substantial and
permanent loss of natural resources which can reasonably be expected
to occur in the absence of a bypass. Severe property damage does not
mean economic loss caused by delays in production.
ii. where there was no feasible alternative to the bypass, such as the use
of auxiliary treatment facilities, retention of untreated wastes, or
maintenance during normal periods of equipment downtime (this
condition is not satisfied if, in the exercise of reasonable engineering
judgment, adequate back-up equipment should have been installed to
prevent a bypass during normal periods of equipment downtime or
preventative maintenance); and
iii. where the permittee has submitted notice to the control authority as
required below.
If the permittee knows in advance of the need to bypass, the permittee shall
provide verbal notice to the Control Authority, if possible, at least ten (10)
days before the date of bypass. In the event of an unanticipated bypass, the
permittee shall notify the Control Authority of any bypass that violates any
Pretreatment Standard or Requirement within twenty-four (24) hours of
becoming aware of the bypass. Within five (5) days of becoming aware of
the bypass, the permittee must submit a written report to the Director, unless
waived by the Director, containing;
17
i. a description of the bypass and its cause;
I the duration of the bypass, including exact dates and times, and if the
bypass has not been corrected, how long the bypass is expected to
continue; and
iii. steps taken or planned to reduce, eliminate, and prevent reoccurrence
of the bypass.
4. Duty to Mitigate
a. The permittee shall take all reasonable steps to minimize any adverse impact
to the POTW resulting from noncompliance with any effluent limitations
specified in this permit, including such accelerated or additional monitoring
necessary to determine the nature and impact of the non -compliant
discharge.
S. Upset Provision
a. Upset means an exceptional incident in which there is unintended and
temporary noncompliance with categorical Pretreatment Standards because
of factors beyond the reasonable control of the permittee. An upset does
not include noncompliance to the extent caused by operational error,
improperly designed treatment facilities, inadequate treatment facilities,
lack of preventative maintenance, or careless or improper operation.
b. An upset shall constitute an affirmative defense to an action brought for
noncompliance with categorical Pretreatment Standards if the requirements
below are met.
c. A permittee who wishes to establish the affirmative defense of upset shall
demonstrate, through properly signed contemporaneous operating log, or
other relevant evidence that:
i. an upset occurred and the permittee can identify the cause(s) of the
upset
ii. the facility was at the time being operated in a prudent workman -like
manner and in compliance with applicable operation and Maintenance
procedures; and
iii. the permittee has submitted the following information to the Director
within twenty-four (24) hours of becoming aware of the upset (if this
information is provided orally, a written submission must be
submitted within five (5) days):
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a. a description of the discharge and cause of noncompliance;
b. the period of noncompliance, including exact dates and times, or, if not
corrected, the anticipated time the noncompliance is expected to continue;
and
the steps being taken and/or planned to reduce, eliminate, and prevent
recurrence of the noncompliance.
d. In any enforcement proceeding, the permittee seeking to establish the
occurrence of an upset shall have the burden of proof.
e. The permittee shall have the opportunity for a judicial determination on any
claim of upset only in an enforcement action brought for noncompliance
with categorical Pretreatment Standards.
f The permittee shall control production of all discharges to the extent
necessary to maintain compliance with categorical Pretreatment Standards
upon reduction, loss, or failure of its treatment facility until the facility is
restored or an alternative method of treatment is provided. This requirement
applies in the situation where, among other things, the primary source of
power of the treatment facility is reduced, lost, or fails.
6. Administrative Enforcement
a. Any permittee found in violation of any applicable local, state, federal law,
City of South Bend Municipal Code Chapter 17, or any conditions within
this permit will be subject to Administrative Enforcement Action in
accordance with the Enforcement Response Plan (ERP) provided in
Attachment 2 to this permit.
7. Penalties for False Re ortin
Any person who knowingly makes any false statement, representation or
certification in any application, record, report, plan or other document filed
or required to be maintained pursuant to this permit, or who falsifies,
tampers with, or knowingly renders inaccurate any monitoring device or
method required under this permit, shall be subject to administrative fines
of not more than $2500 per day per violation and/or civil litigation and/or
fines and imprisonment upon criminal conviction.
S. Penalties for Violation o Pretreatment Standards
19
a. Any permittee found in violation of Pretreatment Standards and
Requirements (40 CFR 403), the City of South Bend Municipal Code, or
this industrial wastewater discharge permit issued by the City of South Bend
and any applicable compliance schedules, shall be subject to administrative
fines of not more than $2500 per day per violation and/or civil litigation
and/or fines and imprisonment upon criminal conviction.
9. Revocation o Permit
a. The Director may revoke an individual wastewater discharge permit for
good cause, which shall be subject to appeal under Article 2, Chapter 17,
Subsection 17-11 (e) of the South Bend Municipal Code, but the
effectiveness of revocation shall not be stayed pending administrative
appeal. Reasons for permit revocation by the Director include, but are not
limited to the following:
i. Failure to notify the Director of significant changes to the wastewater
prior to the changed discharge;
ii. Failure to provide prior notification to the Director of changed
conditions pursuant to Article 2, Chapter 17, Subsection 17- 10 (o) (5);
iii. Misrepresentation or failure to fully disclose all relevant facts in the
wastewater discharge permit application;
iv. Falsifying periodic compliance reports and certification statements;
v. Tampering with monitoring equipment;
vi. Refusing to allow the Director timely access to the facility premises
and records;
vii. Failure to meet effluent limitations;
viii. Failure to pay fines;
ix. Failure to pay sewer charges;
x. Failure to meet compliance schedules;
xi. Failure to complete a wastewater discharge survey or the wastewater
discharge permit application;
xii. Failure to provide advance notice of the transfer of business
ownership of a permitted facility; or
xiii. Violation of any Pretreatment Standard or Requirement, or any
terms of this permit or Chapter 17 of the City of South Bend's
Municipal Code.
10. Confidentiality
a. Information and data on a permittee obtained from reports, surveys,
wastewater discharge permit applications, individual wastewater discharge
permits and monitoring programs, and from the Director's inspection and
sampling activities, shall be available to the public without restriction,
unless the permittee specifically requests, and demonstrates, to the
satisfaction of the Director, that the release of such information would
WE
divulge information, processes, or methods of production entitled to
protection as trade secrets under the Indiana Access to Public Records Act
(IC 5-14-3-4 (A) (4)).
Any such request must be asserted at the time of submission of the
information or data by stamping the words "confidential business
information" on each page containing such information. When requested
and demonstrated by the permittee furnishing a report that such information
should be held confidential, the portions of a report which might disclose
trade secrets or secret processes shall not be made available for inspection
by the public, but shall be made available immediately upon request to
governmental agencies for uses related to the NPDES program or
pretreatment program, and in enforcement proceedings involving the person
furnishing the report.
b. Wastewater constituents and characteristics and other effluent data, as
defined at 40 CFR 2.302 shall not be recognized as confidential information
and shall be available to the public without restriction.
c. All other information which is submitted to the State or Board of Public
Works shall be available to the public at least to the extent provided by 40
CFR 2.302.
11. Transfer of Ownership or Control
a. This permit may be transferred to a new owner or operator only if the
permittee gives at least thirty (30) days advance notice to the Director and
the Director approves the individual wastewater discharge permit transfer.
The notice to the Director must include a written certification by the new
owner or operator which:
i. Identifies the new owner or operator, including address and telephone
number;
ii. Identifies the Authorized Representative for the new owner or
operator in accordance with Part IV (B) (1 S) of this permit, including
telephone number and email address;
iii. States that the new owner and/or operator has no immediate intent to
change the facility's operations and processes;
iv. Identifies the specific date on which the transfer is to occur; and
v. Acknowledges full responsibility for complying with the existing
individual wastewater discharge permit.
b. Failure to provide advance notice of a transfer renders this permit void as
of the date of transfer.
12. Reopenin Clause
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a. This permit shall be modified, or alternatively, revoked and reissued, to
comply with any applicable effluent limitation or standard issued or
approved under section 307 (b) of the Clean Water Act if the effluent
limitation or standard so issued or approved:
i. Contains different conditions or is otherwise more stringent than any
effluent limitation in the permit; or
ii. Controls any pollutant not limited in the permit.
b. The permit, as modified or reissued under this paragraph, shall also contain
any other requirements of the Clean Water Act when applicable.
13. Records Retention
Permittee shall retain, and make available for inspection and copying, all
records of information obtained pursuant to any monitoring activities
required by this permit, any additional records of information obtained
pursuant to monitoring activities undertaken by the permittee independent
of such requirements, and documentation associated with Best Management
Practices established under Section 17-8 of the South Bend Municipal
Code. Records shall include the date, exact place, method, and time of
sampling, and the name of the person(s) taking the samples; the dates
analyses were performed; who performed the analyses; the analytical
techniques or methods used; any information used to demonstrate that the
analysis was performed in accordance with methods approved in 40 CFR
Part 136; and the results of such analyses. These records shall remain
available for a period of at least three (3) years. This period shall be
automatically extended for the duration of any litigation concerning the
permittee or the City, or where the permittee has been specifically notified
of a longer retention period by the Director.
14. Federal and State Pretreatment Requirements
a. Compliance with this wastewater discharge permit does not relieve the
permittee of responsibility for compliance with all applicable Federal and
State Pretreatment Standards, including those which become effective
during the term of this wastewater discharge permit.
15. Authorized Representatives
a. The permittee shall be represented by an Authorized Representative.
Requirements are set forth in section 17-5.1 (d), of the South Bend
City Municipal Code, also listed in the definitions section of this
permit.
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23
Attachment l
Definitions
As used in this Industrial Discharge Permit:
Authorized Representative:
(1) If the User is a corporation:
(i) The president, secretary, treasurer, or a vice-president of the corporation in
charge of a principal business function, or any other person who performs similar
policy or decision -making functions for the corporation; or
(ii) The manager of one (1) or more manufacturing, production, or operating
facilities, provided the manager is authorized to make management decisions that
govern the operation of the regulated facility including having the explicit or
implicit duty of making major capital investment recommendations, and initiate
and direct other comprehensive measures to assure long-term environmental
compliance with environmental laws and regulations; can ensure that the
necessary systems are established or actions taken to gather complete and
accurate information for individual wastewater discharge permit requirements;
and where authority to sign documents has been assigned or delegated to the
manager in accordance with corporate procedures.
(2) If the User is a partnership or sole proprietorship: A general partner or proprietor,
respectively.
(3) If the User is a Federal, State, or local government facility. A director or highest
official appointed or designated to oversee the operation and performance of the
activities of the government facility, or their designee.
(4) The individuals described in paragraphs (1) through (3) above, may designate a Duly
Authorized Representative if the authorization is in writing, the authorization specifies the
individual or position responsible for the overall operation of the facility from which the
discharge originates or having overall responsibility for environmental matters for the
company, and the written authorization is submitted to the City.
Board: shall mean the City of South Bend acting through its Board of Public Works or duly
authorized officials or board acting in its behalf.
Calendar day: shall mean any 24-hour period that represents a calendar day for the purposes of
sampling.
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Certified Operator: shall mean a person certified by the state of Indiana to sign all user reports
indicating whether pretreatment standards are being met on a consistent basis, and if not whether
additional operation and maintenance and/or additional pretreatment is required to meet the
Pretreatment Standards and Requirements,
Director: means the Director of Utilities of the City of South Bend, Indiana, or his authorized
deputy, agent or representative.
Control Authoriior Industrial Pretreatment Gram: shall mean the Bureau of Wastewater
Division of Environmental Services located at: 3113 Riverside Drive, South Bend, IN 46628.
Slug(or slug load): shall mean any discharge at a flow rate or concentration which could cause a
violation of the prohibited discharge standards set forth in section 17-8 of the City of South Bend
Municipal Code, herein, or any discharge of a non -routine, episodic nature, including, but not
limited to, an accidental spill or non -customary batch discharge.
Batch or Infrequent Dischar e: shall refer to the discharge produced from a treatment or
manufacturing process in which a tank or reactor is filled, the wastewater (or solution) is held or a
chemical solution is prepared, and the tank is emptied, resulting in a discrete discharge to the
sanitary sewer. Batch or infrequent discharge shall also mean wastewater produced due to
cleaning, stabilizing, or conditioning chemical solutions for use in industrial manufacturing and
treatment processes as well as the discharge from processes that are not in operation on a regular
basis, and from occasional maintenance activities.
Batch Composite Sampling: A batch composite sample shall consist of at least three (3) grab
samples that are collected throughout the duration of the discharge from the batch tank. At a
minimum, the samples shall be collected at the beginning, the middle, and the end of the discharge
from each batch tank.
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1f you have any questions, feel free to contact Manny Bueno at: (574) 235-5798 or mbueno@southbeadin.gov or Lauren
Trapp at: (574) 235-5852 or ltrapp@southbendin.gov
Sincerely,
lJ�r� 4 �PJ
Lauren Trapp
Pretreatment Coordinator
City of South Bend
Division of Environmental Services
Department of Utilities
3113 Riverside Drive
South Bend, IN 46628
enclosures: industrial wastewater discharge permit
appeals procedure
cc: file