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PSA - H.J. Umbaugh & Associates - Financial Assurance Test for Closed Landfill to Meet IDEM Requirements
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PSA - H.J. Umbaugh & Associates - Financial Assurance Test for Closed Landfill to Meet IDEM Requirements
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3/31/2025 9:39:10 AM
Creation date
2/17/2017 9:41:07 AM
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Board of Public Works
Document Type
Contracts
Document Date
2/14/2017
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Exhibit C <br />Disclosure Statement of Municipal Advisor (cont'd) <br />II. How to Access Form MA and Form MA -I Filings. The Firm's most recent Form MA and each <br />most recent Form MA -I filed with the SEC are available on the SEC's EDGAR system at <br />http://www.sec.gov/cgi-bin/browse-edgar?action= etg company&CIK=0001610268. <br />III. Most Recent Change in Legal or Disciplinary Event Disclosure. The Firm has not made any <br />material legal or disciplinary event disclosures on Form MA or any Form MA -I filed with the SEC. <br />PART C — Future Supplemental Disclosures <br />As required by MSRB Rule G-42, this Disclosure Statement may be supplemented or amended, from time <br />to time as needed, to reflect changed circumstances resulting in new conflicts of interest or changes in the <br />conflicts of interest described above, or to provide updated information with regard to any legal or <br />disciplinary events of the Firm. The Firm will provide Client with any such supplement or amendment as <br />it becomes available throughout the term of the Agreement. <br />
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