PSA - HJ Umbaugh & Assoc. - Review of Continuing Disclosures on Bonds

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EXHIBIT A Services Provided Scope of Services The Client has outstanding bond issues which are subject to the Securities and Exchange Commission Rule 15c2-12 (the "Rule"). For bonds that are subject to the Rule, an issuer or another obligor on its behalf, must enter into a continuing disclosure undertaking agreement or contract ("CDUA") before a participating underwriter is able to purchase or sell the municipal securities. The Finn will assist the Client with a review of their existing reporting obligations for the Bonds (as set forth on Exhibit A-1 and A-2) under each CDUA related to one of the bond issues to determine compliance with the Rule. Article I. Identifying in the Applicable Obligations Under Each CDUA A. The Firm will assist in identifying the Client's reporting obligations as contained in each CDUA. i. The Client will provide an electronic or paper copy of the fully executed CDUA and a copy of the Final Official Statement for each of the Bonds listed in Exhibit A-1 and A-2. ii. The Firm will identify and list reporting requirements listed in each CDUA and Final Official Statement, including operating data as required under the CDUA, audited financial and unaudited financial requirements (collectively, "CDUA Reporting Requirement"). iii. The Firm will review the filings on Electronic Municipal Market Access ("EMMA") system and identify whether there are any deficiencies in meeting the CDUA Reporting Requirement within a five year period. Article 11, Identifying Disclosures of Any Deficiencies in Official Statements A. The Firm will review all of the Client's official statements which have been utilized to market any bonds subject to the Rule during the last five years to detennine if the Client disclosed all deficiencies set forth in Article I or deficiencies cited in the Client's Municipal Continuing Disclosure Compliance (MCDC) process. B. The Firm will provide the Client with a list of any deficiencies which were not disclosed. The list shall include: • The official statement by bond issue, aggregate principal amount and date of the official statement • CDUA Reporting Requirement deficiencies that were not disclosed in each official statement identified in IIA Article III. Remedying Deficiencies for Outstanding Bonds If a deficiency is found on any Bonds listed on Exhibit A-1 and Exhibit A-2 of the Firm's compliance check, the Firm will prepare any necessary reporting or notices to meet the CDUA Reporting Requirement obligations. The Client will review and approve the prepared reporting or notices. Once approved by the Client, the Firm will file the documentation on the EMMA system. The Firm will provide the Client with documentation that the EMMA filing has occurred.