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1. Material Legal or Disciplinary Event. "There are no legal or disciplinary events that are material to <br />Client's evaluation of the Finn or the integrity of the Firm's management or advisory personnel <br />disclosed, or that should be disclosed, on any Fonn MA or Form MA-1 filed with the SEC. <br />11. How to Access Form MA and Form MA-1 Filings. The Firm's most recent Form MA and each <br />most recent Forn MA -I filed with the SEC are available on the SEC's EDGAR system at <br />htt ://www.scc. ov/c i-bin/browse-ed ar?action= etcgm an &CIK=0001610268. <br />III. Most Recent Change in Legal or Disciplinary -Event Disclosure. The Finn has not made any <br />material legal or disciplinary event disclosures on Farm MA or any Form MA-1 filed with the SEC. <br />PART C — Future Supplemental Disclosures <br />As required by MSRB Rule G-42, this Disclosure Statement may be supplemented or amended, from time <br />to time as needed, to reflect changed circumstances resulting in new conflicts of interest or changes in the <br />conflicts of interest described above, or to provide updated information with regard to any legal or <br />disciplinary events of the Firm. The Firm will provide Client with any such supplement or amendment as <br />it becomes available throughout the tern of the Agreement. <br />