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Appendix C - Specimen Collection Procedures: 49 CFR 40.31-73(urine); 40.211-277(alcohol) <br />Employee Notice of procedures used to insure the integrity of the collection process <br />• You are required to report to the collection site immediately following notification of a required drug and/or alcohol test <br />(i.e., within a reasonable time as determined by the employer). Failure to do so is considered a refusal to test [see 40,191, <br />40.261]. <br />■ You will be required to provide a fresh specimen when you arrive at the collection site. An adulterated or substituted <br />specimen is considered a refusal to test and (like a positive drug or alcohol test) constitutes a violation of DOT drug and <br />alcohol regulations [see 40.25, 40.133, 40,145, 40,191, 40.285]. <br />■ You will be required to remove outer clothing (i.e., coveralls, jacket, coat, hat) that could be used to conceal <br />items/substances used to tamper with a specimen, but not required to remove other clothing unless the collection is being <br />made simultaneously with a DOT agency -authorized medical exam [40.61(f)(3)]. However, your possession of items or <br />substances that may be used to tamper with a specimen require the collector to conduct an immediate directly observed <br />specimen collection [40.61(f)(5), 40.63(e), 40.67]. Failure to cooperate is a refusal to test. <br />■ Direct observation. 40.67 specifies when and how a directly observed collection is to be conducted. In general, <br />employees will be permitted to give a urine specimen in privacy and without being observed by collection site personnel. <br />An employee forfeits this right if there is reason to believe that s/he may alter or substitute a specimen. In the event that an <br />observed collection is required, the observer will be an individual of the same gender as the employee. <br />The employer must {40.67(b)) require a direct observation specimen collection if the drug test is return -to -duty or a <br />follow-up test. <br />Note: In a directly observed specimen collection the employee is required (40.67(i)} to <br />"raise his or her shirt, blouse, or dress/skirt, as appropriate, above the waist {just above the nave!}; and lower clothing and <br />underpants {to mid -thigh) to show ... by turning around' that <br />they do not have prosthetic devices for beating the tests {see 40.191 re refusal to test}. <br />■ In addition to consequences imposed by DOT for a refusal to test [40.285], any attempt to dilute, adulterate, or <br />substitute a specimen may be cause for discipline up to and including discharge under Company authority and <br />solely at the option of the Company. <br />■ You will be required to show a valid PHOTO I.D. issued by the employer (other than an owner -operator or other self- <br />employed individual) or a Federal, state, or local government (e.g., a driver's license). Faxes or photocopies are not <br />acceptable [40.61(c), 40.241(c)]. <br />1 You can NOT be required to sign a consent, release, waiver of liability, or indemnification agreement with respect to any <br />part of the drug or alcohol testing process covered by 49 CFR Part 40 (including, but not limited to, collections, laboratory <br />testing, MRO, and SAP services) [See 49 CFR 40.3551. Also, you must NOT list medications on the Custody and Control <br />Form (CCF); you may make notes on the back of your (employee) copy of the CCF for your convenience, but these notes <br />must not be transmitted to anyone else [40.61(g)] unless and until such information is requested by the MRO as part of the <br />MRO verification process (40.141). <br />■ Failure to cooperate with any part of the testing process is a refusal to test [40.61(f), 40.191(a)(8), 40.261(a)(7)]. <br />■ Alcohol testing can be conducted only by a Breath Alcohol Technician (BAT) or Screening Test Technician (STT) <br />meeting their respective requirements of 49 CFR 40, Subpart J (40.211-215). An STT can conduct only alcohol screening <br />tests, but a BAT can conduct alcohol screening and confirmation tests [40.211]. <br />■ An Alcohol Screening Test will follow the procedures detailed in 49 CFR 40, Subpart L (40.241-247). If a drug test is also <br />required, the alcohol test should be conducted before the drug test [40.241(b)(1)]. <br />■ If the screening test is positive (i.e., an alcohol concentration of 0.02 or greater) a confirmation test will be required <br />following the procedures detailed in 49 CFR 40, Subpart M (40.251-255). <br />■ An employee's refusal to sign the Alcohol Testing Form (ATF) certification is a Refusal to test [40.241(g)]. <br />See this policy (Section 1, 13-6; and Section 5), and 49 CFR Part 40 (included by reference in this policy) for additional <br />information. <br />2020 Drug Screens Plus. All Rights Reserved. (33) FMCSA 20200101 266 <br />